9
Cell, Vol. 50, 1047-1055, September 25, 1997, Copyright 0 1987 by Cell Press Distinguishing between Mechanisms of Eukaryotic Transcriptional Activation with Bacteriophage T7 RNA Polymerase Wei Chen, Stanley Tabor, and Kevin Struhl Department of Biological Chemistry Harvard Medical School Boston, Massachusetts 02115 Summary To distinguish bkeen mechanisms of eukaryotic transcriptional activation, we tested whether yeast upstream promoter elements can stimulate transcrip- tion by a heterologous transcription machinery, bacte- riophage T7 RNA polymerase. The gal enhancer-like element recognized by GAL4 protein or the ded7 poly(dA-dT) element was placed upstream of the T7 promoter and his3 structural gene, and T7 RNA poly- merase was produced in yeast cells. Under conditions where the gal element would normally be either ac- tivating or nonactivating, his3 transcription by T7 RNA polymerase was not stimulated above the level ob- served in the absence of any upstream element. In contrast, the ded7 poly(dA-dT) element stimulated transcription 74old, similar to the enhancement ob- served on the native dedl promoter. Activation by the dedl element thus may involve effe&s on the chroma- tin template that facilitate entry of the transcription machinery, whereas activation by the gal element may involve specific contacts between GAL4 and the tran- scriptional machinery. Introduction Numerous models for how enhancer elements and up- stream activating sequences (UASs) stimulate transcrip- tion by eukaryotic RNA polymerase II can be classified into two kinds, “chromatin accessibility” and “protein-pro- tein contact” (Figure 1). In chromatin accessibility models, enhancer elements (in association with specific DNA- binding proteins or by virtue of an unusual property inher- ent in their DNA sequences) cause changes of local chro- matin structure such that other proteins involved in transcriptional initiation gain access to the chromatin template. In protein-protein contact models, enhancer- binding proteins activate transcription by interacting di- rectly with other proteins of the transcription machinery. Although various specific versions have been proposed, the distinction between these two classes of models is that in chromatin accessibility mechanisms, there are no direct interactions between enhancer-binding proteins and the transcription machinery. Chromatin accessibility models have been proposed because DNA in chromatin, the natural template in vivo, is relatively inaccessible to proteins. Initial support for such models came from observations that the chromatin structure of active genes differs from that of inactive genes, particularly around the promoter region (Wein- traub and Groudine, 1976; Wu, 1980; Weisbrod, 1982). Ac- tively transcribed genes have an increased sensitivity to DNAase I, and promoter regions are associated with DNAase l-hypersensitive sites. For example, the SV40 en- hancer, which usually is associated with a stretch of nucleosome-free DNA several hundred base pairs in length, alters the pattern of DNAase I hypersensitivity in adjacent DNA (Varshavsky et al., 1979; Saragosti et al., 1980). Topoisomerase II cleavage sites are located pre- dominately in or near the SV40 enhancer, suggesting that the structural change is due to local supercoiling (Yang et al., 1985). Protein-protein contact mechanisms are analogous to the mechanism proposed for positive control of transcrip- tion in bacteriophage I., for which it is believed that the cl protein binds adjacent to the promoter and activates tran- scription by contacting the host RNA polymerase (Hoch- schild et al., 1983). To account for the fact that eukaryotic enhancer elements can function at long and variable dis- tances from promoters and in either orientation, several models have been proposed. Current evidence favors a “looping” model in which enhancer-binding proteins inter- act with the transcription machinery bound at the pro- moter region through bending of the intervening DNA (reviewed by Ftashne, 1986). For example, enhancer ac- tivity is influenced by the helical relationship between the enhancer and other promoter elements (Takahashi et al., 1986) much like the situations involved in repression of the bacterial a&AD promoter (Dunn et al., 1984) and in cooperative interactions between two molecules of & repressor (Hochschild and Ptashne, 1986). Such loops in DNA mediated by prokaryotic DNA-binding proteins have been directly visualized by electron microscopy (Griffith et al., 1986). Characterizaton of two yeast UAS-binding proteins, GAL4 and GCN4, provides a clue for how these eukaryotic activator proteins exert their functions (Brent and Ptashne, 1985; Keegan et al., 1986; Hope and Struhl, 1986). Analy- ses of deletion and hybrid proteins indicate that GAL4 and GCN4 are organized into separate functional domains for DNA binding and transcriptional activation. In both cases, short acidic regions are sufficient for the activation func- tion (Hope and Struhl, 1986; Ma and Ptashne, 1967), sug- gesting that these regions do not encode catalytic activi- ties such as topoisomerases, nucleases, and methylases. Instead, it has been proposed (Hope and Struhl, 1986) that these acidic regions represent surfaces that are used for interactions with other proteins. However, these obser- vations do not distinguish between the two classes of models described above because the acidic regions could interact directly with the transcription machinery, or they could interact with chromatin structural proteins such as histones, which are highly basic. In addition to upstream regulatory elements that interact with known activator proteins, there are naturally occurring poly(dA-dT) sequences that act as upstream elements for constitutive expression (Struhl, 1985a). Detailed analysis of the divergently transcribed his3 and pet56 genes sug-

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Page 1: Cell, Vol. 50, 1047-1055, September 25, 1997, Copyright 0 1987 by … · 2006-08-14 · the eukaryotic transcription machinery is composed of at least 10 proteins that are subunits

Cell, Vol. 50, 1047-1055, September 25, 1997, Copyright 0 1987 by Cell Press

Distinguishing between Mechanisms of Eukaryotic Transcriptional Activation w ith Bacteriophage T7 RNA Polymerase Wei Chen, Stanley Tabor, and Kevin Struhl Department of Biological Chemistry Harvard Medical School Boston, Massachusetts 02115

Summary

To distinguish bkeen mechanisms of eukaryotic transcriptional activation, we tested whether yeast upstream promoter elements can stimulate transcrip- tion by a heterologous transcription machinery, bacte- r iophage T7 RNA polymerase. The gal enhancer-l ike element recognized by GAL4 protein or the ded7 poly(dA-dT) element was placed upstream of the T7 promoter and his3 structural gene, and T7 RNA poly- merase was produced in yeast cells. Under conditions where the gal element would normally be either ac- tivating or nonactivating, his3 transcription by T7 RNA polymerase was not stimulated above the level ob- served in the absence of any upstream element. In contrast, the ded7 poly(dA-dT) element stimulated transcription 74old, similar to the enhancement ob- served on the native dedl promoter. Activation by the dedl element thus may involve effe&s on the chroma- tin template that facilitate entry of the transcription machinery, whereas activation by the gal element may involve specific contacts between GAL4 and the tran- scriptional machinery.

