21
159 M. Poblet (ed.), Mobile Technologies for Conflict Management: Online Dispute Resolution, Governance, Participation, Law, Governance and Technology Series 2, DOI 10.1007/978-94-007-1384-0_12, © Springer Science+Business Media B.V. 2011 12.1 Introduction During the past 10 years, we have witnessed how mobile phones and the simple functions of voice and text messaging (SMS) can empower citizens and affect the way citizens interact with each other and with the society as whole. Mobile phones are also thought to open up for a deepened democracy through citizen participation and insight into state affairs, through influencing the political decision making process, and helping in holding governments accountable. Is this the case? Few African government institutions have adopted the idea of using mobile phones as a tool for service delivery and a way to communicate with its citizens. Drawing on secondary data, statistics, desk based research, and fieldwork carried out in Uganda in 2009–2010 (a number of interviews, meetings and focus group discussions with key stakeholders in East Africa where also conducted), this chapter describes a few interesting cases and pilots, focusing mainly on East Africa, where mobile phones and mobile applications have been used for improving governance, either independently or as a compliment to other methods and strategies. The chapter critically examines some of the challenges as well as the main opportunities for improving good governance through mobile phones and present ideas on how these projects could effectively be scaled-up. J. Hellström (*) Department of Computer and Systems Science, Stockholm University, Stockholm, SE-106 91, Sweden e-mail: [email protected] Chapter 12 Mobile Governance: Applications, Challenges and Scaling-up* Johan Hellström * This article is based on the draft discussion paper “Mobile phones for Good Governance: Challenges and Way Forward” presented at the W3C Workshop on the “Africa Perspective on the Role of Mobile Technologies in Fostering Social Development”, held in Maputo (Mozambique), on April 1–2, 2009 (http://www.w3.org/2008/10/MW4D_WS/).

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159M. Poblet (ed.), Mobile Technologies for Conflict Management: Online Dispute Resolution, Governance, Participation, Law, Governance and Technology Series 2,DOI 10.1007/978-94-007-1384-0_12, © Springer Science+Business Media B.V. 2011

12.1 Introduction

During the past 10 years, we have witnessed how mobile phones and the simple functions of voice and text messaging (SMS) can empower citizens and affect the way citizens interact with each other and with the society as whole. Mobile phones are also thought to open up for a deepened democracy through citizen participation and insight into state affairs, through influencing the political decision making process, and helping in holding governments accountable. Is this the case?

Few African government institutions have adopted the idea of using mobile phones as a tool for service delivery and a way to communicate with its citizens. Drawing on secondary data, statistics, desk based research, and fieldwork carried out in Uganda in 2009–2010 (a number of interviews, meetings and focus group discussions with key stakeholders in East Africa where also conducted), this chapter describes a few interesting cases and pilots, focusing mainly on East Africa, where mobile phones and mobile applications have been used for improving governance, either independently or as a compliment to other methods and strategies. The chapter critically examines some of the challenges as well as the main opportunities for improving good governance through mobile phones and present ideas on how these projects could effectively be scaled-up.

J. Hellström (*)Department of Computer and Systems Science, Stockholm University, Stockholm, SE-106 91, Swedene-mail: [email protected]

Chapter 12Mobile Governance: Applications, Challenges and Scaling-up*

Johan Hellström

* This article is based on the draft discussion paper “Mobile phones for Good Governance: Challenges and Way Forward” presented at the W3C Workshop on the “Africa Perspective on the Role of Mobile Technologies in Fostering Social Development”, held in Maputo (Mozambique), on April 1–2, 2009 (http://www.w3.org/2008/10/MW4D_WS/).

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160 J. Hellström

12.2 What Is Good Governance?

Governance encompasses the relationships between three actors – state, market, and civil society – and how these actors organise themselves and make decisions accord-ing to a set of informal and formal rules. Democracy is a mode of governance and there exists a symbiotic relationship between the concepts democracy and good governance. Good governance can therefore be seen as an umbrella term for a functioning democratic system where freedom of expression and a sound juridical system is in place.

The concept of good governance is not readily defined. UNDP, in a comprehen-sive policy document from 1997, states that good governance is characterised by participation, the rule of law, effectiveness and efficiency, transparency (built on the free flow of information), responsiveness, consensus orientation, equity, account-ability, and strategic vision. Similarly, the Asian Development Bank defines the four elements of good governance as accountability, participation, predictability and transparency (Coffey 2007). According to DFID, good governance centre upon three main concepts (DFID 2006):

State capability: the ability to get things done, to formulate and implement •policies effectively.Accountability: a set of institutionalised relationships between different actors •that might help bring about responsiveness.Responsiveness: when a government or some other public authority act on iden-•tified needs and wants of the citizens.

Why is good governance important? Simply put, poor governance will not lead to a society’s development. Inefficient use of state resources, corruption and unsta-ble systems will not lead to poverty reduction. Poor governance threatens not only the countries socio-political sustainability but also the environmental and eco-nomic sustainability. However, good governance is not the sole determinant of sustainable development but it sure makes a difference. Easterly states that “[b]adly governed countries are poor countries” and that “good governance tend to come together in packages, so it is hard to tell which one is causing economic development” (2006: 130–131).

It is proven that access to information and communication in its own right plays an important role in promoting good governance (Coffey 2007). Further, informa-tion delivery to public is a key task of government and it is their responsibility to keep citizens informed of what is happening around them. In a policy note, DCERN (Development Communications Evidence Research Network) concludes that if “we accept the view that governance requires an inclusive public space based on informed dialogue and debate – an environment in which voice and accountability are central – then it is clear, in theory at least, that communication must have a positive impact on good governance” (DCERN 2007: 5). Can mobile phones facilitate this inclusive public space, or at least access to it, where dialogue and debate are key?

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16112 Mobile Governance: Applications, Challenges and Scaling-up

12.3 Rationale: Why Mobile Phones?

There is no need to re-emphasize just how appropriate information and communication technology (ICT) systems are for the capture, processing, storage, organisation and presentation of data and information. ICT used as a tool to improve governance, i.e. e-governance, facilitates openness and transparency and creates a freer flow of infor-mation between departments, institutions and layers within government. ICT, as seen in many developed countries, also facilitates a freer flow of information between gov-ernment and citizens and opens up for opportunities for citizens to participate more directly in influencing decisions that affect them.

In developing regions, where computer use and Internet access is low but mobile penetration is high, gives the potential to use mobile phones as a new interface between government and citizens and to make public services more accessible to citi-zens. Can slow government processes be combined with mobile phones that are ever-changing, quick and direct in their usage? Are mobile phones and services just another hype that often accompanies the latest technical breakthroughs? We have seen cases where mobile phones help to create an informative, connected, innovative, participative and converging society all over the world. Often quoted examples include the successful SMS chain letter campaign in the Philippines when Joseph Estrada was forced to resign from the post as the Philippines president (Salazar 2006) and in Iran, following the 2009 Iranian Election where Twitter and mobile updates was used as a rallying tool and as a method of communication with the outside world after the Iranian government blocked several other modes of communication.

What is the rationale for governments and institutions to use mobile phones for good governance in East Africa?

