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Page 1: Combined Active and Reactive Power Control of Wind Farms based on Model Predictive Control · active and reactive power control based on Model Predictive Control (MPC) to improve

General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.

Users may download and print one copy of any publication from the public portal for the purpose of private study or research.

You may not further distribute the material or use it for any profit-making activity or commercial gain

You may freely distribute the URL identifying the publication in the public portal If you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediately and investigate your claim.

Downloaded from orbit.dtu.dk on: Aug 10, 2021

Combined Active and Reactive Power Control of Wind Farms based on ModelPredictive Control

Zhao, Haoran; Wu, Qiuwei; Wang, Jianhui ; Liu, Zhaoxi; Shahidehpour, Mohammad ; Xue, Yusheng

Published in:IEEE Transactions on Energy Conversion

Link to article, DOI:10.1109/TEC.2017.2654271

Publication date:2017

Document VersionPeer reviewed version

Link back to DTU Orbit

Citation (APA):Zhao, H., Wu, Q., Wang, J., Liu, Z., Shahidehpour, M., & Xue, Y. (2017). Combined Active and Reactive PowerControl of Wind Farms based on Model Predictive Control. IEEE Transactions on Energy Conversion, 32(3),1177-1187. https://doi.org/10.1109/TEC.2017.2654271

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1

Combined Active and Reactive Power Control ofWind Farms based on Model Predictive Control

Haoran Zhao, Qiuwei Wu, Jianhui Wang, Zhaoxi Liu, Mohammad Shahidehpour and Yusheng Xue

Abstract—This paper proposes a combined wind farm con-troller based on Model Predictive Control (MPC). Compared withthe conventional decoupled active and reactive power control,the proposed control scheme considers the significant impact ofactive power on voltage variations due to the low X/R ratio ofwind farm collector systems. The voltage control is improved.Besides, by coordination of active and reactive power, the Varcapacity is optimized to prevent potential failures due to Varshortage, especially when the wind farm operates close to its fullload. An analytical method is used to calculate the sensitivitycoefficients to improve the computation efficiency and overcomethe convergence problem. Two control modes are designed forboth normal and emergency conditions. A wind farm with 20wind turbines was used to verify the proposed combined controlscheme.

Index Terms—Active power control, combined control, modelpredictive control, reactive power control, wind farm.

I. INTRODUCTION

W IND power is the world’s fastest growing energysource and is one of the most rapidly expanding

industries [1]. The increasing penetration of wind power andgrowing size of wind farms have introduced new challengesto the system operation [2]. Modern wind farms are requiredto meet more stringent technical requirements specified bysystem operators, which include active power regulation capa-bility and voltage operating range at the Point of Connection(POC) [3].

In the conventional wind farm control, there is no couplingbetween the active and reactive power controller, and theactive and reactive power is controlled separately [4]–[6].For active power control, by coordination of individual WindTurbine Generators (WTGs), a wind farm shall track the powerreference from a system operator [5]. In recent studies, thereduction of fatigue loads experienced by WTGs is takenas another control objective to extend their lifetime [6]–[9].For reactive power control, besides WTGs, other fast Var

H. Zhao and Z. Liu are with Center for Electric Power and Energy(CEE), Department of Electrical Engineering, Technical University of Den-mark (DTU), Kgs. Lyngby, 2800 Denmark (e-mail: [email protected];[email protected]).

Q. Wu is with Center for Electric and Energy (CEE), Department ofElectrical Engineering, Technical University of Denmark (DTU), Kgs. Lyngby,2800 Denmark and School of Electrical Engineering, Shandong University,China (e-mail: [email protected]).

J. Wang is with Center for Energy, Environmental, and Economic SystemAnalysis (CEEESA), Argonne National Laboratory, Argonne, IL 60439, USA(e-mail: [email protected]).

M. Shahidehpour is with Electrical and Computer Engineering Department,Illinois Institute of Technology (IIT), Chicago, IL 60616, USA (e-mail:[email protected]).

Y. Xue is with State Grid Electric Power Research Institute, Nanjing210003, China (e-mail: [email protected]).

regulation devices, such as Static Var Compensators (SVCs)and Static Var Generators (SVGs), are coordinated to regulatethe voltage at the POC [10]–[12].

In wind farms, WTGs are connected through long MediumVoltage (MV) feeders, whose X/R ratio is low (X/R ≤ 1).Accordingly, besides the reactive power change, the activepower change has a significant impact on the voltage variation.It is promising to involve the active power control to improvethe voltage control of wind farms by adjusting the activepower references of WTGs. Compared with the sole reactivepower compensation, the voltages are better controlled and therecovery of the violated voltage is faster.

Moreover, the Var capability of modern WTGs (Type 3 andType 4) is constrained by the operating limits of the converters.Its range is dependent on the terminal voltage and activepower production [13]. When WTGs operate close to theirfull load, the Var capacity will significantly decrease, whichimplies the decrease of voltage support capability. Therefore,by optimally adjusting the active power references of WTGs,the Var capacity of the whole wind farm can be optimized todeal with potential voltage disturbances.

The main contribution of the paper is proposing a combinedactive and reactive power control based on Model PredictiveControl (MPC) to improve the wind farm voltage control.Compared to the existing methods, the advantages of theproposed method are summarized as follows.• Firstly, during normal operation, the impact of active

power on voltages in wind farms is considered and reac-tive power is optimally coordinated to minimize voltagedeviations of the wind farm buses.

• Secondly, for emergency condition, i.e. a bus voltageviolates its constraint, the active and reactive power isjointly controlled to accelerate the voltage recovery.

• Thirdly, the MPC can realize combined active and re-active power control of devices with different time con-stants.

In the implementation of the proposed Wind Farm Control(WFC), a hysteresis control loop is applied to prevent chatter-ing in the switch of the designed modes. An analytical methodis used to calculate the voltage sensitivity coefficients, basedon the model of the wind farm collector system.

The paper is organized as follows. Section II presents thestructure of the proposed WFC. The prediction models of thecontrolled devices for the MPC are described in Section III.The sensitivity coefficient calculation is introduced in SectionIV. Section V explains the formulation of the MPC problemfor the WFC. Case studies are presented and discussed inSection VI, followed by conclusions.

