A2A User Guideline - IfA V1

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    Assessments to Action (A2A)

    Toolkit for the IFA:Guidelines for Users

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    Guidelines for Users

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    Contents 

    1  Purpose of Guideline ............................................................................................. 1 

    Introduction ............................................................................................................ 2 

    2.1 

    Context and Scope of IIP A2A Toolkit ............................................................ 2 

    2.2 

     Assessment Methodology .............................................................................. 4 

    2.3  Description of Toolkit Modules ....................................................................... 4 

    2.3.1  Energy Use and Technical Best Practice Assessment (Excel File: A2ATA) 4 

    2.3.2 

    Generic Measure Library (Excel File: A2A Generic) and AmmoniaMeasure Library (Excel File: A2A Ammonia) ......................................................... 5

     

    2.3.3  Energy Management System Assessment (Excel File: A2A MA) ............. 5 

    2.3.4  Productivity Improvement Assessment (Excel File: A2A PIA) ................... 5 

    2.3.5  Report Card and Opportunity Identification (Excel File: A2A RCOI) ......... 5 

    2.3.6 

    EE&M Plan Checklist (Excel File: A2A Checklist and Action Plan) ........... 6 

    2.3.7 

    EE&M Action Plan Template (Excel File: A2A Checklist and Action Plan) 6 

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    3.4   Ammonia Sub-Sector Specific Assessment ................................................. 22 

    4  Technical Measure Library .................................................................................. 24 

    4.1  Description ................................................................................................... 24 

    4.1.1  Objective .................................................................................................. 24 

    4.1.2 

    Variables Collected .................................................................................. 24 

    4.1.3 

    Layout of Tool .......................................................................................... 25 

    4.1.4  Flow of information Between the Tools ................................................... 27 

    4.1.5  Using the Tool ......................................................................................... 28 

    Management Best Practices Assessment ........................................................... 29 

    5.1  Description ................................................................................................... 29 

    5.1.1  Objective .................................................................................................. 29 

    5.1.2 

    Variables collected .................................................................................. 29 

    5.1.3  Layout ...................................................................................................... 29 

    5.1.4 

    Flow of Information Between Tools ......................................................... 31 

    5.1.5 

    Using the Tool ......................................................................................... 31 

    5 2 Accuracy Detail and Making Assumptions 32

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    Exhibit 27: Productivity Improvement Assessment index table .................................. 33 

    Exhibit 28: Example of Productivity Improvement Assessment multiple optionselection ..................................................................................................................... 34 

    Exhibit 29: Tool 5 in the sequence.............................................................................. 35 

    Exhibit 30: Report and Opportunity Identification index table ..................................... 36 

    Exhibit 31: Report Card ―Edit Links‖ screen ................................................................ 39 

    Exhibit 32: Report card macro button on Tab RC 2 .................................................... 40 

    Exhibit 33: Report card opportunities table to be completed manually ....................... 40 

    Exhibit 34: Report card opportunities table to be completed manually ....................... 41 

    Exhibit 35: Report Card plant information to be checked ........................................... 42 

    Exhibit 36: Report Card product information and energy use per unit of production .. 42 

    Exhibit 37: Report Card pie charts .............................................................................. 42 

    Exhibit 38: Converting to PDF (step 2) ....................................................................... 43 

    Exhibit 39: Converting to PDF (steps 3 and 4) ........................................................... 43 

    Exhibit 40: Tool 6 in the sequence.............................................................................. 44 

    Exhibit 41: Energy Efficiency and Management Plan (EE&M) and Action Plan indextable 45

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    1  Purpose of Guideline

    This guideline provides guidance for a user on how to use the Institute of IndustrialProductivity‘s ammonia sector Assessments to Action (A2A) toolkit. The user usingthe toolkit and this guideline needs to be:

    Experienced in on-site energy efficiency auditing.

    Familiar with industrial manufacturing processes, specifically ammonia

    manufacturing.

    Familiar with industrial technologies, energy management best practices, and

    ISO 50001.

    Proficient in using MS Excel.

    This guideline does not provide guidance in how to conduct an audit, or explanations

    of industrial processes, technologies, best practices and the use of MS Excel.

    The outline of the toolkit is described in Sections 2.1 and 2.3, while the structure ofthe manual is described in 2.5. 

    Data obtained from plants are considered to be confidential and a confidentialityagreement can be signed with the company. An example confidentiality agreementtemplate is included in the toolkit and needs to be completed by the company and thecompany using the A2A toolkit to conduct an assessment.

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    2  Introduction

    2.1  Context and Scope of IIP A2A Toolkit

    The Institute for Industrial Productivity (IIP) retained ICF Marbek, a Canadianconsulting firm, to develop an energy performance assessment and continuousimprovement toolkit. The toolkit provides a standardized methodology for industrial

    energy performance assessments, and engaging companies to implement acontinuous improvement process to reduce energy use and improve energymanagement. The toolkit is to be used by trained users during on-site assessments ina consultative process to assist a company in implementing a continuous energyefficiency improvement plan.

    This version of the toolkit was developed specifically for the ammonia manufacturingsector. The toolkit addresses the assessment, opportunity identification and planning

    stages of the continuous improvement process, as illustrated in Exhibit 1. 

    Exhibit 1: Continuous improvement process.

    Assess Energy

    Performance &

    Establish

    Indicators

    Identify

    Opportunities

    & Define

    Implement

    EE&M

    Action Plan

    Commitment

    by Factory

    A2A Toolkit

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    Exhibit 2 illustrates the tools in the toolkit and how it correlates with the continuousimprovement process, and the results to be achieved. The tools and the use of thetools are described in detail in the guideline, and examples are provided throughoutthe guideline to illustrate the use of the toolkit.

    Exhibit 2: Tools in the toolkit and results to be achieved

    Obtain Commitment

    Assess Performance

    and Establish

    Indicators

    IdentifyOpportunitiesand

    Define EE&M Plan

    Scope

    Technical Assessment

    (Includes Energy Use Performance

    and Technical Best Practices

    Assessment)

    Management Assessment

    (Includes Technical Management Best

    Practices Assessment)

    Productivity Improvement

    Assessment

    Report Card and OpportunitiesIdentification

    EE&M Plan Checklist

    Company committed to energy

    management

    and allocating necessary resources

    to energy management

    Understand current energy use,

    productivity and energy

    performance.

    Derive performanceindicators for

    continuous improvement.

    Definition and understanding of the

    opportunities to improve energyperformance.

    A defined scope for the EE&M Plan.

    ContinuousImprovement

    ProcessToolkit Results

    MeasureLibrary(incl. Ammonia

    Specific)

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    2.2  Assessment Methodology

    The toolkit is based on an assessment approach that includes:

    Determining the overall plant energy intensity, or energy use per unit

    production (for example, GJ/ton ammonia). In this version of the tool the

    energy intensity is not calculated at a more detailed level, such as process

    step, but determined by evaluating energy use in the plant against the mainproduct only.

    Determining the implementation of technical best practices (TBP). Identifying

    the technical best practices already implemented at a plant, reveals the

    technical best practices not yet implemented at the plant. This provides an

    opportunity to implement the applicable best practices that will reduce energy

    use.

    Determining the implementation of energy management best practices (MBP).Identifying the management best practices already implemented at a plant,

    reveals the management best practices not yet implemented at the plant. This

    provides an opportunity to implement the applicable best practices that will

    assist in reducing energy use.

    This comprehensive approach helps an assessor to understand and explain acompany‘s energy efficiency performance. For example, low implementation of MBPs

    and TBPs identify reasons for low energy intensity values, and highlights opportunitiesand management areas for improvement to improve energy intensity values.

    To assist companies in continuously improving their energy efficiency and energy

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    best practices listed in this toolkit are commercialized, and exclude pilot-test ordemonstration technologies.

    2.3.2 Generic Measure Library (Excel File: A2A Generic) and AmmoniaMeasure Library (Excel File: A2A Ammonia)

    The measure library provides in format ion abou t each techn ical best pract ice . The

    technical best practices are grouped in two broad categories:

    Measures applicable to generic end uses. It refers to end uses that are not

    sector specific, such as: boilers and steam systems, motors, process cooling

    and refrigeration, and direct process heating in ovens, dryers, furnaces and

    kilns. Energy efficiency technical best practices applicable to these end uses

    are included in the Measure Library.

    Measures only applicable to the ammonia manufacturing sector. Energy

    efficiency technical best practices applicable to only the ammonia

    manufacturing sector are included in the Measure Library – Ammonia Specific.

