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1 CENTRAL ELECTRICITY REGULATORY COMMISSION NEW DELHI New Delhi, the 6 th January, 2014 NOTIFICATION No.L-1/132/2013/CERC.- In exercise of the powers conferred under Section 178 of the Electricity Act, 2003 (36 of 2003), and all other powers enabling it in this behalf, and after previous publication, the Central Electricity Regulatory Commission hereby makes the following regulations, namely: 1. Short title and commencement (1) These regulations may be called the Central Electricity Regulatory Commission (Deviation Settlement Mechanism and related matters) Regulations, 2014. (2) These regulations shall come into force on 17.2.2014. 2. Definitions and Interpretation (1) In these regulations, unless the context otherwise requires,- (a) Actmeans the Electricity Act, 2003 (36 of2003); (b) actual drawalin a time-block means electricity drawn by a buyer, as the case may be, measured by the interface meters; (c) actual injectionin a time-block means electricity generated or supplied by the seller, as the case may be, measured by the Interface meters; (d) beneficiarymeans a person purchasing electricity generated from a generating station; (e) buyermeans a person, including beneficiary, purchasing electricity through a transaction scheduled in accordance with the regulations applicable for short-term open access, medium-term open access and long-term access; (f) 'Connectivity Regulations' means the Central Electricity Regulatory Commission (Grant of Connectivity, Long Term Access and Medium Term Access in inter-State Transmission) Regulations, 2009 as amended from time to time and shall include any subsequent amendment thereof. (g) Commission' means the Central Electricity Regulatory Commission referred to in sub-section (1) of section 76 of the Act; (h) Deviationin a time-block for a seller means its total actual injection minus its total scheduled generation and for a buyer means its total actual drawal minus its total scheduled drawal.

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    CENTRAL ELECTRICITY REGULATORY COMMISSION NEW DELHI

    New Delhi, the 6th January, 2014

    NOTIFICATION

    No.L-1/132/2013/CERC.- In exercise of the powers conferred under Section 178 of the Electricity Act, 2003 (36 of 2003), and all other powers enabling it in this behalf, and after previous publication, the Central Electricity Regulatory Commission hereby makes the following regulations, namely:

    1. Short title and commencement

    (1) These regulations may be called the Central Electricity Regulatory Commission (Deviation Settlement Mechanism and related matters) Regulations, 2014.

    (2) These regulations shall come into force on 17.2.2014.

    2. Definitions and Interpretation (1) In these regulations, unless the context otherwise requires,- (a) Actmeans the Electricity Act, 2003 (36 of2003);

    (b) actual drawalin a time-block means electricity drawn by a buyer, as the case may be, measured by the interface meters; (c) actual injectionin a time-block means electricity generated or supplied by the seller, as the case may be, measured by the Interface meters;

    (d) beneficiary means a person purchasing electricity generated from a generating

    station;

    (e) buyermeans a person, including beneficiary, purchasing electricity through a transaction scheduled in accordance with the regulations applicable for short-term open access, medium-term open access and long-term access;

    (f) 'Connectivity Regulations' means the Central Electricity Regulatory Commission (Grant of Connectivity, Long Term Access and Medium Term Access in inter-State Transmission) Regulations, 2009 as amended from time to time and shall include any subsequent amendment thereof.

    (g) Commission' means the Central Electricity Regulatory Commission referred to in sub-section (1) of section 76 of the Act;

    (h) Deviationin a time-block for a seller means its total actual injection minus its total

    scheduled generation and for a buyer means its total actual drawal minus its total scheduled drawal.

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    (i) gamingin relation to these regulations, shall mean an intentional mis-declaration of declared capacity by any seller in order to make an undue commercial gain through Charge for Deviations;

    (j) Grid Codemeans the Grid Code specified by the Commission under clause (h) of sub-section (1) of Section 79 of the Act.

    (k) interface metersmeans interface meters as defined by the Central Electricity

    Authority under the Central Electricity Authority (Installation and Operation of Meters) Regulations, 2006, as amended from time to time.

    (l) Load Despatch Centremeans National Load Despatch Centre, Regional Load Despatch Centre or State Load Despatch Centre, as the case may be, responsible for coordinating scheduling of the buyers and the sellers in accordance with the provisions of Grid Code;

    (m) 'Open Access Regulations' means the Central Electricity Regulatory Commission (Open Access in inter-State Transmission) Regulations, 2008 as amended from time to time and shall include any subsequent amendment thereof.

    (n) Scheduled generationat any time or for a time block orany period means schedule of generation in MW or MWh ex-bus given by the concerned Load Despatch Centre;

    (o) Scheduled drawalat any time or for a time block or any period time block means schedule of despatch in MW or MWh ex-bus given by the concerned Load Despatch Centre;

    (p) sellermeans a person, including a generating station, supplying electricity through a transaction scheduled in accordance with the regulations applicable for short-term open access, medium-term open access and long-term access;

    (q) time-blockmeans a time block of 15 minutes, for which specified electrical parameters and quantities are recorded by special energy meter, with first time block starting at 00.00 hrs;

    (2) Save as aforesaid and unless repugnant to the context or the subject-matter otherwise requires, words and expressions used in these regulations and not defined, but defined in the Act, or the Grid Code or any other regulations of this Commission shall have the meaning assigned to them respectively in the Act or the Grid Code or any other regulation. 3. Objective

    The objective of these regulations is to maintain griddiscipline and grid securityas envisaged under the Grid Code through the commercial mechanism for Deviation Settlement through drawal and injection of electricityby the users of the grid.

    4 . Scope

    These regulations shall be applicable to sellers and buyers involved in the transactions facilitated through short-term open access or medium-term open access or long-term access in inter-State transmission of electricity.

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    5. Charges for Deviations:

    (1) The charges for the Deviations for all the time-blocks shall be payable for over drawal by the buyer and under-injection by the seller and receivable for under-drawal by the buyer and over-injection by the seller and shall be worked out on the average frequency of a time-block at the rates specified in the table below as per the methodology specified in clause (2) of this regulation:

    Average Frequency of the time block(Hz) Charges for Deviation

    Below Not Below Paise/kWh

    50.05 0.00

    50.05 50.04 35.60

    50.04 50.03 71.20

    50.03 50.02 106.80

    50.02 50.01 142.40

    50.01 50.00 178.00

    50.00 49.99 198.84

    49.99 49.98 219.68

    49.98 49.97 240.52

    49.97 49.96 261.36

    49.96 49.95 282.20

    49.95 49.94 303.04

    49.94 49.93 323.88

    49.93 49.92 344.72

    49.92 49.91 365.56

    49.91 49.90 386.40

    49.90 49.89 407.24

    49.89 49.88 428.08

    49.88 49.87 448.92

    49.87 49.86 469.76

    49.86 49.85 490.60

    49.85 49.84 511.44

    49.84 49.83 532.28

    49.83 49.82 553.12

    49.82 49.81 573.96

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    49.81 49.80 594.80

    49.80 49.79 615.64

    49.79 49.78 636.48

    49.78 49.77 657.32

    49.77 49.76 678.16

    49.76 49.75 699.00

    49.75 49.74 719.84

    49.74 49.73 740.68

    49.73 49.72 761.52

    49.72 49.71 782.36

    49.71 49.70 803.20

    49.70 824.04

    (Charges for deviation for each 0.01 Hz step is equivalent to 35.60 Paise/kWh in the frequency range of 50.05-50.00 Hz, and 20.84 Paise/kWh in frequency range 'below 50 Hz' to 'below 49.70 Hz' )

    Provided that (i) the charges for the Deviation for the generating stations regulated by Commission using coal or lignite or gas supplied under Administered Price Mechanism (APM) as fuel, when actual injection is higher or lower than the scheduled generation, shall not exceed the Cap Rate of 303.04 Paise/kWh as per the methodology specified in clause (3) of this regulation:

    (ii) Provided that no cap rate shall be applicable with effect from 1.4.2014 on the charges for the Deviation for the generating stations regulated by consumer using gas supplied under Administered Price Mechanism (APM) as the fuel.

    (iii) the charges for the Deviation for the under drawals by the buyerin a time block in excess of 12% of the schedule or 150 MW, whichever is less, shall be zero.

    (iv) the charges for the Deviation for the over-injection by the seller in a time block in excess of 12% of the schedule or 150 MW, whichever is less,shall be zero, except in case of injection of infirm power, which shall be governed by the clause (5) of this Regulation.

    (2) The Charge for Deviation shall be determined in accordance with the following methodology:

    (a) The Charge for Deviation shall be zero at grid frequency of 50.05 Hz and above. (b) The Charge for Deviation corresponding to grid frequency interval of below

    50.01 Hz and not below 50.0 Hz shall be based on the median value of the average energy charge of coal/lignite based generating stations regulated by the

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    Commission for any six month period preferably from July to December of previous year or from January to June for the year or any other six month period if deemed necessary and suitably adjusted upward to coincide with the Deviation Price Vector.

    (c) The Deviation Price Vectors shall accordingly, be in steps for a frequency interval

    of 0.01 Hz between grid frequency of (i) 50.05 Hz and below 50.01 Hz and not below 50.0 Hz and (ii) below 50.01 Hz and not below 50.0 Hz and below 49.70 Hz.

    (d) The Charge for Deviation at grid frequency "below 49.70 Hz" shall be based on the highest of the average energy charges of generating stationsregulated by Commissionon RLNG for any six month period preferably from July to December of previous year or from January to June for the year or any other six month period if deemed necessary and suitably adjusted upward to coincide with the Deviation Price Vector.

    (3) The Cap rate for the charges for the Deviation for the generating stations regulated by CERC using coal/lignite or gas supplied under Administered Price Mechanism (APM) as the fuel, shall be the valuecoinciding withthe energy charges on imported coal onDeviation Price Vector.

    (4) The Charges for Deviation may be reviewed by the Commission from time to time and shall be re-notified accordingly. (5) The infirm power injected into the grid by a generating unit of a generating station during the testing, prior to COD of the unit shall be paid at Charges for Deviation for infirm power injected into the grid, consequent to testing, for a period not exceeding 6 months or the extended time allowed by the Commission in the Central Electricity Regulatory Commission (Grant of Connectivity, Long-term Access and Medium-term Open Access and related matters) Regulations, 2009, as amended from time to time, subject to ceiling of Cap rates corresponding to the main fuel used for such injection as specified below:

    Domestic coal/ Lignite/Hydro `1.78 / kWh sent out

    APM gas as fuel ` 2.82/ kWh sent out up to 31.3.2014and thereafter, `5.64/ kWh sent out

    Imported Coal `3.03 / kWh sent out RLNG `8.24 / kWh sent out

    (6) Charges for Deviation of Inter-regional Exchange between the two asynchronously inter-connected Regions shall be computed by the respective Regional Power Committee, based on Charges for Deviation as per the frequency of the respective Region. The amount to be settled for the inter-regional exchanges shall be average of the Charges for Deviation computed for the two regions by way of such inter-change.