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II. WIND FARM CONTROL STRUCTURE

Fig. 1 illustrates the typical configuration of a wind farm.The buses within the wind farm include a bus at the POC, abus at the collection point (located at MV side of the mainsubstation transformer) and buses of WTGs.

1

01 02 03 04 05

06 07 08

09 10 11 12 13 14 15

16 17 18 19 20SVC/SVG

Collection Point(MV)

OLTC(HV/MV)

POC

External Grid

Fig. 1. Configuration of a wind farm.

The proposed WFC structure is shown in Fig. 2. Theactive power and voltage references at the POC of the windfarm, P ref

wf and V refpoc, are decided by the system operator and

delivered to the WFC. The measurements of individual WTGsand SVCs/SVGs are sent directly to the WFC. Based on thecalculated voltage sensitivities (∂V∂P , ∂V

∂Q ) and the predictionmodels of WTGs and SVCs/SVGs, the MPC problem isformulated. By solving the MPC problem, the regulationcommands for all WTGs (P ref

wt , Qrefwt ) and SVCs/SVGs (V ref

s )are determined and delivered to their local controllers.

1

SenstivityCalculation

AdmittanceMatrix

MPC

base

dW

FC

WTG 1

WTG 2

SVCs/SVGs

SystemOperator

Ybus∂V∂Q ,∂V∂P

V refpoc,P

refwf

Measure.

Measure.

Measure.

WTGControl 1

WTGControl Nwt

SVC/SVGControl

P refwt 1,Q

refwt 1

P refwt Nwt

,Qrefwt Nwt

V refs

Fig. 2. Wind farm control structure.

According to different voltage conditions, the WFC hastwo control modes. (1) Normal mode. In this mode, thevoltages of the wind farm are within the constraints. Theactive power control (P control) plays the major role. Byoptimal dispatch of P ref

wt , power reference P refwf is tracked

and the fatigue loads of WTGs are minimized. The impactof Pwt on the bus voltages can be estimated based on thevoltage sensitivity. Accordingly, the reactive power control(Q control) is coordinated by regulation of Qwt and Qs tofurther minimize the deviation of bus voltages (Vpoc, Vwt)from their references and maximize the fast Var reserve to

handle potential disturbances in the future. (2) Emergencymode. In this mode, there exists a voltage violation. Thecorrection of the violated bus voltage is the primary controlobjective. The P and Q controls are coordinated to explorethe maximum voltage support capability, by compromising theactive power control and the voltage control of other buses.In other words, for the P control, the minimization of fatigueloads is not considered. For the Q control, the deviation ofthe violated bus voltage has a higher priority to be minimized,compared with the other bus voltages.

Due to the fast development of power electronics technol-ogy, modern WTGs are capable of tracking P ref

wt and Qrefwt . For

the P control, based on P refwt , the generator torque reference

T refg and pitch angle reference θref are generated in the

local WTG controller. For the Q control, Qrefwt is sent to the

converter’s constant-Q control loop. More details are describedin Section III-A.

The SVCs/SVGs can operate under either constant-Vmode or constant-Q mode. In this study, the constant-Vmode is adopted. Compared with the constant-Q mode, theSVCs/SVGs can provide dynamic Var support to regulate thevoltage of the controlled bus (POC in this study) in time [11].Based on the prediction model and V ref

s , the equivalent Varreference Qref

s can be calculated and coordinated with theWTGs. More details are described in Section III-B.

III. MODELING OF WTG AND SVC/SVGThe models of WTGs and SVCs/SVGs are described in this

section. The combined discrete system model is derived, whichis used as the prediction model for the MPC.

A. Modeling of WTGIn the WFC, a WTG is considered as an actuator, which

follows the assigned power commands P refwt and Qref

wt . The Pand Q control loops are decoupled.

1) P loop: The power-controlled WTG model was devel-oped by National Renewalbe Energy Laboratory (NREL) torepresent a variable speed pitch-controlled wind turbine [15],[16]. The model structure is shown in Fig. 3, which consistsof aerodynamics, a drivetrain, generator, pitch actuator, towerand local WTG controller. 1

Tower

Aerodynamics Drive train Generator

Pitch ActuatorWT

controller

vn

Ft

θ

vw vrTr

ωr

Tg

ωg

ωg

PgT refg

θref

P refwt

+ −

Fig. 3. Single wind turbine system [15].

Since the sampling time of the WFC is normally in seconds,the fast dynamics of the generator torque control and pitch ac-tuator are neglected. The generator efficiency µ is compensated

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in the WTG controller. Accordingly, the active power outputPwt is approximately equal to the power reference P ref

wt ,

Pwt ≈ P refwt . (1)

The nonlinear model can be linearized around the operatingpoints. In this study, a simplified WTG state space model,introduced in [7] is adopted, which is expressed by,

xpwt = Apwtx

pwt + Bp

wtPrefwt + Ep

wt, (2)

where xpwt refers to the state vector, defined by xpwt ,[θ, ωr, ωf ]

′, θ is the pitch angle, ωr and ωf are the rotor speedand the filtered generator speed ωg, respectively. The statespace matrices are,

Apwt =

0 −Kp θηg

τg

Kp θ

τg−Ki θ

KθTr

Jt

KωrTr

Jt+

1

Jt

P 0wtηg

µω0g2 0

0ηgτg

− 1

τg

,

Bpwt =

0

− ηgJtµω0

g

0

,Epwt =

0

KvwTrv0w

Jt0

,where ηg is the gearbox ratio, Jt , Jr+η2gJg is the equivalentinertia, τg is the time constant of the generator speed filter andTr is the rotor torque. P 0

wt, θ0, ω0

g , and v0w denote the measuredpower output, pitch angle, generator speed and wind speedat the operating point, respectively. Kp θ, Ki θ denote theproportional and integral gains of the pitch controller. KθTr

,KωrTr , KvwTr are the coefficients derived from the Taylorapproximation of Tr at the operating point.