    2.3.3 Energy Management System Assessment (Excel File: A2A MA)

    The energy management assessment tool is used to obtain information to assess theimplementation of energy Management Best Practices (MPBs), illustrated by a highlevel of commitment, awareness, organization and acting in support of energy

    management.

    Numerous studies have shown that application of energy management practices is acritical success factor for sustained improvement in energy use performance in

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    2.3.6 EE&M Plan Checklist (Excel File: A2A Checklist and Action Plan)

    The energy efficiency and energy management (EE&M) plan checklist is used todetermine the status of energy management system implementation. Elements thatare not fully implemented are prioritized and then manually transferred to the actionplan template, which is described in the next point.

    2.3.7 EE&M Action Plan Template (Excel File: A2A Checklist and Action Plan)

    The energy efficiency and management (EE&M) action plan template is contained inthe same Excel workbook as the EE&M plan checklist. The action plan template isused to guide implementation of the opportunities and outstanding energymanagement system elements. The opportunities and elements are manuallycaptured as action items, responsibilities are assigned, scheduled dates forcompletion are assigned and the completion of the actions is tracked.

    2.4  Managing and Updating Toolkit

    The toolkit will be managed by IIP. IIP will regularly update the toolkit and releaserevisions of the toolkit. This guide is for the user who will not have to make changes tothe structure or methodology of the toolkit, and will only have to use the toolkit bypopulating it with data and information. IIP will provide training for users to use the A2A toolkit.

    2.5  Structure of Guideline

    Exhibit 3 illustrates the logical sequential flow of how the tools are used by a user.

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    Tool 1: The technical best practices and energy use performance assessment

    is completed though an on-site assessment, using the Technical Assessment

    Excel workbook. The on-site assessment generally takes one to two days,

    depending on the complexity of the plant. To optimize the time during the on-

    site assessment a pre-site visit information request and site visit agenda are

    send to the plant well in advance of the site visit. Examples of the information

    request and agenda are included in the toolkit.Tool 2: The technical measure library (included in the Measure Library Excel

    workbook) and the ammonia specific measure library (included in the Measure

    Library – Ammonia Specific Excel workbook) are used as supporting

    references for the technical best practices assessment conducted in Tool 1

    above. The best practices are cross referenced in the Technical Assessment

    workbook.

    Tool 3: The energy management best practices assessment (which uses theManagement Assessment Excel workbook) is generally completed first in a

    workshop setting with representatives from different levels in the organization

    and who is using the energy management system of the plant.

    Tool 4: Information is obtained regarding productivity improvement during the

    on-site assessment using the Productivity Improvement Excel workbook.

    Tool 5: Using the data, information and results from Tools 1, 2 and 3 the

    report card is generated and opportunities are identified, using the Report Card

    and OI (OI: Opportunity Identification) Excel workbook.

    Tool 6: The results from all the tools are used to manually develop both an

    energy efficiency and energy management plan and an action plan to ensure

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    2.6  Common Elements in Tools

    Each Excel workbook contains a similar structure and the first few pages in eachworkbook (see Exhibit 4) are:

    Revisions: This page tracks the revisions that are made in the workbook and

    is only to be managed by IIP.

    Index: This page contains an outline of the pages in the Excel workbook andprovides descriptive names for each of the page tabs.

    Instructions: A summary of the instruction to use the tool is provided on this

    page.

    Exhibit 4: Example of first few tabs in Excel tools

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    3  Energy Use Performance and Technical Best Practices Assessment

    Exhibit 5: Tool 1 in the sequence

    3.1  Description

    3.1.1 Objective

    The purpose of the energy use performance assessment is to determine the profile of

    Energy Use

    Performance andTechnical Best

    Practices

    Assessment

    Management

    Best Practices

    Assessment

    ProductivityImprovement

    Assessment

    Report Card and

    Opportunity

    Identification

    EE&M Plan

    Checklist and

    Action Plan

    Template4

    5

    6

    Technical

    Measure Library

    1

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    2

    3

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    questions pertaining to the overall energy use, production, characteristics of theequipment, and the presence of energy efficiency measures. The Excel workbookincludes the following sections:

    Section A gathers general information regarding the facility production and

    procurement of energy.

    Section B is specifically related to generic equipment, such as cooling,

    heating and motive power.Section C outlines types of heating, ventilation and air conditioning systems

    specifically associated with occupancy comfort.

    Section D is an overview of system practices, other major energy consuming

    equipment, and the implementation of emerging technologies.

    Section E collects data on ammonia production practices only.

    3.1.3 Layout of the Tool

    The following exhibit illustrates the layout of the Technical Best Practice Assessmenttool as shown in the index tab.

    Exhibit 6: Technical best practice assessment index table

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    The questionnaire is categorized according to the categories described above. Foreach Section B to E, the equipment number, type, operating hours and fuel-type used(where applicable) is requested. The energy efficiency features of the equipment arealso requested at the end of each section. Enter only operating equipment and do notinclude back-up equipment. The Excel workbook contains the following sheets:

    Revisions

    See section 2.6

    Index

    See section 2.6

    Instructions

    See section 2.6

    TA 1

    Plant information

    Enter general information about the plant and its operation.

    TA 2

    Energy and Production Data

    In Section A.1, statistics on the company purchases of energy is collected. It isimportant to ONLY list energy used as fuel, and EXCLUDE energy used as feedstock

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    equipment that provides cooling and heating for occupancy comfort should NOT belisted in this section but in sections C.1 and C.2.

    For each equipment type, it is possible to give up to four capacities. Each capacityrepresents a size range; however it is the average value of that size range which mustbe entered. See section 3.2 for more detail on average capacities.

    The features questions should be left blank if the plant has no equipment in the givencategory.

    TA 4

    Compression Heating Equipment

     All equipment related to compression is characterized in this section. This includescompressors for pneumatic equipment and compression systems for process gas orair systems.

    For each equipment type, it is possible to give up to four capacities. Each capacityrepresents a size range; however it is the average value of that size range which mustbe entered. See section 3.2 for more detail on average capacities.

    The features questions should be left blank if the plant has no equipment in the givencategory.

    TA 5

    Motor Related

    The parameters of motive power equipment are summarized in this section including

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    Exhibit 7: Tools in the toolkit and results to be achieved

    Type StandardEnergyEfficient

    Fluorescent T17, T12 T5, T8

    CFL's  All

    Metal Halide Mercury Vapour All other

    High PressureSodium  All

    Incandescent  All

    TA 8

    Comfort-HVAC and Air System

    Equipment providing heating and cooling for occupancy comfort, is entered in thissection with details on characteristics.

    The ventilation data entered in the third table refers only to the motor power. If thereis heating of make-up air, the heating capacity should be entered in the second table(non-packaged HVAC equipment).

    TA 9

    Other & System Practice

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    TA 12

    Conversion

    In this tab, conversions used in the calculations are provided for reference purposesonly.

    3.1.4 Flow of Information Between ToolsThe responses from this questionnaire are used to:

    Calculate the energy balance and portion of energy used by each end use and

    energy source.

    Calculate the technical best practice scores in the Report Card and

    Opportunity Identification tool (see section 7), where a score for each TBP

    category is determined.

    Evaluate the opportunities available to a facility to implement improved TBP

    practices (see section 7).

    Develop an Energy Efficiency and Management Plan using the checklist and

    template tools (see section 8.2).

    3.1.5 Using the Tool

    The equipment related tabs (TA 3 to TA 10) are divided into two groups of questions,followed by a table where additional opportunities can be entered.

    Sect ion A : Fi rst Quest ion gro up: Purchased Energy  

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    Sect ion A: Link to water tables for steam enthalpy calculat ion  

    The energy content or enthalpy of steam can be calculated by linking the technicalassessment to the water97_V13 add-in. This is done as follows:

    Copy the water97_V13.xla file to the appropriate directory

     Add the water97_V13 file (provided) to Excel Add-in‘s 

    Select ―Edit links‖ in Excel and change the source link for the water97_V13 file

    if necessary

    Select ―Open source‖ from the ―Edit links‖ pop-up menu above.

    Select ―Enable macros‖ in the technical assessment 

    Sect ion A: Second Quest ion grou p: Sold and sel f -generated Energy  

    The second part of this section is the documentation of sold fuel from the facility,

    including self-generated electricity and steam generated on-site.Exhibit 9: Example of Technical Assessment Sold and self-generated fuel questions

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    Exhibit 10: Example of Technical Assessment Sold and self-generated fuel questions

    Sect ion A : Four th Quest ion grou p: Purchased Energy for Feedstock  

    This section is a summary of the fuel used as feedstock in the plant. The total quantityof feedstock and fuel for three main types of fuel are provided at the end of the tablefor verification.

