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techniques, and will go on to occupy a place in the history of behaviour
modification. Extending the notion of Buddhism as a precursor to modern
psychology, it has been argued that Buddhism itself was, and is in fact,
specifically a psychology and dramatically not a religion (Mikulas, 1991).
Buddhism shares with clinical psychology the motivation to facilitate beneficialgrowth and change on individual and societal levels (Kumar, 2002). The
Buddhist monk is seen as someone who can take a detached and objective view of
a problem, and produce sensible solutions, or at least provide support and
consultation. This tradition is historically well grounded as the Buddha himself
was, in his life, very much a counsellor in this way (deSilva, 1993). Nonetheless,
the depiction of Buddhism solely as a psychology ignores the spiritual context
within which Buddhism was developed. An analysis of the empirical and
scientific components of Buddhism only represents one perspective of
approaching the teachings of the Buddha. As such, although this paper focuses
primarily on the psychological elements inherent to Buddhism, as a practicingTheravada Buddhist, the author also wishes to recognize the importance of the
less scientific and more mystical processes of the spiritual evolution many
Buddhists experience.
Strictly from the scientific perspective, the concept of a Buddhist Psychology
continues to evolve as principles and techniques outlined by the Buddha are
subjected to the empirically scrutinizing methods of current day. This empirical
basis of Buddhism is evident in early Buddhist discourse. During a noteworthy
sermon (Kalama Suttra; deSilva, 1984) the Buddha advised a group of inquirers
to not accept anything on hearsay, authority or pure argument, but instead toaccept what is empirically and experientially verifiable. deSilva (1990) further
notes that although Buddhism clearly developed prior to and outside the context
of modern Western science, it does, however, as a non-theistic religion, offer
clearly testable hypotheses (unlike theistic religions: e.g., does God exist?) and
therefore can be brought within the realm of scientific inquiry.
Given both the increased familiarity and popularity of Zen Buddhism in
comparison to other sects of Buddhism in Western society, the majority of
Buddhism and Psychology literature in Western academic journals has tended
to focus on Zen. The Zen tradition was born of Buddhist ideology and its
founding is somewhat analogous to the development of various sects born of
other major religions (i.e., theoretical similarity between seminal religion and
related sect). As such, although the focus in this paper is primarily on Buddhism
as a whole, for purposes of convenience and clarity, Zen Buddhism will often
serve as the point of comparison. Relatedly, much of the same literature has had a
distinctly analytical flavor, which is to be expected given the extensive attention
Jung (1969) and other psychoanalysts gave to Zen. However, in addition to the
psychoanalytical majority, a small minority of behavioural and cognitive-
behavioral theorists have begun to note the philosophical and applied similarity
between these approaches and the various sects of Buddhism, including Zen.In the winter of 2002, the academic journal, Cognitive and Behavioural Practice
bli h d i l i i l d I i B ddhi Phil h i h C i i d
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Behavioural Practice. This series provided one of the first articulations of
Buddhism by empirically trained therapists and theorists with varying degrees
of interest and personal involvement in Buddhist practice. Specific articles
explored the application of Buddhist concepts to the practice of dialectical
behaviour therapy (Robins, 2002), enhancement of mindfulness and compassion(Kumar, 2002), treatment of anxiety disorders (Toneatto, 2002), and other
clinical areas.
Philosophical similarities
Particularly relevant to the comparison of Zen Buddhism to contemporary
behavioural and cognitive-behavioural psychotherapies is an analysis of Albert
Elliss Rational Emotive Behaviour Therapy (REBT). In drawing comparisons
between REBT and Zen, Kwee and Ellis (1998) contend that, both appreciatean empirical working mode and the logico-empirical methods of science, which
are flexible and anti-dogmatic ( p. 19). Ellis (1979) contends that in addition
to Epictetus and Marcus Aurelius, the Buddha had a profound influence over
the empirical focus Ellis infused into REBT. Elliss adherence to Buddhist
philosophy is perhaps best exemplified by REBTs implementation of the
Buddhas active-directive teaching style, in which he challenged his students
to look at their self constructed thoughts and feelings, to reconsider them
when they did not work, and to work vigorously at changing them (Kwee &
Ellis, 1998).