2) Q loop: The dynamic behaviour of the constant-Qcontrol of WTGs can be described by a first order function[17]. The response time is in the range of 1 ∼ 10 s [18]. Thestate space model is,

xqwt = Aqwtx

qwt + Bq

wtQrefwt , (3)

where xqwt is the state variable, defined by xqwt , Qwt. Thestate matrices are,

Aqwt = − 1

τq, Bq

wt =1

τq,

where τq is the time constant of the Q loop.

B. Modeling of SVC/SVG

The dynamics of the constant-Q control loop of SVC/SVGcan be described by a first order function [19],

Qs =1

1 + sτsQref

s , (4)

where τs is the time constant, which is within milliseconds(50 ∼ 200 ms for SVCs and 20 ∼ 100 ms for SVGs) [20].

As the control input, V refs is sent to the local PI controller

to adjust the Var output. The equivalent Var reference Qrefs

can be calculated by,

Qrefs = Q0

s +Kp s(Vrefs − Vs) +Ki s

1

s(V ref

s − Vs), (5)

where Q0s is the reactive power at the operating point, Kp s and

Ki s are the proportional and integral gains of the PI controller,respectively.

The voltage at the controlled bus (POC) Vs is dependenton the changes of Pwt, Qwt and Qs. ∆ indicates the variablechange, i.e. ∆Pwt , Pwt−P 0

wt, ∆Qwt , Qwt−Q0wt, ∆Qs ,

Qs −Q0s . Vs can be derived by,

Vs = V 0s +

∂|Vs|∂Qs

∆Qs +∂|Vs|∂Pwt

∆Pwt +∂|Vs|∂Qwt

∆Qwt. (6)

By defining Vint as the integral of the deviation betweenV refs and Vs,

Vint ,V refs − Vss

, (7)

Equations (4)−(7) can be rewritten as the following state spaceform,

xs = Asxs + BsVrefs + EsPwt + FsQwt + Gs, (8)

where xs is the state vector, defined by xs , [Qs, Vint]′. The

state space matrices are,

As =

−1

τs(1 +Kp s

∂|Vs|∂Qs

)Ki s

τs

−∂|Vs|∂Qs

0

,Bs =

Kp s

τs1

,

Es =

−Kp s

τs

∂|Vs|∂Pwt

−∂|Vs|∂Pwt

,Fs =

−Kp s

τs

∂|Vs|∂Qwt

− ∂|Vs|∂Qwt

,Gs =

−Kp s∆V0s

τs+Q0

s

τs−∆V 0

s

,where

∆V 0s , V 0

s −∂|Vs|∂Qs

Q0s −

∂|Vs|∂Pwt

P 0wt −

∂|Vs|∂Qwt

Q0wt.

More details of the derivation of (8) are presented inAppendix.

C. Combined system modelThe aforementioned P , Q loops of WTG and SVC/SVG

models can be merged. The combined system model, whichconsists of Nwt WTGs and 1 SVC/SVG, can be formulatedas the following state space form,

x = Ax+ Bu+ E, (9)

where x and u refer to the state vector and control input vector,respectively, defined by,

x , [xpwt 1′, · · · , xpwt Nwt

′, xqwt 1

′, · · · , xqwt Nwt

′, xs′]′,

u , [upwt 1′, · · · , upwt Nwt

′, uqwt 1

′, · · · , uqwt Nwt

′, us′]′.

The state matrices are,

A =

Ap setwt 0 0

0 Aq setwt 0

0 Fs As

,E =

Ep setwt

0Gs

,B =

Bp setwt 0 0

0 Bq setwt 0

Es 0 Bs

.

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where Ap setwt , Bp set

wt and Ep setwt are the diagonal matrices

whose diagonal entries are the corresponding state spacematrices of WTG model in (2). As, Bs, Es, Fs and Gs arethe state space matrices of SVC/SVG model in (8).

Based on the sampling time ts, the derived continuousmodel (9) can be transformed into the discrete form,

x(k + 1) = Adx(k) + Bdu(k) + Ed, (10)

where k is the step index. The state space matrices (Ad, Bd,Ed) can be calculated with the method in [21].

D. Local constraints

1) WTG: For WTGs, according to [16], the constraintsinclude,

θ(k) ∈ [θmin, θmax],∆θ(k) ∈ [−∆θlim,∆θlim], (11)ωr(k) ∈ [ωmin, ωmax], (12)P refwt (k) ∈ [0, P avi

wt (k)], (13)

where θmin and θmax are the minimum and maximum valuesof θ, ∆θlim is the ramp rate limit, ωmin and ωmax are theminimum and maximum values of ωr, and P avi

wt is the availablewind power.

Besides, for modern WTGs (Type 3 and Type 4), the Varcapacity is constrained by the operating limits of the converters[13]. The range of Var capacity of full-converter WTGs islarger due to the increased rating of the converter. A typicalPQ capacity curve of a full-converter WTG is illustrated inFig. 4. The Var constraint is,

Qrefwt (k) ∈ [Qmin

wt (k), Qmaxwt (k)], (14)

where Qminwt and Qmax

wt are the minimum and maximum valuesof the Var capacity, which are dependent on the terminalvoltage and active power [13],

Qminwt = fmin

Q (Pwt, Vwt), Qmaxwt = fmax

Q (Pwt, Vwt). (15)

The functions fminQ and fmax

Q are nonlinear, which can beeither expressed as the piece-wise affine functions or look-uptables. For the former case, Qmin

wt and Qmaxwt can be calculated

based on the explicit form of the functions. For the latter case,Qmin

wt and Qmaxwt can be derived according to the interpolation.

In this study, the former case is used.By defining Qmin 0

wt and Qmax 0wt as the minimum and

maximum Var capacities at the operating point. Qminwt and

Qmaxwt at the kth step can be predicted based on the Taylor

approximation,

Qminwt (k) ≈ Qmin 0

wt +∂fmin

Q

∂Pwt∆Pwt(k) +

∂fminQ

∂Vwt∆Vwt(k), (16)

Qmaxwt (k) ≈ Qmax 0

wt +∂fmax

Q

∂Pwt∆Pwt(k) +

∂fmaxQ

∂Vwt∆Vwt(k).(17)

The calculation of the Var capacity sensitivities in (16)-(17)are described in Section IV-B.