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    6. Declaration, scheduling and elimination of gaming

    (1) The provisions of the Grid Code and the Central Electricity Regulatory Commission (Open Access in inter-State Transmission) Regulations, 2008, as amended from time to time, shall be applicable for declaration of capacity, scheduling and elimination of gaming. (2) The generating station, as far as possible, shall generate electricity as per the day-ahead generation schedule finalized by the Regional Load Despatch Centre in accordance with the Grid Code.

    Provided that the revision in generation schedule on the day of operation shall

    be permitted, in accordance with the procedure specified under the Grid Code and Central Electricity Regulatory Commission (Open Access in inter-State Transmission) Regulations, 2008, as the case may be.

    (3) The Commission, either suo motu or on a petition made by RLDC, or any affectedparty, may initiate proceedings against any generating company or seller on charges ofgaming and if required, may order an inquiry in such manner as decided by theCommission. When the charge of gaming is established in the above inquiry, theCommission may, without prejudice to any other action under the Act or regulations thereunder, disallow any Charges for Deviation received by such generating company or theseller during the period of such gaming.

    7. Limits on Deviation volume and consequences of crossing limits

    (1) The over-drawals / under drawals of electricity by any buyer during a time block shall not exceed 12% of its scheduled drawal or 150 MW, whichever is lower, when grid frequency is 49.70Hz and above"

    Provided thatno overdrawal of electricity by any buyer shall be permissible when grid frequency is "below 49.70 Hz".

    Explanation: The limits specified in this clause shall apply to the sum total of over-drawal by all the intra-State entities in the State including the distribution companies and other intra-State buyers, and shall be applicable at the inter-State boundary of the respective State.

    (2) The under-injection / over-injection of electricity by a sellerduring a time-block shall not exceed 12% of the scheduled injection of such selleror 150 MW, whichever is lower when frequency is 49.70 Hz and above

    Provided that

    (i) no under injectionof electricity by a sellershall be permissible when grid frequency is "below 49.70 Hz" and no over injection of electricity by a seller shall be permissible when grid frequency is "50.10 Hz and above. (ii) any infirm injection of power by a generating station prior to COD of a unit during testing and commissioning activities shall be exempted from the volume limit specified

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    above for a period not exceeding 6 months or the extended time allowed by the Commission in accordance with the Connectivity Regulations. (iii) any drawal of power by a generating station prior to COD of a unit for the startup activities shall be exempted from the volume limit specified abovewhen grid frequency is 49.70 Hz and above".

    (3) In addition to Charges for Deviation as stipulated under Regulation 5 of theseregulations, Additional Charge for Deviation shall be applicable for over-drawal as well as under-injection of electricity for each time block in excessof the volume limit specified in Clause (1) and (2) of this regulation when average grid frequency of the time block is 49.70 Hz and above at the rates specified in the table A & B below in accordance with the methodologyspecified in clause (7)of this regulation:

    TABLE A

    When 12% of Schedule is less than or equal to 150 MW

    (i)

    For over drawal of electricity by any buyer in excess of 12% and up to 15% of the schedule in a time block

    Equivalent to 20% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (ii) For over drawal of electricity by any buyer in excess of 15 % and up to 20% of the schedule in a time block

    Equivalent to 40% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (iii) For over drawal of electricity by any buyer in excess of 20 % of the schedule in a time block

    Equivalent to 100% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (iv) For under injection of electricity by any seller in excess of 12% and up to 15% of the schedule in a time block

    Equivalent to 20% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (v) For under injection of electricity by any seller in excess of 15 % and up to 20% of the schedule in a time block

    Equivalent to 40% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (vi) For under injection of electricity by any seller in excess of 20 % of the schedulein a time block

    Equivalent to 100% of the Charge for Deviation corresponding to average grid frequency of the time block.

    B When 12% of Schedule is more than 150 MW

    (i)

    For over drawal of electricity by any buyer is above 150 MW and up to 200 MW in a time block

    Equivalent to 20% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (ii) For over drawal of electricity by any buyer is above 200 MW and up to 250 MW in a time block

    Equivalent to 40% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (iii) For over drawal of electricity by any buyer is above 250 MW in a time block

    Equivalent to 100% of the Charge for Deviation corresponding to average grid frequency of the time block.

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    (iv) For under injection of electricity by any seller is above 150 MW and up to 200 MW in a time block

    Equivalent to 20% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (v) For under injection of electricity by any seller is above 200 MW and up to 250 MW in a time block

    Equivalent to 40% of the Charge for Deviation corresponding to average grid frequency of the time block.

    (vi) For under injection of electricity by any seller is above 250 MW in a time block

    Equivalent to 100% of the Charge for Deviation corresponding to average grid frequency of the time block.

    TABLE B

    When 12% of Schedule is less than or equal to 150 MW

    (i) For under injection of electricity by any seller in excess of 12% and up to 15% of the schedule

    Equivalent to 20% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    (ii) For under injection of electricity by any seller in excess of 15 % and up to 20% of the schedule

    Equivalent to 40% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    (iii) For under injection of electricity by any seller in excess of 20 % of the schedule

    Equivalent to 100% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    B When 12% of Schedule is more than 150 MW

    (i) For under injection of electricity by any seller is above 150 MW and up to 200 MW in a time block

    Equivalent to 20% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    (ii) For under injection of electricity by any seller is above 200 MW and up to 250 MW in a time block

    Equivalent to 40% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    (iii) For under injection of electricity by any seller is above 250 MW in a time block

    Equivalent to 100% of the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    Provided that

    (i) Additional Charge for Deviation for under-injection of electricity, during a time-block in excess of the volume limit specified in clause (1) and (2) of this regulation when grid frequency is 49.70 Hz and above, by the generating stations regulated by

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    the CERC using coal or lignite or gas supplied under Administered Price Mechanism (APM) as the fuel shall be at the rates specified below in accordance with the methodology specified in clause (9) of this regulation:

    (ii) Any drawal of power by a generating station prior to COD of a unit for the start up activities shall be exempted from the levy of additional Charges of Deviation. (4) In addition to Charges for Deviation as stipulated under Regulation 5 of theseregulations, Additional Charge for Deviation shall be applicable for over-injection/under drawal of electricity for each time block by a seller/buyer as the case may be when grid frequencyis 50.10 Hz and above at the rates equivalent to charges of deviation corresponding to the grid frequency of below 50.01 Hz but not below 50.0 Hz.

    (5) Methodologies for the computation of Charges for Deviation and Additional Charges for deviation for each regional entity for crossing the volume limits specified for the under-drawal /over-injection and for over-drawal and under-injection in clause (3) of this regulation shall be as per Annexure-I and II of these Regulationsrespectively. (6) In addition to Charges for Deviation as stipulated under Regulation 5 of these Regulations, Additional Charge for Deviation shall be applicable for over-drawal or under-injectionof electricity when grid frequency is below 49.70 Hz in accordance with the methodology specified in clause (8) of this regulation and the same shall be equivalent to 100% of the Charge for Deviation of 824.04 Paise/kWh corresponding to the grid frequency of "below 49.70 Hz".

    Provided further that Additional Charge for Deviation for under-injection

    ofelectricity by a seller, during the time-block when grid frequency is below 49.70 Hz, by thegenerating stations regulated by CERC using coal or lignite or gas supplied under Administered PriceMechanism (APM) as the fuel in accordance with the methodology specified in clause 8 ofthis regulation shall be equivalent to 100% of the Cap Rate for Deviations of 303.04 Paise/kWh.

    Explanation: Additional Charges for Deviation shall not be applicable for net over drawls by a region as a whole from other regions.

    (7) The Additional Charge for Deviation for over-drawal andunder-injection of electricity for each time block in excess of the volume limit specified in clause (1) and (2) of this Regulation when grid frequency is "49.70 Hz and above" shall be as specified by the Commission as a percentage of thecharges for the Deviation corresponding toaverage grid frequency of the time block with due consideration to thebehavior of the buyers and sellers towardsgrid discipline:

    Provided that the Commission may specify different rates for additional Charges for Deviation for over drawalsand under injectionsdepending upon different % deviation from the schedule in excess of the volume limit specified in clause (1) and (2) of this Regulation.

    (8) The additional Charge for Deviation for over-drawals and under-injection ofelectricity for each time block when grid frequency is below 49.70 Hz shall be asspecified by the Commission as a percentage of the charges for the Deviation

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    corresponding to average gridfrequency of the time block with due consideration to the behavior of the buyers and sellers towards grid discipline:

    Provided that the Commission may specify different rates for Additional Charges for Deviation for over drawls and under injections and for different ranges of frequencies below 49.70 Hz.

    (9) The Additional Charge for Deviation for under-injection of electricity during thetime-block in excess of the volume limit specified in Clause (2) of this regulation when gridfrequency is 49.70 Hz and above, by the generating stations regulated by CERC using coal/ lignite or gassupplied under Administered Price Mechanism (APM) as the fuel shall be as specified bythe Commission as a percentage of the Cap Rate or the Charges for Deviation corresponding to the grid frequency of the time block, or both with due consideration to the behavior of the generating stations regulated by CERC towards grid discipline:

    (10) In the event of sustained deviation from schedule in one direction (positive or negative) by any regional entity, such regional entity (buyer or seller) shall have to make sign of their deviation from schedule changed, at least once, after every 12 time blocks. To illustrate, if a regional entity has positive deviation from schedule from 07.30 hrs to 10.30 hrs, sign of its deviation from schedule shall be changed in the 13th time block i.e. 10.30 to 10.45 hrs from positive to negative or negative to positive as the case may be. (11) Payment of Charges for Deviation under Regulation 5 and the Additional Charges for Deviation under Clauses (3) and (4) of this regulation, shall be levied without prejudice to any action that may be considered appropriate by the Commission under Section 142 of the Act for contravention of the limits of over-drawal/ under drawal or under-injection /over-injection as specified in these regulations, for each time block or violation of provision of clause 10 of these regulations. (12) The charges for over-drawal/ under-injection and under-drawal/ over-injection of electricity shall be computed by the respective Regional Power Committee in accordance with the methodology used for preparation of Regional Energy Accounts. (13) The Regional Load Despatch Centre shall,on monthly basis,prepare and publish on its website therecordsof the Deviation Accounts, specifying the quantum ofover-drawal/ under-injection and corresponding amount of Charges for Deviationpayable/receivable for each buyer and sellerfor all the time-blocks when grid frequency was "49.90Hz and above" and "below 49.90" Hz separately.

