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Some Key Materials Issues in Semiconductor Quantum Dots Based Nano-electronics Prabhu Balasubramanian PhD Graduate Student Department of Materials Science and Engineering Rensselaer Polytechnic Institute, Troy, NY, USA 2013 Rensselaer Nanotechnology Center Research Symposium Wednesday, November 6, 2013 Advisor: Prof. Robert Hull Collaborators: J. A. Floro, UVa; J. F. Graham, FEI; J. L. Gray, PSU NYSTAR: SUNY/INDEX & RPI FOCUS CENTER

Balasubramanian, Prabhu - 2013 RNC Symposium (R)

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Page 1: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Some Key Materials Issues in Semiconductor Quantum Dots Based Nano-electronics

Prabhu BalasubramanianPhD Graduate Student

Department of Materials Science and EngineeringRensselaer Polytechnic Institute, Troy, NY, USA

2013 Rensselaer Nanotechnology Center Research SymposiumWednesday, November 6, 2013

Advisor: Prof. Robert Hull

Collaborators: J. A. Floro, UVa; J. F. Graham, FEI; J. L. Gray, PSU

NYSTAR: SUNY/INDEX & RPI FOCUS CENTER

Page 2: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Background

750 nm

AFMQDM: A nanostructure comprising of four island ridges (QDs) and a central pyramidal pit; observed in epi-SixGe(1-x)/Si(100) under conditions of limited adatom mobility.

QDM Height Profile

-15

-10

-5

0

5

0 100 200 300H

eigh

t (nm

)Position (nm)

QD: Semiconductor nanostructures that form during strained epitaxial growth, here in Ge/Si(100) system.

<510> <311>

Quantum Dot(Pyramid)

Quantum Dot(Dome)

<15 3 23>

SubstrateEpitaxial Ge Film

We have expertise in self-assembled nanostructures that form during strained epitaxial growth, here in 𝑺𝑺𝑺𝑺𝒙𝒙𝑮𝑮𝑮𝑮(𝟏𝟏−𝒙𝒙)films on Si

Page 3: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Potential Nanologic Applications

Two Key Requirements: 1) Favorable band structure alignments within QDs and QDMs

for carrier localization.2) Doping of QDs and QDMs for the creation of holes.

Spin Exchange Switch (SES)

V VV VV

Tang et al, PRL 97, 119903 (2006)

Coherent Spin Switch (CSS)

Potential Nanologic Applications Based on Charge and Spin Localizations Inside QDs

Majority Gate that implements QDMs

C.S. Lent , P.D. Tougaw, Proc. IEEE, vol 85, pp. 541-557, APRIL 1997

Possible Charge Configurations (logic states) of a QDM

“0” “1”

Page 4: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

1) Local Nano-chemistry

To investigate composition distribution across QDMs

Nanochemistry Electronic Band-Gap

Charge Localization Property

2) FIB Damage

To study structural damage recovery of FIB implanted Si

Key Materials Issues

Modified surface

FIB Column

Sample

Ion Beam

FIB Beam Diameter: Few tens of nm

Ion Current Density: 0.1-10 𝐴𝐴 𝑐𝑐𝑐𝑐−2 (at least three orders of magnitude higher relative to conventional, broad ion beams)

Page 5: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Goal I: QDM Nano-chemistry

Page 6: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Experimental Measurements

Auger Signal Strength Dependent on:

1. Local surface angle

2. Geometry of the feature

Characterization Technique: Auger Electron Spectroscopy (Resolution: less than 10 nm under optimum conditions);PHI 700

M. Prutton et. al JAP 54 (1), 374 (1983)

Topography Corrected Auger Signals (TCAS)1 used to determine variation of c-Si and c-Ge within QDMs.

The TCAS were then suitably converted to composition.

