Christina C Reiss Financial Disclosure Report for Reiss, Christina C

8/3/2019 Christina C Reiss Financial Disclosure Report for Reiss, Christina C

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . Person Re port ing ( las t name, f i rs t , middle ini t ia l )Reiss , Chr i s t ina C.

4. Title (Article I il judges indicate active or senior status;magistrate judges indicate full- or part-time)U.S. Distr ict Chief Judge - Act ive Status

7. Chambers or Of f ice AddressU ni t ed St a t e s F ede ra l B ui ld ing1 1 1 E l m w o o d A v e n u eP. O. B ox 9 5 3B ur l i ng ton , VT 0 5 4 0 1

2. Cour t o r O rganiza tionU n i t e d S t a t e s D i s t r i c t C o ur t D i s t ri c t o f Ve r m o n t

5a. Report Type (check appropriate type)] Nominat ion , D a t e[] Initial [] Annual ] Final5b. [] Amended Report

3. Date of Report05/10/201

6. Repor ting Per iod01/01/2010

to12/31/2010

8. On the basis of the informat ion contained in this Repo rt and anymodif icat ions per taining thereto, i t i s, in my opinion, in compliancewith applicable laws and regula t ions .

Reviewing Of f ice r Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,ch eck ing th e N O N E b o x fo r each p ar t w h ere yo u h ave n o rep o r tab le in fo rma t io n . S ign o n l a s t p age .

I. P O S I T I O N S . ~ R e p o n ~ . g i n a l v i a u a t o n l y ; s e e p p . 9 - 1 3 of fil ing instructions.)[] (No reportable posit ions.)O N E

P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T Y

2.

3.

4.5.

I I . A G R E E M E N T S . ~ R e p o rn n g i.aividuut o.iy; s~ pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

1. 2 0 0 4

2.3.

D A T E PARTIES AND TERMSState of Vermont Employees Pension Fund (upon ret i rement age 65)


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t in gReiss, Christina C.

D a t e o f R e p o r t05/10/2011

I l L N O N - I N V E S T M E N T I N C O M E . ( R e p a r ~ n g i n d i v id u a l a n d s p o u s e ; se e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Income

~] NONE n o n - in v e s tm e n t i n c o m e . )N o repor tableDATE SOURCE AND TYPE

2.

3.

4.

INCOM E( y o ur s , n o t s p o us e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were ma rried during any portion o f the reportingyear, complete th is section.(Dollar amount not required except for honoraria.)

D N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1. 2010 Sel f - emp lo yed - Co mmercia l an d Res id en t i a l M i l l W o rkin g Co mp an y2.3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, enter tainmen~(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

N O N E (No reportable reimbursements .)SOURCE DATES LOCATION

1.

2.3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t i n gReiss, Christina C.

D a t e o f R e p o r t05/10/201 !

V . G I F T S . a n c i u d e s t h o s e t o s p o ~ e a n d dependent children; see p p . 2 8 - 3 1 of f i l ing instructions.)N O N E (No reportable gi f t s .)

SOURCE1.2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n c t , ,d e ~ t h o s e o f ~ p o ~ e , , n d dependent children; see p p . 3 2 - 3 3 of fillng instructions.)D NONE(No rep ortable l iabi l i t ies. )CREDITOR DESCRIPTION VALUE CODE

1. P eo p le s U n ited B an k L o an 7 B u sin e ss M o rtg ag e N

2. P eo p l e s Un i t ed Ban k L o an - Bu s i n es s E q u i p men t M

3. P eo p le s U n ited B an k L o an - B u s in es s E qu ip m en t" K4. P eo p le s U n ited B an k L o a n - B u sin es s - L in e o f C red i t M5. P eo p le s U n ited B an k L o a n - B u s in e s s R efin a n ce L6. P eo p le s U n ited B an k L o a n - B u s in e s s M o rtg ag e N7. Ve r m o n t Eco n o m i c D e ve l o p m e n t L o an - Bu s i n es s M o r t g ag e NAuthor i ty8. V e r m o n t E c o n o m i c D e v e l o p m e n t Lo a n - Equ i p m e n t M

Author i ty


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D a t e o f R e p o r t05/10 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spottse and dependent children; see pp. 34-60 of filing instructions.)D NONE (N o repor t abl e i ncome, asse t s , or t ransac t i ons . )