    Exhibit 11: Example of Technical Assessment feedstock questions

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    Exhibit 12: Example of Technical Assessment equipment features questions (first question group)

    This section of the questionnaire is completed by:

    Filling in the blank white cells where a response is required.

    Selecting from the drop down menu where available as shown below:

    Exhibit 13: Example of Technical Assessment drop down menu

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    If there is no equipment meeting criteria requested for the featured equipment

    in the plant, enter ―0‖ in these cells (e.g. If there are 15 fluorescent lamps, and

    none are high efficient, enter ―15‖ for ―number of (fluorescent) lamps, and enter

    ―0‖ for ―number of efficient lamps‖).

    The number of high efficiency equipment must not exceed the number of

    equipment for each capacity range. For example: in Exhibit 12, there are ten

    2kW pumps. The sum of ―high efficiency motors‖ and ―premium efficiencymotors‖ must be ten or less in this capacity r ange.

    If there is an option for ―high efficiency‖ as well as ―premium efficiency‖ as is

    the case in Exhibit 12 for pumps, you can consider a piece of equipment as

    high or premium efficiency, but not both.

    Recording equipment as ―high‖ or ―premium‖ efficiency is left to the discretion

    of the user. In some cases, guidelines are given in the manual for the given

    measure. In general, it is unlikely that old equipment (greater than 10 to 15

    years, depending on the type of equipment) can be considered ―high

    efficiency‖ 

    NTF (Not Technically Feasible) should be entered if the measure is not

    applicable for the given piece of equipment.

    For large counts of equipment, where it is difficult to provide and exact number

    of equipment (eg number of motors or light fixtures), a best estimate can be

    provided. The following can be used to provide this estimate:

    Review of line drawings and determine capacity.

    Equipment count lists available from maintenance staff / operators.

    Name plate capacity of equipment with multiple motors can be grouped into

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    Exhibit 15: Example of Technical Assessment general questions (second question group)

    Drop-down  menu selections for equipment features have responses with thefollowing implications:

    ―No Implementation‖ implies that the measure is applicable but not

    implemented.

    ―Partially Adopted‖ implies that the measure has been considered and

    introduced but is not fully adopted.

    ―Fully Adopted‖ implies that the measure has been fully adopted in the plant,with controls and verification in place where applicable.

    ―Not Technically Feasible‖ implies that the measure is not an option due to

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    these can be omitted by indicating inapplicable sections in the boxes provided at thebeginning of each section.

    It is anticipated that completing the questionnaire during an on-site assessmentrequires one to two days, depending on the complexity of the plant, the availability ofthe data, and verification of the energy balance (see section 3.2).

    3.2  Accuracy, Detail and Making Assumptions

    This questionnaire requires that ALL applicable sections to be filled in using one of theresponses available in the menus with all fuels purchased accounted for by theequipment using it.

    3.2.1 Average equipment capacities and operating hours 

    There may be numerous pieces of equipment under each type, and it isrecommended to categorize this by size. Up to six ranges of equipment sizes can beentered, by providing weighted average equipment capacity values and averagehours of operation for each range.

    For example, if there are 25 motors ranging in size from 0.3 to 0.5 kW, operatingbetween 500 to 6000 hours per year, the average range of equipment capacity wouldbe:

     Average range [kw] = ∑ (motor power [kw]) x (motor hours of operation [h])∑ hours of operation [h]])

    The hours of operation entry would be the average hours for all the motors in that

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    Exhibit 17: Portion of the energy balance tables

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    The adjustment factor  is the ratio of net imported fuel to utilized fuel for each

    fuel, and should always be less than one because of the following

    assumptions:

    Equipment is assumed to be 100% efficient.

    The hours of operation are applied directly to operating time without

    adjustment for load factors applied to equipment.

    Equipment capacity is assumed to be the rated capacity.If the adjustment factor  is much greater than one, the following should be

    reviewed to address this:

    Review quantity of purchased energy (may be too high).

    Review the hours of operation of equipment using the fuel with the discrepant

    adjustment factor.

    Review the capacity rating of equipment using the fuel with the discrepant

    adjustment factor.

    Review the quantity of equipment using the fuel with the discrepant adjustment

    factor.

    Review the firing time and efficiency of equipment where this is reported, such

    as for boilers and ovens.

    Investigate whether all equipment using this fuel have been accounted for.

    When the adjustment factor is close to one, then all purchased energy is being

    accounted for by all reported equipment.

    If the adjustment factor  for steam as a fuel is much greater or less than one,

    review the following:

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    tabs of the questionnaire. Up to five such types of equipment can be detailed, in orderof energy use. It is expected that most equipment will be captured in tabs B.1 to C.2.

    The ammonia specific table is shown in the exhibit below.

    Exhibit 18: Ammonia sub-sector specific data table

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    4  Technical Measure Library

    Exhibit 19: Tool 2 in the sequence

    4.1  Description

    4.1.1 Objective

    The purpose of the Technical Measure Library is to catalogue energy efficient

    Energy Use

    Performance andTechnical Best

    Practices

    Assessment

    Management

    Best Practices

    Assessment

    Productivity

    Improvement

    Assessment

    Report Card and

    Opportunity

    Identification

    EE&M Plan

    Checklist and

    Action Plan

    Template4

    5

    6

    Technical

    Measure Library

    1

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    2

    3

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    4.1.3 Layout of Tool

    There are two types of tabs in the Excel spreadsheet of this toolkit module:

    Index

    This is a summary of all the energy efficient measures in the library. It lists thefollowing for each measure: Tab number, Measure Description, a breakdown of

    applicable plant level to which this measure is applied (Plant Region, Plant Area,System, End Use, Other grouping), the applicable Industry (typically all for thisgeneric library), percent savings for each fuel type (natural gas, electricity, refinedpetroleum products, other fuel), and finally, the measure life. For more information onnavigating through the Measure Library using the Index tab see section 4.1.5.

    Tabs 1 to 144

    Each tab in this library has the same format. It is a repository of the details of eachenergy efficiency measure.

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    Exhibit 20: Example of Measure Library tab

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    Low – little or no capital cost would be required. Often involves behavioural

    changes and only a rudimentary economic assessment may be needed.

    Relat ive imp lementat ion di f f icul ty : each measure is rated as high, medium

    or low to indicate the relative difficulty of implementation: 

    High – the implementation of the measure involves complex change to the

    plant. The measure may involve redesign, and a detailed engineering

    feasibility assessment would be required.Medium – may involve small equipment replacement or simple retrofits. A less

    extensive technical feasibility assessment is usually required.

    Low – relatively easy to implement the opportunities and most often involves

    maintenance related opportunities and/or behavioural changes. Technical

    feasibility studies are generally not required.

    Lev el (1 to 5): further describe each measure based on which part of the plant

    and which category of equipment the measure is relevant to. This allows the

    user to filter the measure list on the Index tab by a variety of criteria.

    Energy type: five energy types are listed: natural gas, electricity, refined

    petroleum products, and other. Measure savings are shown for each fuel type.

     As illustrated in Exhibit 20 (boiler economizer), some measures show savings

    for more than one energy type. This indicates that there are multiple energy

    source options for the given end-use; the savings will be calculated for the

    energy source selected in the Technical Assessment, not all of the energy

    sources listed in the library. For the measures which may save other types of

    energy than those listed, the fuel type is entered in the ―Other fuel‖ line. 

    Savings percentage: the amount of energy that would be saved for that

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    4.1.5 Using the Tool

    This toolkit module can be used to cross reference the energy efficiency measures inthe technical assessment or the opportunities listed in the report card. Each measurelisted in the technical best practice assessment has a number in column L, whichcorresponds to the measure number in the Measure Library. Note: do not changethe Measure Number or the tab numbers, as these are used to link to othertoolkit modules. 

    The Index tab can be used to easily navigate the library. The first column containsthe Tab Numbers (measure number) which can be clicked to view that particular tab.Filters are set up to show the measures by groups, or to sort measures as desired:click the down-arrow on any of the column headings to view the filter options. Forexample, as shown in Exhibit 20, to view only the measures related to pumps, clickthe filter arrow in the ―Level 4 – Enduse‖ column, un-check ―Select All‖ then check thebox beside ―Pumps‖ and click Ok.