Alleviation of suffering and hassle
A striking similarity between REBT and Zen is the premise that human existence
is essentially rooted in suffering (deSilva, 1984, 1990; Kwee & Ellis, 1998). From
a Buddhist perspective to live means to suffer and as such life is generally
unsatisfactory; suffering in turn is caused by craving or desire and can only be
ended via the cessation of craving or desire (Ronruen, 1998). Similarly, in his
seminal work, Reason and Emotion in Psychotherapy, Ellis (1962) in great detail
describes the human compulsion toward irrational thought, and subsequently
depicts life as a hassle riddled with difficulties.
In striving to improve the human condition, the teachings of the Buddha
and Ellis promote the attainment of similar goals; namely, rational and
appropriate feeling and affect, commitment to life, and an egoless state of
being (Kwee & Ellis, 1998, p. 26). When applied specifically to REBT, the
ensuing goal becomes the ability to provide clients with a method by which they
can have rational beliefs, and as a result reduce anxiety and hostility (Patterson &
Watkins, 1996). And when applied specifically to Zen, the goal becomes theattainment of satori or illumination (Ross, 1960). In striving to achieve the state
f i h Z d k h f li h i d
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through the ages by many Buddhas. The Zen experience of satori best translates
into self-awakening, or . . . recognizing the real noumenon of a person, his
original feature, not necessarily recognizing the real substance of various acts
(Ross, 1960, p. 45). Paradoxically, this self-recognition is tantamount to the
disidentifying of ones self with ones overt and covert behaviour and signifies thetermination of the cycle of suffering due to the cessation of craving (deSilva,
1990).
REBT and Zen both were empirically derived and consequently adhere to
science rather than dogmatism. Zen, although in the strictest sense is considered a
religion, has no sacred scriptures whose words are law; no fixed cannon; no rigid
dogma; and no Savior or Divine Being through whose favor or intercession ones
eventual salvation is assured (Aitken, 1993). The exclusion of zealous religious
devotion in both REBT and Zen facilitates genuine interaction between teacher
and client/student. In REBT, the therapist guides the client toward a more
rational lifestyle, and in Zen the master guides the novice toward enlightenment;neither technique disregarding the necessary and unique contributions the client/
student adds to the process.
Ethics
Buddhist ethics merit adherence not because a violation of them will offend some
religious dogma, but rather because bad habits (e.g., alcohol abuse) can lead todemonstrable ill effects, such as poor health, mental derangement, loss of wealth,
and proneness to socially embarrassing behaviour (deSilva, 1984). In this way,
even the Buddhas direct instructions were based on rational consideration.
Moreover, the Buddha urged followers to lead a morally sound life not solely
because it resulted in enlightenment or cessation of suffering, but also because
such a life was conducive to tangible benefits for the individual, and perhaps
more importantly, for society as a whole (deSilva, 1984). Essentially, a lifestyle
characterized by the ethical standards of restraint and moderation at the
individual level is in fact ethical because it perpetuates community well-being,
satisfactory living, and equal rights.
The REBT ethical code mirrors the Buddhas emphasis on empiricism and
anti-dogmatism, such that clients are encouraged to test theories co-generated
by client and therapist during session in a real-life setting. Moreover, REBT
also stresses the notion that individual acts can and often do have a global result,
to the extent that enlightened self-interest (that recognizes the rights of others),
social interest, and commitment to something outside of oneself are key
therapeutic components of REBT (Ellis, 1979). That is, as the individual
facilitates his own well being, he reciprocally benefits society. Relatedly, the
ability to give more to others is eased by the unconditional acceptance ofoneself as a fallible human being who is ready to take action for change
(Elli 1973)
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Applied similarities
A-B-Cs and the Middle Way
It is through the pursuit of a rational and ethical lifestyle that REBT and Zenadherents seek to terminate hassle and suffering, respectively. The direct method
whereby an individual can terminate hassle is achieved therapeutically via
treatment according to Ellis REBT framework. The Buddhist equivalent is
through adherence to the Buddhas Four Noble Truths, which incorporate the
Buddhas seminal works (Pinyunchon & House, 1996). These are: (1) all life is
suffering, (2) suffering comes from desires, (3) the cure for suffering is the
extinction of desire, and (4) the extinction of desire can be obtained by following
a path of right, which is called the Noble Eightfold Path (Pinyunchon & House,
1996, p. 16).