1. Access and reach. Penetration rate is ever increasing and even more have access through shared usage and ownership. Due to its mobility and network infrastructure, mobiles reach areas where there are infrastructure constraints and no other means to offer public services. Related to access is that mobile phones add the dimension ‘anywhere and any time’: due to their mobility and that mobile phones are switched on most of the time, meaning that public services offered via mobile phones are accessible everywhere and at all times. In cases of natural disaster as well as man-made crises like riots, election violence and land slides etc., mobile phones have often remained the only viable way to reach people (Hellström 2010).

2. Adoption. As mobile phones become an integral part of people’s lives, mobile solutions will be a normal way to interact with government institutions which will lead to an increased public demand for easy accessible and personalised services.

3. Interaction. Mobile phones make it possible for real-time, two-way dialogue as opposed to TV, radio, brochures, posters, etc.

4. Affordability. The relatively low cost of mobile phone ownership has lowered the entry barriers for poor people. Affordability is still a concern though – somebody needs to pay for the infrastructure, communication and services.

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162 J. Hellström

5. Efficiency. Due to high access, its reach, good adoption and real-time interaction mobile phones offer efficient solutions to governments communication challenges.

6. No other option? In developing regions with poor infrastructure, going mobile may be the only viable option.

Table 12.1 shows the total number of subscribers, penetration rate (percentage of people with an active SIM card), percentage of the population covered with a mobile signal, monthly mobile expenditure as percentage of monthly disposable income, and number of mobile operators in each of the four countries.

Much as penetration rates are increasing, universal access is not yet achieved in East Africa. Operators do their best to close the market efficiency gap, i.e. move into new areas that are considered commercially viable. And organisations and compa-nies come up with innovative ideas to cut the total cost of ownership for the end user like village phones etc. However, the two dimensions poverty and geographic isola-tion do and will create an access gap. The issue of access is a strong argument why mobile phones can not be seen as the only solution for improving communication in governance. Traditional channels (physical visits and meetings, billboards, radio, information brochures, various e-government initiatives etc.) that build on an effec-tive back office still need to be functioning – mobile solutions just add an extra dimension.

However, looking at the main concepts of good governance described above, it builds on the concept of action: to create relationships, to listen, inform, act and deliver government services in a sustainable and transparent way. If implemented correctly, mobile applications can support these actions by creating a higher effi-ciency in information sharing and communications and to create access to the inclu-sive public space that is a prerequisite for good governance.

12.4 Mobile Applications for Good Governance

This section is divided into “what?” and “how?” “What” characterises the activities and applications that have been implemented that seem to work (in terms of sup-porting good governance trough mobile phone usage). “How” deals with practical considerations, experiences and how these projects could be scaled-up.

Table 12.1 Mobile statistics in East Africa

Country

Subscribers, Q4 2009 (millions)

Penetration rate (%)

Mobile coverage (population) (%)

Mobile expenditure of disposable income, 2007-08 (%) Operators

Kenya 18.5 46 84 53 4Rwanda 2.0 20 ~100 66 3Tanzania 17.5 43 N/A 29 6Uganda 11.8 36 ~100 49 7

Sources: Industry data, ITU (2010), CCK (2009), TCRA (2010), and Chabossou et al. (2009)

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16312 Mobile Governance: Applications, Challenges and Scaling-up

12.4.1 What? Cases in East Africa

There is a very wide range of potential governance related services which can be delivered and communicated via mobile phones, including services relating to health care, agriculture, education, employment, transportation law and order, tax, judicial and legal systems, etc. In most cases, the mobile phone is used as a platform for infor-mation dissemination. Government news, information, updates, alarms and notifica-tions related to emergency and disaster management, elections, traffic and weather etc. A few application work on the concept of citizens-to-government communica-tion: applications that tries to open up an interactive channel between the citizens and the government. Mobile payments, now available in all East African countries, open up for even greater opportunities and possibilities for transactions: bill, loan, fine pay-ments, and a variety of public services like transport and school fees. However, inte-grating systems and back-end is complex. For example, how to go ahead in a country like Uganda where there is no functioning ID-system in place?

Table 12.2 summarizes, structures and map some of the existing initiatives in East Africa related to good governance (for a more extensive list, see Hellström 2010).

12.4.2 Anecdotal Usage

Mobile applications related to elections have been fairly well explored in East Africa and have been used in various ways to make elections more meaningful exercises. For example, in the run-up to the Ugandan elections 2006 and Kenyan elections in 2007, text messaging was used to advertise political parties. In Kenya, President Mwai Kibaki called potential voters who could then listen to his pre-recorded voice (Limo 2007). Mobile phones have been instrumental in encouraging better voter registration (in Kenya 2007) and voter turn out (in Uganda 2005 where the Ugandan Electoral Commission with help from the company SMS Media sent out 500,000 SMS to remind potential voters for an upcoming referendum). SMS technology has also been used for post-election monitoring like in Kenya 2007/2008. Also in Kenya, media houses provided election results via SMS at a premium rate and breaking news (Limo 2007). Mobile applications used for election observation and monitor-ing have so far not been tried out in East Africa but plans are under way to involve both accredited and trained observers as well as citizen reporting of elections in the 2011 elections in Uganda.

In Kenya, post election 2007, threats and misinformation was floating around using SMS. The government authorities intervened with the help of mobile operators and sent out a mass SMS stating:

The Ministry of Internal Security urges you to please desist from sending or forwarding any SMS that may cause public unrest. This could lead to your prosecution (AllAfrica 2008).

Another example using bulk SMS to communicate en masse was during the riots in Kampala in September 2009. Subscribers, mostly on the Zain network, received

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164 J. Hellström

Tabl

e 12

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ile e

nabl

ed g

ood

gove

rnan

ce in

itiat

ives

in E

ast A

fric

a

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licat

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form

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n,

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tes

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oad

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tyA

llow

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mm

uter

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veh

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ntra

veni

ng tr

affic

reg

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run

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nspo

rt

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ng B

oard

of

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ya. T

he d

edic

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SM

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tline

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333.

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entit

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rd (

text

203

1) a

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. The

go

vern

men

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and

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to c

over

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land

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n an

d D

irec

tora

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sults

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lane

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200

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SM

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ww

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ke/

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lect

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ctor

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omm

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re

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rific

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y la

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sel

l the

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licat

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unity

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unity

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rvic

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dis

trib

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fre

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atha

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ases

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ww

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16512 Mobile Governance: Applications, Challenges and Scaling-upA

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3 yo

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rupt

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ativ

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s K

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hot

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ects

to th

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resp

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team

s fr

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ecur

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rea

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omba

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ldor

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vere

d by

end

of

2010

. Mon

thly

rat

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S 2,

500.