Incident electrons

Auger electrons

To Detector

Self-shadowingSample

To Detector

Neighbor-shadowing

To Detector

Beam obstruction

X-sectional View

Page 7: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

: Number of Primary Electrons;σ1 : Primary Beam; σ2 : Backscattered Electrons; R : Backscattered Electron Correction Factor

eN

Approach

2

2

2

)1(2

2

2Pr2

2

1

1

σ

πσ

σ

πσ

x

eeNRx

eeNBSEjimaryjTotalj

−+

=+= Primary

J. Cazaux, Surf. Sci. 125 (2), 335(1983); M. P. Seah, Surf. Interface Anal. 33 (12), 950 (2002)

Sequ

ence

Construction of an AED Function

Convolution of AED with Model Composition Profiles

Totalj

Comparison of Simulated Profiles with theExperimental Profile

Spatial distribution of emitted Auger electrons depends on spatial distributions of primary and backscattered electrons

Page 8: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Auger Spatial Resolution

Surface Angle (°)

σ1(nm)

σ2(nm)

R do, Effective Spatial Resolution , 80%-20% metric (nm)

0 11 420 1.33 2717 12 440 1.37 3128 13 480 1.41 3539 14 510 1.45 41

BSEs do not significantly degrade the resolution

FWHM, Primary Beam = 2.35*σ1 ~ do

Measured on thin sample edges CASINOv2.42

NIST Backscattering CorrectionFactor

2

2

2

)1(2

2

2Pr2

2

1

1

σ

πσ

σ

πσ

x

eeNRx

eeNBSEjimaryjTotalj

−+

=+= Primary

Page 9: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Experimental Results

Pit Bases at 17±9 % Si (Leite et al.)Pit Bases at 58±4 % Si (Our Measurement)

Pits are the most Ge enriched regions within QDMs

M. S. Leite et. al, PRB 73 (12), 4 (2006)

(b)

-15

-10

-5

0

5

0 100 200 300 400 500

Hei

ght (

nm)

Position (nm)

2.0µm

(a)

AFM

Remnant topography effects and potential desorption effects have increased measurement errors inside pits

This Work

Leite et al.Leite et al. (Convoluted)

020406080

100

0 100 200 300 400 500Position (nm)

Silic

on (%

)%Si

(c)

%GePit

QDQD

0

20

40

60

80

100

0 100 200 300 400 500

Com

posi

tion

(%)

Position (nm)

Page 10: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Simulations Vs. Experiment

Profile ID Δ%Si (RMS )

Profile I (Convoluted)

0.7

Profile II(Convoluted)

2

Compositional contrast across the QDM = 12%Si Composition continually decreases towards pit cusps starting from exterior edges of QDMs

Profile I(Before Conv.)

Profile I(After Conv.)

Experimental

(a)

PitQDQD

50

55

60

65

70

75

0 100 200 300 400 500

Silico

n (%

)

Position (nm)Position (nm)

Profile II(Before Conv.)

Profile II(After Conv.)

Experimental

(b)

50

55

60

65

70

75

0 100 200 300 400 500

Silico

n (%

)

Position (nm)

PitQDQD

Position (nm)

Page 11: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Goal II: Structural Damage Recovery of FIB Implanted Silicon

Page 12: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Background

Target SurfaceTarget AtomsImplanted IonImplanted Ion Trajectory Damage Volume

KEYEnergy Loss Mechanisms:

Electron energy loss (EEL) and nuclear energy loss (NEL)

NEL results in interstitials through binary collisions ~13eV needed for lattice atom displacement

Collision cascade, 10-13

secFast Relaxation of collision cascade, 10-11 to 10-12 sec

Slower Relaxation (Thermal)

Time

Page 13: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Fabrication TechniqueMS-FIB Column

Schematic

LMISExtraction electrodesCondenser lens (L1)Ion current selection aperturesWien filterMass selection aperturesBlanking platesFaraday cup

Scanning and stigmation octupoles

Objective lens (L2)

Sample

Broad Beam Ion Implanter

Mass Selecting Focused Ion Beam (MS-FIB)