The Noble Eightfold Path advocates the Middle Way, that is, the avoidanceof extremes of either overindulgence and luxurious life on the one hand or a life of
rigorous self-mortification on the other (deSilva, 1990). More specifically, the
Buddha espoused the view that the rational man incorporates the idea of the
Middle Way into eight paths of life: right understanding, right thought, right
speech, right action, right livelihood, right effort, right mindfulness, and right
concentration (deSilva, 1990). In following the right (or rational) aspects inherent
to the Middle Way, the individual expedites and ensures his steady progression
toward satori.
The Buddhas Middle Way, essentially a lifestyle that avoids extremes,is rational and leads to the cessation of suffering, is nearly isomorphic with the
A-B-Cs of REBT. That is, as the core of Elliss framework, the A-B-Cs are
designed to provide insight into the individuals ability to determine, in good part,
his own behavioural and emotional experience (Patterson & Watkins, 1996). The
B or Belief component of the model is the crucial factor, for rational beliefs (rB)
lead to rational consequences (rC) and irrational beliefs (iB) lead to irrational
consequences (iC). Thus, an irrational consequence and subsequent emotional
disturbance is caused, not by the A or Activating events, but by the views people
take of these events (Ellis, 1976a). Similarly, the message that humans are largely
responsible for their own emotions and disturbances echoes in the Buddhas
words, . . . it is foolish to see any other person as the cause of our own misery
or unhappiness (Storig, 1964, p. 93). In successfully navigating the Noble
Eightfold Path, the individual attempts to see reality as it is, without distortions
arising from the various factors that characterize the unenlightened persons
functioning (deSilva, 1990). An integral aspect of reaching the state of satori is
the freeing of ones perceptions from these distorting internal influences; when
one reaches a state of perfection, ones perceptions become free of such
distortions and allow for a rational appraisal of the objects (or events) (deSilva,
1990).The REBT therapeutic focus is on the present life situation of the client.
I i l b li f k d i h h d h i h
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that Zen facilitates progression along the Noble Eightfold Path in present time.
As Sato (1958) remarks, It is interesting to note that the emphasis on the
now and here in recent Western psychotherapy has been one of the fundamental
principles of the Zen mode of thought ( p. 215).
Active style
An active therapist style is perhaps the most notorious feature of Ellis REBT.
The therapist is verbally active throughout the entire therapy process, and Ellis
(1973) recognizes that he does a great deal of talking rather than passively
listening to what the client has to say. In a decidedly direct fashion, the
identification of irrational beliefs, helping the patient to understand that these
irrational beliefs cause emotional difficulties, and ultimately changing the
irrational beliefs constitute the applied focus of REBT. Accordingly, Ellis
argues that psychotherapy is the curing of unreason by reason (Patterson &
Watkins, 1996). It is asserted in REBT that strong irrational beliefs, neurotic
feelings, and dysfunctional behaviour may need forceful, dramatic, and affective
approaches if they are to change (Ellis, 1962). Similarly, the active or directive
therapeutic style evident in Zen is perhaps best exemplified by the following
parables:
Once Ma-tsu and Pai-chang were walking along and they saw some ducks
fly by. What is that the master asked. Wild ducks, Pai-chang replied.
Where have they gone? Theyve flown away, Pai-chang said.
The master then twisted Pai-changs nose, and when Pai-chang cried
out in pain, Ma-tsu said, When have they ever flown away?
Elder Ting asked Lin-chi, Master, what is the great meaning of
Buddhas teachings? Lin-chi came down from his seat, slapped Ting
and pushed him away. Ting was stunned and stood motionless. A monk
nearby said, Ting, why do you not bow? At that moment Ting attained
great enlightenment (cited in Watson, 1993).
Many examples illustrating the use of such an approach can be found in Buddhist
texts (deSilva, 1984). Relatedly, a particularly functional method of identifying
and changing irrational beliefs inherent to both REBT and Zen is the narrative
technique.