1. TD Bank North Accounts2. Chittenden B ank Accounts

3. Amoskeag Woodworking4. HRS, LLC5. M erchants Bank CD

6. S t a t e F a r m L i f e I n s u r a n c e7. National Life Insurance

8. IRA #19. - Davis NY Ventu re Fund

1 0 . - Diamond H ill Large Cap Fund1 1 . - First Eagle Glob al Fund

1 2 . - Janus Balanced Fund

1 3 . - M FS Value Fund

1 4 . - Oppenh eimer Gold & Special Min eralsFunds1 5 . - Pimco Total Return Fund

1 6 . - RS Global Natural Resources Fund

1 7 . - S e n t i n el S m a l l C o m p a n y F u n d

A I n t e r e s t J T


A Distribution! P1 W

A D i s t r i b u t i o n N W

C Dividend J T


A I n t e r e s t J TE Dividend M T

1. I n c o m e G a i n C o d e s :(See C olumns B I and-D4~

2.Value Codes(See Colum ns CI and D 3 )

3. Value M ethod Codes(See Column C2)

A =$1,000 or less B =$1.001 - $2.500F =$50,001 - $100.000 G =$100.001 - $1.000.000J =$15.000 or tess K = $ 1 5.00t - $ 50.000N = $ 250.001 - $ 500.000 O =$500.001 - $1.000.000P3 =$25.0~0,001 - $50.000.000Q =Appraisal R =Cost (Real Estate On ly)U = B ook V alue V =Other

C =$2.501 - $5.000HI =$1.000.001 - $5.000.000L =$50.001 o $100.000PI =$1.000.001 - $5,000,000P4 =More than $50.000.000S = A s s e s s m e n tW =Est imated

D =$5.001 - $15,000H2 =More lhan $5,000.000M = $ 1 00.001 -$ 250.000P2 =$5,000.001 - $25.000.000T = C a s h M a r k e t

E =$15.001 - $50.000


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N a m e o f Pe r s on R e po r t ingR e i s s , C h r i s t i n a C .

Date of Report05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o l u e , ~ o u s a c , io n s a n c ~ u d e s t h o s e o l sr o u s e o n d ~ e r e n d e n , c h , ~ d , e n ; s e e r e . 3 4 - 6 0 of f i l ing instructions. )[] NONE income, assets, or transactions.)N o re l ) oFtab[e

1 8 . - The Hom e Depot1 9 . AT & T , I n c . * *20 . G ene ra l E l ec t r i c Co . **21. IR A # 222 . - ISha re s Russe l l 20 0 0 G row th F und23 . - Voda fone G roup PLC AD R F und **24 . - Columb ia Acorn Z F und25 . - Fidel i ty Diversi f ied Int l Fund26 . - IN G In t l Sma l l Cap F und

27 . - IN G Rea l Es t a t e F und28 . - T R ow e Pr i ce In t l F und29 . - T Row e Pr i ce Emerg ing Marke t s30 . - Virtus Foreign Opportuni t ies I Fund31 . - Vi r tus Shor t In t e rmedia te B ond I F und32 . - Vi r tus In t e rmedia t e Tax Ex empt I F und33 . - C i sco Sys t ems, Inc .34 . - Zhone Technolog i e s , Inc .

N on e S o ld J A

N o n e So ld J AC D ividend K T

S o l d J A

Sold 02/02/10 J A

So ld 02/02/10 J A

So ld 02/02/10 J ASo ld 02/02/10 J A

1. Incom e Gain Codes: A = $1,090 o r le ss B =$.1 ~01 - $2.500 C =$2,501 - $5,000,See Co lum ns B I and D 41 F = $ 50,001 - $ 100.000 G = $ 100.001 - $1.000,000 HI =$1.000,001 - $5.00~.000

2. Value Codes J =$15,000 or less K = $ 15.001 - $ 50.000 L = $50.001 - $100.000(See Columns C1 and 133) N =$ 2 5 0 ,0 0 1 - $5 0 0 .~0 O =$500.~31 - $1.000.000 PI =$t .000,001 ~ $5.000,0~0

P3 =$25,000.001 - $50.000,000 P4 =More than $50,000.0003. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessmenl(Se e Co lu m n C2 ) U = B ~ ok V alue V = O lh er W = Es t imated

D =$5,001 - $15,000 E =$15.~01 - $50.00~H2 = M or e th an $ 5 .000.000M =$100.001 - $250,000P2 =$5.000.001 - $25.000,000T =Ca s h Ma rke t


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N a m e o f Pe r s on R e po r t ingR e i s s , C h r i s t i n a C .