    8. Compliance with instructions of Load Despatch Centre

    Notwithstanding anything specified in these Regulations, the sellers and the buyers shall strictly follow the instructions of the Regional Load Despatch Centre on injection and drawal in the interest of grid security and grid discipline.

    9. Accounting of Charges for Deviation

    (1) A statement of Charges for Deviations including Additional Charges for Deviation levied under these regulations shall be prepared by the Secretariat of the respective Regional Power Committee on weekly basis based on the data provided by the

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    concerned RLDC(s) by the Thursday of the week and shall be issued to all constituents by next Tuesday, for seven day period ending on the penultimate Sunday mid-night. (2) All payments on account of Charges for Deviation including Additional Charges for Deviation levied under these regulations and interest, if any, received for late payment shall be credited to the funds called the Regional Deviation Pool Account Fund, which shall be maintained and operated by the concerned Regional Load Despatch Centre in each region in accordance with provisions of these regulations.

    Provided that

    (i) the Commission may by order direct any other entity to operate and maintain the respective Regional Deviation Pool Account Fund:

    (ii) separate books of accounts shall be maintained for the principal component and interest component of Charges for Deviation and Additional Charges for Deviation by the Secretariat of the respective Regional Power Committee. (3) All payments received in the Regional Deviation Pool Account Fund of each region shall be appropriated in the following sequence:

    (a) First towards any cost or expense or other charges incurred on recovery of Charges for deviation.

    (b) Next towards over dues or penal interest, if applicable.

    (c) Next towards normal interest. (d) Lastly, towards charges for deviation and additional charges for deviation.

    Explanation: Any Additional Charge for Deviation collected from a regional entity shall be retained in the Regional Deviation Pool Account Fund of the concerned region where the regional entity is located.

    10. Schedule of Payment of Charges for Deviation

    (1) The payment of charges for Deviation shall have a high priority and the concerned constituent shall pay the indicated amounts within 10 (ten) days of the issue of statement of Charges for Deviation including Additional Charges for Deviation by the Secretariat of the respective Regional Power Committee into the Regional Deviation Pool Account Fund of the concerned region.

    (2) If payments against the Charges for Deviation including Additional Charges for Deviation are delayed by more than two days, i.e., beyond twelve (12) days from the date of issue of the statement by the Secretariat of the respective Regional Power Committee, the defaulting constituent shall have to pay simple interest @ 0.04% for each day of delay. (3) All payments to the entities entitled to receive any amount on account of charges for Deviation shall be made within 2 working days of receipt of the payments in the Regional Deviation Pool Account Fund of the concerned region.

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    Provided that (i) in case of delay in the Payment of charges for Deviations into the respective Regional Deviation Pool Account Fund and interest there on if any, beyond 12 days from the date of issue of the Statement of Charges for Deviations the regional entities who have to receive payment for Deviation or interest thereon shall be paid from the balance available if any, in the Regional Deviation Pool Account Fund of the region. In case the balance available is not sufficient to meet the payment to the Regional Entities, the payment from the Regional Deviation Pool Accounts Fund shall be made on pro rata basis from the balance available in the Fund.

    (ii) the liability to pay interest for the delay in payments to the Regional Deviation Pool Account Fund shall remain till interest is not paid; irrespective of the fact that constituents who have to receive payments have been paid from the Regional Deviation Pool Account Fund in part or full.

    (4) All regional entities which had at any time during the previous financial year failed to make payment of Charges for Deviation including Additional Charges for Deviation within the time specified in these regulations shall be required to open a Letter of Credit (LC) equal to 110% of its average payable weekly liability for Deviations in the previous financial year, in favour of the concerned RLDC within a fortnight from the date these Regulations come into force.

    Provided that (i) if any regional entity fails to make payment of Charges for Deviation including Additional Charges for Deviation by the time specified in these regulations during the current financial year, it shall be required to open a Letter of Credit equal to 110% of weekly outstanding liability in favour of respective Regional Load Despatch Centre within a fortnight from the due date of payment.

    (ii) LC amount shall be increased to 110% of the payable weekly liability for Deviation in any week during the year, if it exceeds the previous LC amount by more than 50%.

    Illustration: If the average payable weekly liability for Deviation of a regional entity during2009-10 is `20 crore, the regional entity shall open LC for 22 crore in 2010-11. If the weekly payable liability during any week in 2010-11 is ` 35 crore which is more than 50% of the previous financial years average payable weekly liability of Rs 30 Crore, the concerned regional entity shall increase the LC amount to ` 38.5 Crore (1.1*`35.0) by adding `16.5 Crore.

    (5) In case of failure to pay into the Regional Deviation Pool Account Fund within the specified time of 12 days from the date of issue of statement of charges for Deviations, the RLDC shall be entitled to encash the LC of the concerned constituent to the extent of the default and the concerned constituent shall recoup the LC amount within 3 days.

    11. Application of fund collected through Deviations

    The surplus amount, if any in the Deviation Pool Account Fund as on last day of the month,shall be transferred to a separate fund namely "Power Systems

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    Development Fund" specified by the Commission in the first week of the next month and shall be utilized, for the purpose specified by the Commission.

    12. Power to Relax.

    The Commission may by general or special order, for reasons to be recorded in writing, and after giving an opportunity of hearing to the parties likely to be affected by grant of relaxation, may relax any of the provisions of these regulations on its own motion or on an application made before it by an interested person.

    13. Power to issue directions:-

    If any difficulty arises in giving effect to these regulations, the Commission may on its own motion or on an application filed by any affected party, issue such directions as may be considered necessary in furtherance of the objective and purpose of these regulations.

    14. Repeal and Savings

    (1) On commencement of these Regulations, Central Electricity Regulatory Commission (Unscheduled Interchange charges and related matters) Regulation, 2009 shall stand repealed. (2) On commencement of these Regulations, any reference to the Central Electricity Regulatory Commission (Unscheduled Interchange charges and related matters) Regulations, 2009 in any of the Regulations, Standards, Codes or Procedures of the Central Electricity Regulatory Commission shall deemed to be replaced by Central Electricity Regulatory Commission (Deviation Settlement Mechanism and related matters) Regulations, 2013.

    (3) On commencement of these Regulations, the Regional Unscheduled Interchange Pool Account Funds shall continue to operate till the UI accounts settlement for the period prior to commencement of these Regulations is completed and balance if any, in UI Pool account shall be transferred to the Power System Development Fund.

    (A K Saxena) Chief (Engineering)

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    Annexure-I

    Methodologies for the computation of Charges of Deviation and Additional Charges for deviation for each regional entity for crossing the volume limits specified for the over-drawal/under injectionby Buyer/Seller

    1. When the grid frequency is 49.7 Hz and above A. When Dtb i.e. Deviation from schedule in a time block in MW is less than (+/-)12%

    of the schedule in MW or 150 MW whichever is lower in each time block, Dtb to be payable by the regional entity at normal Charges for Deviation;

    B. When Dtb i.e. Deviation from schedule in a time block in MW is more than

    (+/-)12% of the schedule in MW or 150 MW whichever is lower in each time block (i) Dtb = D0 + D12/150

    Where D0 = (+/-)12% of Scheduled Generation (SG) or 150 MW whichever is

    lower, D12/150 = Deviation in excess of (+/-)12% of the SG or 150 MW,whichever is

    lower in each time block (ii) D12/150 = Dtb D0 (iii) The Charges for Deviation corresponding to Dtb shall be payable by the regional entity at normal Charges of Deviation; In addition,graded Additional Charges for the Deviation for D12/150 shall be payable by the regional entity for over drawal/under injectionfor crossing the volume limit on the basis of percentage term or MW terms as the case may @ 20%, 40%, 100% of Charge of Deviation for the incremental deviation in each slab. The same is illustrated as under: Illustrations "A" When 12% of Schedule is less than or equal to 150 MW

    Category Additional Charges for Deviation

    Dtb is above12% and up to 15% of schedule in MW

    50 x (Dtb- 12% of schedule) x Charge for Deviation corresponding to average grid frequency of the time block

    Dtb is above15% and up to 20% of schedule in MW

    (100 x (Dtb- 15% of schedule) + 1.50 x schedule) x Charge for Deviation corresponding to average grid frequency of the time block

    Dtb is above20% (250 x (Dtb- 20% of schedule) + 6.50 x schedule) x Charge for Deviation corresponding to average grid frequency of the time block

    Illustrations "B" When 12% of Schedule is more than 150 MW

    Category Additional Charges for Deviation

    Dtb is above 150 MW and up to 200 MW

    50 x (Dtb- 150) x Charge for Deviation corresponding to average grid frequency of the time block

  • 15

    Dtb is above200 MW and up to 250 MW

    (100 x (Dtb- 200) + 2500) x Charge for Deviation corresponding to average grid frequency of the time block

    Dtb is above250 MW (250 x (Dtb- 250) + 7500) x Charge for Deviation corresponding to average grid frequency of the time block

    Note:The Additional Charge for Deviation for under-injection of electricity, during the

    time-block in excess of the volume limit specified in clause 7 (1) and (2) of the Regulation when grid frequency is 49.70 Hz and above, by the generating stations regulated by the CERC using coal or lignite or gas supplied under Administered Price Mechanism (APM) as the fuel shall be calculated with the Cap Rate for Deviations of 303.04 Paise /kWh or the Charge for Deviation corresponding to average grid frequency of the time block, whichever is less.

    2. When the grid frequency is below 49.7 Hz and above The charges for deviation corresponding to Dtb shall be payable by the regional

    entity at 1648.08 Paise/kWh including additional chargesfor the deviation payable by the regional entity at 824.04 Paise/kWh

    Note: The charges for Deviation and the additional charges for Deviation for under

    injection, during the time block when grid frequency is below 49.70 Hz, by the generation station regulated by the Commission using coal or lignite or gas supplied under Administrative Price Mechanism (APM) as the fuel shall be calculated corresponding to the cap rate for deviations of 303.04 Paise/kWh.

  • 16

    Annexure-II

    Methodologies for the computation of Charges of Deviation and Additional Charges for deviation for each regional entity for crossing the volume limits specified for the under drawal/ over-injection by buyer/Seller A. When Dtb i.e. Deviation from schedule in a time block in MW is less than (+/-)12%

    of the schedule in MW or 150 MW, whichever is lower in each time block, Dtb to be payable by the regional entity at normal Charges for Deviation;

    B. When Dtb i.e. Deviation from schedule in a time block in MW is more than

    (+/-)12% of the schedule in MW or 150 MW,whichever is lowerin each time block (i) Dtb = D0 + D12/150

    Where D0 = (+/-)12% of SG or 150 MW whichever is lower, D12/150 = Deviation in excess of (+/-)12% of SG or 150 MWwhichever is

    lower in each time block (ii) D12/150 = Dtb D0 (iii) The Charges for Deviation corresponding to D0shall be receivable by the

    regional entity at normal Charges of Deviation or the ceiling rate whichever is lower; the regional entity shall not be entitled to any receivable for D12/150.