    Exhibit 21: Measure Library Index Tab

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    Exhibit 23: Management Best Practice Assessment index table 

    There are seven tabs in the Excel spreadsheet of this toolkit module:

    Revisions

    See section 2.6

    Index

    See section 2.6

    Instructions

    See section 2.6

    MA 1

    Contact information

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    5.1.4 Flow of Information Between Tools

    The responses from this questionnaire are used to:

    Calculate the management best practice scores in the Report Card and

    Opportunity Identification tool (see section 7), where a score for each MBP

    category is determined.

    Evaluate the opportunities available to a facility to implement improved MBPpractices (see section 7).

    Develop an Energy Efficiency and Management Plan and Action Plan using

    the checklist and template tool (see section 8.2).

    5.1.5 Using the Tool

    This section of the questionnaire is completed by:

    Filling in the blank white cells where a response is required.

    Selecting from the drop down menu where available as shown in Exhibit 24. 

    Exhibit 24: Example of Management Assessment drop down menu

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    Al l sect ions  are required to be filled out for this questionnaire. It is anticipated thatcompleting the questionnaire takes 45-60 minutes.

    5.2  Accuracy, Detail and Making Assumptions

    This questionnaire requires that ALL sections to be filled in using one of theresponses available in the menus.

    No assumptions need to be made for this toolkit element.

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    6  Productivity Improvement Assessment

    Exhibit 26: Tool 4 in the sequence

    6.1  Description

    6.1.1 Objective

    The purpose of the Productivity Improvement Assessment questionnaire is toevaluate the implementation and awareness of continuous improvement practices in

    i ti Thi t th t t f t ki t t i d ti it ith th

    Energy Use

    Performance and

    Technical BestPractices

    Assessment

    Management

    Best Practices

    Assessment

    Productivity

    Improvement

    Assessment

    Report Card and

    Opportunity

    Identification

    EE&M Plan

    Checklist and

    Action Plan

    Template4

    5

    6

    Technical

    Measure Library

    1

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    2

    3

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    There are four tabs in the Excel spreadsheet of this toolkit module:

    Revisions

    See section 2.6

    Index

    See section 2.6

    PI 1

    Plant information

    Enter general information about the plant.

    PI 2

    Productivity improvement

    Enter more detailed information about the company and plant. This section includescompany presence within the country or worldwide, production quantities, andquestions related to productivity and profitability.

    6.1.4 Flow of information Between Tools

    The responses from this questionnaire are used to:

    Define an Energy Efficiency and Management Plan and Action Plan using the

    h kli t d t l t t l ( ti 8 2)

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    7  Report Card and Opportunity Identification

    Exhibit 29: Tool 5 in the sequence

    7.1  Description

    7.1.1 Objective

    The Report Card and Opportunity Identification tool imports data from the assessmenttools, performs calculations to analyse and summarize the data, and presents theresults by means of graphs, charts and tables. The result is a report card which

    Energy Use

    Performance and

    Technical Best

    Practices

    Assessment

    Management

    Best PracticesAssessment

    Productivity

    Improvement

    Assessment

    Report Card andOpportunity

    Identification

    EE&M Plan

    Checklist and

    Action Plan

    Template4

    5

    6

    Technical

    Measure Library

    1

    Management

    Best PracticesAssessment

    Technical

    Measure Library

    Management

    Best PracticesAssessment

    Technical

    Measure Library

    2

    3

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    Exhibit 30: Report and Opportunity Identification index table 

    There are five tabs in the Report Card and Opportunity Identification tool:

    Revisions

    See section 2.6

    Index

    See section 2.6

    RC 1

    Report card

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    RC 3

    Energy Management (EM) Opportunities

    The opportunities are listed in order, grouped by categories. Categories are shown incolumns, starting (on the left) with the highest priority. The priority is determinedbased on the best practice score for each category (the category with the lowestscore is given the highest priority).

    RC 4

    Technical Energy Management Calculation Summary

    This tab is a summary of the calculations from the subsequent tabs, as well as animported summary of energy use from the Technical Assessment tool (EnergyBalance tab).

    RC 5

    Reference Data

     A summary is provided of greenhouse gas emissions factors for the various energytypes and the reference source of the factor.

    RC 6

    Best Practice Calcs (Management)

    This is where calculations are performed to determine the Management BestP ti Th d t i d i th f ll i

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    Maximum score = 1 if the measure is technically feasible or 0 if the measure is

    not

     Achieved score = 0 if the question is answered ―no implementation‖, 0.5 if the

    question is answered ―partial adopted‖ or 1 if the question is answered ―fully

    adopted‖ 

     A combined score is calculated by dividing the sum of the achieved scores by the sum

    of the maximum scores.

    7.1.4 Flow of information Between Tools

    This toolkit imports data and finally summarizes the data in a concise and coherentplant report card.

    The answers from the Technical Assessment and Management Assessments

    tools are imported into ―RC 6‖ and ―RC 7‖ tabs where the scores arecalculated.

    The energy use for each end-use is imported from the Technical Assessment.

    The tool calculates best practices scores and uses them together with energy

    use by end use to determine energy savings potential for each end-use, and to

    prioritize the opportunities.

    The report card (―RC 1‖) displays these results in the form of charts and tables. 

    7.1.5 Using the Tool

    The Report Card module functions automatically, however a series of steps must be

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    Exhibit 31: Report Card “Edit Links” screen 

    I. Data Edit LinksII. Select ―A2A MA‖ from the list of sources 

    III. Click the ―Change Source …‖ button 

    IV. Select the Management Assessment file and press OkV. Click the ―Open Source‖, then go back to the Report Card Screen VI. Select ―A2A TA‖ from the list of sources VII. Click the ―Change Source …‖ button VIII Select the Technical Assessment file and press Ok

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    Exhibit 32: Report card macro button on Tab RC 2

     After running the macro, the report card is created. However, there are someadditional steps and/or checks to ensure the report is complete and presentable.These steps are outlined in detail below. In addition, a more concise checklist isprovided in Appendix A.

    Tab ―RC 2‖ 

    The technical opportunities are grouped by end-use. The end-uses are listedin order from highest potential opportunity to the lowest. The following exhibitshows the first end-use group after running the macro. There are two things todo/check on this tab after running the macro:

    I. The column with maximum savings is left blank, and mu st be f i l led inmanual ly   for each opportunity (in the example below, the first threesavings have been entered, and three more remain to be entered). Notethat the savings is given in the description. Sometimes this savings isgiven as a range; in that case, enter the maximum savings in the range.

    NOTE: for the ammonia savings, the entry must be in energy units perton of ammonia production (eg. 0.4 GJ/t_NH3). Where savings areprovided in percent of energy use convert this to energy units per ton of

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    Tab ―RC 3‖ 

    The management opportunities are shown in tables in tab ―RC 3‖ as shown inthe following exhibit. The opportunities are grouped into categories andordered by those categories starting with the highest potential opportunity forimprovement in the left column, and decreasing to the right. There is noadditional data to enter on this tab, but it should be checked to ensure that notext is cut off by the grid (increase row height if necessary).

    Exhibit 34: Report card opportunities table to be completed manually

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    Exhibit 35: Report Card plant information to be checked

    Below the pie charts, product should be shown, followed by energyuse per (main) unit of production. If div#/0! is shown, the productquantity was not entered in table A.3 of the Technical BestPractices Assessment tool.

    Exhibit 36: Report Card product information and energy use per unit of production

    Check the energy intensity number and ensure that the units are

    suitable (GJ/t_NH3), and that only one decimal or no decimals areshown.

    ii. Check the leader lines on the pie charts; they may need adjusting ifth l ll i h t ti l t h th

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    converted to PDF format; these PDFs can then be included in summary reports forthe participating company. To make the PDFs using MS Excel 2007, ensure thatthe add-in for this version of Excel is installed and follow the steps below. Forolder versions of Excel, ensure you have the appropriate printer drivers installed tosave the file as a PDF.

    I. Select tab ―RC 1‖. 

    II. From the ―Save as‖ menu, select ―PDF or XPS‖ 

    Exhibit 38: Converting to PDF (step 2)

    III. Under ―Save as type‖, select ―PDF‖ 

    Exhibit 39: Converting to PDF (steps 3 and 4)

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    8  Energy Efficiency and Management (EE&M) Plan and Action Plan

    Exhibit 40: Tool 6 in the sequence

    8.1  Description

    8.1.1 Objective

    The purpose of the Energy Efficiency and Management plan checklist and Action Plant l t i t i t i ti i d l i E M t Pl d

    Energy Use

    Performance and

    Technical BestPractices

    Assessment

    Management

    Best Practices

    Assessment

    Productivity

    Improvement

    Assessment

    Report Card and

    Opportunity

    Identification

    EE&M Plan

    Checklist and

    Action Plan

    Template4

    5

    6

    Technical

    Measure Library

    1

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    Management

    Best Practices

    Assessment

    Technical

    Measure Library

    2

    3

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    Exhibit 41: Energy Efficiency and Management Plan (EE&M) and Action Plan index table 

    There are three tabs in the Excel spreadsheet of this toolkit module:

    AP 1

    Plant Information

    Enter general information about the plant and its operation.