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o ho

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nded

out

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nes

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. “E

ach

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a

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xt in

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sus

pect

they

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acke

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ga

ngst

ers

dete

rmin

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kill

them

and

har

vest

thei

r bo

dy p

arts

.” (

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nom

ist 2

009)

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odac

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ffer

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ree

top-

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ouch

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fere

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uipm

ent t

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lso

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ning

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ve b

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kille

d in

the

last

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yea

rs (

espe

cial

ly in

Tan

zani

a an

d B

urun

di b

ut a

lso

in K

enya

and

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gand

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y w

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ors

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org

ans,

teet

h, li

mbs

and

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r.Ta

nzan

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blic

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rt

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emTa

nzan

ian

polic

e im

plem

ente

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SM

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ert s

yste

m to

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w f

or a

nony

mou

s re

port

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cri

mes

, w

rong

doin

g by

pol

ice

offic

ers,

or

requ

est e

mer

genc

y se

rvic

es. R

un b

y E

-Ful

usi a

nd T

anza

nia

Polic

e. N

o lo

nger

act

ive.

http

://po

lice.

eful

usi.c

o.tz

/

(con

tinue

d)

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166 J. Hellström

Tabl

e 12

.2

(con

tinue

d)

App

licat

ion

area

Loc

atio

nPr

ojec

tW

hat?

Uga

nda

Em

erge

ncy,

Pol

ice

and

SOS

Opt

ion

of c

onta

ctin

g th

e po

lice

thro

ugh

SMS

to r

epor

t em

erge

ncie

s. A

vaila

ble

to W

arid

Tel

ecom

su

bscr

iber

s. S

MS

to 1

12 o

r 99

9.C

itize

ns-t

o-G

over

nmen

tK

enya

Bun

geSM

SE

mpo

wer

s ci

tizen

s to

influ

ence

loca

l gov

erna

nce

in th

eir

cons

titue

ncy

thro

ugh

the

use

of S

MS

and

web

. It i

nten

ds to

str

engt

hen

citiz

en-t

o-go

vern

men

t (bo

ttom

-up)

com

mun

icat

ion

in g

over

nanc

e.

An

SMS

to a

Mem

ber

of P

arlia

men

t (M

P) is

sen

t to

a de

sign

ated

num

ber

and

rout

ed to

the

Bun

geSM

S w

ebsi

te. O

n th

e B

unge

SMS

web

site

, it i

s m

appe

d on

to G

oogl

e M

aps

usin

g th

e U

shah

idi p

latf

orm

. Run

by

Mad

e In

Ken

ya N

etw

ork.

Sen

d SM

S to

345

4.w

ww

.bun

gesm

s.co

mK

enya

Bud

get T

rack

ing

Tool

The

Bud

get T

rack

ing

Tool

is a

col

labo

rativ

e pl

atfo

rm f

or g

rass

root

s co

mm

uniti

es to

pro

-act

ivel

y en

gage

in p

ublic

res

ourc

e m

anag

emen

t. It

ena

bles

citi

zens

to m

onito

r an

d tr

ack

both

dis

burs

e-m

ents

and

util

isat

ion

of d

evel

opm

ents

fun

ds, p

roje

cts

fund

ed b

y C

onst

ituen

cies

Dev

elop

men

t Fu

nd (

CD

F, w

ww

.cdf

.go.

ke/)

, Loc

al A

utho

rity

Tra

nsfe

r Fu

nd (

LA

TF,

ww

w.lo

calg

over

nmen

t.go

.ke/

), W

omen

’s F

und

and

You

th F

und.

The

tool

can

be

acce

ssed

via

web

and

by

SMS

by

send

ing

a te

xt m

essa

ge to

700

2, e

.g. c

onst

ituen

cy#p

roje

ct (

wes

tland

s#w

ater

). I

t can

als

o be

us

ed f

or f

eedb

ack

in th

e fo

rmat

#co

nstit

uenc

ynam

e#pr

ojec

tnam

e#co

mm

ents

. The

tool

has

bee

n de

velo

ped

by th

e So

cial

Dev

elop

men

t Net

wor

k an

d de

sign

ed b

y In

fone

t.w

ww

.sod

net.o

rgw

ww

.ope

ngov

erna

nce.

info

Ken

yaM

artu

sM

artu

s is

an

onlin

e re

port

ing

tool

for

doc

umen

ting

hum

an r

ight

s vi

olat

ions

. It i

s op

en s

ourc

e, h

as

tight

sec

urity

to p

rote

ct th

e id

entit

ies

of in

divi

dual

s an

d or

gani

satio

ns, i

t is

encr

ypte

d on

bot

h th

e lo

cal d

rive

and

the

rem

ote

serv

er, a

nd r

ecor

ds a

re s

tore

d in

a d

istr

ibut

ed s

yste

m in

volv

ing

mul

tiple

ser

vers

. A S

MS

mod

ule

for

hum

an r

ight

s re

port

ing

and

feed

back

is d

evel

oped

in

Ken

ya to

fur

ther

incr

ease

usa

ge a

nd a

cces

s.w

ww

.mar

tus.

org/

Ken

ya28

88A

n SM

S se

rvic

e th

at a

llow

s K

enya

ns to

sen

d in

form

atio

n, s

ugge

stio

ns, c

ompl

aint

s et

c. v

ia S

MS

to

num

ber

2888

to th

e O

ffice

of

Publ

ic C

omm

unic

atio

ns. T

he a

im is

to in

crea

se th

e ci

tizen

-to-

gove

rnm

ent c

omm

unic

atio

n an

d se

nsiti

ze th

e go

vern

men

t spo

kesp

erso

n to

the

prio

ritie

s of

K

enya

ns. T

he s

ervi

ce w

ill a

lso

help

in tr

acki

ng a

nd a

ppre

hend

ing

corr

upt o

ffici

als

and

was

us

ed d

urin

g th

e fo

od c

rise

s in

200

9 as

a w

ay to

eas

e co

mm

unic

atio

n. L

aunc

hed

in J

une

2005

.w

ww

.com

mun

icat

ion.

go.k

e/

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16712 Mobile Governance: Applications, Challenges and Scaling-upA

pplic

atio

n ar

eaL

ocat

ion

Proj

ect

Wha

t?

Uga

nda

Tra

ckin

g Sc

hool

A

ttend

ance

Twaw

eza

is c

olla

bora

ting

with

SN

V U

gand

a on

a p

roje

ct to

fac

ilita

te m

onito

ring

of

teac

her

and

pupi

l atte

ndan

ce a

nd a

bsen

teei

sm in

pri

mar

y sc

hool

s by

usi

ng a

n SM

S ba

sed

info

rmat

ion

syst

em. T

he p

roje

ct w

ill p

ilot a

n SM

S ba

sed

appl

icat

ion

that

gen

erat

es f

requ

ent a

nd d

etai

led

over

view

s of

teac

her

and

pupi

l atte

ndan

ce in

100

pri

mar

y sc

hool

s, s

elec

ted

in tw

o di

stri

cts.