    C. Additional Charges for the Deviation D12/150 shall be payable by the regional entity for under drawal/ over injection when grid frequency is 50.10 Hz or above in accordance with clause 7 (4) of this Regulation.

  • 1

    dsUnzh; fo|qr fofu;ked vk;ksx

    ubZ fnYyh

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    vf/klwpuk

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    2003 2003 dk 36 dh /kkjk 178 ds v/khu iznr 'kfDRk;ksa rFkk bl fufer

    lkeF;Zdkjh lHkh 'kfDr;ksa dk iz;ksx djrs gq, rFkk iwoZ izdk'ku ds i'pkr~]

    fuEufyf[kr fofu;e cukrk gS] vFkkZr~%&

    1- laf{kIr uke rFkk izkjaHk

    1 bu fofu;eksa dk uke dsUnzh; fo|qr fofu;ked vk;ksx fopyu

    O;oLFkkiu ra= ,oa lac) ekeys fofu;e] 2014 gSA

    2 ;s fofu;e 17-2-2014 ls izo`r gksaxsA

    2- ifjHkk"kk,a ,oa fuoZpu

    1 bu fofu;eksa esa] tc rd fd lanHkZ ls vU;Fkk] visf{kr u gks]

    d ^vf/kfu;e* dk vfHkk; fo|qr vf/kfu;e] 2003 2003 dk 36

    gSA

    [k le;CykWd esa ^okLrfod fudklh* ls] ;FkkfLFkfr] srk }kjk vkgfjr

    dh xbZ baVjQsl ehVj }kjk ifjekfir fo|qr vfHksr gSA*

    x le;CykWd esa ^okLrfod var%{ksi.k* ls] ;FkkfLFkfr] fosrk }kjk

    mRikfnr ;k iznk; dh xbZ baVjQsl ehVj }kjk ifjekfir fo|qr

    vfHkizsr gSA

    ?k ^fgrkf/kdkjh* ls mRiknu dsUnz ls mRikfnr fo|qr dks ; djus okyk

    O;fDr vfHkizsr gSA

    ^srk* ls vYi&dkfyd fuckZ/k igqap] e/;dkfyd fuckZ/k igqap vkSj

    nh?kZdkfyd igaqp ds fy, ykxw fofu;eksa ds vuqlkj] vuqlwfpr

    laO;ogkj ds ek/;e ls fo|qr dk ; djus okyk O;fDr] ftlesa

    fgrkf/kdkjh Hkh gS] vfHkizsr gSA

    p ^la;kstdrk fofu;e* ls le; ij] ;Fkkla'kksf/kr] dsUnzh; fo|qr

    fofu;ked vk;ksx varj&jkfT;d ikjs"k.k esa la;kstdrk] nh?kZdkfyd

    iagqp vkSj e/;dkfyd igaqp iznku djuk fofu;e] 2009 vfHkizsr gS

    vkSj ftlesa blds i'pkr~orhZ la'kks/ku Hkh lfEefyr gSaA

    N ^vk;ksx* ls vf/kfu;e dh /kkjk 76 dh mi/kkjk 1 esa fufnZ"V dsUnzh;

    fo|qr fofu;ked vk;ksx vfHkizsr gSA

    t fosrk ds fy, le;CykWd esa ^fopyu* ls dqy okLrfod var%{ksi.k

    ?kVk bldk dqy vuqlwfpr mRiknu vfHkizsr gS vkSj srk ds fy,

    bldh dqy okLrfod fudklh ?kVk dqy vuqlwfpr fudklh vfHkizsr gSA

    > bu fofu;eksa ds laca/k esa] ^xsfeax* dk vFkZ fopyuksa ds fy, izHkkj ds

    ek/;e ls vuqfpr okf.kfT;d ykHk ysus ds ms'; ls fdlh fosrk

    }kjk ?kksf"kr {kerk dh bjknru xyr ?kks"k.kk gksxhA

  • 2

    ^fxzM dksM* ls vf/kfu;e dh /kkjk 79 dh mi/kkjk 1 ds [kaM t ds

    v/khu vk;ksx }kjk fofufnZ"V fxzM dksM vfHkizsr gSA

    V ^baVjQsl ehVj* ls] le; ij] ;Fkkla'kksf/kr] dsUnzh; fo|qr

    izkf/kdj.k ehVjksa dh LFkkiuk vkSj izpkyu fofu;e] 2006 ds v/khu

    dsUnzh; fo|qr izkf/kdj.k }kjk ;FkkifjHkkf"kr baVjQsl ehVj vfHkizsr gSA

    B ^Hkkj izs"k.k dsUnz* ls fxzM dksM ds mica/kksa ds vuqlkj] srkvksa vkSj

    fosrkvksa dh leUo;dkjh vuqlwph ds fy, mkjnk;h] ;FkkfLFkfr]

    jk"Vh; Hkkj isz"k.k dsUnz] {ks=h; Hkkj izs"k.k dsUnz ;k jkT; Hkkj izs"k.k

    dsUnz vfHkizsr gSA

    M ^fuckZ/k igqap fofu;e* ls] le; ij] ;Fkkla'kksf/kr] dsUnzh;

    fo|qr fofu;ked vk;ksx varjjkfT;d ikjs"k.k esa fuckZ/k igqap

    fofu;e] 2008 vfHkizsr gS vkSj blesa blds i'pkr~orhZ la'kks/ku Hkh

    lfEefyr gksaxsA

  • 3

    5- fopyuksa ds fy, Hkkj

    1 lHkh le;CykWdksas ds fopyuksa ds fy, izHkkj srkvksa }kjk vf/kd fudklh vkSj

    fosrkvksa }kjk de var%{ksi.k ds fy, lans; gksaxs rFkk srkvksa }kjk de fudklh

    vkSj fosrkvksa }kjk vf/kd var%{ksi.k ds fy, izkI; gksaxs rFkk bl fofu;e ds

    [kaM 2 esa fofufnZ"V i)fr ds vuqlkj uhps lkj.kh esa fofufnZ"V njksa ij le;CykWd

    dh vkSlr fDosalh ij r; fd, tk,axs%

    le;CykWd dh vkSlr fDosalh ,ptSM fopyu ds fy, IkzHkkj

    uhps uhps ugha iSls@fdyksokV ?kaVs

    50-05 0-00

    50-05 50-04 35-60

    50-04 50-03 71-20

    50-03 50-02 106-80

    50-02 50-01 142-40

    50-01 50-00 178-00

    50-00 49-99 198-84

    49-99 49-98 219-68

    49-98 49-97 240-52

    49-97 49-96 261-36

    49-96 49-95 282-20

    49-95 49-94 303-04

    49-94 49-93 323-88

    49-93 49-92 344-72

    49-92 49-91 365-56

    49-91 49-90 386-40

    49-90 49-89 407-24

    49-89 49-88 428-08

    49-88 49-87 448-92

    49-87 49-86 469-76

    49-86 49-85 490-60

    49-85 49-84 511-44

    49-84 49-83 532-28

    49-83 49-82 553-12

    49-82 49-81 573-96

    49-81 49-80 594-80

    49-80 49-79 615-64

    49-79 49-78 636-48

    49-78 49-77 657-32

    49-77 49-76 678-16

  • 4

    49-76 49-75 699-00

    49-75 49-74 719-84

    49-74 49-73 740-68

    49-73 49-72 761-52

    49-72 49-71 782-36

    49-71 49-70 803-20

    49-70 824-04

    izR;sd 0-01 ,ptSM LVsi ds fy, fopyu gsrq izHkkj 50-05&50-00 ,ptSM dh

    fDoaslh jsat esa 35-60 iSls@fdyksokV ?kaVs rFkk 50 ,ptSM ls uhps ls 49-70

    ,ptSM ls uhps dh fDosalh jsat esa 20-84 iSls@fdyksokV ?kaVs ds led{k gksaxs%

    ijarq ;g fd %

    i b/ku ds :i esa dks;ys] fyXukbV ;k fu;af=r dher ra= ds varxZr nk; dh xbZ xSl dk iz;ksx djus okys ,sls mRiknu dsUnzksa] tks

    vk;ksx }kjk fofu;fer fd, tkrs gSa] ds fy, fopyu gsrq izHkkj] tc

    okLrfod var%{ksi.k vuqlwfpr mRiknu dh vis{kk vf/kd ;k de gS]

    bl fofu;e ds [kaM 3 esa fofufnZ"V iz.kkyh ds vuqlkj 303-04

    iSls@fdyksokV ?kaVs dh dSi nj ls vf/kd ugha gksaxs%

    ii dSi nj] b/ku ds :i esa fu;af=r dher ra= ds varxZr nk; dh xbZ xSl dk iz;ksx djus okys mRiknu dsUnzksa ftudks dsfofovk }kjk

    fofu;fer fd;k tkrk gS ds fopyu gsrq izHkkjksa ij 1-4-2014 ls

    ykxw ugha gksaxh(

    iii ,d le;CykWd esa srk }kjk vuqlwph fudklh ds 12% ls vf/kd ;k 150 esxkokV] tks Hkh de gks] ls T;knk de fudklh ds fy,

    fopyu gsrq izHkkj 'kwU; gksaxs(

    iv ,d le;CykWd esa fosrk }kjk vuqlwph mRiknu ds 12% ls vf/kd ;k 150 esxkokV] tks Hkh de gks] ls T;knk vf/kd var%{ksi.k ds fy,

    fopyu gsrq izHkkj] buQeZ tkZ ds var%{ksi.k dh n'kk ds flok;]