    AP 2

    Outline of EE&M Plan

     An outline of the elements of the Energy Efficiency and Management Plan.

    AP 3

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    48

    Exhibit 43: Example EE&M Action Plan template.

    EE&M

    Element

    Responsibility

    Assigned to

    Scheduled

    Date

    Status or

    Date

    Completed

    Actions/

    Comments

    Do Do Check Act

    5

    9

    Relative

    Implementation

    Difficulty1

    Relative

    Implementation Cost2

    Maximum

    Potential Energy

    Savings3,4

    [TCE]

    Maximum

    Potential

    Energy Cost

    Savings4

    Responsibility

    Assigned to:

    Scheduled

    Date

    Status or

    Date Completed

    Actions/

    Comments

    Ammonia

    Production

    High emissivity coating of

    radiant section refractory: 2 -

    5% reformer heating energysavings Low Medium 451 465,988

    Modify steam turbine drivers

    to improve efficiency: 0 - 9.5

    GH/t_NH3 energy savings Medium Medium 10,654 11,012,533

    Energy Efficiency and Management (EE&M) Action Plan Template

    The following Energy Efficiency and Management (EE&M) Action Plan template is to assist your enterprise in developing actions to implement the EE&M Plan. The EE&M

    Action Plan includes a timeframe, responsibilities, and budget for each action. Actions are developed from the actions identified in the EE&M Plan checklist.

    Implementation of Identified Opportunities

    (Including Technical Best Practices and

    Productivity Improvement)

    Time Frame

    Action Item (from EE&M Plan Checklist)

    Plan

    Project Management

    Parameters to be considered in identifying Energy management project opportunities can include fuel substitution

    and use of renewable energy.

    Library

    Reference #Library Description

    AM-54

    High emissivity coating of the refractory surfaces in the radiant section of the primary reformer reduces the radiant heat

    reabsorbed by the combustion flame and flue gases. This increases the radiant section efficiency and reduces the reformer

    bridgewall temperature. Less fuel is thus required to achieve a given reformer process outlet temperature. Fuel savings of 2-

    5% have been demonstrated.

    AM-34

    Steam turbine drivers can be modified with updated designs for rotors and stationary parts to increase horsepower rating

    while reducing the water rate and saving energy.

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    8.2  Accuracy, Detail and Making Assumptions

    This questionnaire requires that ALL sections to be filled in using one of theresponses available in the menus.

    No assumptions need to be made for this toolkit element.

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    9  Glossary

    5S

     A program of 'industrial housekeeping', the 5S's are 5 Japanese words which help toguide organizations to increased levels of cleanliness, organization, & efficiency. 

    Category (plant informat ion)

    Grouping category provided when the enterprise was registered to obtain theirbusiness license from the government

    Code of region

    Regional code provided by the National Bureau of Statistics

    End use

    The final application or final use to which energy is applied, such as motors, boilers,and air compressors.

    Energy intensi ty

    The energy use per unit of product produced is referred to as the energy intensity. Inthis assessment energy intensity is determined by evaluating energy use against the

    main product only.

    Energy management system

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    High Ef f ic iency Equipm ent

    Equipment that by design and function consumes less energy than conventionalequipment for the same function. This equipment can be specified by its design forefficient use of energy and in some cases, identified by a national efficiency rating orlabel.

    JIT

    Just in Time: a strategy that exposes waste, makes continuous improvement a reality,and relies on total employee involvement. It concentrates on delivering what thecustomer wants, when they want it, tin the quantity they want. The key elements ofJIT are flow, pull, standard work (with standard in-process inventories), and takt time(takt time is a calculated value: available production time / customer demand). 

    Kaizan Bl i tz

    Kaizan in lean terminology means 'continuous, incremental improvement' implyingeveryone applying small (low impact & low cost) improvements each and every day. Applied in this manner, kaizen can have the same effect as large, costly, infrequentchanges. A Kaizan Blitz refers to ―improvement workshops‖. 

    Kanban

    Designates a pull production means of communicating need or service. Originally

    developed as a means to communicate between operations in different locations, itwas intended to communicate a change in demand or supply. In application, it isgenerally used to trigger the movement of material to or through a process.

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    Retrof i t measure/technology

     An energy efficiency measure/technology that can be used to upgrade an existingpiece of equipment, as opposed to replacing it. Retrofit measures are applied on a fullcost basis and may be implemented immediately.

    Six sigma

    Refers to six standard deviations from mean. Six sigma methodology provides thetechniques and tools to improve the capability and reduce the defects in any process.

    Standardized wo rk inst ruct ions

    Specific instructions that allow processes to be completed in a consistent, timely, andrepeatable manner. By implementing SWI‘s employees will increase production,improve quality, and enjoy a safer, predictable working environment. 

    Technical best p ract ice

     A set of energy efficiency measures that represent the most advanced technologyavailable.

    TPM

    Total Productive Maintenance: preventative maintenance carried out by all

    employees. It is equipment maintenance performed on a company wide basis. 

    Value st ream mapping

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    10  Abbreviations

    A2A: Assessments to action

    A2A MA: Energy management assessment tool of the A2A Toolkit

    A2A PIA: Productivity improvement assessment tool of the A2A Toolkit

    A2A RCOI: Report card and opportunity identification tool of the A2A Toolkit

    A2A TA: Technical assessment tool of the A2A Toolkit

    EE&M: Energy efficiency and management

    EM: Energy management

    h: hours

    HVAC: Heating, ventilation and air conditioning

    kW: kilowatts

    IIP: Institute for Industrial Productivity

    ISO 50001: Energy Management of the International Organization for Standardization

    LHV: Lower heating value

    MBP: Management best practices

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    11  Appendices

    Appendix A Report Card checklist and Completed Report Card

    Linking and running macro 

    Review the Technical and Management Assessments to ensure that the data

    contained is valid for analysis.For the Technical Assessment, verify that for all applicable sections B to E, theequipment feature questions at the end of each section are ALL be answeredincluding all features questions in Section D (TA 9); input either the level ofimplementation or NTF (not technically feasible).

    Verify that the Technical and Management Assessments are saved with thecorrect name (following an established naming convention). If not, change thefile name.

    Close the Technical and Management Assessments, and open the ReportCard template file (A2A RCOI).

    If the Excel default is to disable macros, a security warning will appear,followed by an ―options‖ button. Click the button and enable the macros. 

    Save the file with the appropriate name (following an established namingconvention).

    Link the Report Card to the appropriate Technical and Management Assessments, and open the files. The following exhibit shows the ―Edit Links‖screen where the subsequent steps are performed.

    i. Data   Edit Linksii. Select ―A2A MA‖ from the list of sources iii. Click the ―Change Source …‖ button iv Select the Management Assessment file and press Ok

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    Checklist after running macro

    Tab ―RC 2‖  All savings are filled in (manually)

    Text is not cut off by grid

    Tab ―RC 3‖ Text is not cut off by grid

    Tab ―RC 1‖ No missing information (blank cells where there should be information

    provided)

    Energy use per unit of production: not div#/0!, has suitable units, set to one

    decimal or no decimal places

    Pie chart labels are legible and appropriately situated (i.e. not overlapping with

    other labels)

    Pie chart leader lines are appropriately situated (i.e. do not cover labels, are asuitable length, etc)

    Graph axes and axis titles are not cut off

    Creating a PDF (using Excel 2007 or higher)

    1. Select tab ―RC 1‖. 2. From the ―Save as‖ menu, select ―PDF or XPS‖ 3. Under ―Save as type‖, select ―PDF‖ 

    4. Click the options button. Under ―Publish what‖, choose ―Active sheets‖ andpress ―ok‖ 

    5. Click the ―Publish‖ button to create the PDF. 6 Repeat these steps for tabs ―RC 2‖ and ―RC 3‖ Alternatively select ―RC 1‖

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    A2A Toolkit

    Energy and Technical Best Practice Assessment

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    Energy and Technical Best Practice Assessment

    Location Industry

    Organization Name Category

    Registration Date Registrated Capital

    Name of Legal Person Contact Phone Number

    Address

    Code of Region Post Code

    Phone number Fax Number

    Energy conservation Manager (primary)Energy conservation Manager

    (secondary)

    Phone number Phone number

    E-mail address E-mail address

    Name of Auditor Direct Telephone Number

    Auditor's Organization /

    Company NameFax Number

    Title of Auditor E-mail address

    Date of AuditEvaluation year (for purchased &

    utilized energy)2009

    The survey questionnaire is the ownership of IIP and ICF Marbek. Any use of the survey by another party requires to be granted permission by IIP or ICF Marbek prior to

    use.