The

in

form

atio

n w

ill m

ake

the

dyna

mic

s ar

ound

teac

her

abse

ntee

ism

tran

spar

ent a

nd w

ill in

form

di

stri

ct a

nd s

ub-d

istr

ict g

over

nmen

t offi

cial

s fo

r th

eir

appr

opri

ate

shor

t, m

ediu

m a

nd lo

ng te

rm

actio

n, a

s w

ell a

s no

n st

ate

acto

rs a

t (su

b) d

istr

ict l

evel

.ht

tp://

twaw

eza.

org/

Tanz

ania

Dar

aja

Dar

aja

is a

Tan

zani

an N

GO

that

aim

s to

dev

elop

tool

s an

d en

cour

age

citiz

ens

to r

epor

t wat

erpo

int

func

tiona

lity

in th

eir

area

s. T

he in

form

atio

n fr

om c

itize

ns (

via

SMS

or o

ther

mob

ile te

leph

ony)

w

ill g

o to

a d

atab

ase

that

has

wat

er p

oint

map

ping

info

rmat

ion

of th

e ar

ea. T

waw

eza

is

prov

idin

g su

ppor

t to

Dar

aja

to (

a) s

hare

info

rmat

ion

abou

t wat

er p

oint

fun

ctio

nalit

y to

the

publ

ic in

acc

essi

ble

form

ats,

pri

mar

ily th

roug

h th

e m

edia

and

(b)

ena

ble

citiz

ens

to u

pdat

e fu

nctio

nalit

y in

form

atio

n in

rea

l tim

e vi

a SM

S, a

nd (

c) a

naly

ze a

nd p

ublic

ize

resp

onsi

vene

ss o

f go

vern

men

t to

citiz

en n

otifi

catio

n.ht

tp://

twaw

eza.

org/

Em

ploy

men

t se

rvic

esK

enya

txte

agle

A m

obile

cro

wd-

sour

cing

app

licat

ion

laun

ched

by

txte

agle

and

Saf

aric

om. I

t ena

bles

peo

ple

to e

arn

and

save

sm

all a

mou

nts

of m

oney

by

com

plet

ing

sim

ple

task

s on

thei

r ph

ones

for

com

pani

es w

ho

pay

them

eith

er in

air

time

or c

ash.

Par

tner

ship

bet

wee

n tx

teag

le a

nd S

afar

icom

initi

ated

200

9.ht

tp://

txte

agle

.com

/K

enya

Kaz

i560

A jo

b in

form

atio

n se

rvic

e th

at a

llow

s em

ploy

ers

to p

ost j

ob li

stin

gs a

nd jo

b se

eker

s to

get

pe

rson

aliz

ed te

xt m

essa

ges

base

d on

the

kind

of

wor

k th

ey a

re lo

okin

g fo

r. It

off

ers

jobs

in

mor

e th

an 7

8 ca

tego

ries

fro

m m

anag

ers

to d

rive

rs. K

shs

10 p

er S

MS

rece

ived

. Run

by

Mob

ile4G

ood

and

One

Wor

ld K

enya

.w

ww

.kaz

i560

.co.

ke/

Uga

nda

Job

Plat

form

Em

ploy

ers

are

able

to a

cces

s th

e la

bour

for

ce a

nd r

ecru

it in

stan

tly th

roug

h a

SMS

serv

ice.

All

the

job

seek

ers

need

to d

o is

type

an

SMS

with

cre

dent

ials

and

ava

ilabi

lity

and

send

it to

a

desi

gnat

ed n

umbe

r fo

r a

cost

of

Ush

s 1,

000

per

SMS

(USD

0,5

). D

etai

ls w

ill b

e lis

ted

in th

e fo

llow

ing

Wed

nesd

ay’s

edi

tion.

Job

pro

vide

rs c

an s

end

thei

r de

tails

at t

he c

ost o

f U

shs

3,00

0 pe

r SM

S (U

SD 1

,5).

Off

ered

by

one

of U

gand

a’s

bigg

est d

aily

, Dai

ly M

onito

r, in

col

labo

ratio

n w

ith th

e va

lue

adde

d se

rvic

e pr

ovid

er T

rue

Afr

ican

.w

ww

.mon

itor.c

o.ug

(con

tinue

d)

Page 10: Chapter 12 Mobile Governance: Applications, Challenges and ...473296/FULLTEXT01.pdf · Mobile Governance: Applications, Challenges and Scaling-up* ... market, and civil society

168 J. Hellström

Tabl

e 12

.2

(con

tinue

d)

App

licat

ion

area

Loc

atio

nPr

ojec

tW

hat?

Dis

aste

r an

d cr

ises

m

anag

emen

tK

enya

, use

d w

orld

-w

ide

Ush

ahid

iC

row

dsou

rcin

g to

ol to

exc

hang

e an

d di

stri

bute

info

rmat

ion

via

mob

ile a

nd w

eb a

bout

nat

ural

, soc

ial

and

polit

ical

cri

sis.

The

pla

tfor

m a

llow

s an

yone

to g

athe

r dat

a vi

a SM

S, e

mai

l or w

eb a

nd v

isua

lize

it on

Goo

gle

map

or t

imel

ine.

Ope

n so

urce

. Gre

w o

ut o

f the

pos

t ele

ctio

n vi

olen

ce in

Ken

ya in

200

8.w

ww

.ush

ahid

i.com

Ken

yaV

iole

nce-

Prev

entio

n To

ol

Invo

lved

in s

uppo

rtin

g m

obile

mon

itori

ng a

nd r

epor

ting

of p

ost e

lect

ion

viol

ence

. Cre

ated

a S

MS

Ner

ve C

entr

e; a

hub

for

rea

l-tim

e in

form

atio

n ab

out a

ctua

l and

pla

nned

atta

cks

betw

een

riva

l et

hnic

and

pol

itica

l gro

ups.

The

mes

sage

s w

ere

then

sen

t to

loca

l Pea

ce C

omm

ittee

s fo

r ac

tion

and

resp

onse

. Ini

tiate

d by

Oxf

am G

B w

ith h

elp

from

Pea

ceN

et.

ww

w.o

xfam

.org

.uk/

appl

icat

ions

/blo

gs/k

enya

cris

is/2

008/

02/p

ushi

ng_f

or_p

eace

.htm

lA

gric

ultu

re

serv

ices

: co

mm

odity

pr

ices

, mar

ket

info

rmat

ion,

aw

aren

ess

Ken

yaD

rum

Net

Tra

nsac

tion

plat

form

link

ing

smal

l hol

der

farm

ers

to m

arke

ts, fi

nanc

e an

d in

form

atio

n. D

rum

Net

pa

rtne

rs w

ith b

uyer

s an

d se

llers

(fa

rmer

s) o

f pr

oduc

e. S

tock

ists

of

farm

inpu

ts, f

arm

er

inte

rmed

iary

org

anis

atio

ns, b

anks

to p

rovi

de fi

nanc

e. R

un b

y Pr

ide

Afr

ica

sinc

e 20

03.

ww

w.d

rum

net.o

rg, i

na@

drum

net.o

rg

Ken

yaSM

S So

koni

SMS

Soko

ni is

a s

ervi

ce th

at e

nabl

es f

arm

ers

to r

ecei

ve m

arke

t pri

ces

in v

ario

us m

arke

t cen

tres

ar

ound

Ken

ya v

ia S

MS.