Introduction

Numerous models for how enhancer elements and up- stream activating sequences (UASs) stimulate transcrip- tion by eukaryotic RNA polymerase II can be classified into two kinds, “chromatin accessibility” and “protein-pro- tein contact” (Figure 1). In chromatin accessibility models, enhancer elements (in association with specific DNA- binding proteins or by virtue of an unusual property inher- ent in their DNA sequences) cause changes of local chro- matin structure such that other proteins involved in transcriptional initiation gain access to the chromatin template. In protein-protein contact models, enhancer- binding proteins activate transcription by interacting di- rectly with other proteins of the transcription machinery. Although various specific versions have been proposed, the distinction between these two classes of models is that in chromatin accessibility mechanisms, there are no direct interactions between enhancer-binding proteins and the transcription machinery.

Chromatin accessibility models have been proposed because DNA in chromatin, the natural template in vivo, is relatively inaccessible to proteins. Initial support for such models came from observations that the chromatin structure of active genes differs from that of inactive genes, particularly around the promoter region (Wein- traub and Groudine, 1976; Wu, 1980; Weisbrod, 1982). Ac-

tively transcribed genes have an increased sensitivity to DNAase I, and promoter regions are associated with DNAase l-hypersensitive sites. For example, the SV40 en- hancer, which usually is associated with a stretch of nucleosome-free DNA several hundred base pairs in length, alters the pattern of DNAase I hypersensitivity in adjacent DNA (Varshavsky et al., 1979; Saragosti et al., 1980). Topoisomerase II cleavage sites are located pre- dominately in or near the SV40 enhancer, suggesting that the structural change is due to local supercoiling (Yang et al., 1985).

Protein-protein contact mechanisms are analogous to the mechanism proposed for positive control of transcrip- tion in bacteriophage I., for which it is believed that the cl protein binds adjacent to the promoter and activates tran- scription by contacting the host RNA polymerase (Hoch- schild et al., 1983). To account for the fact that eukaryotic enhancer elements can function at long and variable dis- tances from promoters and in either orientation, several models have been proposed. Current evidence favors a “looping” model in which enhancer-binding proteins inter- act with the transcription machinery bound at the pro- moter region through bending of the intervening DNA (reviewed by Ftashne, 1986). For example, enhancer ac- tivity is influenced by the helical relationship between the enhancer and other promoter elements (Takahashi et al., 1986) much like the situations involved in repression of the bacterial a&AD promoter (Dunn et al., 1984) and in cooperative interactions between two molecules of & repressor (Hochschild and Ptashne, 1986). Such loops in DNA mediated by prokaryotic DNA-binding proteins have been directly visualized by electron microscopy (Griffith et al., 1986).

Characterizaton of two yeast UAS-binding proteins, GAL4 and GCN4, provides a clue for how these eukaryotic activator proteins exert their functions (Brent and Ptashne, 1985; Keegan et al., 1986; Hope and Struhl, 1986). Analy- ses of deletion and hybrid proteins indicate that GAL4 and GCN4 are organized into separate functional domains for DNA binding and transcriptional activation. In both cases, short acidic regions are sufficient for the activation func- tion (Hope and Struhl, 1986; Ma and Ptashne, 1967), sug- gesting that these regions do not encode catalytic activi- ties such as topoisomerases, nucleases, and methylases. Instead, it has been proposed (Hope and Struhl, 1986) that these acidic regions represent surfaces that are used for interactions with other proteins. However, these obser- vations do not distinguish between the two classes of models described above because the acidic regions could interact directly with the transcription machinery, or they could interact with chromatin structural proteins such as histones, which are highly basic.

In addition to upstream regulatory elements that interact with known activator proteins, there are naturally occurring poly(dA-dT) sequences that act as upstream elements for constitutive expression (Struhl, 1985a). Detailed analysis of the divergently transcribed his3 and pet56 genes sug-

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Cell 1048

A. CHROMATIN ACCESSIBILITY MODEL

PROMOTER ACCESSIBLE

polypeptide of 98,000 daltons, initiates transcription from T7 promoters with extremely high specificity and effi- ciency without requiring any other cofactors (Chamberlin and Ryan, 1982). We find that the poly(dA-dT) element necessary for constitutive dedl expression stimulates transcription by T7 RNA polymerase, whereas the en- hancer-l ike element recognized by GAL4 protein does not. These results suggest that yeast cells use both chro- matin accessibility and protein-protein contact mecha- nisms to activate transcription.

Results B. PROTEIN-PROTEIN CONTACT MODEL

TRANSCRIPTION COMPLEX ACTIVE

Figure 1. Two Models for Transcriptional Activation by Upstream Ac- tivating Elements

(A) Chromatin accessibility models. Activator proteins interact with a UAS to cause a change in local chromatin structure such that the tran- scription machinery gains access to the chromatin template. (8) Pro- tein-protein contact models, Activator proteins interact directly with other proteins of the transcription machinery to form a functional tran- scription complex. Activator proteins contain a DNA-binding domain (open circle) and a transcriptional activation region (checkered circle).

gests that constitutive promoters utilizing poly(dA-dT) se- quences have properties different from those of inducible promoters involving specific activator proteins (Struhl, 1986). From the unusual structural features of poly(dA-dT) sequences and from the observation that longer se- quences promote higher levels of transcription, it has been proposed that poly(dA-dT) sequences might func- tion by providing an entry site for the transcription ma- chinery, perhaps by excluding nucleosomes (Struhl, 1985a).