    Confidential Plant Information

    Auditor Information

    Industrial Energy Use and Technical Best Practice Assessment 

    STEP 1 - Please complete the contact information requested on this page.STEP 2 - Review instruction sheet and complete the questions on the next pages.

    TO DO:

    IIP / ICF Marbek  TA 1 Page 1 of 28

    A2A Toolkit

    Energy and Technical Best Practice Assessment

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    A.1. PURCHASED ENERGY (exclude energy purchased for use as raw material feedstock in ammonia production)What sources of purchased energy do you presently use at your facility? 

    Please indicate all types of purchased energy sources, quantities used and purchase totals (including taxes).

    2009 2008 2009 2008 $ per

    Electricity - kWh

    Natural Gas 0.03897 m3

    Gasoline 0.04311 ton (metric)

    Diesel Oil (transport) 0.04269 ton (metric)

    LPG 0.05023 ton (metric)

    Fuel Oil type (select) - ton (metric)

    Fuel Oil type (select) - ton (metric)

    Gas type (select) - m3

    Gas type (select) - m3

    Gas type (select) - m3

    Biomass type (select) - ton (metric)

    Biomass type (select) - ton (metric)

    Other Fuel (select) - ton (metric)

    Other Fuel (select) - ton (metric)

    Steam quantity 0.00090 ton (metric)

    Steam Temp [k] 483 K

    Steam Pressure[bar] 22 bar

    *LHV's can be overwritten for coal or other fuels which may vary in energy content 

    This section includes energy used at your facility:- the purchased, self generated and sold energy products.

    Fuel Type Units

    LHV*

    GJ per

    [kg or m3]

    Quantity Cost ($)Cost/unit (current year)

    IIP / ICF Marbek  TA 2 Page 2 of 28

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    A2A Toolkit

    Energy and Technical Best Practice Assessment

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    A.3. PRODUCTION and PLANT DATA

    2009 2008 2009 2008 2009 2008

    Actual

    Equivalent

    Actual

    Equivalent

    A.4 FEEDSTOCK FUEL

    2009 2008 2009 2008

    Natural Gas 0.03897 m3 0 0

    *LHV's can be overwritten for coal or other fuels which may vary in energy content

    What type and quantity of feedstock do you presently use at your facility? 

    Fuel Type

    LHV*

    GJ per

    [kg or m3]

    Quantity

    Units

    Total fuel and feedstock

    What are the main products produced at your facility, and what is the annual volume? Please list the most important products first and the reported annual energy consumption

    in GJ.

    Quantity

    Annual Energy Consumption (all fuel

    and feedstock)

     [GJ]

    Energy Consumption (all fuel and

    feedstock) [GJ per unit of product]

    Industrial Output ($)

    Sales Revenue ($)

    2009 2008

    Share of energy consumption cost (%)

    Specific industrial output energy

    consumption (GJ/$)

    % Change

    Units

    [please provide]

    Energy Consumption cost ($)

    Comprehensive energy consumption

    (GJ)

    Product Description

    IIP / ICF Marbek  TA 2 Page 4 of 28

    A2A Toolkit

    Energy and Technical Best Practice Assessment

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    B.1 COOLING and HEATING SYSTEMS

    I do not have this equipment--------> Go to Section B-2

    Total: 0.0E+00

    -

    -

    -

    -

    Total: 0.0E+00

    -

    -

    -

    -

    Total: 0.0E+00

    -

    -

    -

    -

    * NTF = Not technically Feasible

    Annual Energy

    Use

    [GJ]

    Average Age of

    Equipment

    [years]

    Total number

    of equipment

    in each

    Capacity

    Range

    COOLING / REFRIGERATION COMPRESSORS

    BOILERS

    What are the energy sources and features of your equipment? Exclude HVAC related equipment Please indicate the features that are not technically feasible.

    Energy Source

    [nat.gas / elec. /

    etc]

    This section includes Cooling and Heating equipment (excluding HVAC) at your facility.

    This includes refrigeration compressors, ovens/dryers/kilns/furnaces and boilers.

    Equipment

    Nameplate Capacity

    enter average value

    of up to four ranges

    Units

    [ kW / MW]

    OVENS / DRYERS / KILNS / FURNACES

    Annual

    Operating

    Time

    [hrs]

    Number of high

    efficiency

    equipment

    [enter number

    or NTF*]

    IIP / ICF Marbek TA 3 Page 5 of 28

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    Appendix E A2A Checklist and Action Plan Template

    A2A Toolkit

    Energy and Technical Best Practice Assessment

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     Are the following features included in your respective systems? 

    B.1.12

    B.1.13

    B.1.14

    B.1.15

    B.1.16

    B.1.17

    B.1.18

    B.1.19

    B.1.20

    B.1.21

    B.1.22

    B.1.23

    B.1.24

    B.1.25

    B.1.26

    B.1.27

    B.1.28

    B.1.29

    OVENS / DRYERS / KILNS / FURNACES

    BOILERS

    Features

    Air curtains or other methods are used at the inlet/outlet of the oven/dryer to minimise

    loss of hot air.

    Equipment is included in regularly scheduled preventative maintenance program and

    includes combustion efficiency testing.

    Advanced/Automated boiler controls (e.g. linkage less control)

    Boiler water treatment to remove impurities

    Deaerator vent losses are minimized through regular inspection or automation

    Condensate is returned to the boiler where it is technically feasible

    Steam trap surveys completed within past 2 years and faulty traps were repaired

    Boilers are included in regularly scheduled preventative maintenance program

    At least 90% of insulation is in good condition

    Systems have advanced heating/process controls

    Adjust air-fuel ratio to optimize combustion efficiency

    Automated blowdown control

    Makeup water is preheated with heat recovered from other heat sources

    Boiler load assessment was conducted when boiler was installed to ensure it is optimumsize.

    For multiple boilers load management study was conducted to define optimum load

    management strategy.

    At least 90% of insulation is in good condition

    Infrared or radiant heating is used instead of convection heating

    Heat from the flue gas is recovered and used

    Rating

    Rating

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    OVENS / DRYERS / KILNS / FURNACES

    Additional Opportunities Identified (Describe)

    BOILERS

    COOLING / REFRIGERATION COMPRESSORS

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    B.2 COMPRESSION SYSTEMS

    I do not have this equipment--------> Go to Section B-3

    Total: 0.0E+00

    -

    -

    -

    -

    Total: 0.0E+00

    -

    -

    -

    -

    * NTF = Not technically Feasible

    This section includes Compression Systems at your facility.

    This includes air compressors used for pneumatic equipment and air/gas compressors used for process.

    What are the energy sources and features of your equipment?

    Please indicate the features that are not technically feasible.

    Equipment

    Nameplate Capacity

    [enter average value of

    up to four ranges]

    Units

    [ kW / MW]

    Total number

    of equipment

    in each

    Capacity

    Range

    Energy Source

    [nat.gas / elec. /

    etc]

    Number of high

    efficiency

    equipment

    [enter number or

    NTF*]

    Average Age of

    Equipment

    [years]

    Annual

    Operating

    Time

    [hrs]

    Annual Energy

    Use

    [GJ]

    AIR COMPRESSORS FOR PNEUMATIC EQUIPMENT

    AIR OR GAS COMPRESSORS FOR PROCESS

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    AIR OR GAS COMPRESSORS FOR PROCESS

    Additional Opportunities Identified (Describe)

    AIR COMPRESSORS FOR PNEUMATIC EQUIPMENT

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    B.3 MOTORS, PUMPS, FANS and CONVEYORS

    Please indicate the inventory of Motors, Conveyors, Pumps and Fans and their features? 

    If you do not have a list of this inventory, please provide your best estimate. Exclude equipment related to HVAC.

    Average Rated

    Capacity Range

    [kW]

    (enter average

    value of up to six

    ranges)

    Total number of

    equipment ineach Capacity

    Range

    Number with VFDs

    / ASDs[enter number or

    NTF]

    Number of Class

    2 Motors[enter number

    or NTF*]

    Average Ageof Equipment

    [years]

    Number of

    Motors with

    Synchronous

    Belts

    [enter number or

    NTF*]

    Number of Class

    1 Motors[enter number

    or NTF*]

    Annual

    OperatingTime

    [hrs]

    AnnualEnergy Use

    [GJ]

    Total: 0.0E+00

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    0.0

    * NTF = Not technically Feasible

    This section includes motors and motor-related equipment (fans, pumps, conveyors) at your facility.