Run

by

Ken

ya A

gric

ultu

ral C

omm

odity

Exc

hang

e (K

AC

E),

whi

ch is

a

priv

ate

initi

ativ

e la

unch

ed in

199

7. T

heir

aim

is to

link

sel

lers

and

buy

ers

of a

gric

ultu

ral

com

mod

ities

and

pro

vide

rel

evan

t and

tim

ely

mar

ketin

g in

form

atio

n an

d in

telli

genc

e. W

orks

in

part

ners

hip

with

Saf

aric

om th

roug

h th

eir

Get

It 4

11 s

ervi

ces.

ww

w.k

acek

enya

.com

/w

ww

.saf

aric

om.c

o.ke

/inde

x.ph

p?id

=32

2R

wan

daeS

oko

Proj

ect

A p

latf

orm

use

d to

col

lect

and

dis

trib

ute

agri

cultu

ral m

arke

t pri

ce in

form

atio

n us

ing

SMS

and

web

. T

he s

yste

m is

bui

lt by

Gha

naia

n so

ftw

are

com

pany

Bus

yLab

. It a

llow

s fa

rmer

s to

acc

ess

pric

es

of a

gric

ultu

ral c

omm

oditi

es v

ia S

MS,

web

and

in th

e ne

ar f

utur

e vi

a IV

R (

voic

e). I

n R

wan

da

eSok

o Pr

ojec

t is

bein

g im

plem

ente

d in

201

0 by

the

eRw

anda

Pro

ject

and

Min

istr

y of

A

gric

ultu

re. T

hree

thou

sand

and

five

hun

dred

mob

ile p

hone

s w

ill b

e di

stri

bute

d to

far

mer

s th

roug

h co

oper

ativ

es a

nd a

t lea

st o

ne c

oope

rativ

e in

eve

ry d

istr

ict w

ill b

enefi

t fro

m th

e pr

ojec

t.w

ww

.eso

ko.c

om/

wils

on.m

uyen

zi@

rita

.rw

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16912 Mobile Governance: Applications, Challenges and Scaling-upA

pplic

atio

n ar

eaL

ocat

ion

Proj

ect

Wha

t?

Ken

yaN

atio

nal

Agr

icul

ture

In

form

atio

n Se

rvic

e (N

AFI

S)

Inte

ract

ive

voic

e-ba

sed

serv

ice

that

con

vert

s te

xt to

voi

ce p

rovi

ding

agr

icul

tura

l inf

orm

atio

n in

E

nglis

h an

d K

isw

ahili

. Int

ende

d to

ser

ve f

arm

ers’

nee

ds in

rur

al a

reas

. Run

by

Nat

iona

l A

gric

ultu

re a

nd L

ives

tock

Ext

ensi

on P

rogr

amm

e (N

AL

EP)

of

the

Min

istr

y of

Agr

icul

ture

and

M

inis

try

of L

ives

tock

dev

elop

men

t. In

col

labo

ratio

n w

ith T

ekno

byte

(K

enya

), S

peec

hnet

Ltd

., Po

pote

Wir

eles

s, A

gric

ultu

re I

nfor

mat

ion

Res

ourc

e C

entr

e (A

IRC

), U

nive

rsity

of

Nai

robi

. Se

rvic

e ac

cess

ible

by

calli

ng 0

20-4

7NA

FIS

or 0

20–4

7623

47.

ww

w.n

afis.

go.k

e/w

ww

.tekn

obyt

e.co

.ke/

Uga

nda

CK

W S

earc

hA

ser

ies

of f

orm

s, p

rese

nted

in J

ava,

gui

des

the

user

thro

ugh

a m

enu

to s

earc

h fo

r ag

rono

mic

te

chni

ques

for

ban

ana

and

coff

ee p

rodu

ctio

n. C

onte

nt p

rovi

ded

by U

gand

a’s

Nat

iona

l A

gric

ultu

ral R

esea

rch

Org

anis

atio

n, U

gand

a C

offe

e D

evel

opm

ent A

utho

rity

, and

the

Inte

rnat

iona

l Ins

titut

e fo

r T

ropi

cal A

gric

ultu

re (

IITA

).w

ww

.gra

mee

nfou

ndat

ion.

appl

ab.o

rgU

gand

aIn

put S

uppl

ier

Dir

ecto

ryA

n SM

S-ba

sed

keyw

ord

sear

ch s

ervi

ce th

at g

ives

the

loca

tion

and

cont

act d

etai

ls o

f sh

ops

offe

ring

sp

ecifi

c ag

ricu

ltura

l inp

uts,

suc

h as

see

ds, p

estic

ides

and

fer

tiliz

er. C

onte

nt p

rovi

ded

by U

gand

a N

atio

nal A

gro-

inpu

t Dea

ler

Ass

ocia

tion

(UN

AD

A).

ww

w.g

ram

eenf

ound

atio

n.ap

plab

.org

Uga

nda

Agr

icul

tura

l M

arke

t In

form

atio

n Sy

stem

(A

MIS

)/A

caci

a II

It w

as im

plem

ente

d in

200

4 in

wes

tern

Uga

nda

by A

fric

an H

ighl

and

Initi

ativ

e fu

nded

by

IDR

C

thro

ugh

esta

blis

hing

IC

T-ce

ntre

s, te

lece

ntre

s an

d vi

llage

info

rmat

ion

cent

res

whe

re m

obile

ph

ones

wer

e us

ed f

or d

ata

colle

ctio

n an

d in

form

atio

n di

ssem

inat

ion.

Pro

ject

is n

ow h

ande

d ov

er to

the

Nat

iona

l Agr

icul

tura

l Adv

isor

y Se

rvic

es (

NA

AD

S), w

hich

is a

pro

gram

of

the

Gov

ernm

ent o

f U

gand

a pu

t in

plac

e to

incr

ease

the

effic

ienc

y an

d ef

fect

iven

ess

of a

gric

ultu

ral

exte

nsio

n se

rvic

e.w

ww

.naa

ds.o

r.ug/

Hea

lth p

roje

cts

(sel

ecte

d pr

ojec

ts w

here

th

e M

inis

try

of

Hea

lth is

in

volv

ed)

Ken

yaB

lood

Ban

k SM

SB

lood

bank

SM

S w

as d

evel

oped

to im

prov

e th

e co

mm

unic

atio

n be

twee

n lo

cal d

istr

ict h

ospi

tals

and

K

enya

’s c

entr

aliz

ed b

lood

ban

ks. T

he s

yste

m e

nabl

es m

edic

al w

orke

rs a

t the

loca

l dis

tric

t ho

spita

ls to

pro

vide

info

rmat

ion

abou

t the

ir r

emai

ning

blo

od s

tock

dir

ectly

to th

eir

cent

raliz

ed

bloo

d ba

nk.

http

://ep

rom

.mit.

edu/

bloo

dban

k/

(con

tinue

d)

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170 J. Hellström

Tabl

e 12

.2

(con

tinue

d)

App

licat

ion

area

Loc

atio

nPr

ojec

tW

hat?