    'kwU; gksaxs tks bl fofu;e ds [kaM 5 }kjk 'kkflr gksaxsA

    2 fopyu ds fy, izHkkj dk vo/kkj.k fuEufyf[kr i)fr ds vuqlkj fd;k

    tk,xk%&

    d fopyu ds fy, izHkkj 50-05 ,ptSM vkSj mlls vf/kd dh fxzM

    fDosalh ij 'kwU; gksxkA

    [k ^50-01 ,ptSM ls uhps* vkSj ^50-0 ,ptSM ls uhps ugha* dh fxzM

    fDosalh varjky dh rRLFkkuh fopyu ds fy, izHkkj tks iwoZZ o"kZ ds

    fdlh Ng eghus dh vof/k ds fy, vf/kekuh :i ls fiNyss o"kZ ds

    tqykbZ ls fnlEcj rd] ;k o"kZ ds tuojh ls twu rd ;k fdlh Hkh

    vU; Ng eghus] tkss vko';d le>h tk,] ds vk;ksx }kjk fofu;fer

    dks;yk@fyXukbV vk/kkfjr mRiknu dsUnzksa ds vkSlr tkZ izHkkj ds

    e/;e ewY; ij vk/kkfjr gksxk vkSj fopyu dher osDVj ds vuq:i

    mfpr :i ls lek;ksftr fd;k tk,xkA

    x fopyu dher osDVj 1 50-05 ,ptSM vkSj ^50-01 ,ptSM ls uhps

    vkSj 50-0 ls uhps ugha* vkSj 2 ^50-01 ,ptSM ls uhps* vkSj

    ^50-0 ,ptSM ls uhps ugha* dh fxzM fDoaslh ds vkSj ^49-70 ,ptSM

  • 5

    ds uhps* ds chp 0-01 ,ptSM ds fDosalh varjky ds fy, rnuqlkj]

    LVsi gksxkA

    ?k ^49-70 ,ptSM ls uhps* dh ^fxzM fDoaslh* esa fopyu ds fy, izHkkj

    fdlh Ng ekl dh vof/k ds fy, vf/kekuh :i ls iwoZorhZ o"kZ ds

    tqykbZ ls fnlEcj rd ;k o"kZ ds tuojh ls twu rd ;k dksbZ vU;

    Ng ekg dh vof/k] ;fn vko';d le>h tk,] ds vkj,y,uth ij

    vk;ksx }kjk fofu;fer mRiknu dsUnzksa ds vkSlr tkZ izHkkjksa ds

    mPpre ij vk/kkfjr gksxk vkSj fopyu dher osDVj ds lketL; ds

    vuq:i mfpr :i ls lek;kstu fd;k tk,xkA

    3 b/ku ds :i esa dks;yk@fyXukbV ;k fu;af=r dher ra= ds varxZr nk; dh

    xbZ xSl dk iz;ksx djus okys ,sls mRiknu dsUnzksa ftudks vk;ksx }kjk fofu;fer

    fd;k tkrk gS] ds fopyu gsrq izHkkjksa ds fy, dSi nj fopyu dher foDVj ij

    vk;kfrr dks;ys ij tkZ izHkkjksa ds vuq:i gksxhA

    4 fopyu ds fy, izHkkjksa dk le; ij vk;ksx }kjk iqufoZyksdu fd;k

    tk ldrk gS rFkk rnuqlkj] iqu% vf/klwfpr fd;k tk,xkA

    5 ;wfuV ds lhvksMh ls iwoZ] ijh{k.k ds nkSjku mRiknu dsUnz ds mRiknu ;wfuV

    }kjk fxzM esa var%{ksfir bUQeZ tkZ 6 eghus ls vuf/kd vof/k ds fy, ;k

    le; ij ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx la;kstdrk]

    nh?kZdkfyd igaqp rFkk e/;dkfyd fuckZ/k igaqp iznku djuk fofu;e] 2009 esa

    vk;ksx }kjk c

  • 6

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    vuqKkr fd;k tk,xkA

    3 vk;ksx Loizsj.kk ls ;k vkj,yMhlh }kjk] ;k fdlh izHkkoh i{kdkj }kjk

    Qkby dh xbZ ;kfpdk ds vk/kkj ij] xsfeax ds vkjksiksa ij fdlh mRiknu daiuh ;k

    fosrk ds fo#) dk;Zokgh vkjaHk dj ldsxk vkSj ;fn visf{kr gks rks vk;ksx ,slh

    jhfr] tSlk og fofuf'pr djs] ls tkap dk vkns'k ns ldsxkA tc mDr tkap ls

    xsfeax dk vkjksi lkfcr gks tkrk gS rks vk;ksx vf/kfu;e ;k mlds v/khu cuk,

    x, fofu;e ds varxZr fdlh vU; dkjZokbZ ij izfrdwy izHkko Mkys fcuk] ,slh

    xsfeax dh vof/k ds nkSjku ,slh mRiknu daiuh ;k fosrk }kjk izkIr fopyu ds

    fy, fdlh Hkh vkjksi dks vLohdkj dj ldsxkA

    7- fopyu ek=k dh lhek,a ,oa lhekvksa ds vf/ke.k ds ifj.kke

    1 le;CykWd ds nkSjku fdlh srk }kjk fo|qr dh vf/kd fudklh@de fudklh]

    bldh vuqlwfpr fudklh ds 12% ;k 150 esxkokV] tks Hkh de gks] ls vf/kd

    ugha gksxh tc fxzM fDosalh ^49-70 rFkk mlls vf/kd* gSA

    ijarq ;g fd fdlh srk dks fo|qr dh vf/kd fudklh dh vuqefr rc ugha

    gksxh tc fxzM fDoaslh 49-70 ,ptSM ls uhps gS(

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    forj.k daifu;ka rFkk vU; vr%jkfT;d srk Hkh gSa] }kjk vf/kd fudklh dh dqy

    ek=k ij ykxw gksxh vkSj lacaf/kr jkT; dh varj&jkfT;d lhek ij ykxw gksxhA

    2 le;CykWd ds nkSjku fosrk }kjk fo|qr dk de var%{ksi.k@vf/kd var%{ksi.k

    ,sls fosrk ds vuqlwfpr var%{ksi.k ds 12% ;k 150 esxkokV] tks Hkh de gks] ls

    vf/kd ugha gksxk] tc fDosalh 49-70 ,ptSM vkSj mlls vf/kd gks%

    ijarq ;g fd %

    i fosrk }kjk fo|qr dk dksbZ de var%{ksi.k dh vuqefr ugha gksxh tc fxzM fDosalh ^49-70 ,ptSM ls uhps gS* vkSj fosrk }kjk fo|qr dk

    dksbZ vf/kd var%{ksi.k dh vuqefr ugha gksxh tc fxzM fDosalh ^50-

    10 ,ptSM ls vf/kd gS*(

    ii ;wfuV dh lhvksMh ls iwoZ ijh{k.k xfrfof/k;ksa vkSj mls vkjaHk djus ds nkSjku mRiknu dsUnzksa }kjk fo|qr ds fdlh buQeZ var%{ksi.k dks 6

    eghus ls vuf/kd vof/k ds fy, ;k la;kstdrk fofu;eksa ds vuqlkj]

    vk;ksx }kjk vuqKkr c

  • 7

    ijarq ;g fd%

    i bl fofu;e ds [kaM 1 vkSj 2 esa fofufnZ"V ek=k lhek dh vf/kdrk esa le;CykWdksa ds nkSjku fo|qr ds de vr%{ksi.k ds fy, fopyu ds

    fy, vf/kdre izHkkj] tc fxzM fDosalh b/ku ds :i esa dks;ys]

    fyXukbV ;k fu;af=r dher ra= ds varxZr lIykbZ dh xbZ xSl dk

    iz;ksx djus okys ,sls mRiknu dsUnzksa tks dsfofovk }kjk fofu;fer fd,

    tkrs gSa] }kjk ^49-7 ,ptSM vkSj vf/kd gS*] bl fofu;e ds [kaM 9

    esa fofufnZ"V i)fr ds vuqlkj] uhps lkj.kh vk esa fofufnZ"V njksa ij

    gksxk(

    ii vkjafHkd xfrfof/k;ksa ds fy, ;wfuV ds lhvksMh ds iwoZ mRiknu dsUnz }kjk fo|qr dh fdlh fudklh dks fopyu ds vfrfjDr izHkkj ds

    mn~xzg.k ls NwV gksxhA

    lkj.kh v

    d tc vuqlwph dk 12% 150 esxkokV ls de ;k mlds led{k gS

    (i) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa

    vuqlwph ds 12% ls vf/kd vkSj

    15% rd

    le;CykWd dh vkSlr fxzM fDosalh

    dh rRLFkkuh fopyu ds fy, izHkkj ds

    20% ds led{k

    (ii) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa

    vuqlwph ds 15 % ls vf/kd vkSj

    20% rd

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    40% ds led{k

    (iii) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa

    vuqlwph ds 20% dh vf/kdrk esa

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    100% ds led{k

    (iv) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CYkkWd esa

    vuqlwph ds 12% ls vf/kd vkSj

    15% rd

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    20% ds led{k

    (v) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CYkkWd esa

    vuqlwph ds 15% ls vf/kd vkSj

    20% rd

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    40% ds led{k

    (vi) fdlh srk }kjk fo|qr ds de var%{ksi.k ds fy, le;CYkkWd esa

    vuqlwph ds 20% ls vf/kdrk esa

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    100% ds led{k

    [k tc vuqlwph dk 12%, 150 esxkokV ls vf/kd gS

    (i) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa 150

    esxkokV ls vf/kd vkSj 200 esxkokV

    rd gSS

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    20 % ds led{k

    (ii) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa 200

    esxkokV ls vf/kd vkSj 250 esxkokV

    rd gSS

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    40% ds led{k

    (iii) fdlh srk }kjk fo|qr dh vf/kd fudklh ds fy, le;CykWd esa 250

    esxkokV ls vf/kd gS

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    100% ds led{k

    (iv) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CykWd esa 150

    esxkokV ls vf/kd vkSj 200 esxkokV

    rd gSS

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    20% ds led{k

    (v) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CykWd esa 200

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

  • 8

    eSxkokV ls vf/kd vkSj 250 esxkokV

    rd gSS

    40 % ds led{k

    (vi) fdlh fosrk }kjk fo|qr ds de var% {ksi.k ds fy, le;CykWd esa 250

    esxkokV ls vf/kd gS

    le;CykWd ds vkSlr fxzM fDosalh dh

    rRLFkkuh fopyu ds fy, izHkkj ds

    100% ds led{k

    lkj.kh vk

    [k tc vuqlwph dk 12%] 150 esxkokV ls de ;k mlds lerqY; gS

    (i) vuqlwph ds 12% ls vf/kd vkSj 15% rd fdlh fosrk }kjk fo|qr ds

    de var% {ksi.k ds fy,

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 20% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDoaslh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    (ii) vuqlwph ds 15% ls vf/kd vkSj 20% rd fdlh fosrk }kjk fo|qr ds

    de var%{ksi.k ds fy,

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 40% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDosalh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    (iii) vuqlwph ds 20% dh vf/kdrk esa fdlh fosrk }kjk fo|qr ds de

    var%{ksi.k ds fy,

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 100% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDosalh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    [k tc vuqlwph dk 12% ] 150 esxkokV ls vf/kd gS