A major problem in distinguishing between chromatin accessibility and protein-protein contact models is that the eukaryotic transcription machinery is composed of at least 10 proteins that are subunits of RNA polymerase II as well as several (possibly many) other proteins that are less well characterized. However, the two classes of models can be distinguished in the following way. Models that depend on accessibility to the chromatin template and not on specific interactions predict that activation should not depend on the particular transcription ma- chinery. In contrast, protein-protein contact models pre- dict that activation should be specific to the normal RNA polymerase II transcription machinery, because eukary- otic activator proteins should not activate a heterologous transcription machinery with which they could not make specific contacts.

Here we determine whether yeast upstream promoter elements are able to activate transcription by a heterolo- gous and well-defined transcription machinery, bacterio- phage T7 RNA polymerase. T7 RNA polymerase, a single

Experimental Design To determine whether yeast upstream elements enhance transcription by T7 RNA polymerase, we introduced two kinds of DNA molecules into yeast cells. The first set of molecules were capable of producing T7 RNA polymer- ase in yeast. The second set were target molecules in which the yeast upstream element of interest was fused upstream of the T7 promoter, which itself was fused directly to the his3 mRNA coding sequences. The target molecules, which contain either the enhancer-l ike ele- ment recognized by GAL4 protein or the constitutive poly(dA-dT) element from the dedl gene, are similar to previously described gal-his3 (Struhl, 1984) or dedl-his3 (Chen and Struhl, 1985) fusions except that the yeast TATA element has been replaced by the T7 promoter. In this way, the yeast (TATA-dependent) transcription machinery was effectively replaced with T7 RNA polymerase. Thus, by comparing levels of his3 RNA initiated from target or control molecules, it is possible to determine whether tran- scription by T7 RNA polymerase is enhanced by yeast up- stream elements.

Introducing T7 RNA Polymerase into Yeast Cells We wanted to produce T7 RNA polymerase in yeast cells at various levels for three reasons. First, we were con- cerned that making too much T7 RNA polymerase would be detrimental to cell growth because overproduction of the enzyme in the presence of the T7 promoter can be le- thal to Escherichia coli cells (Tabor and Richardson, 1985; Studier and Moffatt, 1986). Second, since it seemed un- likely that T7 RNA polymerase would contain a signal for nuclear localization in yeast, we wished to make enough of the enzyme to increase the chances for its entry into nu- cleus. Third and most important, we wanted to achieve an appropriate level of T7 RNA polymerase so that transcrip- tion by this enzyme would be rate-limiting.

Based on these considerations, the gene encoding T7 RNA polymerase was cloned into three different expres- sion vectors (Figure 2). Yeast cells containing these plas- mids were lysed and assayed for T7 RNA polymerase ac- tivity. It was found that they produced T7 RNA polymerase at levels of 0.010/o, lo/o, and 4% of total cellular protein. The cells that were making the highest amount of T7 RNA polymerase grew a little more slowly than normal. These three plasmids were then introduced into cells containing the T7 promoters in various configurations on the chro- mosome.

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Eukaryotic Transcriptional Activation Mechanisms 1949

Plasmids DNA elements for

expressing T7 RNA polymerase

DNA elements for T7 RNA Polymerase Figure 2. Plasmids for Expression of T7 RNA propagating plasmids Glucose 1 Galactose Polymerase in Yeast

YCp86

YCp86-SC3694

P D.dl-

Ii R

PGpdh LT”pdh

arsl ,cen3

arsl ,cen3

YCp86Sc3695 arsl ,cen3

S K H B

AS701 2f1 origin

AB701 SC3696 b+-----+dh

S K H 6

2p origin

Transcription from the T7 Promoter in Yeast Is Dependent on T7 RNA Polymerase A 56 bp EcoRl fragment containing the 17 promoter was inserted in either orientation between UASo, the galac- tose-dependent enhancer-l ike element, and the his3 structural gene (Figure 3A). The resulting DNA molecules were introduced into yeast strain KY320 such that they replaced the his3 locus. Cells containing these T7 pro- moter derivatives were transformed with plasmids con- taining the 17 RNA polymerase gene. The resulting

<2

24

2500

<2

c2

50

2200

c2

9500 5300

Vectors for expressing T7 RNA polymerase contain the ura3 gene and the following genetic elements: de& promoter (gray bar); gpdh pro- moter (striped bar); gpdh terminator region (black bar); arsl, a yeast chromosomal se- quence that permits autonomous replication; 2~. the replication origin of the native yeast plasmid; and cen3, the centromere sequence of chromosome Ill. Restriction sites used for cloning are abbreviated as H (Hindlll), R (EcoRI), S @all), K (Kpnl), and 8 (BarnHI). The specific activities of T7 RNA polymerase in plasmid-containing strains grown in glucose or galactose medium are measured in units per mg protein, Purified T7 RNA polymerase has a specific activity of 255.000.

strains were grown in the medium containing galactose, and the levels of his3 RNA were quantitated by Sl nuclease analysis using the level of de& RNA as an inter- nal control.

As expected, his3 transcription was observed only when the T7 promoter was oriented correctly with respect to the his3 structural gene (Figure 38, lane 7). his3 transcripts initiated by T7 RNA polymerase were not observed when the T7 promoter was absent (Figure 38, lane 3) or in the reversed orientation (lane 5) nor were they observed

Sc3634 -172

hls3 coding region +2

GAATTCCCCTGGCT-TATCGAAA CGGAATTCC .-..

+-._._ ____---- _._.-- ._---

---_._ --.._ ___.-- ___--- __.-

--I.___ ---._ +.----

____----

Sc3647 BT7Ihis3 .