Narratives and koans
The Zen narrative technique is conceivably the most utilized method to assist
d i i h f i I h l diffi l h d h
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narrative teachings or koans can be best described as a profound story or riddle
that is a tool for the master to help the novice attain an insightful experience
(Sato, 1958). Paramount to Zen practice, koans began in the 7th century and
were more fully developed by the Rinzai school of Zen beginning in the 12th
century (Aitken, 1993). In Zen training the koan can become a process to focusones questioning and corresponding doubt; it becomes a means to see through
the false mind of duality that creates and perpetuates a life of pain, suffering and
anxiety (Nhat Hanh, 1995). With intense effort the koan takes ones natural
questioning beyond thought and perception, beyond the relative and the absolute,
to awaken that which has always been there but has been obscured by clouds of
delusion (Loori, 1994).
Koans can also employ dramatic, forceful, and strongly evocative methods.
Traditionally, the Rinzai school represents a dynamic, powerful Zen, in which
adherents are demanded to experience enlightenment and realize this
experience in their own lives (Kapleau, 1989). Eisai, the fonder of the RinzaiSchool was well-known for his unusual methods, (e.g., shouting, hitting, use of
paradox) which were employed to jolt students out of their fixed ways of
thinking and their habits (Kapleau, 1989). These methods often take the form
of a question and answer session between disciple and master, which involves
sudden beatings and illogical answers all in an attempt to wake or stimulate the
disciples mind to make it ready for the discovery of the truth inside. This style
is perhaps best exemplified by the following koan entitled Chu-chih Raises One
Finger:
Whenever Chu-chih was asked a question, he simply raised one finger.
One day a visitor asked Chu-chihs attendant what his master preached.
The boy raised a finger. Hearing of this, Chu-chih cut off the boys finger
with a knife. As he ran from the room, screaming with pain, Chu-chih
called to him. When he turned his head, Chu-chih raised a finger. The
boy was suddenly enlightened. When Chu-chih was about to die, he said
to his assembled monks: I received this one-finger Zen from Tien-lung.
I used it all my life but never used it up. With this he entered his eternal
rest (cited in Schloegl, 1976).
Koans (or narratives) also have therapeutic value in REBT, particularly as a
method of establishing rapport or infusing humor into the therapeutic situation
(Kwee & Ellis, 1998). Moreover, Kwee and Ellis (1998) contend that from an
REBT perspective, emotional disturbances are largely due to over-seriousness,
and humorous interventions can, (a) highlight the fatuous nature of irrational
beliefs, (b) be an effective teaching device, (c) become a vehicle for rapport
building (p. 10). Accordingly, the following koan was used during an REBT
group therapy session to address guilty feelings when one member reported thathe thinks about other women during sex with his wife. This was done to
ha i that h id a a n al and it i ft n diffi lt t aintain a hi h
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degree of attraction within a long-term marriage (Yankura & Dryden, 1990,
p. 129):
A couple had a good sexual and marital relationship. Theyd been
married for 25 years, their children were grown-up and marriedthemselves, and everything was fine. They decided, Hell its our 25th
wedding anniversary wed better do something special! So they went
for a gourmet meal, which they love. But neither one got very aroused or
excited. Finally, after about ten minutes, the wife patted her husband on
the shoulder and said, Well dear, I guess on this night of all nights,
youre having trouble of thinking of someone else too!
Unwanted cognitions
Another focal point for therapeutic intervention in nearly all psychotherapies is
the issue of dealing with unwanted, intrusive cognitions. Here REBT and Zen
differ somewhat with regard to their exact methodologies. To bring about a
change in irrational thinking the REBT therapist confronts the clients irrational
beliefs, that is, the therapist attacks the irrationality of the cognition (Ellis,
1976b). In contrast, Zen often relies on more non-verbal, internal techniques to
eliminate unwanted cognitions (deSilva, 1985). deSilva (1985) outlines several
techniques based in Buddhist literature that are used to eliminate unwanted
cognitions; these are presented in hierarchical fashion, each to be tried if thepreceding one fails ( p. 438):
(1) Switch to an opposite or incompatible thought
(2) Ponder on harmful consequences
(3) Ignore and distract
(4) Reflect on removal of causes
(5) Control with forceful effort
Meditation, homework, and modelling
Unwanted cognitions are a phenomenon that hold a particularly problematic
significance in Zen training because they distract the novice during meditation
(deSilva, 1985). A mastery of mindfulness meditation becomes essential to the
novice as he progresses toward the state of satori via the Noble Eightfold Path.