1

0.20.4

0.60.8

1

0.9

1

1.1

1.2

−0.4

−0.2

0

0.2

0.4

Pwt (p.u.)Vwt (p.u.)

Qca

pwt

(p.u

.)

Fig. 4. PQ capacity curve of a full-converter WTG.

2) SVC/SVG: For SVCs/SVGs, the constraints include,

Qmins ≤ ∆Qs +Q0

s ≤ Qmaxs , (18)

V mins ≤ V ref

s ≤ V maxs , (19)

where Qmins and Qmax

s are the minimum and maximum Varcapacities of SVCs/SVGs, respectively, V min

s and V maxs are

the minimum and maximum feasible voltages.

IV. SENSITIVITY CALCULATION

In this section, the calculations of voltage sensitivities andVar capacity sensitivities are described.

A. Voltage Sensitivity

Conventionally, the voltage sensitivity coefficients are cal-culated through an updated Jacobian matrix derived from theNewton-Raphson (NR) method for the load-flow solution.However, sometimes, the low X/R ratio of the wind farmnetwork makes the NR method fail to converge in solvingthe load-flow problem [22]. Moreover, the Jacobian matrix isdependent on the operation conditions and needs to be rebuiltand inversed for every change, which makes it impractical forreal-time controllers [23].

An analytical computation method for calculating the sen-sitivity coefficients was developed in [23] to improve thecomputation efficiency. It was initially applied in the radialdistribution system. Since the collector system of wind farmshas a similar network topology, this method is adopted in thisstudy.

Consider a wind farm with Nb buses, N is defined as thebus set, N , {1, 2, · · ·Nb}. The apparent power injection Scan be calculated by,

Si = Vi∑j∈N

(Ybus(i, j)Vj), (20)

where i and j are the bus indices, Ybus is the admittancematrix, S and V are the conjugates of S and V , respectively.The partial derivatives of Si at Bus i ∈ N with respect to

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active power Pl and reactive power Ql at Bus l ∈ N can bederived as (21) and (22), respectively,

∂Si∂Pl

=∂{Pi − jQi}

∂Pl=∂Vi∂Pl

∑j∈N

Ybus(i, j)Vj+ (21)

Vi∑j∈N

Ybus(i, j)∂Vj∂Pl

=

{1, if i = l.0, else.

∂Si∂Ql

=∂{Pi − jQi}

∂Ql=∂Vi∂Ql

∑j∈N

Ybus(i, j)Vj+ (22)

Vi∑j∈N

Ybus(i, j)∂Vj∂Ql

=

{−j1, if i = l.

0, else.

The system of (21) is linear to the unknown variables ∂Vi

∂Pl,

∂Vi

∂Pland (22) is linear to the unknown variables ∂Vi

∂Ql, ∂Vi

∂Ql.

According to the theorem in [23], (21) and (22) have a uniquesolution for radial electrical networks.

Once ∂Vi

∂Ql, ∂Vi

∂Qlare obtained, the partial derivatives of the

voltage magnitude ∂|Vi|Ql

can be calculated by,

∂|Vi|∂Pl

=1

|Vi|Re(Vi

∂Vi∂Pl

),∂|Vi|∂Ql

=1

|Vi|Re(Vi

∂Vi∂Ql

). (23)

B. Var capacity sensitivityIf the analytical expressions of fmin

Q and fmaxQ are known,

the analytical equation of the sensitivities (∂fmin

Q

∂Pwt,∂fmin

Q

∂Vwt,∂fmax

Q

∂Pwt

and∂fmax

Q

∂Vwt) can be derived. If the lookup table of the PQ curve

is available, the sensitivities can be approximately derivedaccording to the interpolation, such as,

∂fminQ

∂Pwt=fmin(P 0

wt + ∆Pwt, V0wt)− fmin(P 0

wt, V0wt)

∆Pwt. (24)

The other sensitivity coefficients can be calculated in asimilar way.

V. MPC PROBLEM FORMULATION

In this section, the cost functions and the constraints of theMPC are formulated for the two designed control modes.

The sampling period of the WFC is ts and the predictionperiod is tp. Compared with the time constants of the fastVar devices, ts is larger, which is normally in seconds. Inorder to capture the fast dynamics, the sampling period of theprediction should be smaller. Thus, ts is further divided intons steps. Accordingly, the total number of prediction steps canbe calculated by np =

tptsns.

A. Normal modeIf all the measured bus voltages of the wind farm are

within their thresholds, i.e. ‖ V 0poc − V ref

poc ‖≤ V thpoc and

‖ V 0wt − V ref

wt ‖≤ V thwt , the WFC will operate in this mode.

V 0poc is the measured voltages at the POC. V 0

wt is the vector ofthe WTG bus voltages, defined as V 0

wt , [V 0wt 1, V

0wt 2, · · · ]′.

V refpoc is the reference value from the system operator (typically

1.0 p.u.) and V refwt is the nominal voltage of each WTG

(typically 1.0 p.u.). V thpoc and V th

wt refer to the thresholds ofVpoc and Vwt, respectively. V th

poc differs according to differentrequirements of grid codes.

1) Cost function: The control objective of this mode isthreefold. Firstly, the fatigue loads of WTGs are minimized. Inthis study, only the fatigue load of the drivetrain is considered.The shaft torque Ts is transferred through the gearbox. Sincethe gearbox is a vulnerable component, the oscillation ofTs may create micro-cracks in the material and lead to thecomponent failure. The load alleviation can be realized byreducing the deviation of Ts, i.e.

Obj1 =

np∑k=1

‖ ∆Ts(k) ‖2WTs, (25)

where ∆Ts(k) , Ts(k)−T 0s and WTs is the weighting factor.

Based on (2), Ts can be derived by,

Ts = Cpwtxwt + Dp

wtPrefwt + F p

wt, (26)

Cpwt =

[ηgJgKθTr

Jt

η2gJgKωrTr

Jt− η2gJrP

0wt

Jtµ(ω0g)2

0

],

Dpwt =

1

µω0g

, F pwt =

η2gJgKvwTrv0w

Jt.