-172 +2

1234567

Sc3648 +-dedl

Figure 3. his3 Transcription by T7 RNA Polymerase

(A) DNA structures. The shaded bar represents a 6.1 kb segment containing the pef56, h&d, and dedi genes. The black bar indicates the 365 bp DNA segment containing UA8a, replacing the region between -172 and +2 of the his3 gene (Struhl, 1984). The nucleotide sequence of the 56 bp EcoRl fragment containing the T7 promoter is shown. The 23 bp T7 promoter is overlined and underlined, EcoRl Bites are underlined, and the arrow indicates the site used for transcription initiation by T7 RNA polymerase. The T7 promoter fragment was inserted in either orientation at the EcoRl site at position +2. (B) RNA analysis. RNAs from cells containing the T7 promoter and/or T7 RNA polymerase, grown in galactose medium, were hybridized to an excess of the his3 and de& oligonucleotide probes (Bee Experimental Procedures) and treated with Si nuclease. Lane 1. untransformed strain KY320 (dela tion of the his3 structural gene); lanes 2, 4, and 6 contain Sc8634 (no T7 promoter), Sc3648 (l7 promoter in reversed orientation), and SC3647 (T7 promoter in correct orientation), respectively, in the absence of T7 RNA polymerase; lanes 95, and 7 contain S&634, Sc3648, and Sc3647, respec- tively, in the presence of high levels of T7 RNA polymerase (A87OlSc3696). The positions of the bands corresponding to the dedl and TXnitiated his3 RNAs are indicated. (Because of the +2 break point of the his3 alleles, the band corresponding to the T7-initiated transcript is 67 nucleotides). The specfic activity of the his3 probe is about B-fold lower than that of the dedl probe.

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Cell 1050

12345678910

. I

+ dedl

+--T7

Figure 4. Effect of UASo on Transcription by T7 RNA Polymerase

Strains containing Sc3647 (where UASo is upstream of the T7 pro- moter; see Figure 3A) and plasmids capable of synthesizing various amounts of T7 RNA polymerase (see Figure 2) were grown in glucose (odd lanes) or gatactose (even lanes) medium. RNAs from such cells were hybridized to an excess of strand-separated his3 and dedl probes (see Experimental Procedures) and treated with Sl nuclease. Lanes 1 and 2, YCp86 (control plasmid lacking the T7 RNA polymerase gene). Lanes 3 and 4, A6701 (control plasmid lacking T7 RNA polymer- ase gene). Lanes 5 and 6. YCp86Sc3694 (expresses 24 and 50 units/mg of T7 RNA polymerase); lanes 7 and 8, AB7OlSc3696 (ex- presses 9,500 and 5,300 unitslmg of T7 RNA polymerase); lanes 9 and 10, YCp86Sc3695 (expresses 2,506 and 2,200 units/mg of T7 RNA polymerase) (see Figure 2). The faint bands at the position marked T7 in lanes 1-6 are probably due to low levels of read-through his3 tran- scription, (Because of the nature of the his3 probe and the +2 break point of Sc3647, his3 transcripts initiated at the T7 promoter or at any position upstream of the +2 site cannot be distinguished.) These bands are not observed in Figures 38 and 58 because in this experi- ment the specific activity of the his3 probe is about 3-fold higher than that of the dedl probe, and the autoradiographic exposure is longer. The relatively high specific activity of the his3 probe also accounts for why the bands representing T7-initiated transcripts appear somewhat more.intense in the presence of the gal element (lanes 7-10) than in its absence (Figure 58, lanes 5 and 6); when correctly normalized, the amount of his3 transcription relative to the dedl control is similar within experimental error.

when T7 RNA polymerase was not produced (lanes 2,4, and 6). Thus T7 RNA polymerase produced in yeast is able to enter the nucleus and can faithfully initiate tran- scription from its own promoter. Interestingly, strains pro- ducing the TFinitiated his3 transcripts were phenotypi- tally His-; this indicates that these transcripts were not translated into functional his3 protein, probably because they are not capped at their 5’ ends.

UASo Does Not Affect Transcription by T7 RNA Polymerase in Yeast The UASe element in these experiments is the 365 bp fragment located between the divergently transcribed GAL7 and GAL70 genes (St. John and Davis, 1961; Guarente et al., 1982). It is responsible for the 500-fold in- duction of transcription of these genes that occurs when cells are grown in the medium containing galactose. UASe has the properties of a eukaryotic enhancer ele- ment in that it activates transcription when placed at long and variable distances from a promoter and in either

orientation (Struhl, 1984). Binding of GAL4 protein to this sequence, which occurs only in galactose medium (Gi- niger et al., 1985), leads to transcriptional activation. Thus we can determine whether UASo has any activation ef- fect on T7 transcription by comparing levels of his3 tran- scripts in cells grown in galactose versus glucose medium.

The results of these experiments are shown in Figure 4. First, the level of his3 RNA is roughly proportional to the amount of T7 RNA polymerase that is produced, indicat- ing that transcription by T7 RNA polymerase is rate- limiting. Second, at any of the three different levels of T7 RNA polymerase, there is no detectable difference in the level of transcription in cells grown in glucose versus galactose medium, showing that UASe has no trans- cription-activating effect on the T7 promoter. The level of his3 transcription observed in glucose or galactose medium is similar to that observed in a control experi- ment in which the UASo element was removed. (When normalized to the amount of ciedl RNA and corrected for the specific activities of the probes, the difference is less than a factor of 2; see Figure 5B.) Thus, although GAL4 protein bound to UASe greatly stimulates transcription by yeast RNA polymerase II, it is incapable of stimulating transcription by T7 RNA polymerase under conditions where enhanced levels could have been observed (i.e., nonsaturating enzyme concentrations).

A Poly(dA-dT) Upstream Element Enhances Transcription by T7 RNA Polymerase To determine whether poly(dA-dT) sequences could affect TFmediated transcription, we constructed a molecule in which UASe was replaced by the upstream element that is responsible for the constitutive transcription of the dedl gene. The dedl upstream element contains a stretch of 34 bp with 28 dT residues on the coding strand (Figure 5A). As a control, we constructed a molecule lacking both the dedl upstream element and UASo. As described above, these derivatives were introduced into KY320 to replace the his3 locus. The resulting strains were transformed with the set of plasmids containing the T7 RNA polymerase gene and were subsequently assayed by Sl analysis for their levels of his3 transcription.