    PUMPS

    FANS

    OTHER MOTORS (including those for conveyors)

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    B.4 ONSITE TRANSPORT EQUIPMENT

    I do not have this equipment--------> Go to Section C-1

    Please list the onsite transport equipment used at your facility. Please indicate the features that are not technically feasible.

    Annual Energy

    Use [GJ]

    Rated CapacityUnits

    [kW / MW]Total: 0.0E+00

    -

    -

    -

    -

    -* NTF = Not technically Feasible

     Are the following features included in your onsite transport equipment systems? 

    B.4.1

    B.4.2

    B.4.3

    B.4.4

    Transport Equipment Opportunities Identified (Describe)

    Alternative fuelled vehicles or hybrid technology adopted to reduce energy

    consumption

    Minimal idling

    Preventative vehicle maintenance program

    Category or Type of

    vehicle

    [eg. excavator,

    truck, forklift]

    Energy Source

    [nat.gas / diesel /etc]

    Number of

    vehicles ofthis type

    Average Equipment Rating (incl.

    auxiliary equipment)

    High Efficiency Battery Chargers for forklift type vehicles

    Features

    This section includes onsite transport vehicles used at your facility.

    Number of high

    efficiency

    equipment[enter number or

    NTF*]

    Annual

    Operating

    Time

    [hrs]

    Rating

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    C.1 LIGHTING

    This section includes lighting system features in the entire facility 

    What lighting is present at the facility? 

    Annual Energy Use

    [GJ]Total: 0.0E+00

    0

    0

    0

    0

    0

    0

    0

    0

    0

    0

    0

    0

    0

    0

    Does your lighting system include the following? 

    RatingLocation

    [interior / exterior /

    both

    Latest system design

    change

    MM YYC.1.1

    C.1.2

    C.1.3

    C.1.4

    C.1.5 Lighting (auditing) survey completed

    Average Rated Capacity

    [Watts]

    Number of Lamps

    that are EnergyEfficient

    Fluorescent and

    CFL's

    Metal Halide

    High Pressure

    Sodium

    Incandescent and

    Other

    Occupancy sensors

    On/off timer settings

    Annual Operating

    Time[hrs]

    Features

    High-efficiency ballasts for lighting

    Control of lighting system according to zones

    or production areas

    Total Number of

    LampsType of Lighting

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    Other:

    Equipment / Technology:

    Control:

    Lighting System Energy Efficiency Opportunities Identified (Describe)

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    C 2 HEATING VENTILATION and AIR CONDITIONING (HVAC)

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    C.2 HEATING, VENTILATION and AIR CONDITIONING (HVAC)

    Please list any HVAC equipment (equipment with the highest energy-use).

    I do not have this equipment

    Rated

    Capacity

    Units

    [ kW /

    MW]

    Rated

    Capacity

    Units

    [cooling ton

    / kW / HP]

    - * NTF = Not technically Feasible Total: 0.0E+00

    Does your plant contain any /all equipment below for ventilation? 

    I do not have this equipment

    Rated

    Capacity

    Units

    [ kW /

    MW]

    -

    -Total: 0.0E+00

    Average

    Equipment

    Age

    [years]

    Average

    Equipment

    Age

    [years]

    Air exhaust system(s)

    Total Motor Power

    Energy Source

    [nat.gas / elec / etc]Process equipment description

    Annual

    Operating

    Time

    [hrs]

    Air make-up system(s)

    Annual

    Energy Use

    [GJ]

    Avg Unit Cooling

    Capacity

    Number of

    high efficiencyequipment

    [enter number

    or NTF*]

    Annual

    Energy Use

    [GJ]

    Annual

    Operating

    Time

    [hrs]

    This section includes all HVAC equipment in the facility, including that used in offices and the plant.

    Energy Source

    [nat.gas / elec /

    etc]

    Avg Unit Heating

    CapacityNumber of

    equipment

    in of this

    type

    Categories / Typesof Equipment

    [eg. radiant heaters/

    convection heaters /

    chillers / window air

    conditioning]

    IIP / ICF Marbek  TA 8 Page 18 of 28

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    Does your HVAC system include the following? 

    C.2.1

    C.2.2

    C.2.3

    C.2.4

    C.2.5

    C.2.6

    C.2.7

    C.2.8

    C.2.9

    C.2.10

    C.2.11

    C.2.12

    C.2.13

    C.2.14

    C.2.15

    C.2.16

    Radiant heaters are used in areas close to loading dock doors and where

    convection heating is not required

    Loading docks are well insulated, sealed and managed to minimise loss of

    heated/cooled air

    Within last 3 years an assessment was conducted to determine ventilation

    requirements and ventilation system was optimised.

    Recover heat from process or exhaust gas to heat make-up air

    Premium efficiency motors on fans

    System uses free cooling

    System uses variable speed fans

    Destratification fans are used to reduce air stratification in large areas.

    System uses demand-controlled ventilation

    The HVAC system is included in scheduled preventative maintenance

    program.

    An assessment was made to install solar walls to heat ventilation air

    Features Rating

    Heat pumps for cooling/heating

    Different heating and cooling set points for seasonal and daily fluctuations

    Set back temperatures when facility is not occupied, e.g. during weekends

    Recover heat from exhaust flow

    Automated plant HVAC control system

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    HVAC

    Other Heating Equipment

    Air Make-up and Exhaust

    Other

    HVAC Opportunities Identified (Describe)

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    D.2 GENERAL FACILITY PRACTICESPlease indicate if your facility practices include any of the following? 

    D.2.1

    D.2.2

    D.2.3

    D.2.4

    D.2.5

    D.2.6 Heat exchanger maintenance and repair is

    D.2.7 Heat exchanger optimization completed periodically

    D.2.8D.2.9

    D.3 EMERGING TECHNOLOGY Are there any other emerging technologies you are considering or you have implemented in your facility? 

    Features

    What is the power factor for your facility? (enter value

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    E.2 AMMONIA PROCESS PRACTICES - GeneralPlease indicate if your facility practices include any of the following? 

    E.2.1

    E.2.2

    E.2.3

    E.2.4

    E.2.5

    E.2.6

    E.2.7

    E.2.8

    E.2.9

    E.2.10

    E.2.11

    E.2.12

    E.2.13E.2.14

    E.2.15

    E.2.16

    E.2.17

    E.2.18

    E.2.19

    E.2.20

    E.2.21

    E.2.22

    E.2.23E.2.24

    E.2.25

    E.2.26

    E.2.27

    E.2.28

    Optimized Refrigeration Levels

    Retrofit of Gas Turbine for improved Efficiency

    Supplemental reboiler to heat CO2 removal condensate

    2 Stage Stripping for CO2 Removal Solvent in the process

    CO2 Removal Condensate Reboiler installed

    Synthesis Gas Molecular Sieve Dryer and Direct Synthesis Converter Feed in process

    Optimized Control of Refrigeration Inerts

    Warm Ammonia Delivery to Consumers

    Compressor Seal Gas Leakoff Recovery

    Low-Pressure difference synthesis reactor

    Waste Heat Recovery from Lean Solvent

    Optimized Loop Recycle Flow

    Recovery and Recycle of Flashed gases

    Improved steam turbine design to improve efficiency

    Axial-radial flow converter to improve conversion efficiency and reduce pressure drop

    High Efficiency Packings and Internals for CO2 Removal Columns

    Pressure Swing Adsorption for product purification

    Improved catalysts in Shift Process

    Hydrogen separation and recovery from synthesis gases

    RatingFeatures

    Installation of Gas Turbine to drive process air compression, using hot exhaust gases

    Improved Ammonia synthesis catalysts

    Improved Design for Shift Converter Gas Distributor and Collector

    Flash of CO2 Solvent with Ejectors or Mechanical Recompression

    Isothermal CO converter with built in heat exchanger

    Enhanced CO2 removal solvents

    High Conversion Synthesis Reactor (indirect cooling) to remove reaction heat

    Waste heat recovery from compressor synthesis gas

    Advanced Process Control to optimize Ammonia synthesis process

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    E.3 AMMONIA PROCESS PRACTICES - Natural Gas

    This type of fuel is NOT used --> This is the last page of the survey

    Please indicate if your facility practices include any of the following? 