Secondly, the deviation between the measured voltages ofthe wind farm and their references (∆Vpoc, ∆Vwt) shall beminimized, i.e.

Obj2 =

np∑k=1

(‖ ∆Vpoc(k) ‖2Wpoc+ ‖ ∆Vwt(k) ‖2Wwt

), (27)

where Wpoc and Wwt are their weighting factors. Since Vpocis more concerned in this study, Wpoc > Wwt. ∆Vpoc(k)and ∆Vwt(k) are affected by the active and reactive powerinjection of SVCs/SVGs and WTGs, which can be calculatedby,

∆Vpoc(k) = V 0poc +

∂|Vpoc|∂Pwt

∆Pwt(k) +∂|Vpoc|∂Qwt

∆Qwt(k)

+∂|Vpoc|∂Qs

∆Qs(k)− V refpoc, (28)

∆V prewt (k) = V 0

wt +∂|Vwt|∂Pwt

∆Pwt(k) +∂|Vwt|∂Qwt

∆Qwt(k)

+∂|Vwt|∂Qs

∆Qs(k)− V refwt . (29)

Thirdly, the fast dynamic Var support capabilities shall bemaximized to deal with potential disturbances. It is imple-mented by minimizing the Qs to its middle level of theoperating range Qmid

s = 0.5(Qmaxs +Qmin

s ). The Var shortagewill be compensated by the slower Var devices (WTGs) formaintaining the voltage of buses throughout the wind farm,i.e.

Obj3 =

np∑k=1

‖ Qpres (k)−Qmid

s ‖2Ws, (30)

where Ws refers to its weighting factor.According to (25), (27) and (30), the cost function is

expressed by,

minu

(Obj1 + Obj2 + Obj3), (31)

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To be noticed, since all the measured voltages of thewind farm are within the thresholds, it is not necessary tocompromise the active power control performance to supportvoltage. Therefore, in order to guarantee the active powercontrol performance, the term Obj1 for the fatigue loadminimization has a higher priority, WTs

should be set largeenough. The reactive power is mainly used to minimize thevoltage deviation (∆Vpoc,∆Vwt).

The weighting factors can be decided by the sensitivityanalysis. In this study, the priority ranking is Obj1 > Obj2 >Obj3. Accordingly, the weighting factors can be selected by,

(∂Ts∂u

)2WTs> (

∂Vpoc∂u

)2Wpoc > (∂Vwt

∂u)2Wwt > (

∂Qs

∂u)2Ws.

2) Constraints: Besides the local operation constraints ofWTGs and SVCs/SVGs in (11)-(19), P ref

wf specified by thesystem operator shall be tracked which can be implementedas an equality constraint,

nwt∑i=1

P refwt i = P ref

wf . (32)

Moreover, the control inputs u can only be updated at thesampling point. Therefore, the values within the samplingperiod are kept constant,

u(i · ns + k) = u(i · ns), (33)i ∈ [0, np − 1], k ∈ [0, ns − 1].

B. Emergency mode

If any measured bus voltage violates its threshold, i.e. ‖V 0poc − V ref

poc ‖> V thpoc or ‖ V 0

wt − V refwt ‖> V th

wt , the WFC willoperate in this mode.

1) Control objective: The control objective of this mode iscorrecting the violated bus voltage within the limits to avoidpotential cascading failures. The cost function is expressed by,

minu

np∑k=1

(‖ ∆Vpoc(k) ‖2Wpoc+ ‖ ∆Vwt(k) ‖2Wwt

). (34)

Compared with the cost function of the normal mode, it isnecessary to compromise the active power control performanceto support the voltage. Therefore, the fatigue load minimiza-tion term (Obj1) and the fast Var reserve maximization term(Obj3) are removed from the cost function to relax theconstraints of the active and reactive power. In that case, theactive and reactive power can be fully explored to contributeto voltage support.

Different from (27), the weighting factors in (34) have twovalue settings according to the voltage condition. The largervalue is set to the weighting factor if the corresponding voltageviolates its limit, which accelerates the recovery of the voltage.

2) Constraints: The constraints of the emergency mode areidentical to these of the normal mode.

The formulated MPC problem can be transformed to a stan-dard Quadratic Programming (QP) problem. By commercialQP solvers, it can be efficiently solved in milliseconds whichis suitable for online optimizations [24].

C. Hysteresis loop

When the WFC switches between these two modes, chatter-ing may occur. In order to efficiently suppress the chattering,a hysteresis loop is used in this study. The hysteresis loopis realized by setting different voltage thresholds accordingto the mode switching conditions. Considering the protectionconfiguration of WTGs (typically 0.9 ∼ 1.1 p.u.) and opera-tion margins, the threshold value settings are listed in Table I.

TABLE ITHRESHOLD VALUES

Nomral⇒Emergency Emergency⇒Normal

V thpoc 0.02 p.u. 0.01 p.u.

V thwt 0.08 p.u. 0.07 p.u.

The control block diagram for the implementation is shownin Fig. 5. The voltage deviations within the wind farm,‖ V 0

poc−V refpoc ‖ and ‖ V 0

wt−V refwt ‖, are fed into the hysteresis

loops. Based on the hysteresis rules and the thresholds inTable I, the switch signals Smod1 and Smod2 can be derived.According to the mode definition, the mode switch signalSmod can be decided: (1⇒Normal, 0⇒Emergency). 1

Hysteresis for V thpoc

0.01 0.021

0

Hysteresis for V thwt

0.07 0.081

0

AND

‖ V 0poc − V ref

poc ‖

‖ V 0wt − V ref

wt ‖

1⇐⇒Normal0⇐⇒Emergency

Smod1

Smod2

Smod

Fig. 5. Block diagram of the hysteresis loop.

VI. CASE STUDY

A wind farm, comprised of 20 × 5 MW full-converterWTGs and 1×±5 MVar SVG, is used for the case study. Itsconfiguration is shown in Fig. 1. The wind farm is integratedinto the IEEE 14 bus system and the connected bus is Bus 03,which is located at the terminal of the grid, as shown in Fig.6. The wind field modeling considering turbulences and wakeeffects for the wind farm was generated from SimWindFarm[15], a toolbox for dynamic wind farm model, simulation andcontrol.