In striking contrast to the results obtained with UASo, the dedl poly(dA-dT) sequence significantly enhanced transcription by T7 RNA polymerase from the T7 promoter (Figure 56). Densitometric scanning using an internal control showed that when T7 RNA polymerase was 1% of cellular protein, his3 transcription in cells having this poly(dA-dT) sequence upstream of the T7 promoter was 7.5-fold higher than in cells without this sequence (com- pare lanes 5 and 10 in Figure 5B). The enhancement was slightly lower, 4.2-fold, when T7 RNA polymerase was 4% of the cellular protein (compare lanes 6 and 11 in Figure 5B), possibly because the level of T7 RNA polymerase was approaching saturation.

These enhancement effects due to poly(dA-dT) se- quences were only observed in vivo. Transcription in vitro by T7 RNA polymerase of purified Ylp55Sc3684 DNA, which contains the dedl poly(dA-dT) element, or Ylp55- Sc3680 DNA, which lacks this element, produced similar

Page 5: Cell, Vol. 50, 1047-1055, September 25, 1997, Copyright 0 1987 by … · 2006-08-14 · the eukaryotic transcription machinery is composed of at least 10 proteins that are subunits

Eukaryotic Transcriptional Activation Mechanisms 1051

A ~~ccTT~TcT~TG~~TT~T~~~T~~G~~T~GAGAAAI

. ..S’ . . . . . . __..-. ___.-.

___... . . . . ‘. . . _._---

. . ___.-- . .

. . . . ___... _.---

. . . . . .

. . ,._..- ___.--

___.-.

. . . Sc3664

- Sc3660 mT7 1 hls3 coding region

-447 +2

B 1234567891011

+-T7 e+l

\ his3 e+12 /

cdedl

Figure 5. Effect of the dedl Poly(dAdT) Ele- ment on Transcription by T7 RNA Polymerase

(A) DNA structures. The shaded bar represents a 6.1 kb segment containing the pet56. his3, and dedl genes. For Sc3664, the black bar in- dicates the DNA segment containing the dedl poly(dA-dT) element, which replaces the re- gion between -447 and -11 of the his3 gene (Struhl, 1965a). The T7 promoter was inserted in the correct orientation at the EcoRl site at -11. The nucleotide sequence of the coding strand near the fusion point includes the poly(dA-dT) element (underlined), the TAT nu- cleotides of the dedl TATA element (last three nucleotides). and 15 bp of the mp16 polylinker (sequence not shown). The control molecule, Sc3660, is essentially the same as Sc3664 ex- cept that it lacks the d&l promoter fragment, and the break point in the his3 mRNA coding region is at position +P. (B) RNAs from strains grown in glucose me- dium, containing S&664 (where the ded7 element is upstream of the T7 promoter; lanes 7-11) or Sc3660 (lacking the de& element; lanes 3-6) and either plasmids capable of syn- thesizing T7 RNA polymerase (see Figure 2) at 25 units/mg (YCp66&3694; lanes 4 and 9), 2400 units/mg (YCp66&3695; lanes 5 and IO), or 9500 units/mg (AB7OlSc3696; lanes 6 and 11) or control plasmids (YCp66, lane 7; AB701, lanes 3 and 6), were hybridized to an excess of his3 and dedl oligonucleotide probes (see Experimental Procedures and Fig- ure 38) and treated with Sl n&ease. Because of the nature of Sc3664, the T7-initiated RNAs

protect the entire oligonucleotide probe and hence produce hybridization products of 76 nucleotides (T7 arrow). The positions of the normal +l and +I2 his3 transcripts (corresponding to bands of 66 and 57 nucleotides) and the dsd7 internal control are also indicated. For strains containing Sc3660, the T7-initiated RNAs produce a band of 67 nucleotides, which is indistinguishable from transcripts representing initiation from the normal +l site; however, this band is clearly due to TFinitiated transcripts since at this exposure it is not observed in the absence of T7 RNA polymerase (lane 3). Although the his3 fusion points of Sc3660 and Sc3664 are not identical, other experiments indicate that varying the fusion point does not affect the level of T7-initiated transcripts (data not shown). The apparently high levels of the his3 +I and +12 transcripts in lane 6 simply reflect a 3-fold overloading of RNA (as shown by the intensity of the ded7 transcript). The specific activities of the his3 and dedl probes are similar.

levels of RNA when the templates were linear (Figure 6) or supercoiled (data not shown). Moreover, templates with or without the poly(dA-dT) element supported similar lev- els of transcription in vitro over a range of enzyme concen- trations, salt concentrations, and temperature (data not shown). Thus the enhancement effect by the de& poly(dA- dT) element observed in vitro reflects properties of the chromatin template, not inherent properties of the enzyme.

The 7-fold enhancement effect of the ded7 element on transcription by T7 RNA polymerase is very similar to its enhancement of transcription by yeast RNA polymerase II. Deletion of the poly(dA-dT) element from the intact dedl promoter reduces transcription by a factor of 6 (S. Kana- zawa and K. Struhl, unpublished results). Moreover, as shown in Figure 58, the dedl poly(dA-dT) element also increased the level of his3 transcription by RNA polymer- ase II even when the promoter lacked a TATA element. Transcripts initiated at the normal +l and +12 sites, which are presumably synthesized by RNA polymerase II, are observed in the presence of the dedl poly(dA-dT) element (Figure 58, lanes 7-ll), whereas at this autoradiographic exposure they are not seen in the absence of this element (Figure 58, lanes 3-6; transcription initiated at +l cannot

be assessed in lanes 5 and 6 because of comigration of the transcript initiated by T7 RNA polymerase). An overex- posure of the experiment shown in Figure 5B indicates that the poly(dA-dT) element causes a 5-20-fold increase in level of normal his3 transcription (precise quantitation is difficult due to the low levels). As expected, the levels of these RNA polymerase II transcripts were 5-lo-fold lower than the levels observed in analogous dedlhis3 fu- sion promoters containing the dedl TATA element (Chen and Struhl, 1965).