Ken

ya,

Uga

nda

Epi

Surv

eyor

Ope

n so

urce

mob

ile d

ata

colle

ctio

n sy

stem

that

ena

bles

use

rs to

eas

ily c

reat

e a

hand

held

dat

a en

try

form

, col

lect

dat

a on

a m

obile

dev

ice,

and

then

tran

sfer

the

data

bac

k to

a s

erve

r or

lapt

op f

or

anal

ysis

. Mos

tly u

sed

in h

ealth

, for

exa

mpl

e by

Min

istr

y of

Hea

lth o

ffici

als

in K

enya

to c

olle

ct

data

abo

ut v

acci

ne p

rogr

amm

es. R

un b

y D

atad

yne

and

Min

istr

y of

Hea

lth s

ince

200

3.w

ww

.dat

adyn

e.or

gR

wan

da,

Tanz

ania

Phon

es f

or H

ealth

Supp

ort f

or c

omm

unity

hea

lth w

orke

rs in

var

ious

hea

lth in

terv

entio

ns. I

t use

s co

mpu

ters

and

m

obile

s to

est

ablis

h a

natio

nal e

lect

roni

c re

port

ing

syst

em th

at e

ases

del

iver

y of

pub

lic h

ealth

ca

re a

t the

vill

age

leve

l. Im

plem

ente

d by

Vox

iva,

GSM

A D

evel

opm

ent F

und,

the

U.S

. Pr

esid

ent’s

Em

erge

ncy

Plan

for

AID

S R

elie

f (P

EPF

AR

), A

ccen

ture

Dev

elop

men

t Par

tner

ship

s,

Mot

orol

a an

d M

TN

. Min

istr

y of

Hea

lth R

wan

da a

nd M

inis

try

of H

ealth

Tan

zani

a in

volv

ed.

ww

w.p

epfa

r.gov

/c21

414.

htm

Rw

anda

NA

CC

Hot

line

A f

ree

natio

nal h

otlin

e fo

r in

form

atio

n on

HIV

pre

vent

ion,

car

e an

d su

ppor

t ser

vice

s pr

ovid

ed b

y N

atio

nal A

IDS

Con

trol

Com

mis

sion

(N

AA

C).

The

hot

line

wor

ks f

rom

7 a

.m. t

o 8

p.m

. on

3334

an

d 33

35.

ww

w.c

nls.

gov.

rw/h

otlin

e.ph

pR

wan

daH

ealth

Wat

chA

dis

ease

sur

veill

ance

sol

utio

n ru

n by

Vox

iva.

Hea

lthW

atch

is a

n in

tegr

ated

sur

veill

ance

pla

tfor

m

used

by

the

publ

ic h

ealth

age

ncy

to s

uppo

rt in

tegr

ated

dis

ease

sur

veill

ance

, syn

drom

ic

surv

eilla

nce,

and

coo

rdin

ated

res

pons

e.w

ww

.vox

iva.

com

/Ta

nzan

iaIM

CI,

HIV

/AID

S,

TB

, Dia

bete

s,

Com

mC

are,

M

alar

ia,

Rep

rodu

ctiv

e H

ealth

Run

s a

num

ber

of p

roje

cts

all b

ased

on

a de

cisi

on s

uppo

rt s

yste

m f

or h

ealth

wor

kers

to c

heck

pa

tient

s’ c

ondi

tion

befo

re g

oing

to s

ee d

octo

rs. A

sys

tem

of

prot

ocol

s, th

at a

re d

eliv

ered

fro

m

mob

ile p

hone

s, a

llow

s co

mm

unity

hea

lth w

orke

rs to

del

iver

hig

h-qu

ality

and

eff

ectiv

e ca

re

whe

re th

ere

is n

o do

ctor

. The

mob

ile p

hone

s ta

ke th

e he

alth

wor

ker

step

by

step

thro

ugh

the

diag

nosi

s an

d tr

eatm

ent o

ptio

ns f

or a

ran

ge o

f ill

ness

es. I

mpl

emen

ted

by D

-tre

e In

tern

atio

nal

toge

ther

with

Ope

nRO

SA, M

inis

try

of H

ealth

am

ong

othe

rs.

ww

w.d

-tre

e.or

g/

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17112 Mobile Governance: Applications, Challenges and Scaling-upA

pplic

atio

n ar

eaL

ocat

ion

Proj

ect

Wha

t?

Uga

nda

ICT

4MPO

WE

RT

he p

roof

of

conc

ept p

roje

ct “

ICT

4MPO

WE

R”

aim

s to

incr

ease

the

effe

ctiv

enes

s of

the

Uga

ndan

he

alth

sys

tem

and

em

pow

er C

omm

unity

Hea

lth W

orke

rs f

or b

ette

r he

alth

out

com

es o

f th

e ru

ral

popu

latio

n. T

his

will

be

achi

eved

by

deve

lopi

ng a

n al

l com

pass

ing

elec

tron

ic h

ealth

rec

ord

and

refe

rral

sys

tem

, uni

que

clie

nt I

D s

yste

m a

s w

ell a

s st

rate

gic

deliv

ery

of e

Lea

rnin

g an

d te

le-c

onsu

ltatio

n. R

un b

y M

inis

try

of H

ealth

, SPI

DE

R, M

aker

ere

Uni

vers

ity, K

arol

insk

a In

stitu

tet.

http

s://s

ervi

ce.p

roje

ctpl

ace.

com

/pub

/eng

lish.

cgi/0

/163

1306

53U

gand

aM

OH

Mal

aria

M

onito

ring

Pl

atfo

rm

Syst

em to

allo

w c

linic

s se

nd in

thei

r w

eekl

y di

seas

e an

d m

alar

ia d

ata

via

a m

ulti-

SMS

repo

rt. T

his

invo

lves

rep

laci

ng th

e M

inis

try

of H

ealth

for

m w

ith a

“SM

S-ab

le”

pape

r ve

rsio

n. W

eb

dash

boar

d pr

ovid

es o

verv

iew

of

dise

ase

burd

en, i

nclu

ding

spe

cific

mal

aria

trea

tmen

t and

di

agno

sis

data

and

AC

T d

rug

leve

ls to

hel

p re

port

sto

ck o

uts.

Usi

ng th

e R

apid

SMS

syst

em.

Run

by

FIN

D D

iagn

ostic

s, E

arth

Ins

titut

e, M

inis

try

of H

ealth

Uga

nda.

Lea

rnin

g an

d ed

ucat

ion

(con

tent

, ex

amin

atio

n re

sult)

Ken

yaE

xam

inat

ion

resu

ltsK

enya

Cer

tifica

te o

f Se

cond

ary

Edu

catio

n (K

CSE

) na

tiona

l exa

min

atio

n re

sults

and

ord

ers

of

mer

its c

an b

e ac

cess

ed b

y ca

ndid

ates

and

par

ents

thro

ugh

SMS.

Typ

e K

CSE

(Fu

ll In

dex

Num

ber)

and

sen

d to

222

8. R

un b

y K

enya

Nat

iona

l Exa

min

atio

ns C

ounc

il an

d M

inis

try

of

Edu

catio

n.w

ww

.exa

msc

ounc

il.or

.ke/

http

://kc

se.in

fo/

Rw

anda

eNot

a Pr

ojec

tA

mob

ile b

ased

sys

tem

that

will

allo

w s

tude

nts

(pri

mar

y le

avin

g an

d se

cond

ary

leav

ing

stud

ents

) to

acc

ess

thei

r na

tiona

l exa

min

atio

n re

sults

via

thei

r m

obile

pho

nes.