    E.3.1

    E.3.2E.3.3

    E.3.4

    E.3.5

    E.3.6

    E.3.7

    E.3.8

    E.3.9

    E.3.10

    E.3.11

    E.3.12

    E.3.13

    E.3.14

    E.3.15

    E.3.16

    E.3.17

    E.3.18

    E.3.19

    E.3.20

    Reformer tubes are made of micro alloys with minimum permitted wall thickness

    Improved catalysts in reforming process

    Saturation of feed gas with recycle process condensate to allow export of steam

    Radian section of primary reformer refractory has high emissivity coating

    Increase mixed feed preheat temperature, convection modifications to optimize process energy use in process

    Improved secondary reformer burner design to optimize reform reaction equilibrium at exit.

    Optimize (reduce) secondary reformer catalyst volume/ redesigned collector

    Recycle of hydrogen to primary reformer improves catalyst performance

    Improved arch seals at primary reformer that reduce leakage while permitting thermal movement of tubes

    Rating

    Modified reformer operating Pressure

    High Pressure water power recovery turbine to drive absorbent liquid pump

    Lower reformer steam-carbon ratio to reduce primary reformer heat demand

    Waste Heat to preheat fuel gas

    Adiabatic pre-reformer to reduce primary reformer duty

    Waste heat recovery from reformer using heat exchanger reactorWaste Heat Recovery from reformer flue Gas

    Improved insulation of reformer furnace

    Expansion of fuel gas for power recovery

    Features

    Optimized shift reformer duty balance between primary and secondary reformer

    Other Notes or Remarks

    This is the last page of this survey. Thank you very much for your time and assistance.

    Isobaric ammonia manufacturing

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    Energy Balance

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    Equipment energy-reported GJ/yr1 2 3 4 5 6 8 7

    Electricity Natural Gas Diesel Fuel Oil Gasoline PropaneBiomass /

    Other fuelSteam

    Cooling / Refrigeration -  -  -  -  -  -  - 

    Boilers -  -  -  -  -  -  -  - 

    Ovens / Dryers / Kilns / Furnaces -  -  -  -  -  -  -  - 

    Pneumatic Compressors -  -  -  -  -  -  - Air or Gas Compressors -  -  -  -  -  -  -  - 

    Fans, Motors, Pumps - 

    Heavy Transport -  -  -  -  -  - 

    HVAC and Air System -  -  -  -  -  -  -  - 

    System & Other Process -  -  -  -  -  -  -  - 

    Ammonia production -  -  -  -  -  -  -  - 

    Lighting - 

    Total energy/year -  -  -  -  -  -  -  - 

    Energy Balance

    Electricity Natural Gas Diesel Fuel Oil Gasoline Propane Other fuels Steam

    Purchased Energy (GJ/yr) -  -  -  -  -  -  -  - Sold Energy* (GJ/yr) -  -  -  -  -  -  -  - 

    Net Purchased Energy (GJ/yr) -  -  -  -  -  -  -  - 

    Self Generated Energy (GJ/yr) -  - 

    Net Imported Energy (GJ/yr) -  -  -  -  -  -  -  - 

    Adjustment Factor -  -  -  -  -  -  -  - 

    Equipment / Purchased ratio -  -  -  -  -  -  -  - * Energy content of sold steam is converted back to the fuel used to generate steam with an adjustment factor for efficiency of conversion (see TA2)

    Equipment energy-adjusted GJ/yr

    Electricity Natural Gas Diesel Fuel Oil Gasoline Propane Other fuels Steam

    Cooling / Refrigeration -  -  -  -  -  -  -  - 

    Boilers -  -  -  -  -  -  -  - 

    Ovens / Dryers / Kilns / Furnaces -  -  -  -  -  -  -  - 

    Pneumatic Compressors -  -  -  -  -  -  -  - 

    Air or Gas Compressors -  -  -  -  -  -  -  - 

    Fans, Motors, Pumps -  -  -  -  -  -  -  - 

    Heavy Transport -  -  -  -  -  -  -  - 

    HVAC and Air System -  -  -  -  -  -  -  - 

    System & Other Process -  -  -  -  -  -  -  - 

    Ammonia production -  -  -  -  -  -  -  - 

    Lighting -  -  -  -  -  -  -  - 

    Total energy/year -  -  -  -  -  -  -  - 

    IIP / ICF Marbek TA 11 Page 26 of 28

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    Energy Share By End Use Steam energy by end useAll Energy GJ/year % of Total GJ/year % of Total

    Cooling / Refrigeration #N/A #N/A #N/A #N/A

    Boilers #N/A #N/A #N/A #N/A

    Ovens / Dryers / Kilns / Furnaces #N/A #N/A #N/A #N/A

    Pneumatic Compressors #N/A #N/A #N/A #N/A

    Air or Gas Compressors #N/A #N/A #N/A #N/A

    Fans, Motors, Pumps #N/A #N/A #N/A #N/AHeavy Transport #N/A #N/A #N/A #N/A

    HVAC and Air System #N/A #N/A #N/A #N/A

    System & Other Process #N/A #N/A #N/A #N/A

    Ammonia production #N/A #N/A #N/A #N/A

    Lighting #N/A #N/A #N/A #N/A

    Total -  - 

    Purchased Energy By Fuel Typennua et

    Purchased

    Energy [GJ]

    Annual Purchased

    Energy Cost [$]

    GJ Cost ($)

    Electricity #N/A - 

    Natural Gas #N/A - 

    Diesel #N/A - 

    Fuel Oil #N/A - 

    Gasoline #N/A - 

    Propane #N/A - 

    Other fuels #N/A - 

    Steam #N/A - 

    Total -  - 

    Energy Share By End Use

    Electricity

    0%

    Natural Gas

    0%

    Diesel

    0%

    Fuel Oil

    0%

    Gasoline

    0%

    Propane

    0%

    Other fuels

    0%

    Steam

    0%

    Annual Purchased Energy Cost

    [$]

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    Energy1,2

    GJ Weight1

    kg Volume1

    L Power Units1

    kW Energy1,2

    TCE

    GJ 1 ton (metric) 1000 gallon 3.785 BHP 0.746 GJ 0.034129693

    kWh 0.0036 ton [short] 907  ft3 28.317 HP 0.7355 kWh 0.000122867

    kVA 0.0036 ton [long] 1,016  L 1 BTU/hr 0.000293 kVA 0.000122867

    TCE 29.3 kg 1  m3 1000 MMBTU/hr 293.0711 TCE 1

    kgCE 0.0293 lbs 0.454  Cooling Ton 3.517 kgCE 0.001BTU 1.05506E-06 lb 0.454 Boiler HP 9.8095 BTU 3.60087E-08

    kCal 4.19E-06 kW 1 kCal 1.42867E-07

    MMBTU 1.05506 MW 1000 MMBTU 0.036008874

    References

    1. www.engineeringtoolbox.com

    2. LBNL BEST tool

    Conversion Tables (Multiplication Factors)

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    Appendix C A2A Energy Management System Assessment

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    Plant Name

    Company Name

    Sub-sector (choose from menu)

    Plant Address:

      Street and number

      City

      Province

      Postal codePlant Telephone Number

    Name

    Title (Position)

    E-mail Address

    Telephone Number

    Name of Auditor

    Title of Auditor

    Auditor's Organization / Company Name

    Direct Telephone Number

    E-mail address

    Date of Audit

    Confidential Plant Information

    Auditor Information

    Plant Contact Info

    Institute for Industrial Productivity

    Energy Management System Assessment 

    TO DO:

    STEP 1 - Please complete the contact information requested on this page.

    STEP 2 - Review instructions sheet and complete the questions on the next pages.

    The survey questionnaire is the ownership of IIP and ICF Marbek. Any use of the survey by another party requires to be granted permission by IIP or ICF Marbek

    prior to use.

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    1.1

    1.2

    1.3

    1.4

    1.5

    %

    1.6

    1.7

    1.8

    1.9

    1.10

    1.11

    If no, does the company intend to develop a carbon management plan?

    Has the company calculated the GHG footprint of the plant, company or both?

    What is the plant’s current annual operating cost reduction target? [%/year]

    What percentage of the plant’s total operating costs in the latest fiscal year was represented by purchased energy

    costs?

    1.0 Corporate Information

    Does the company have a plan to phase out old equipment over a specific period of time?

    What is the company’s desired return on investment on a capital project designed to improve energy use

    performance and reduce energy operating costs? (Can be expressed in terms of simple payback, NPV or IRR)

    Has the plant adopted any elements of a nationally recognised Energy Management standard?

    What is the company’s current annual operating cost reducti