    (i) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CykWd esa 150

    esxkokV ls vf/kd vkSj 200 esxkokV

    rd gSS

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 20% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDosalh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    (ii) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CykWd esa 200

    esxkokV ls vf/kd vkSj 250 esxkokV

    rd gSS

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 40% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDosalh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    (iii) fdlh fosrk }kjk fo|qr ds de var%{ksi.k ds fy, le;CykWd esa 250

    esxkokV ls vf/kd gS

    303-04 iSls@fdyksokV ?kaVs ds fopyu

    ds fy, dSi nj ds 100% ds led{k

    ;k le;CykWd dh vkSlr fxzM fDosalh

    ds rRLFkkuh fopyu ds fy, izHkkj] tks

    Hkh de gks]

    4 bu fofu;eksa ds fofu;e 5 ds varxZr ;Fkkvuqc) fosrk@srk }kjk izR;sd

    le;CykWdksa ds fy, fo|qr ds var%{ksi.k@de fudklh ds fy,] tc fxzM fDosalh

    50-10 ,ptSM vkSj vf/kd gS] fopyu ds fy, izHkkjksa ds vykok] fopyu ds fy,

    vf/kd izHkkj] rRLFkkuh fopyu ds izHkkjksa] tc fxzM fDosalh ^50-01 ,ptSM ls uhps

    ysfdu 50-0 ,ptSM ls uhps ugha* dh fxzM fDosalh ds lerqY; njksa ij gksxhA

    5 de fudklh@vf/kd var%{ksi.k ds fy, fofufnZ"V ek=k lhek dk vf/ke.k

    djus ds fy, rFkk bl fofu;e ds [kaM 3 esa vf/kd fudklh vkSj de var%{ksi.k

    ds fy, izR;sd {ks=h; bdkbZ ds fy, fopyu gsrq vfrfjDr izHkkj ,oa fopyu ds

    fy, izHkkjksa dh lax.kuk ds fy, i)fr e'k% bu fofu;eksa ds vuqca/k I vkSj II ds

    vuqlkj gksxhA

    6 bu fofu;eksa ds fofu;e 5 ds varxZr ;Fkkvuqc) fopyu ds fy, izHkkjksa ds

    vykok] fopyu ds fy, vfrfjDr izHkkj fo|qr dh vf/kd vkgj.k ;k de vr%{ksi.k

    ds fy, ykxw gksxh tc fxzM fDosalh bl fofu;e ds [kaM 8 esa fofufnZ"V i)fr

    ds vuqlkj ^49-70 ,ptSM ls uhps gS* vkSj og ^49-70 ,ptSM ls uhps* dh fxzM

  • 9

    fDosalh dh rRLFkkuh 824-04 iSls@fdyksokV ?kaVs ds fopyu ds fy, izHkkj ds

    100% ds lerqY; gksxh %

    ijarq ;g fd le;CykWd ds nkSjku tc fxzM fDosalh 49-70 ,ptSM ls de

    gS] bl fofu;e ds [kaM 8 esa fofufnZ"V iz.kkyh ds vuqlkj bZa/ku ds :i esa dks;ys

    fyXukbV ;k fu;af=r dher ra= ds varxZr lIykbZ dh xbZ xSl dk iz;ksx djus

    okys ,sls mRiknu dsUnzksa] ftudks] dsfofovk }kjk fofu;fer fd;k tkrk gS] }kjk

    fosrk }kjk fo|qr ds de var%{ksi.k ds fy, fopyu ds fy, vfrfjDr izHkkj 303-

    04 iSls@fdyksokV ?kaVs ds fopyuksa ds fy, dSi nj ds 100% ds lerqY; gksxkA

    Li"Vhdj.k% fopyu ds fy, vfrfjDr izHkkj vU; {ks=ksa ls lexz :i esa {ks= }kjk

    ; vf/kd fudklh ds fy, ykxw ugha gksaxsA

    7 bl fofu;e ds [kaM 1 vkSj 2 esa fofufnZ"V ek=k lhek dh vf/kdrk esa

    izR;sd le;CykWd ds fy, tc fxzM fDosalh ^49-70 ,ptSM vkSj mlls vf/kd gS*

    fo|qr dh vf/kd fudklh vkSj var%{ksi.k ds fy, fopyu gsrq vfrfjDr izHkkj] fxzM

    vuq'kklu ds fy, srkvksa vkSj fosrkvksa ds vkpj.k ij lE;d~ :i ls fopkj djrs

    gq,] le;CykWd dh vkSlr fxzM fDosalh dh rRLFkkuh izHkkjksa ds izfr'kr ds :i esa

    vk;ksx }kjk fofufnZ"V fd, tk,axs %

    ijarq ;g fd vk;ksx bl fofu;e ds [kaM 1 vkSj 2 esa fofufnZ"V ek=k

    lhek dh vf/kdrk esa vuqlwph ls fofHkUu izfr'kr fopyu ij fuHkZj djrs gq,]

    vf/kd fudklh vkSj de var%{ksi.k ds fy, fopyu gsrq vfrfjDr izHkkjksa ds fy,

    fofHkUu njksa dks fofufnZ"V dj ldsxkA

    8 R;sd le;CykWd ds fy,] tc fxzM fDpsalh 49-70 ,ptSM ls uhps gS]

    fo|qr dh vf/kd fudklh vkSj de var%{ksi.k ds fy, vfrfjDr izHkkj] fxzM

    vuq'kklu ds fy, srkvksa vkSj fosrkvksa ds vkpj.k ij lE;d~ ls fopkj djus ds

    lkFk le;CykWd dh vkSlr fxzM fDosalh ds fy, rRLFkkuh izHkkjksa ds izfr'kr ds :i

    esa vk;ksx }kjk fofufnZ"V fd, tk,axs%

    ijarq ;g fd vk;ksx ^49-70 ,ptSM ls uhps* dh fDosalh dh fofHkUu jSat

    ds fy, ,oa vf/kd fudklh rFkk de var%{ksi.k ds fy, fopyuksa ds fy, vfrfjDr

    izHkkjksa gsrq fofHkUu njsa fofufnZ"V dj ldsxkA

    9 bl fofu;e ds [kaM 2 esa fofufnZ"V ek=k lhek dh vf/kdrk esa le;CykWdksa

    ds nkSjku] tc fxzM fDosalh ^49-70 ,ptSM vkSj mlls vf/kd gS*] bZaa/ku ds :i esa

    dks;ys] fyXukbV ;k fu;af=r dher ra= ds varxZr nk; dh xbZ xSl dk iz;ksx

    djus okys ,sls mRiknu dsUnzksa] ftUgsa dsfofovk }kjk fofu;fer fd;k tkrk gks] }kjk

    fo|qr ds var%{ksi.k ds fopyu ds fy, vfrfjDr izHkkj] fxzM vuq'kklu ds fy,

    dsfofovk }kjk fofu;fer mRiknu dsUnzksa ds vkpj.k ij lE;d~ :i ls fopkj djus

    ds lkFk] dSi nj dh izfr'krrk ds :i eas ;k le;CykWd dh fxzM fDosalh ds

    rnuq:ih fopyu ds fy, izHkkjksa ds :i esa] ;k nksuksa] vk;ksx }kjk fofufnZ"V fd,

    tk,axsA

    10 fdlh {ks=h; bdkbZ }kjk ,d fn'kk esa ldkjkRed ;k udkjkRed vuqlwph ls

    lrr fopyu dh fLFkfr esa] ,slh {ks=h; bdkbZ srk ;k fosrk dks izR;sd 12

    le;CykWdksa ds ckn de ls de ,d ckj ifjofrZr vuqlwph ls muds fopyu dk

    fpUg~ ifjofrZr djuk gksxkA mnkgj.k ds fy,] ;fn fdlh {ks=h; bdkbZ dk 7-30 ?kaVs

    ls 10-30 ?kaVs dh vuqlwph dk ldkjkRed fopyu gS rks vuqlwph ls blds fopyu

    dk y{k.k] 13osa le;CykWd esa ifjofrZr gksxk] vFkkZr~ ldkjkRed ls 10-30 ls

    10-45 ?kaVs ls udkjkRed ;k udkjkRed ls ldkjkRed] tSlh Hkh fLFkfr gks] esa

    ifjofrZr gks tk,xkA

    11 fofu;e 5 ds varxZr fopyu ds fy, izHkkjksa vkSj bl fofu;e ds [kaM 3

    vkSj 4 ds varXkZr fopyu ds fy, vfrfjDr izHkkjksa ds Hkqxrku dks fdlh dkjZokbZ

    ij izfrdwy izHkko Mkys fcuk mn~x`ghr fd;k tk,xkA tSlk vk;ksx }kjk izR;sd

    le;CykWd ds fy, bu fofu;eksa esa fofufnZ"V de var%{ksi.k@vf/kd var%{ksi.k ;k

  • 10

    vf/kd fudklh@de fudklh dh lhekvksa ds mYya?ku ds fy, bu fofu;eksa ds [kaM

    10 ds mica/k ds mYya?ku ds ftls vf/kfu;e dh /kkjk 142 ds v/khu leqfpr

    le>k tk,] ls fopkj fd;k tk ldsxkA

    12 fo|qr dh vf/kd fudklh@de var%{ksi.k ,oa de vkgj.k@vf/kd var%{ksi.k ds

    fy, izHkkjksa dh lax.kuk ^{ks=h; tkZ ys[kkvkas* dks rS;kj djus ds fy, iz;qDr

    iz.kkyh ds vuqlkj lacaf/kr {ks=h; ikoj lfefr }kjk dh tk,xhA

    13 {ks=h; Hkkj izs"k.k dsUnz ekfld vk/kkj ij fopyu [kkrksa ds vfHkys[kksa dks

    rS;kj djsxk vkSj mUgsa viuh osclkbV ij izdkf'kr djsxk] ftlesa vf/kd

    fudklh@de var%{ksi.k dh ek=k rFkk lHkh le;CykWdksa ds fy, tc fxzM fDosalh

    ^49-90 ,ptSM vkSj vf/kd* rFkk ^49-90 ,ptSM ls de* gks mlds fy, izR;sd

    srk vkSj fosrk ds fy, lans;@izkI; fopyu ds fy, izHkkjksa dh rRLFkkuh jde dk

    vyx&vyx mYys[k fd;k tk,xkA

    8- Hkkj izs"k.k dsUnz ds vuqns'kksa dk vuqikyu

    bu fofu;eksa esa fofufnZ"V fdlh ckr ds gksrs gq, Hkh] fosrk vkSj srk fxzM

    lqj{kk vkSj fxzM vuq'kklu ds fgr esa var%{ksi.k vkSj fudklh ds laca/k esa {ks=h;