Date o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u iu e , ~ a n s u c t i o ~ a n c i u d e s t h o s e o l s p o u s e a n d dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

35 . I R A # 3 E36 . - N ew Pe rspec t ive F und - A37 . - N ew W or ld F und - A38 . - SMALL CAP W or ld F und - A39 . - Cap i t a l Wor ld G row th and Incom e F und -A40 . - Cap i t a l Income B ui lde r41 . - The Cash Management Trus t o f Amer i ca42 . - The G row th F und o f Am er i ca - A43 . - The Income F und o f Am er i ca - A

44 . - Am er i can High Income Trus t - A45 . - The B ond F und o f Am er i ca - A46 . - Cap i t a l Wor ld B ond F und - A47 . - Amer i can F unds Money Marke t F und - A48 . I R A # 4 A49 . - Cap i t a l Wor ld G row th & Incom e F und - A50 . V e r m o n t H i g h e r E d u c a ti o n I n v e s t m e n t P l a n B

#1- Age B ased Opt .5 I . V e r m o n t H i g h e r E d u c a ti o n I n v e s t m e n t P l a n B#2 - Age B ased Op t .

D ividend

D ividend J T

D ividend J TD ividend J T

So ld 01/20/10 J A

S o l d 0 1 1 2 0 1 1 0So ld 01/20/10Bu y 01/20/10Bu y 01/20/10

Bu y 01/20/10Bu y 01/20/10Bu y 01/20/10So ld 01/20/10

Bu y 01/20/10

J

J

J

J

JJ

J

J

D

A

A

1. income 13ain Codes: A =$1.000 or lessSe e Co lu m n s BI a n d D 4 ) F = $ 50.00t - $ 1 00.000

2 . V alue C odes .~ =$15.000 or less(Se e Co lu m n s CI a n d D 3 ) N = $ 250.001 - $ 500.000P3 =$25.000.001 - $50.000.000

3. V alue M ethod Codes Q = A ppraisal(See Column C2) U = B ook V alue

B = $ 1.001 - $ 2.500 C = $ 2 ,501 - $ 5 ,000 D =$5.001 - $15.00013 =$100.001 - SL000.000 HI = $ 1 .000.0O l - $ 5 .000,000 H2 =More than ~,5,000.000K =$15_001 - $50.000 L =$50.001 - $100,000 M = $ 1 00,00l - $ 250,000O =$500.001 - $1.000.000 P1 =$1.000.001 - $5,000.000 P2 =$5,000.001 - $25.000.00(]

P4 =More than $50.000.000R =Cost IReal Es tate Only) S =Assessmenl T ~Ca s h Ma rke tV =Othe r W = Es t imated

E =$ 1 5 ,001 - $ 50 .000


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D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ o l ~ e , ~ o n s n c t i o , ~ a n c t ~ d e s th o s e o S s p o n s e o n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of f i l ing ins truc tions .)[] NONE income, assets, or transactions.)N o reportable

52 . V C S P / C o l l e g e A m e r i c a P la n # 1 - A g eB ased Opt ion53 . V C S P / C o l l e g e A m e r i c a P la n # 2 - A g e dB ased Opt ion54. IR A # 555 . Cisco Systems, Inc .56 . - Zhone Technolog i e s N ew

A D ividend J TA D ividend J TC D ividend J T


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N a m e o f P e r so n R e p o r t in gReiss, Christina C.

D a t e o f R e p o r t05/10/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of repor~)* * - AT &T , In c . s to ck , Gen era l Elec t ri c Co mp an y s to ck an d Vo d ap h o n e Gro up A DR Fun d were a l l so ld o n Decem ber 3 , 2009 . T his d a te i s be tween th e d a te o fth e No m in a t io n F in an cia l Rep o r t ( l a s t rep o r t ) an d th is 2010 Rep o r t . T h e p ro g ram w i l l n o t a l lo w en t ry o f a d a te in 2009 . T h ese en t r i es sh o u ld n o t be in c lud ed o nthis report.


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Name of Person Report ingR e i s s , C h r i s t i n a C .

Date of Repor t05/10/2011

IX. CERTIFICATION.I c e r t i f y t ha t a l l i n f o r mat i o n g i v en ab o v e ( i n c l u d i n g i n f o r mat i o n p e r t a i n i n g t o my sp o u se an d mi n o r o r d ep en d en t c h i l d r en , i f an y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ry

p r o v i s i o n s p e r mi t t i n g n o n -d i sc l o su r e .I furth er cert ify that earned incom e from ou tside employm ent and honorar ia and the acceptance of gif ts which hav e been reported are incomp liance with the provisions of 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, and Jud icial Conference regulat ions.

Signatu re: S[ Christ ina C. Reiss

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p. 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Christina C Reiss Financial Disclosure Report for Reiss, Christina C