Ion Energy 60keV Si+ 30keV Si++ (MS-FIB); 30keV Ge++ (MS-FIB);and 30keV Ga+ (FIB)

Dose Range to to Ion Current 1-10 µA 22 pA (Si++);

28 pA (Ge++);and 53 pA (Ga+)

Beam Diameter

1/2 to 5/8 in. 10s of nm

Ion Current Density

6-60 0.1 - 10

Page 14: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Raman Spectroscopy (RS) is an optical spectroscopy technique to probe vibrational states in a material

At sufficiently high implant doses the vibrational density of states would be affected significantly by damage which would produce a noticeable change in Raman signals

The acquired Raman signals are averaged over the probe depth of the incident laser

Characterization Technique

From SRIM (Simulations)

Type of Implant

60 keV Si 60 keV Ge 30 keV Ga

Ion Range (nm) 88 48 28

Straggle (nm) 33 17 11

Laser Probe Depth (nm)

In Crystalline Si

In Amorphous Si

140 15

For 405 nm Laser

Page 15: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Measurement Technique

Peak Height,H

Peak Position

Non-amorphizing implants: Fitted by a Voigt function ( a mix of Gaussian and Lorentzian functions)

Partially amorphizing implants: Fitted using a combinationof 100% Gaussian and Voigt functions

Fully amorphizing implants: Fitted using Gaussian alone

RS was used for measurements of structural damage produced by implantation

Structural Damage= 1 − 𝐻𝐻𝐻𝐻0

Stress inferred from peak shifts

From ImplantFrom unimplanted Si

Page 16: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Implant Energy: 60keVIon Dose Rates: 10-100 �µA

cm2 (Broad Beam) and 0.1 �A cm2 (FIB)

Si-FIB implants produce a relatively higher damage.

Raman Spectroscopy: Ion Dose Rate Effect

As-implanted Post-annealing

Annealing Conditions: 730 °C, 10 minutes in nitrogen ambient

Implantation at a higher dose rate (FIB Vs. broad beam) leads to a greater structural damage in the as-implanted state, but produces a greater structural damage recovery upon annealing.

Page 17: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

In the as-implanted state Ge implants lead to a greater structural damage.

Raman Spectroscopy: Ion Species Effect

Implant Energy: 30keV, Ge2+; 30keV Ga+Ion Dose Rates: 0.1-10 �A cm2 (FIB)

Annealing Conditions: 730 °C, 10 minutes in nitrogen ambient

As-implanted Post-annealing

Ge implants recover structural damage better upon annealing.

Presumably a higher solid solubility of Ge in Si when compared to that of Ga leads to a higher structural damage recovery during the annealing.

Page 18: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

SummaryQDM Nano-chemistry• QDM pit bases are regions lowest in Si (highest in Ge) with a

composition of 58±4 % Si. Holes would localize at pit bases.• Composition increases monotonically towards pit bases

starting from the exterior edges of QDMs.FIB Damage Recovery in Si• Relative to broad beam Si implantation, Si-FIB implantation

causes a higher structural damage, but, leads to a better damage recovery upon annealing.

• Presumably a higher solid solubility of Ge than Ga in Si aids in the better (100% vs. 63% for the highest dose, 5𝑥𝑥𝑥𝑥15𝑐𝑐𝑐𝑐−2) structural damage recovery for the former implant upon annealing.

Page 19: Balasubramanian, Prabhu - 2013 RNC Symposium (R)

Acknowledgements• Prof. Dan Lewis, RPI for discussions on spatial distribution

of backscattered electrons

• M. David Frey, RPI for AFM instrumentation

• Denny Paul, PHI and Rob Planty, RPI for instrumentation of

Auger electron spectroscopy

• Ray Dove, RPI for Raman instrumentation

• Dr. Jeremy Graham, FEI and Hamed Parvaneh, RPI for

FIB implants

• Hamed Parvaneh and Kiran Sasikumar at RPI for various

discussions