Im

plem

ente

d by

e-

Rw

anda

, Min

istr

y of

Edu

catio

n an

d R

wan

da N

atio

nal E

xam

inat

ions

Cou

ncil

(RN

EC

).w

ww

.rne

c.ac

.rw

/

(con

tinue

d)

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172 J. Hellström

Tabl

e 12

.2

(con

tinue

d)

App

licat

ion

area

Loc

atio

nPr

ojec

tW

hat?

Tanz

ania

Bri

dgeI

TB

ridg

eit c

ombi

nes

mob

ile p

hone

and

TV

to d

eliv

er d

igita

l, m

ultim

edia

mat

eria

ls to

teac

hers

and

st

uden

ts. I

n pr

actic

e, te

ache

rs u

se m

obile

pho

nes

to a

cces

s a

libra

ry o

f sc

ienc

e, m

ath,

and

E

nglis

h vi

deos

. Onc

e se

lect

ed, v

ideo

s ar

e do

wnl

oade

d vi

a G

PRS

to th

e ph

one

whi

ch th

en is

co

nnec

ted

to a

TV

in th

e cl

assr

oom

. Ope

ns u

p fo

r di

stan

ce le

arni

ng p

rogr

ams.

Pub

lic–p

riva

te

part

ners

hip

betw

een

Min

istr

y of

Edu

catio

n, I

nter

natio

nal Y

outh

Fou

ndat

ion,

Nok

ia, V

odac

om,

Pear

son

and

FAW

E.

ww

w.m

oe.g

o.tz

ww

w.iy

fnet

.org

/doc

umen

t.cfm

/751

Uga

nda

Exa

mSM

SU

NE

B in

con

junc

tion

with

SM

SMed

ia la

unch

ed a

reg

istr

atio

n an

d ex

am r

esul

ts S

MS

plat

form

in

Dec

embe

r, 20

09. S

tude

nts,

par

ents

and

gua

rdia

ns w

ill b

e ab

le to

che

ck th

eir

resu

lts v

ia th

eir

mob

ile p

hone

s by

typi

ng a

key

wor

d e.

g. P

LE

<sp

ace>

Ind

ex N

o an

d se

nd th

is to

660

0. E

ach

SMS

sent

will

cos

t Ush

s 50

0 an

d av

aila

ble

on M

TN

, ZA

IN, a

nd U

TL

Net

wor

ks.

ww

w.u

neb.

ac.u

g/w

ww

.sm

smed

ia.u

g/

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17312 Mobile Governance: Applications, Challenges and Scaling-up

at least two text messages urging people to calm down. Both sent on Saturday the 12th of September 2009:

Dear Ugandans, be reassured Kampala is safe. All hooliganism and thuggery has been stopped. Enjoy your weekendDear Ugandans, our city is safe. Do not be intimidated or alarmed by hooligans. Today is a normal working day. For God and my Country

The riots continued the whole of Saturday and it was not safe in the capitol Kampala until Sunday. This example highlight the complexity of using bulk SMS to communicate: not all Ugandans received the text and those who did receive it did not trust the source, i.e. the sender of the messages “UGANDA”.

Even though these are anecdotal examples they are interesting and shows that the state and the operators do work together in the event of crises. According to Uganda Communications Commission (UCC), operators are obliged in the interest of public safety to operate their networks in such a manner as to alleviate a state of emergency as well as provide access to emergency services free of charge. However there is still need to define clear operational procedures in case of an emergency looking at the Uganda laws of the country.

A question that must be asked is if only because it is technically possible, do you have to do it? For example, are Governments really interested in hearing from each and every citizen? The president in Uganda tried it out some few weeks prior the 2007 Commonwealth Heads of Government Meeting (CHOGM), which Uganda hosted. As an engaged citizen, you could mail/post or SMS question’s and concerns “directly” to the President. He simply re-invented the black hole (i.e. no replies) and the service was disabled when CHOGM was over. To create this window of citizen involvement using SMS as a mean of providing feedback to many government leaders is tempting but failure rate high!

There has been a number of political actions taking place in East Africa using the mobile phone as a complementary tool. Nairobi People’s Settlement Network used mobiles to get organised against evictions in Kibera, Nairobi. BBC reports: “[t]hey used what we would call flashmobbing to call people from across the many different and rival settlements together where big evictions were planned, and threatened to sit down in front of the bulldozers” (Mason 2007). Yet another exam-ple of political mobilisation was the Save Mabira Forest campaign in Uganda, where the Anti-Corruption Coalition Uganda (ACCU) played an instrumental role together with other civil society organisations in mobilising the citizenry to oppose government plans to give away one third (roughly 70 km2) of the Mabira Forest to the Sugar Corporation of Uganda Limited (SCOUL), owned by the Mehta Group (which to 51% is owned by the Government), for sugarcane plantations. The most successful part of the campaign was to urge people, through SMS, to boycott sugar produced by the company (ACCU 2008). The blogger Abubaker Basajjabaka writes: “Over the weekend, packets of Lugazi Sugar have been piling up in super-markets besides some business owners withdrawing them from their stalls” (Basajjabaka 2007). The government consequently suspended the idea of giving away the forest.

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174 J. Hellström

12.4.3 How?

How to design a successful mobile governance project? Donner et al. (2008) list a set of choices that the ICT4D literature identifies as being correlated with project success:

Evolutionary (vs. revolutionary)•Embed the mobile component into an already ongoing initiate (vs. being on •its own)Use existing practises as a starting point (vs introducing totally new behaviours •or patters)Basic skills (vs complex and/or additional skills needed)•

The applications and services listed in Table 12.2 more or less fall into this success template. Most of them are evolutionary and are being part of an already ongoing initiative. Existing practices are used as the starting point and no addi-tional skills are needed (only a few exceptions). Further, the applications/services listed are mainly used for information gathering and sharing and for coordinating actions (i.e. more targeting a mass-public and breadth). Mobile applications for policy and other political deliberations (in depth) are complex and not that common. Many of the projects have a strong local technological partner, which makes it easier to manage, integrate and sustain the application. Successful m-governance applications rely on a functioning, effective backend for content and support. Partnering with a local technological firm makes the adoption of technologies much easier, the responsible body running the service hardly needs to know more than the end-user.

The identified m-governance applications all have a decentralised approach where the retrieval of information is decentralised rather than a centralised. This must be considered good since an information society cannot be centrally planned. However, an information society can be centrally facilitated and coordinated, which is generally not the case in the East African countries (Rwanda being an exception). A decentralised, uncoordinated approach makes it extremely hard to identify proj-ects and initiate collaborations and partnerships. For the end user, i.e. the citizen, this is extremely problematic – there is no central m-governance hub or portal. How can a citizen know that a particular service exists? There is no search function and no short code that gives meta information about available services run by other ministries, organisations and companies. And running campaigns promoting every new service is way too costly.

Related is another challenge in that East African economies generally have only to a limited extent been controlled by governments. The majority of the East Africans citizens survives through the informal sector. A citizen can spend a whole life without being involved in any formal sector transactions. There is a clear need for government–citizen interaction but do citizens want to deal with the govern-ment? How can trust be built and awareness of citizen rights and state obligations best be communicated? How to protect your identity when airing opinions and sending inquiries to the government?