    Hkkj izs"k.k dsUnz ds vuqns'kksa dk dM+kbZ ls ikyu djsaxsA

    9- fopyu ds fy, izHkkjksa dk ys[kkdau

    1 bu fofu;eksa ds varxZr mn~x`ghr fopyu ds fy, vfrfjDr izHkkjksa lfgr

    fopyu ds izHkkjksa dk fooj.k lIrkg ds xq#okj rd lcaf/kr vkj,yMhlh }kjk

    miyC/k djk, x, MkVk ds vk/kkj ij lkIrkfgd vk/kkj ij lacaf/kr {ks=h; ikoj

    lfefr ds lfpoky; }kjk rS;kj fd;k tk,xk vkSj jfookj dh v)Zjkf= dks lekIr

    gksus okyh vof/k ds fy, lkr fnuksa ds fy, vxys xq#okj rd la?kVdksa dks tkjh

    fd;k tk,xkA

    2 bu fofu;eksa ds varxZr mn~x`ghr fopyu ds fy, izHkkj ftlesa fopyu ds

    vfrfjDr izHkkj Hkh gSa] ,oa foyEc Hkqxrku ds fy, izkIr C;kt] ;fn dksbZ gS] ds es

    lHkh Hkqxrku ^{ks=h; fopyu iwy ys[kk fuf/k* uked fuf/k;ksa esa tek fd, tk,axs

    ftldk vuqj{k.k rFkk izpkyu bu fofu;eksa ds mica/kksa ds vuqlkj izR;sd {ks= esa

    lacaf/kr {ks=h; Hkkj izs"k.k dsUnzksa }kjk fd;k tk,xk%

    ijarq ;g fd %

    i vk;ksx lacaf/kr ^{ks=h; fopyu iwy ys[kk fuf/k* ds izpkyu rFkk j[kj[kko djus ds fy, fdlh vU; bdkbZ dks vkns'k ns ldsxk%

    ii ys[kksa dh vyx cfg;ka lacaf/kr {ks=h; ikoj lfefr ds lfpoky; }kjk fopyu ds fy, vfrfjDr izHkkjksa ,oa fopyu ds fy, izHkkjksa ds ewy

    ?kVd vkSj C;kt ?kVd ds fy, j[kh tk,xhA

    3 izR;sd {ks= dh ^{ks=h; fopyu iwy ys[kk fuf/k* esa izkIr lHkh Hkqxrkuksa dks

    fuEufyf[kr e ls fofu;ksftr fd;k tk,xkA

    d izFke fopyu ds fy, izHkkjksa dh olwyh ij [kpZ dh xbZ dksbZ ykxr

    ;k O;; ;k vU; izHkkjksa ds fy,A

    [k vkxs vfrns; ;k 'kkfLrd C;kt] ;fn ykxw gS] ds fy,A

    x vkxs lkekU; C;kt ds fy,A

    ?k var esa fopyu ds fy, izHkkjksa ,oa vfrfjDr izHkkjksa ds fy,A

    Li"Vhdj.k % {ks=h; bdkbZ ls lax`ghr fopyu ds fy, dksbZ vfrfjDr izHkkj lacaf/kr

    {ks= dh ml ^{ks=h; fopyu iwy ys[kk fuf/k* esa j[kk tk,xk tgka {ks=h; bdkbZ

    vofLFkr gSA

  • 11

    10- fopyu ds fy, izHkkjksa ds Hkqxrku dh vuqlwph

    1 fopyu ds fy, izHkkjksa ds Hkqxrku dks mPp izkFkfedrk nh tk,xh vkSj

    lacaf/kr la?kVd fopyu ds fy, izHkkjksa dh fooj.kh dks tkjh djus ds 10 fnuksa ds

    vanj minf'kZr jde dk lank; djsxk ftlesa lacaf/kr {ks= ds ^{ks=h; fopyu iwy*

    ys[kk fuf/k esa lacaf/kr ikoj lfefr ds lfpoky; }kjk fopyu ds fy, vfrfjDr

    izHkkj 'kkfey gSaA

    2 ;fn fopyu ds fy, vfrfjDr izHkkj lfgr fopyu ds fy, izHkkj gsrq

    Hkqxrkuksa esa nksa fnu ls vf/kd dk foyEc gksrk gS] vFkkZr~ ;g lacaf/kr {ks=h; ikoj

    lfefr ds lfpoky; ds fooj.kh ds tkjh gksus dh rkjh[k ls 12 fnuksa ds vkxs

    gksrk gS] O;freh la?kVd dks foyEc ds izR;sd fnu ds fy, 0-04% dh nj ij

    lk/kkj.k C;kt vnk djuk gksxkA

    3 fopyu ds fy, izHkkjksa ds es fdlh jde dks izkIr djus ds fy, gdnkj

    bdkbZ;ksa dks lHkh Hkqxrku lacaf/kr {ks= dh ^{ks=h; fopyu iwy ys[kk fuf/k* esa

    Hkqxrku dh izkfIr ds nks dk;Zdkjh fnolksa ds Hkhrj fd;k tk,xk%

    ijarq ;g fd %

    i fopyuksa ds fy, izHkkjksa dks tkjh djus dh fooj.kh rkjh[k ls 12 fnuksa ls vkxs lacaf/kr ^{ks=h; fopyu iwy ys[kk fuf/k* vkSj ml

    ij C;kt] ;fn dksbZ gks] esa fopyuksa esa izHkkjksa ds Hkqxrku esa foyEc

    dh n'kk esa mu {ks=h; bdkbZ;ksa dks] ftUgsa fopyu ds fy, Hkqxrku ;k

    mlij C;kt izkIr djuk gksrk gS] {ks= dh ^{ks=h; fopyu iwy ys[kk

    fuf/k* esa miyC/k 'ks"k ls vnk djuk gksxkA ;fn miyC/k 'ks"k {ks=h;

    bdkbZ;ksa dks Hkqxrku djus ds fy, izkIr ugha gS rks ^{ks=h; fopyu

    iwy ys[kk fuf/k* ls Hkqxrku fuf/k esa miyC/k 'ks"k ls lekuqikfrd

    vk/kkj ij fd;k tk,xk(

    ii ^{ks=h; fopyu iwy ys[kk fuf/k* dks Hkqxrkuksa esa foyEc ds fy, tc rd C;kt vnk djuk gksxk] bl rF; ds ckotwn C;kt vnk ugha dj

    fn;k tkrk fd mu la?kVdksa dks ftUgsa Hkqxrku izkIr djuk Fkk mUgsa

    vkaf'kd :i ls ;k iw.kZ :i ls ^{ks=h; fopyu iwy ys[kk fuf/k* ls

    vnk dj fn;k x;k gSA

    4 mu lHkh {ks=h; bdkbZ;ksa ls] tks iwoZ fokh; o"kZ ds nkSjku fdlh Hkh le;

    bu fofu;eksa esa fofufnZ"V le; ds vanj fopyu ds fy, vfrfjDr izHkkj lfgr

    fopyu dk Hkqxrku djus esa vlQy jgs gSa] bu fofu;eksa dh rkjh[k ls o`k

    i[kokM+s ds vanj lacaf/kr vkj,yMhlh ds i{k esa iwoZ fokh; o"kZ esa fopyuksa dh

    vkSlr lans; lkIrkfgd ns;rk ds 110% ds lerqY; lk[ki= [kksyus dh vis{kk dh

    tk,xh%

    ijarq ;g fd %

    i ;fn dksbZ {ks=h; bdkbZ pkyw o"kZ ds nkSjku bu fofu;eksa esa fofufnZ"V le; lhek ds Hkhrj fopyu ds fy, vf/kd izHkkj lfgr fopyu ds

    fy, izHkkjksa dk Hkqxrku djus esa vlQy jgrh gS] rks mlls Hkqxrku dh

    ns; rkjh[k ls i[kokM+s ds vanj lacaf/kr {ks=h; Hkkj izs"k.k ds i{k esa

    lkIrkfgd cdk;k ns;rk ds 110% ds lerqY; lk[ki= [kksyus dh

    vis{kk dh tk,xh(

    ii lk[ki= jde o"kZ ds nkSjku fdlh lIrkg esa fopyu ds fy, izfrns; lkIrkfgd ns;rk ds 110% rd dh o`f) dh tk,xh ;fn ;g 50% ls

    vf/kd rd iwoZorhZ lk[k i= dh jde ls vf/kd gSA

  • 12

    n`"Vkar % ;fn 2009&10 ds nkSjku {ks=h; bdkbZ ds fopyu ds fy, vkSlr izfrns;

    lIrkfgd ns;rk 20 djksM+ #i, ls vf/kd gS rks {ks=h; bdkbZ o"kZ 2010&11 esa

    22 djksM+ ds fy, lk[ki= [kksysxhA ;fn 2010&11 esa fdlh lIrkg ds nkSjku

    lkIrkfgd izfrns; ns;rk 35 djksM+ #i, gS] tks 30 djksM+ #i, dh iwoZ fokh; o"kZ

    dh vkSlr izfrns; lIrkfgd ns;rk ds 50% ls vf/kd gS] rks og lacaf/kr {ks=h;

    bdkbZ 16-5 djksM+ #i, dks tksM+rs gq,] 38-5 djksM+ #i, 1-1*# 35-0 dh lk[ki= dh jde gks tk,xhA

    5 fopyu ds fy, izHkkjksa dh fooj.kh dks tkjh djus dh rkjh[k ls 12 fnuksa

    dh fofufnZ"V le; ds vanj ^{ks=h; fopyu iwy ys[kk fuf/k* esa lank; djus esa

    vlQy jgus dh n'kk esa] vkj,yMhlh O;freh dh lhek ds fy, lacaf/kr la?kVdksa

    ds lk[ki= dks Hkqukus dh gdnkj gksxh vkSj lacaf/kr la?kVd rhu fnu ds vanj lk[k

    i= dh jde dh izfriwfrZ djsaxsA

    11- fopyuksa ds ek/;e ls lax`ghr fuf/k;ksa dk ykxw gksuk

    ekg ds vafre fnu ds vuqlkj] ^fopyu iwy ys[kk fuf/k* esa vf/k'ks"k jde]