In order to smooth out the wind power variation, the windfarm is required to limit the power production ramp rate bymany system operators [25]. In this paper, the ramp ratecontrol is applied in the WFC. The maximum ramp rate isset 10% of the installed capacity per minute (10 MW/min).

Two case scenarios are defined to test the efficacy of theproposed WFC, which represent the low and high powerproduction operations, respectively. In both scenarios, theresults of the optimal controller, where the active and reactivepower are decoupled and controlled separately (‘SEP’), are

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1

01

02

03

04

05

06

07 08

09

10

1112

13

14

Wind Farm

Fig. 6. IEEE 14 bus system with wind farm.

compared with those of the proposed combined MPC basedWFC (‘COM’). For the SEP, the active power references, P ref

wt ,are derived by solving the optimal problem,

minP ref

wt

(Obj1).

The reactive power references, including Qrefwt and V ref

s , arederived by solving the optimal problem,

minQref

wt ,Vrefs

(Obj2 + Obj3).

Here, the definitions of Obj1, Obj2, and Obj3 are the samewith these in (25), (27), and (30). The coupling parts, such as∂|Vpoc|∂Pwt

in (28) and ∂|Vwt|∂Pwt

in (29), are neglected.The sampling period ts is set as 1 s, which is further divided

into 5 small steps: ns = 5. The prediction horizon tp is set as5 s. The simulation time is 240 s.

A. Case Scenario 1: Low power production

In Case 1, the simulation period is 0 ∼ 120 s. The powerproduction of the wind farm Pwf for both controllers (SEP andCOM) and the available wind power P avi

wf are shown in Fig.7. It can be observed that Pwf of both controllers are almostidentical, which strictly track the specified ramp rate limit andincreases from 65 MW to 87 MW within the range of P avi

wf . 1

0 20 40 60 80 100 120

70

80

90

100

Time (s)

Pwf

(MW

)

P aviwf

SEPCOM

Fig. 7. Power production of the wind farm for Case 1.

Due to the low Pwf , from the whole wind farm point ofview, the Var capacities of WTGs are large, which impliesmore Var reserves and voltage support capability. The voltagesat two representative buses are used to illustrate the voltagecondition of the wind farm, including Vpoc and Vwt 15, whichis located at WT15, the furthest bus along the feeder (see Fig.1). As shown in Fig. 8, all the voltage deviations are withintheir thresholds and the WFC operates in the normal mode. 1

0 20 40 60 80 100 1200.990

0.995

1.000

1.005

Vpoc

(p.u

.)

(a)

SEPCOM

0 20 40 60 80 100 1201

1.02

1.04

1.06

1.08

Time (s)

Vwt15

(p.u

.)

(b)

SEPCOM

Fig. 8. Voltages at POC and WT15 for Case 1.

The Damage Equivalent Load (DEL) based on Miner’s ruleis used to evaluate the fatigue load minimization. By means ofthe toolbox MCrunch [26], the DELs of the whole wind farmfor both controllers are calculated and listed in Table II, whichare almost the same. It implies the same control performancesof the load minimization for both controllers.

TABLE IIDEL OF WIND FARM

SEP COM

DEL in MNm 43.08 43.10

Since Wpoc > Wwt, Vpoc of both controllers are regulatedquite close to its reference value V ref

poc = 1 p.u., as shownin Fig. 8(a). Comparably, the voltage deviation with COMis smaller. Even for a sudden change due to the powerfluctuation, the recovery of Vpoc to V ref

poc is faster. Due tothe power increase, the voltage Vwt 15 increases. The increaserate of COM is smaller. Therefore, considering the impactof active power on the voltage, COM shows better voltagecontrollability.

The Var output of the SVG Qs for both controllers areshown in Fig. 9. In this case, Qmid

s = 0. As the slow Varreserve of WTGs is enough for the voltage support, only smallQs is detected for both controllers. Qs of COM is smaller,which means more fast Var capacity is reserved.

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1

0 20 40 60 80 100 120

−0.2

−0.1

0

0.1

Time (s)

Qs

(MV

ar)

SEPCOM

Fig. 9. Var output of the SVG Qs.

B. Case Scenario 2: High power production

In Case 2, the simulation period is 120 ∼ 240 s. Theavailable wind power P avi

wf and Pwf for both controllers (SEPand COM) are shown in Fig. 10. It can be observed that Pwf

of both controllers are almost identical, which ranges from87 MW to 100 MW, close to the capacity limit. 1

120 140 160 180 200 220 240

90

95

100

Time (s)

Pwf

(MW

)

P aviwf

SEPCOM

Fig. 10. Power production of the wind farm for Case 2.

Since Pwf is high, the active power of several WTGs ishigh, which may significantly affect their Var capacities. Bydefining,

Qsumwt ,

Nwt∑i=1

Qwt, Qs minwt ,

Nwt∑i=1

Qminwt , Q

s maxwt ,

Nwt∑i=1

Qmaxwt ,

where Qsumwt denotes the total Var production of WTGs, Qs min

wt

and Qs minwt are the lower and upper limits of the total Var

capacity of WTGs, respectively. Their simulation results areshown in Fig. 11. It can be observed that the Var capacityrange of COM is larger than that of SEP, especially during theperiods t1 = 201.3 s ∼ 207.6 s and t2 = 232.2 s ∼ 236 s. ForSEP, due to the decoupled active and reactive power control,Qmin

wt and Qminwt can’t be predicted. There are sudden decreases

of the total Var capacity in t1 and t2. Accordingly, the voltagesupport capability are reduced in these periods. For COM,Qmin

wt and Qminwt can be predicted based on the predictions of

Pwt and Vwt. The possible Var shortage is considered in theMPC. Therefore, the total Var capacity is kept stable for thewhole period.

The voltage results are shown in Fig. 12. For SEP, Vpocis often beyond its operation limits [0.98 p.u., 1.02 p.u.] (Fig.

