An Introductino to Literary Theories

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    An Introduction to

    Literary Theories

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    The Basic Idea

    The point of criticism is to argue yourpoint of view on a work of literature.

    You dont have to criticize a text (but

    you can)

    You do have to analyze a text andsupport your assertions with specific

    evidence from experts and the text.

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    The Basic Idea

    A critical analysis is an in-depthexamination of some aspect of the literarywork

    you may examine any element of the text:character development, conflicts,narrative point of view, etc.

    Even though its an examination of aliterary work, its still a persuasive essay

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    The Basic Idea

    The goal is to prove something about thework

    There must be a point to the

    discussion.

    You must answer the questions Why?, orSo what?

    For example, why is a recurring symbolimportant? Or, why is the development ofthe female characters significant?

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    The Basic Idea

    There are many different approaches wecan take to critical analysis

    Literary theories provide a framework for

    our discussion of a text

    We dont have to identify the theory were

    using, though.

    We use it as a starting point for our ownideas and opinions

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    Historical/Biographical

    Approach

    views literature as the reflection of anauthor's life and times (or of thecharacters' life and times).

    it is necessary to know about the authorand the political, economical, andsociological context of his times in order

    to truly understand his works.

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    Historical/Biographical

    Approach

    Advantages: works well for some which are obviously

    political or biographical in nature.

    places allusions in their proper classical,political, or biblical background.

    Disadvantages:

    "the intentional fallacy"

    tends to reduce art to the level of biography andmake it relative (to the times) rather thanuniversal.

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    Application

    What are some historical or biographicalelements we might examine in adiscussion of our current novel?

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    Moral / PhilosophicalApproach: asserts that the larger purpose of

    literature is to teach morality and to probephilosophical issues

    authors intendto instruct the audience insome way

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    Moral / PhilosophicalApproach:Advantages:

    useful for works which do present anobvious moral philosophy

    useful when considering the themes of works does not view literature merely as "art" isolated

    from all moral implications

    recognizes that literature can affect readers andthat the message of a work is important.

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    Moral / PhilosophicalApproach:Disadvantages:

    such an approach can be too"judgmental"

    Some believe literature should be judgedprimarily (if not solely) on its artisticmerits, not its moral or philosophical

    content.

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    Application

    What are some moral or philosophicalelements we might examine in adiscussion of our current novel?

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    Formalism / New Criticism involves a close reading of the text

    all information essential to theinterpretation of a work must be found

    within the work itself

    focuses on analyzing irony, paradox,imagery, and metaphor

    also interested in the work's setting,characters, symbols, and point of view.

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    Formalism / New Criticism no need to bring in outside information

    about the history, politics, or society ofthe time, or about the author's life

    does not view works through the lens offeminism, psychology, mythology, or anyother such standpoint

    not interested in the work's affect on thereader.

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    Formalism / New CriticismTerms Used in New Criticism: intentional fallacy - the false belief that the

    meaning or value of a work may be determinedby the author's intention

    affective fallacy - the false belief that themeaning or value of a work may be determinedby its affect on the reader

    external form - rhyme scheme, meter, stanzaform, etc.

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    Formalism / New CriticismAdvantages:

    can be performed without much research

    emphasizes the value of literature apart from its

    context virtually all critical approaches must begin here

    Disadvantages:

    text is seen in isolation ignores the context of the work

    cannot account for allusions

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    Application

    What are some formal elements we mightexamine in a discussion of our currentnovel?

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    Psychoanalytical Approach views works through the lens of

    psychology

    looks either at the psychological

    motivations of the characters or of theauthors themselves

    most frequently applies Freudian

    psychology to works, but otherapproaches also exist.

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    Freudian Approach toPersonalityThree parts to an individuals psyche:

    the id: the instinctual, pleasure seekingpart of the mind

    the superego: the part of the mind thatrepresses the id's impulses

    the ego: the part of the mind that controls

    but does not repress the id's impulses,releasing them in a healthy way

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    Sex is Everything

    Freud believed that all human behavior ismotivated by sexuality

    Oedipus complex: a boy's unconscious

    rivalry with his father for the love of hismother

    Electra complex: a girls unconscious

    rivalry with her mother for the love of herfather (a.k.a. daddy issues)

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    Freudian Imagery

    Recognizes symbols that are linked to sexualpleasure

    concave images, such as ponds, flowers, cups,and caves as female symbols

    phallic symbols, objects that are longer thanthey are wide, are male images

    dancing, riding, and flying are associated withsexual pleasure

    water is usually associated with birth, thefemale principle, the maternal, the womb, andthe death wish.