    ;fn dksbZ gS] dks vxys ekg ds igys lIrkg esa vk;ksx }kjk fofufnZ"V ^fo|qr

    iz.kkyh fodkl fuf/k* uked vyx fuf/k esa LFkkukarfjr fd;k tk,xk vkSj mldk

    mi;ksx vk;ksx }kjk fofufnZ"V iz;kstu ds fy, fd;k tk,xkA

    12- f'kfFky djus dh 'kfDr

    vk;ksx fyf[kr esa vfHkfyf[kr fd, tkus okys dkj.kksa ds fy, vkSj f'kfFkyrk

    iznku djus ls izHkkfor gksus okys laHkkfor i{kdkjksa dks lquokbZ dk volj nsus ds

    ckn Loizsj.kk ls fgrc) O;fDr }kjk fd, x, vkosnu ij] bu fofu;eksa ds fdlh

    mica/kksa dks lk/kkj.k ;k fo'ks"k vkns'k }kjk f'kfFky dj ldsxkA

    13- funsZ'k tkjh djus dh 'kfDr

    ;fn bu fofu;eksa dks izHkkoh djus esa dksbZ dfBukbZ mRiUu gksrh gS rks

    vk;ksx Loizsj.kk ls ;k fdlh izHkkfor i{kdkj }kjk Qkby fd, x, vkosnu ij ,slss

    funsZ'k tkjh dj ldsxk tSlk og bu fofu;eksa ds ms'; ,oa iz;kstu ds fy,

    vko';d le>sA

    14- fujlu vkSj O;ko`fr;ka

    1 bu fofu;eksa ds vkjaHk gksus ij dsUnzh; fo|qr fofu;ked vk;ksx vuuqlwfpr

    fofue; izHkkj rFkk lac) ekeysa fofu;e] 2009 fujflr le>k tk,xkA

    2 bu fofu;eksa ds vkajHk gksus ij dsUnzh; fo|qr fofu;ked vk;ksx vuuqlwfpr

    var%fofue; izHkkj ,oa lac) ekeysa fofu;e] 2009 ds fdlh lanHkZ ls] dsfofovk

    ds fdlh fofu;e] ekud] lafgrk ;k izf;k dks dsUnzh; fo|qr fofu;ked vk;ksx

    fopyu O;oLFkkiu eSdsfuTe ,oa lac) ekeys fofu;e] 2013 }kjk izfrLFkkfir

    ekuk tk,xkA

    3 bu fofu;eksa ds vkajHk ij] ^{ks=h; vuuqlwfpr varj&fofue; iwy ys[kk

    fuf/k;ksa* dks rc rd lapkfyr j[kk tk,xk tc rd fd bu fofu;eksa ds vkajHk ls

    iwoZ vof/k ds fy, ;wvkbZ ys[kk O;oLFkkiuksa dks iwjk ugha dj fy;k tkrk vkSj ;wvkbZ

    iwy ys[kk esa dksbZ cdk;k] ;fn dksbZ gks] dks fo|qr iz.kkyh fodkl fuf/k esa varfjr

    dj fn;k tk,xkA

    vt; dqekj lDlsuk

    eq[k bathfu;fjax

  • 13

    vuqca/k I

    srk@fosrk }kjk vf/kd fudklh@de var%{ksi.k ds fy, fofufnZ"V ek=k lhekvksa dk

    vfre.k djus ds fy, izR;sd {ks=h; bdkbZ ds fy, fopyu gsrq fopyu izHkkjksa ,oa

    vfrfjDr izHkkjksa dh lax.kuk ds fy, i)fr

    1- tc fxzM fDosalh 49-7 ,ptSM vkSj mlls vf/kd gSA

    d- tc MhVhch vFkkZr~ esxkokV esa le;CykWd esa vuqlwph ls fopyu

    vuqlwph ds $@&12% ;k 150 esxkokV esa] tks Hkh de gS] ls de gS rks

    MhVhch ds fy, lkekU; izHkkjksa ij izfrns; gksxkA

    [k- tc MhVhch vFkkZr~ esxkokV esa le;CykWd esa vuqlwph ls fopyu

    vuqlwph ds $@&12% ;k 150 esxkokV esa tks Hkh de gS ls vf/kd gSA

    i MhVhch = Mh0 $ Mh12@150 tgka

    Mh0 = vuqlwfpr mRiknu ,lth dk $@&12% ;k 150 esxkokV tks Hkh de gSA

    Mh12@150 = izR;sd le;CykWd esa fopyu vuqlwfpr mRiknu ,lth dk $@&12% ;k 150 esxkokV tks Hkh de gks] ls

    vf/kdA

    ii Mh12@150 = MhVhch & Mh0

    iii MhVhch ds rRLFkkuh fopyu ds fy, izHkkj fopyu ds lkekU; izHkkjksa ij {ks=h; bdkbZ }kjk izfrns; gksxkA blds vykok] Mh12@150 ds fy, fopyu gsrq

    xzsMsM vfrfjDr izHkkj] izR;sd LySc esa o`f)'khy fopyu ds fy, fopyu ds

    izHkkj ds ;FkkfLFkfr 20% 40% vkSj 100% dh nj ij] tSlh Hkh fLFkfr gks]

    izfr'krrk fuca/ku ;k esxkokV fuca/kuksa ds vk/kkj ij] ek=k lhek dk

    vfre.k djus ds fy, vf/kd fudklh@de var%{ksi.k ds fy, {ks=h; bdkbZ

    }kjk lans; gksaxsA bldk n`"Vkar uhps fn;k x;k gS%

    n`"Vkar ^d* tc vuqlwph dk 12%, 150 esxkokV ls de ;k mlds lerqY; gS

    Js.kh fopyu dk vfrfjDr izHkkj

    MhVhch vuqlwph dk 12% ls

    vf/kd gS vkSj 15% rd gSA 50 MhVhch & vuqlwph dk 12% x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu ds

    fy, izHkkj

    MhVhch vuqlwph dk 15% ls

    vf/kd gS vkSj 20% rd gSA 100 MhVhch & vuqlwph dk 15% $ 1-50 x

    vuqlwph x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu ds fy, izHkkj

    MhVhch vuqlwph dk 20% ls

    vf/kd gS

    250 MhVhch & vuqlwph dk 20%$ 6-50 x

    vuqlwph x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu ds fy, izHkkj

    n`"Vkar ^[k* tc vuqlwph dk 12%] 150 esxkokV ls vf/kd gS

    MhVhch 150 esxkokV ls vf/kd

    vkSj 200 esxkokV rd gS

    50 x MhVhch& 150 x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu ds fy, izHkkj

    MhVhch 200 esxkokV ls vf/kd

    vkSj 250 esxkokV rd gS

    100 x MhVhch & 200 $ 2500 x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu

    ds fy, izHkkj

    MhVhch 250 esxkokV ls vf/kd

    gSA

    250 x MhVhch & 250$7500 x le;CykWd dh vkSlr fxzM fDosalh ds fy, rnuq:ih fopyu ds

    fy, izHkkj

  • 14

    fVIi.k % b/ku ds :i esa dks;ys ;k fyXukbV ;k fu;af=r dher ra= ds varxZr

    lIykbZ dh xbZ xSl dk iz;ksx djus okys ,sls mRiknu dsUnzksa] ftUgsa dsfofovk }kjk

    fofu;fer fd;k tkrk gS] }kjk tc fxzM fDosalh 49-70 ,ptSM vkSj mlls vf/kd

    gS] fofu;e ds [kaM 7 1 vkSj 2 esa fofufnZ"V ek=k lhek dh vf/kdrk esa

    le;CykWdksa ds nkSjku fo|qr ds de var%{ksi.k ds fy, fopyu gsrq vfrfjDr izHkkj

    dh lax.kuk 303-04 iSls@fdyksokV ?kaVs ds fopyu ds fy, dSc nj ds lkFk ;k

    le;CykWd dh vkSlr fxzM fDoaslh ds rnuq:ih fopyu ds fy, izHkkj] tks Hkh de

    gS] ls dh tk,xhA

    2- tc fxzM fDosalh 49-7 ,ptSM ls uhps gSA

    MhVhch ds fy, rRLFkkuh fopyu ds fy, izHkkj {ks=h; bdkbZ }kjk 824-04

    iSls@fdyksokV ?kaVs ds lkekU; izHkkj lans; gksaxsA blds vykok MhVhih ds fy, fopyu

    gsrq vfrfjDr fopyu izHkkj] {ks=h; bdkbZ }kjk 824-04 iSls@fdyksokV ?kaVs ij lans;

    gksaxsA

    fVIi.k % le;CykWd ds nkSjku fo|qr ds de var%{kssi.k ds fy, fopyu izHkkj ,oa

    vfrfjDr fopyu izHkkj] tc b/ku ds :i esa dks;ys] fyXukbV ;k fu;af=r dher

    ra= ,ih,e ds varxZr vkiwfrZ dh xbZ xSl dk iz;ksx djrs gq, dsfofovk }kjk

    fofu;fer mRiknu dsUnzksa }kjk ^49-70 ,ptSM* ls uhps gS] 303-04 iSls@fdyksokV

    ?kaVs ds fy, dSi nj ds lkFk laxf.kr fd;k tk,xkA

  • 15

    vuqca/k II

    srk@fosrk }kjk vf/kd fudklh@de var%{ksi.k ds fy, fofufnZ"V ek=k lhekvksa dk

    vfre.k djus ds fy, izR;sd {ks=h; bdkbZ ds fy, fopyu gsrq fopyu izHkkjksa ,oa

    vfrfjDr izHkkjksa dh lax.kuk ds fy, i)fr

    d- tc MhVhch vFkkZr~ esxkokV esa le;CykWd esa vuqlwph ls fopyu vuqlwph ds

    $@&12% ;k 150 esxkokV esa] tks Hkh de gS] ls de gS rks MhVhch ds fy,

    lkekU; izHkkjksa ij izfrns; gksxkA

    [k- tc MhVhch vFkkZr~ esxkokV esa le;CykWd esa vuqlwph ls fopyu vuqlwph ds

    $@&12% ;k 150 esxkokV esa tks Hkh de gS] ls vf/kd gSA

    i MhVhch = Mh0 $ Mh12@150

    tgka

    Mh0 = vuqlwph mRiknu ,lth dk $@&12% ;k 150 esxkokV tks Hkh de gSA

    Mh12@150 = izR;sd le;CykWd esa fopyu vuqlwph mRiknu ,lth dk $@&12% ;k 150 esxkokV tks Hkh de gks] ls

    vf/kdA

    ii Mh12@150 = MhVhch & Mh0

    iii Mh0 fopyu ds rRLFkkuh fopyu ds lkekU; izHkkjksa ij ;k lhek nj ij] tks Hkh de gks] {ks=h; ,dd }kjk izkfIr ;ksX; gksxk( {ks=h; bdkbZ

    Mh12@150 ds fy, fdlh izkfIr ;ksX; ds fy, ik= ugha gksxhA

    x- fopyu Mh12@150 ds fy, vfrfjDr izHkkj de fudklh vf/kd var%{ksi.k ds

    fy, {ks=h; bZdkbZ }kjk izfrns; gksxh tc fxzM fDosalh bl fofu;e ds [kaM

    74 ds vuqlkj 50-10 ,ptSM ;k mlls vf/kd gSA

    en.pdfhi.pdf