1

120 140 160 180 200 220 240

−40

−20

0

20

40

60

201.3 ∼ 207.6 s 232.2 ∼ 236 s

Time (s)

Qsu

mwt

(MV

ar)

Range for SEP Range for COM SEP COM

Fig. 11. Var capacity of WTGs. 1

120 140 160 180 200 220 2400.96

0.98

1

1.02

1.04

Volta

ge(p

.u.)

(a)

SEPCOM

120 140 160 180 200 220 240

1.06

1.08

1.1

1.12

1.14

1.16

201.3 ∼ 207.6 s

232.2 ∼ 236 s

Time (s)

Volta

ge(p

.u.)

(b)

SEPCOM

Fig. 12. Voltages at POC and WT15 for Case 2.

12(a)). Due to the shortage of the Var reserve, Vwt 15 breaksthe protection limit (1.1 p.u.) during t1 and t2, which willtrigger the protection devices in real operation and may cause acascading failure (Fig. 12(b)). For COM, the voltage deviationsare smaller. Vpoc is always regulated within its limit. Vwt 15

is never beyond the protection limit.

C. Case Scenario 3: Different X/R ratios

Due to the low X/R ratio, the active power change has animpact on the voltage variation. In this study, X/R = 0.65.The significance of the impact is largely dependent on theX/R ratio. In this case, the control performances between SEPand COM for different X/R ratios are compared. The standarddeviation of the voltage at the POC, σ(∆Vpoc), is used asa representative index to quantify the control performance.The results are listed in Table III. It can be observed thatwith the decrease of X/R ratio, the impact becomes moresignificant. The σ(∆Vpoc) of SEP increases from 0.0025 p.u.to 0.0117 p.u.. Compared with SEP, COM can significantlyreduce the σ(∆Vpoc). The reduction ranges from 28.0 % to38.6 %.

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TABLE IIICOMPARISON OF σ(∆Vpoc)

σ(∆Vpoc) SEP COM Reduction

X/R = 1.50 0.0025 p.u. 0.0018 p.u. -28.0 %

X/R = 1.00 0.0101 p.u. 0.0068 p.u. -32.7 %

X/R = 0.65 0.0114 p.u. 0.0070 p.u. -38.6 %

X/R = 0.50 0.0117 p.u. 0.0084 p.u. -28.2 %

VII. CONCLUSION

In this paper, the MPC based combined WFC is developedto optimally coordinate the active and reactive power regula-tion devices with different time constants for better voltagecontrol. Two control modes are designed according to thevoltage conditions. For the normal mode, without disturbingthe active power control performances, including tracking thepower reference of the wind farm and minimizing the fatigueloads, the active and reactive power is optimally coordinatedto minimize the voltage deviation of the buses, especially thevoltage of the POC, and maximize the fast Var capacity tohandle the potential disturbance. For the emergency mode, theregulation of the violated voltages back to their limits is theonly control objective. The potential of the active and reactivepower for the voltage support is fully utilized. The case studiesshow the proposed combined scheme can efficiently coordinatethe power regulation devices and significantly improve thevoltage controllability and stability of the wind farm. Thepractical concerns for the application of a real wind farmsystem, including the communication delay and on-line modelidentification, will be studied in the future work.

APPENDIX

The derivation of the state space model of SVC/SVG forthe proposed WFC, (8), can be divided into three steps.Step 1: Calculation of Qref

s .Substitute (6) and (7) into (5), (5) can be transformed into,

Qrefs =Q0

s +Kp s(Vrefs − V 0

s −∂|Vs|∂Qs

∆Qs −∂|Vs|∂Pwt

∆Pwt

− ∂|Vs|∂Qwt

∆Qwt) +Ki sVint. (35)

By defining

∆V 0s , V 0

s −∂|Vs|∂Qs

Q0s −

∂|Vs|∂Pwt

P 0wt −

∂|Vs|∂Qwt

Q0wt,

Equation (35) can be transformed into,

Qrefs =Q0

s +Kp s(Vrefs − ∂|Vs|

∂QsQs −

∂|Vs|∂Pwt

Pwt −∂|Vs|∂Qwt

Qwt)

−Kp s∆V0s +Ki sVint. (36)

Step 2: Derivation of the differential equation of Qs.Equation (4) can be transformed into the following differ-

ential equation,

Qs = − 1

τsQs +

1

τsQref

s , (37)

Substitute (36) into (37),

Qs =− 1

τs(1 +Kp s

∂|Vs|∂Qs

)Qs +Ki s

τsVint +

Kp s

τsV refs

− Kp s

τs

∂|Vs|∂Pwt

Pwt −Kp s

τs

∂|Vs|∂Qwt

Qwt +Q0

s

τs− Kp s

τs∆V 0

s .

(38)

Step 3: Derivation of the differential equation of Vint.Equation (7) can be transformed into the following differ-

ential equation,

Vint =(V refs − Vs). (39)

Substitute (6) into (39),

Vint =(V refs − Vs) (40)

=V refs − V 0

s −∂|Vs|∂Qs

∆Qs −∂|Vs|∂Pwt

∆Pwt −∂|Vs|∂Qwt

∆Qwt

=V refs − ∂|Vs|

∂QsQs −

∂|Vs|∂Pwt

Pwt −∂|Vs|∂Qwt

Qwt −∆V 0s .

Based on (38) and (40), the state space model of SVC/SVGcan be derived,[

Qs

Vint

]= As

[Qs

Vint

]+ BsV

refs + EsPwt + FsQwt + Gs,

with

As =

−1

τs(1 +Kp s

∂|Vs|∂Qs

)Ki s

τs

−∂|Vs|∂Qs

0

,Bs =

Kp s

τs1

,

Es =

−Kp s

τs

∂|Vs|∂Pwt

−∂|Vs|∂Pwt

,Fs =

−Kp s

τs

∂|Vs|∂Qwt

− ∂|Vs|∂Qwt

,Gs =

−Kp s∆V0s

τs+Q0

s

τs−∆V 0

s

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[13] H. Amaris, M. Alonso, and C. A. Ortega, Reactive Power Managementof Power Networks with Wind Generation, Springer Science & BusinessMedia, 2012.