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17512 Mobile Governance: Applications, Challenges and Scaling-up

Other identified challenges regarding adapting and implementing m-governance applications include but are not limited to (Hellström 2009, 2010):

Costs, payment, and revenue sharing: who should pay for the services?•Content, who should produce and update content? Can this also be done by ordi-•nary citizens? Generally, people tend to be consumers of the available services and applications rather than provide and create content themselves.Usability issues and the limitations of mobile phones – small screens, short mes-•sages, complicated commands. Advanced phones with bigger, colour screens that are data enabled are still too expensive for the East African masses.Some services are tied to a specific operator – interoperability issues between •operators and roaming between countries must be solved. Compatibility and a variety of platforms are related challenges.How to promote mobile penetration and increased accessibility in areas that are •not commercially viable? Universal funds and rural communication funds are used but they are not efficient enough.Regulation and legal aspects of mobile applications and use of the services are •lagging behind in East Africa. The content providers are far ahead.

Most of the applications in Table 12.2 are very harmless, non-political and for personal information needs. Could it be that mobile phones challenge the traditional means of service delivery and existing power structures? If so, how to go around it and implement applications that really empowers the citizen, even if it is at someone else’s expense? People with power will not let it go that easy.

This leads to the question of ICT double potential for control and freedom. ICT may empower not only citizens but also the state – for good and for bad. As East African regimes learn how to manage and engineer information flows, promotion of and protec-tion of free speech becomes really important. In Uganda for example, there has been a long discussion regarding the Interception of Communications Bill which seeks to authorise security agencies to intercept phone, email and postal communications with the motive to fight terrorism and make the country safer. It is a controversial suggestion from the Government and the opposition from Members of Parliament are worried about the real intentions of a Big Brother executive. Operators are concerned about the costs involved of purchase and implement the wire-taps and the costs related to register-ing each subscriber. Journalists are concerned about the threat to sources. Civil liberty groups that defend the individual right to privacy are just concerned in general. Even Uganda’s regulator, the Uganda Communications Commission (UCC), means that if passed in its current form it will violate the Constitution and the UCC Act. Maybe we must be more realistic about the true extent of ICT transformational potential.

12.5 Scaling-up

There are many governance related pilots and implementations in East Africa but still few successes at scale. Scale is important for impact reasons and for sustain-ability issues – scale reduces the unit cost and makes the intervention more cost

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176 J. Hellström

effective and efficient. Having scale in mind is of extra importance when designing m-governance applications meant for national, inclusive, public services to make sense – there is a need to get away from pilots and projects and rather promote a service delivery approach. How to go from successful pilots to national scale?

Some ideas have already been mentioned: a central body that facilitate and coor-dinate m-governance activities and make them visible. Marketing and awareness campaigns are highly needed and lacking at the moment. Citizens are often not aware of existing applications and there is no information regarding where to find the existing services.

Also, an innovative billing plan and a sound business model is needed for m-governance to become sustainable. Cost factors and affordability issues consti-tutes major challenges in East Africa. For example, most of the subscribers in East Africa are on a prepaid scheme where they top-up (load airtime) when they need to make a phone call, beep or SMS. Most of the time there is no credit on the phone which means that if the system is designed in a way where the citizen are supposed to pay for the service, the completion rate will be low. The billing platform only works if there is money on the subscribers’ phone but no money, no service.

Sustainability needs to be designed into the end product from start and the simpler the merrier – low complexity of business model and the technical solution has proven to be a success factor (Hellström 2010). There are many costs during implementation phase too, see Tactical Technology Collective’s checklist of possible costs when implementing a project involving mobile phones (www.mobiles.tacticaltech.org/).

So, despite of all the rapid developments in mobile applications, there is a lack of scale. Analysing mobile applications for social and economic development, a number of success factors have been identified (Hellström 2010):

Do the homework and avoid re-inventing the wheel•End-user driven and look at needs•Fit into already existing patterns•Consider open standards/content and build a user community•Focus on usability and design with the end user in mind – applications addressing •poorer segment of the society should work on existing phones to ensure accessInterface richness should correspond to the task at hand – there is no need for •extravagance to display simple information for exampleInvolve right stakeholders, forge strong partnerships and use local capacity•Collaborate with other organisations doing similar interventions•Documentation is a key element throughout the project and to share lessons •learned, successes as well as failures, benefit all

In the implementation phase:

Set measurable goals•Have a viable business model and/or predictable funding flows•Involve end-users in content creation where applicable•Use technology that align with the needs of the program it is designed to support – •try to keep it simpleImplement a decentralised solution rather than centralised•

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Cross network instead of working only with one operator when possible, however, •close partnership with operators seems to be crucial for most applicationsEducate the end-user•Have a proper marketing to get a critical mass of users•Let it take time•

When designing m-governance applications an important aspect of the architec-tural framework is to really understand and capture the existing knowledge about processes and work-flows. What is working, what is not working, how could things be done better? Next step is to map the solutions into an abstraction that then can be translated into applications. Too often a mobile “solution” is designed for a problem that never existed in the first place (and too many solutions looking for problems). Applications should be developed having the end users point of view, not the appli-cation as such.

Government ministries and agencies related to the planned m-governance applica-tion should be highly involved in the planning and implementation phases. This will ultimately lead to a change in attitude towards provision of services and transform their models of providing public information to citizens.

12.6 Conclusions

There is a lot of hype surrounding m-governance and its potential to transform the society and make it more dynamic, participatory and democratic. The mobile appli-cations identified in East Africa will at this stage not open up for a deepened democ-racy and create inclusive public spaces. Government institutions are not really sharing information or giving insight into state affairs, at least not trough mobile applica-tions. Few of the identified applications will influence the political decision making process and help in holding governments accountable. However, governance is a complex phenomenon, so is implementing innovative mobile phone applications in its right context. It will take time to find a good, sustainable, scalable match. There are many challenges in regard to good governance, there are also many small solu-tions ready available – imagination, innovation and courage is the limitation.

Do mobile phones empower citizens? Technology does not empower anyone, citizens empower themselves. And with right and better tools, this will become easier. M-governance is about identifying and solving real problems, come with realistic solutions involving the state, market and civil society state in order to improve the way people live. Many, small solutions together will eventually empower the citizens. Applications do not work in isolation, the more services available, the more active end-users and transactions, the better the mobile ecosys-tem of stakeholders will be. This is a mutually re-enforcing process.

Do mobile phones affect the way citizens interact with each other and with the society as whole? The ever popular and totally unpredicted beeping culture in East Africa is a good example on how mobile telephony has changed the way people communicate. The concept of “anywhere and any time” has made the society more

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178 J. Hellström

flexible and to some extend, more responsive. Do mobile phones open up for a deepened democracy? Observing cases from East Africa, the general public is usu-ally not responding too well to initiatives. There could be many reasons to this but three reasons stand out; (1) if the solution is offered at a premium or even at a mini-mum cost it must bring clear, direct value for the end user, (2) if the solution is not marketed and promoted enough no one will use the service, (3) citizens have little trust in government services and do not feel engaged, and do not think that the government will become more transparent, accountable, obedient etc.

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