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    Psychoanalytical ApproachAdvantages: can be a useful tool for understanding some works in

    which characters obviously have psychological issue knowing something about a writer's psychological

    make-up can give us insight into his work.

    Disadvantages: can turn a work into a psychological case study sometimes attempts to diagnose long dead authors

    based on their works

    tends to see sex in everything, exaggerating this aspectof literature some works do not lend themselves readily to this

    approach.

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    Application

    What are some psychological orpsychoanalytical elements we mightexamine in a discussion of our current

    novel?

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    Archetypal Approach assumes that there is a collection of

    symbols, images, characters, and motifs(i.e. archetypes) that evokes basically

    the same response in all people identifies these patterns and discusses

    how they function in the works

    asserts that these archetypes are thesource of much of literature's power.

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    Archetypal Approach based on the theories of psychologist

    Carl Jung

    he states that mankind possesses a

    "collective unconscious" that containsthese archetypes and that is common toall of humanity

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    Some Archetypes archetypal women - the Good Wife/Mother, the Terrible Mother, theVirgin (often a Damsel in Distress), and the Fallen Woman. water - creation, birth-death-resurrection, purification, redemption,

    fertility, growth garden - paradise (Eden), innocence, fertility desert - spiritual emptiness, death, hopelessness

    red - blood, sacrifice, passion, disorder green - growth, fertility black - chaos, death, evil serpent - evil, sensuality, mystery, wisdom, destruction seven - perfection

    hero archetype - The hero is involved in a quest (in which heovercomes obstacles). He experiences initiation (involving aseparation, transformation, and return), and finally he serves as ascapegoat, that is, he dies to atone.

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    Archetypal ApproachAdvantages:

    provides a universalistic approach to literatureand identifies a reason why certain literature

    may survive the test of time it works well with works that are highly symbolic

    Disadvantages:

    literature may become a vehicle for archetypes

    may ignore the "art" of literature

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    Application

    What are some archetypal elements wemight examine in a discussion of ourcurrent novel?

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    Feminist Approach concerned with the impact of gender on writing and

    reading

    usually begins with a critique of patriarchal culture

    concerned with the place of female writers

    concerned with the roles of female characters withinworks

    often argues that male fears are portrayed throughfemale characters

    may argue that gender determines everything, or justthe opposite: that all gender differences are imposed bysociety, and gender determines nothing.

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    Stages of Female Identity

    Feminine: the female accepts thedefinitions and roles male authoritieshave created for her

    Feminist: rebels against male authorityand intentionally challenges all maledefinitions and roles

    Female: no longer concerned with maledefinitions or restrictions; defines her ownvoice and values

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    The Mad-Woman in the Attic

    Critics Gilbert and Gubar identify apattern in the treatment of femalecharacters in literature, even when written

    by women. based on the plot of Jane Eyre

    the practice of removing a female

    character who is no longer useful to themale characters

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    Feminist ApproachAdvantages: redresses the problem of under representation seeks to provide a more realistic portrayal of

    women within a text

    examines the power struggle between thesexes.

    Disadvantages: can turn literary criticism into a political

    battlefield can overlook the merits of works they consider

    "patriarchal"

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    Application

    What are some gender-based elementswe might examine in a discussion of ourcurrent novel?

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    Reader Response Criticism analyzes the reader's role in the production of meaning lies at the opposite end of the spectrum from formalism

    the text itself has no meaning until it is read by a reader

    The reader creates the meaning.

    can take into account the strategies employed by theauthor to elicit a certain response from readers

    denies the possibility that works are universal (i.e. thatthey will always mean more or less the same thing toreaders everywhere)

    makes someone's reading a function of personalidentity.

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    Reader Response CriticismAdvantages: recognizes that different people view works

    differently and that people's interpretations

    change over time.Disadvantages:

    tends to make interpretation too subjective

    does not provide adequate criteria forevaluating one reading in comparison toanother

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    Application

    What are your personal responses to thisnovel?

    Are there certain elements you respond

    to strongly or with which you identify?

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    Marxist Approach

    Karl Marx perceived human history tohave consisted of a series of strugglesbetween classes--between the oppressed

    and the oppressing. Marx thought that materialism was the

    ultimate driving force in history, a notion

    involving the distribution of resources,gain, and production

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    Marxist Approach

    Feudalism exploits workers to the point ofrevolt

    This leads to bourgeois capitalism

    In bourgeois capitalism, the privilegedbourgeoisie rely on the workingproletariat

    Workers are exploited to the point ofrevolt