Discussion

Different Upstream Elements Activate Transcription by Distinct Mechanisms The experiments in this study were designed to distin- guish between chromatin accessibility and protein-pro- tein contact models for the mechanism of transcriptional activation by eukaryotic upstream elements. The two classes of models predict different outcomes for whether upstream elements can stimulate transcription by T7 RNA polymerase in yeast cells. Chromatin accessibility models predict that activation should not depend on the particular

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Cell 1052

1 2 3 4 5

1) m 4-control

I)*- (I) +dedl-T7 -T7

Figure 6. Transcription In Vitro by T7 RNA Polymerase

Ylp55Sc3664, which contains the dedl poly(dA-dT) element, and Ylp55Sc3660, which lacks the dedl element (see Figure 5A), were digested with Hindlll such that transcription by T7 RNA polymerase would generate run-off transcripts of 339 nucleotides (for Sc3664) or 327 nucleotides (for Sc3660). A control plasmid containing a T7 pro- moter was similarly cleaved such that transcription would generate a 500 nucleotide RNA species. Lane 1, control plasmid; lane 2, T7 plas- mid (Sc3660); lane 3, dedl-T7 plasmid (Sc3664); lane4, equimolar mix- ture of control and T7 plasmids; lane 5, equimolar mixture of control and dedlT7 plasmids.

transcription machinery; hence, upstream elements that operate by this mechanism should also stimulate T7 tran- scription. In contrast, elements that work by protein-pro- tein contact should not stimulate transcription by T7 RNA polymerase because it is very unlikely that yeast activator proteins could make the required specific contacts with this prokaryotic enzyme.

The observation that transcription by T7 RNA polymer- ase is stimulated by the de& poly(dA-dT) element but not by UASo strongly suggests that these upstream elements mediate their effects by different molecular mechanisms. Moreover, since enhancement of transcription by T7 RNA polymerase can be observed in one case, a failure to de- tect such enhancement in another case cannot be ex- plained simply as an artifact of the experimental design. In terms of the models shown in Figure 1, the results are consistent with the view that the dedl poly(dA-dl) element enhances transcription by increasing chromatin accessi- bility, whereas the enhancer-l ike element UASe activates transcription through bound GAL4 protein contacting other components of the yeast transcription machinery. Potential mechanisms for activation by the dedl element or UASo will be discussed below.

Poly(dA-dT) Sequences Enhance Transcription by Increasing Chromatin Accessibility The fact that the dedl poly(dA-dT) upstream element en- hances transcription by T7 RNA polymerase in yeast cells but not in vitro on purified DNA indicates that this en- hancement reflects properties of the transcriptional acti- vation process in vivo, rather than some unusual property

of T7 RNA polymerase. Moreover, supercoiled or linear DNA templates containing or lacking the poly(dA-dT) ele- ment are transcribed in vitro by T7 RNA polymerase with equal efficiency under a variety of conditions. This sug- gests that the transcriptional enhancement in vivo is not due to special buffer or ionic conditions in the intact cell, nor is it due to effects on supercoiling. Thus, since it seems unlikely that T7 RNA polymerase has any specific interactions with yeast proteins, the most plausible mech- anism for transcriptional activation is increased accessi- bility to the chromatin template due to the poly(dA-dT) element.

The Nold enhancement of transcription by T7 RNA polymerase is similar in magnitude to the enhancement observed for transcription by yeast RNA polymerase II ei- ther in the presence or absence of the native dedl TATA element. These similar enhancement effects on two very different transcription machineries strongly support the view that the dedl poly(dA-dT) element mediates its ef- fects through the chromatin template. They also suggest that the dedl element activates transcription of 17 RNA polymerase or the yeast RNA polymerase II machinery by a similar mechanism.

There are several mechanisms by which the poly(dA- dT) sequence could increase the accessibility of the tran- scription machinery to the chromatin template. First, the RNA polymerase II transcription machinery might recog- nize the unusual structure of poly(dA-dT) sequences. These sequences deviate from the standard B-DNA helix in that they have a helix repeat of 10.0 bp instead of the normal 10.6 bp (Peck and Wang, 1981; Rhodes and Klug, 1981) contain a distinctively narrow minor groove (Alex- eev et al., 1987) and are associated with kinks or bends in DNA (Koo et al., 1986). This possibility seems unlikely because there is no evidence that T7 RNA polymerase recognizes such a structure. Second, the transcription machinery could enter the template because poly(dA-dT) sequences might be relatively free of nucleosomes in vivo; such sequences are known to inhibit nucleosome formation in vitro (Kunkel and Martinson, 1981; Prunell, 1982). Third, poly(dA-dT) sequences might be recognized and bound by chromatin-associated nonhistone proteins. For example, a protein from mouse binds to any DNA se- quence that is at least 6 bp in length and contains only dA and dT residues; interestingly, it contains an acidic C ter- minus (Solomon et al., 1986). Perhaps proteins like this could bind poly(dA-dT) sequences and interact with the basic histones, thereby perturbing the chromatin structure.

Comments on the Mechanism Involving GAL4 and Other Activator Proteins Since transcription by T7 RNA polymerase can be stimu- lated by the dedl poly(dA-dT) element, the failure of UASc to enhance transcription argues against a simple chromatin accessibility model in which GAL4 alters a rela- tively inert chromatin template into a form that is more ac- cessible to the transcription machinery. By this argument, we think it unlikely that the short acidic regions of GAL4 involved in transcriptional activation open the chromatin structure by interacting with histones. However, since T7

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Eukaryotic Transcriptional Activation Mechanisms 1053

and yeast RNA polymerases almost certainly initiate tran- scription by different mechanisms and probably have different rate-limiting steps, it is possible that GAL4 di- rectly or indirectly alters the chromatin template in a par- ticular way that strongly stimulates transcription by yeast RNA polymerase II but is irrelevant to transcription medi- ated by TT RNA polymerase. Alternatively, GAL4 might re- quire an additional factor, such as a protein that binds to yeast TATA elements, to alter chromatin structure. (This model also implies an interaction between GAL4 and the putative TATAbinding protein; see below.)