The Pali word for meditation, bhavana, etymologically means development or
cultivation (Rajsuddhinanamongkol, 1997), the aim of which is to achieve total
and immediate awareness or mindfulness of all phenomena. Thus, the competent
meditator is able to gradually remove all thoughts and images, thereby allowinghim to let go of cognitive labels, to reopen the senses, and to be more receptive to
int nal and t nal ti li in th d f a Z n a t th indi id al
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learns to be able to see the flower for the five hundredth time as he saw it the first
time (Shapiro & Zifferblatt, 1976, p. 588).
Although relevant, meditation plays a much less significant role in REBT
where it is primarily utilized as a relaxation method (Ellis, 1984; Shapiro &
Zifferblatt, 1976). Often practiced outside of the therapy session, Ellis (1984)notes, . . .meditation usually requires a great deal of self-training, especially
cognitive self-regulation through homework ( p. 672). Meditation from the
REBT perspective in and of itself will not change irrational thinking, but can,
however, help patients with their overwhelming anxieties and dysfunctional
obsessions and compulsions.
In addition to homework, REBT patients are given assignments and in vivo
experiences to complete. Kwee and Ellis (1998) argue that these shame-attacking
exercises of REBT in which clients engage publicly in behaviours normally
considered foolish or silly resemble ordeals that could also be assigned to Zen
novices on their way to satori. Whereas Ellis would urge a client to go into adrugstore at a crowded hour and say to the clerk in a loud enough voice for
everyone to hear, I want a gross of condoms. And because I use so many of them,
I want a special discount (Kwee & Ellis, 1998, p. 35), a Zen master would
perhaps, instead instruct a novice who is fearful of public speaking to work
toward himself becoming a master via giving a public sermon.
Another extension of the homework process is bibliotherapy, whereby
REBT clients familiarize themselves with REBT literature. Similarly, a Zen
master will often train his novice to read and commit to memory the original
Buddhist cannon, the Tipitaka, which consists of three parts: Sutta Pitaka, whichcontains the discourses of the Buddha on various occasions throughout his
preaching life; Vinaya Pitaka, which contains the rules of discipline for the
monks; and Abhidhamma Pitaka, which contains highly systematized philosophi-
cal and psychological analyses.
Both Ellis and the Buddha espouse the notion of setting examples for
followers via modelling or vicarious learning. Teaching by example is a trademark
of both REBT and Zen, and it is through role playing techniques that the client or
novice can begin to generalize to a more rational philosophy of life. More
specifically, to succeed in generalizing to a more rational philosophy of living, the
REBT client will substitute irrational attitudes and beliefs for rational ones. This
goes beyond dealing with specific illogical ideas of clients, it gives consideration to
irrational ideas in general (Patterson & Watkins, 1996). The development of a
rational lifestyle from a modern Zen perspective entails the use of Zen practices
for prophylactic purposes (deSilva 1984, 1990). Mindfulness meditation training,
self-monitoring, following the Middle Way, and other Buddhist techniques
appear to play a potential role in the prevention of certain kinds of psychological
disorders (deSilva, 1990). And finally, the REBT client usually meets with his
therapist once a week, whereas the Zen relationship between novice and master is
continuous and lengthy.The degree of overlap between REBT and Zen becomes rather evident when
di i b h i d I l i Z h i d
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concepts to the REBT therapeutic framework, a shared identity between the two
ideologies emerges. Both Ellis and the Buddha sought to improve the human
condition; and to do so in a rational, empirical manner. An analysis of their
respective theories reveals that the birth of REBT was heavily influenced by the
Buddhas teachings and modern Zen includes Elliss predilection for relativism.Ultimately, as the founding father of REBT, Ellis wryly notes that, like the
Buddha, I try to practice what I preach, and worked my ass off to achieve self-
mastery from my childhood onwards (Kwee & Ellis, 1998).
Author note
The author wishes to thank Randal P. Quevillon, PhD, and two anonymous
reviewers for their helpful comments on an earlier draft of this article.
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