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[24] Y. Wang and S. Boyd, “Fast model predictive control using onlineoptimization,” IEEE Trans. Control Syst. Technol., vol. 18, no. 2, pp.267–278, 2010.

[25] B. Fox, Wind power integration: connection and system operationalaspects, IET, 2007.

[26] M. L. Buhl, MCrunch user’s guide for version 1.00, National RenewableEnergy Laboratory, 2008.

Haoran Zhao (S’12-M’15) received the B.E. degreein electrical engineering and automation from Shan-dong University, Jinan, China, in 2005, the M.E.degree in electrical engineering and automation fromthe Technical University of Berlin, Berlin, Germany,in 2009, and the Ph.D. degree in electrical engineer-ing from the Technical University of Denmark, Kgs.Lyngby, Denmark, in 2015.

He is a Postdoc with the Center for ElectricTechnology, Technical University of Denmark. Heworked as Electrical Engineer with State Grid Cor-

poration of China (SGCC), Beijing, China, in 2005. From August 2010to September 2011, he worked as Application Developer with DIgSILENTGmbH, Gomaringen, Germany. His research interests include modeling andintegration study of wind power, control of energy storage system, and voltagestability analysis.

Qiuwei Wu (M’08-SM’15) obtained the B. Eng.and M. Eng. in Power System and Its Automationfrom Nanjing University of Science and Technology,Nanjing, China, in 2000 and 2003, respectively.He obtained the PhD degree in Power System En-gineering from Nanyang Technological University,Singapore, in 2009.

He was a senior R&D engineer with VESTASTechnology R&D Singapore Pte Ltd from Mar. 2008to Oct. 2009. He has been working at Departmentof Electrical Engineering, Technical University of

Denmark (DTU) since Nov. 2009 (PostDoc Nov. 2009-Oct. 2010, AssistantProfessor Nov. 2010-Aug. 2013, Associate Professor since Sept. 2013). Hewas a visiting scholar at Department of Industrial Engineering & OperationsResearch (IEOR), University of California, Berkeley, from Feb. 2012 to May2012 funded by Danish Agency for Science, Technology and Innovation(DASTI), Denmark. He has been a visiting professor named by Y. Xue, anAcademician of Chinese Academy of Engineering, at Shandong University,China, since Nov. 2015.

His research interests are smart grids, wind power, electric vehicle, activedistribution networks, electricity market, and smart energy systems. He is anEditor of IEEE Transactions on Smart Grid and IEEE Power EngineeringLetters. He is also an Associate Editor of International Journal of ElectricalPower and Energy Systems.

Jianhui Wang (M’07-SM’12) received the Ph.D.degree in electrical engineering from Illinois Insti-tute of Technology, Chicago, IL, USA, in 2007.

Presently, he is the Section Lead for AdvancedPower Grid Modeling at the Energy Systems Divi-sion at Argonne National Laboratory, Argonne, IL,USA. He is also an affiliate professor at AuburnUniversity and an adjunct professor at the Universityof Notre Dame.

Dr. Wang is the secretary of the IEEE Power& Energy Society (PES) Power System Operations

Committee. Before being promoted and elected to this position, he was thechair of the IEEE PES Power System Operation Methods Subcommittee forsix years. He is the Editor-in-Chief of IEEE TRANSACTIONS ON SMARTGRID, an editor of the IEEE TRANSACTIONS ON POWER SYSTEMS, anassociate editor of the Journal of Energy Engineering, an editor of the IEEEPES LETTERS, and an associate editor of Applied Energy. He is an IEEEPES Distinguished Lecturer.

Zhaoxi Liu Zhaoxi Liu received the B.S. andM.S. degrees in electrical engineering from TsinghuaUniversity, Beijing, China, and the Ph.D. degreefrom Technical University of Denmark, Denmark,in 2006, 2008, and 2016, respectively.

He is currently a PostDoc in Center for Electricpower and Energy (CEE), Department of ElectricalEngineering, Technical University of Denmark. Hisresearch interests include power system operationsand integration of distributed energy resources inpower systems.

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Mohammad Shahidehpour (F’01) is the BodineChair Professor with the Department of Electri-cal and Computer Engineering, the Director of theRobert W. Galvin Center for Electricity Innovation,and an Associate Director of WISER with the Illi-nois Institute of Technology, Chicago, IL, USA.

He was a recipient of the IEEE PES OutstandingPower Engineering Educator Award, the IEEE PESOutstanding Engineer Award, and the Chicago Chap-ter. He is the Holder of Nourbakhshian EndowedChair Professorship, University of Kashan, Iran, and

Otto Monsted Professorship, Technical University of Denmark. He is aResearch Professor with King Abdulaziz University, Saudi Arabia, the SharifUniversity of Technology, Iran, as well as several universities in China,including Tsinghua University, Xian Jiaotong University, Nanjing University,North China Electric Power University, and Hunan University. He is an IEEEPES Distinguished Lecturer, and served as the VP of Publications for the IEEEPower and Energy Society, the Editor-in-Chief of the IEEE TRANSACTIONSON POWER SYSTEMS, and the Founding Editor-in-Chief of the IEEETRANSACTIONS ON SMART GRID.

Dr. Shahidehpour is a member of the U.S. National Academy of Engineer-ing.

Yusheng Xue (M’88) received the M.Sc. degree inelectrical engineering from EPRI, China, in 1981,and the Ph.D. degree in electrical engineering fromthe University of Liege, Liege, Belgium, in 1987.He was elected as an Academician of the ChineseAcademy of Engineering in 1995.

He is now the Honorary President of StateGrid Electric Power Research Institute (SGEPRI orNARI), China. He holds the positions of AdjunctProfessor in many universities in China and is aConjoint Professor with the University of Newcastle,

Callaghan, NSW, Australia. He is also an Honorary Professor with theUniversity of Queensland, Brisbane, Qld., Australia. He has been a member ofthe PSCC Council, and the Editorin- Chief of Automation of Electric PowerSystem since 1999, and a Member of Editorial Board of IET Generation,Transmission, and Distribution, and Chairman of Technical Committee ofChinese National Committee of CIGRE since 2005.