Although specific chromatin accessibility models can- not be excluded, we believe that our results are more com- patible with the view that activation by GAL4 requires protein-protein contacts with the yeast transcription ma- chinery, and that the failure to activate transcription by 17 RNA polymerase reflects an inability to form the correct contacts. In this sense, our experiments provide indepen- dent evidence for previous suggestions that the short acidic regions of GAL4 and GCN4 sufficient for the tran- scriptional activation function do not encode catalytic ac- tivities but instead represent surfaces that interact with other proteins (Hope and Struhl, 1988; Ma and Ptashne, 1987; Struhl, 1987). In principle, the interaction between upstream activator proteins and the yeast RNA polymer- ase II machinery could stimulate transcription by creating an “active transcription complex” and/or by permitting cooperative DNA binding of the relevant components. Al- though it is unknown which protein(s) of the yeast tran- scriptional machinery might be contacted, the fact that GAL4 and GCN4 activation of his3 transcription occurs with only one of the two his3 TATA elements suggests that these (and presumably other) yeast activator proteins in- teract with a protein that binds to the relevant TATA ele- ment (Struhl, 1988, 1987). Presumably RNA polymerase II would recognize the complex between GAL4 and the putative TATAbinding protein, although the molecular mechanism for the interaction(s) involved is unknown.

Why Are Two Apparently Distinct Mechanisms Used to Activate Transcription? The protein-protein contact mechanism makes it possible to regulate gene expression in several ways. Different classes of genes can be distinguished simply by virtue of their promoters being recognized by different activator proteins. Coordinate induction can be achieved by having a single activator protein recognize common UAS ele- ments in the promoters of genes whose transcription is to be controlled. For a given gene or set of genes, the rate of transcriptional initiation can be altered by environmen- tal or developmental cofactors that affect the activity or synthesis of the relevant activator proteins. In addition, potential interactions between upstream activator proteins and TATA proteins might be restricted such that transcrip- tional activation could only occur with certain combina- tions.

On the other hand, the chromatin accessibility mecha- nism involving poly(dA-dT) sequences provides a simple way to transcribe genes at a constant rate. Instead of re- quiring specific protein factors, transcription can be acti-

vated simply by poly(dA-dT) sequences creating active chromatin windows for entry of the yeast transcriptional machinery. Moreover, the level of constitutive transcrip- tion for a given gene can be set by adjusting the length and/or quality of the poly(dA-dT) sequences. In this way the constitutive transcription of a variety of “unrelated” yeast genes can be “controlled” by a common mech- anism.

Experimental Pn~~edums

DNA Manipulations DNA molecules were generated by standard techniques, and their structures were verified by sequencing double-stranded molecules by the chain-termination method (Chen and Seeburg, 1965). The plas- mids used for producing T7 RNA polymerase in yeast cells were con- structed as follows.

YCp66&3694 was generated by first inserting a 290 bp Asp7t6- EcoRl fragment containing the dsdl upstream and TATA elements (positions 646 to 931 as described by Struhl [1965b]) between the Hindlll and EcoRl sites of YCp66. a centromere vector containing the bacterial origin of replication and ampicillin resistance gene from pUC18 for propagation in E. coli, as well as ure3, atal, and cen3 for selection and maintenance of the plasmid in yeast (K. Struhl, unpub- lished). Then, a 2.7 kb EcoRl fragment containing the T7 RNA poly merase gene (from 36 bp upstream of the AUG initiation codon to 14 bp after the termination codon) was cloned into the EcoRl site. This EcoRl fragmentwas generated by doning the 2.7 kb Bglll-BamHI frag- ment of pGPl6, a derivative of pGPl-2 (Tabor and Richardson, 1985) into pUC7 (Vieira and Messing, 1962) and recutting with EcoRI.

Plasmid AB7OlSc3696 was constructed by introducing the T7 RNA polymerase gene between the Kpnl and BamHl sites of AB701, a high- level expression vector obtained from Genetics Institute that contains the promoter and terminator region of the gpdh gene, the gpdh transla- tional initiation region (the first G of the Kpnl site is part of the ATG initi- ation codon), and a 2u origin of replication. This was accomplished by ligating a 33 bp synthetic Kpnl-Xmnl oligonucleotide (containing six additional nucleotides after the ATG codon and the first 25 bp of the T7 RNA polymerase coding region up to the Xmnl site), the Xmnl (par- tially cut)-Hindlll fragment containing the remainder of the T7 RNA polymerase gene from mGpl-2 (Eabor, unpublished), and Kpnl- and Hindlll-cut AB701. As a consequence of the construction, two addi- tional amino acids, valine and protine, were added to the N terminus of T7 RNA polymerase. YCp66Sc3695 was constructed by transfer- ring the Sall-BamHI fragment from AB7OlSc3696, containing the gpdh promoter and terminator and T7 RNA polymerase coding region, into YCp66.

All DNA molecules harboring the T7 promoter contain a 6.1 kb seg ment of yeast chmmosomal DNA with the entire pet56-his3-dedl gene region (Struhl. 1964, 1965b) doned in the ura3c vector Ylp55 (Struhl, 1966). The T7 promoter was derived from the (~10 promoter of bacterio- phage T7 and cloned as a 56 bp EcoRl fragment (Tabor and Richard- son, 1965). Molecules containing the UASQ element are similar to pre- viously described gal-his3 fusions (Struhl, 1964) except that the 365 bp UASe fragment was fused to position +2 with regard to his3 mRNA. The T7 promoter fragment was inserted at the EcoRl site at the bound- ary of UASe and at position +2 of his3 mRNA.

Ylp55Sc3664, which contains the ded7 poly(dAdT) element up- stream of the T7 promoter, was generated by first replacing a BamHI-EcoRI fragment containing the his3 promoter region (from -447 to -11) by a BcII-EcoRI fragment containing the dedl promoter region (nucleotides +572 to +697 as defined by Struhl [1965b]). The dedl fragment, which was produced by Jennifer Macke as part of a BalSlgenerated deletion series, contains the entire upstream poly(d& dT) element but lacks a functional TATA element (it contains only TAT of the dedl TATA element). The T7 promoter fragment was inserted at the EcoRl site that defines the boundary between the dedl element and his3 mRNA coding sequences. Ylp55Sc3660, which contains the T7 promoter but lacks any yeast upstream element, was constructed similarly except that an EcoRl linker replaced the his3 promoter region from -447 to +2.

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Cell 1054

Introducing DNA into Yeast KY324 the yeast strain used throughout this study, is similar to KY117 (a, ura552, lys2-807, ade2-701, trpl-Al, hi.s3-A200, GAL+) (Struhl, 1984) except that part of the leu2 locus (the region between the EcoRl and BstEll sites in the structural gene) has been replaced with the in- tact pet56 locus (details will be published elsewhere). DNA molecules containing the T7 promoter (and appropriate control molecules) were introduced into KY320 such that they replaced the his3 locus (Hill et al., 1988). The resulting strains were then transformed by the set of plasmids capable of producing T7 RNA polymerase by using the ura3 marker on the expression vectors. For biochemical analysis, yeast transformants were grown in medium that contained 0.6% casamino acids, 50 mg per liter each of tryptophan and adenine, and 2% of either glucose or galactose. This medium lacks uracil and hence is selective for cells containing the ura3t plasmids producing T7 RNA polymerase.

T7 RNA Polymerase Assay Fifteen milliliters of each transformed cell was grown to an b of 1 in either glucose or galactose medium as described above, washed twice with sterile water, and dissolved in 0.4 ml of 1 M sorbitol, 50 mM I-s, 14 mM a-mercaptoethanol. Cells were treated with 40 units of lyti- case for 5 min at 3ooc and then frozen in dry ice. For making cell ex- tracts, the frozen cells were thawed on ice for 15 min, vortexed four times with 0.7 g of acid-washed glass beads for 45 set, and spun for 30 min in a microcentrifuge. The specific activity of T7 RNA polymer- ase was determined as described by Tabor and Richardson (1985).

Analysis of his3 RNA The procedures for isolation of total RNA, preparation of 32P-5’-end- labeled probes, DNA-RNA hybridization, nuclease Sl treatment, and product analysis by gel electrophoresis were performed with minor modifications of previous procedures (Chen and Struhl. 1985; Struhl, 1985a, 1985b). RNA preparations were hybridized to completion with an excess of single-stranded his3 and dedl probes; in this way, levels of his3 RNAcan be normalized to the dedl internal control. For the ex- periment shown in Figure 4, the probes were prepared by labeling the S’ends of appropriate his3 and dadl restriction fragments and then separating the strands on a 4% native acrylamide gel as described previously(Struhl, 1985b). For the experiments shown in Figures 3 and 5, the his3 and dad7 probes were prepared by phosphorylation of syn- thetic oligonucleotides with T4 polynucleotide kinase. The his3 oligo- nucleotide, 76 bases in length, extended from positions +68 to -8 of the native his3 gene. The dedl oligonucleotide, 45 bases in length, contained 41 bases complementary to dedl mRNA sequences (nu- cleotides +I81 to +201) and 4 noncomplementary bases at the 3 terminus; in this way, products due to hybridization of dedl RNA (41 nucleotides) can be distinguished from undigested probe (45 nucleo- tides). In experiments involving the oligonucleotide probes, the hybrid- ization temperature was reduced to 55%. The levels of his3 and dedl RNAs were quantitated by scanning the autoradiograms with a Beck- man DU-8 spectrophotometer. For each determination, the intensity of the his3 band(s) was normalized to that of the internal dedl control. In addition, the relative specific activities of the his3 and dedl probes were determined using a control of yeast RNA from wild-type cells. (With probes of equal specific activity, the ratio of ded7:his3 RNA is 5.) This correction for the relative specific activities of the probes makes it possible to compare his3 RNA levels that were determined in sepa- rate hybridization experiments.

Transcription In Vitro Plasmid DNAs were prepared by CsCl gradient centrifugation, digested with Hindlll. phenol-extracted, and ethanol-precipitated. Tran- scription reactions were performed with 200 pg of linear DNA(s) and 50 units of purified T7 RNA polymerase in 45 ~1 reaction mixtures con- taining 40 mM Tris (pH 7.5), 10 mM MgC12, 5 mM dithiothreitol. 300 mM each of GTP, ATP, and UTP, and 30 mM [a-32P]CTP (lOB cpmlnmol) (Tabor and Richardson, 1985). After 15 min, the reaction mixtures were extracted with phenol and chloroform and ethanol- precipitated. About 30% of each reaction product was loaded onto a 6% polyacrylamide gel containing 7 M urea. After electrophoresis, the gel was dried for autoradiography.

Acknowledgments

We thank Charles Richardson for his interest in and encouragement of these experiments; David Hill and Genetics Institute for plasmid AB701; and Welcome Bender, Bruce Morgan, Marjorie Oettinger, Mark Peifer, Dan Silverman, and Rick Wobbe for comments on the manu- script. W. C. was supported in part by a grant from the Markey Founda- tion. This work was supported by grants to K. S. from the National Insti- tutes of Health (GM 30186) and the Chicago Community Trust (Searle Scholars Program) and by a grant to Charles Richardson from the Na- tional Institutes of Health (Al 06045).

The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked “advertisement” in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Received April 29, 1987; revised July 14. 1987.

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