22ND ANNUAL INTERNATIONAL AML & FINANCIAL CRIME …files.acams.org/pdfs/2017/2017_Hollywood_brochure.pdf · To navigate compliance’s unprecedented challenges, AML professionals

KEYNOTE ADDRESS

MALCOLM W. NANCEFormer US Intelligence Offi cer and

Counter-Terrorism Analyst for NBC NewsAuthor of several books including, Defeating Isis

and the recently released The Plot To Hack America

www.acamsconferences.org/hollywood

Innovate, Integrate, Motivate: The Future of AML

DIAMOND SPONSORS

PLATINUM SPONSORS GOLD SPONSORS

22ND ANNUAL INTERNATIONAL

AML & FINANCIAL CRIMECONFERENCE

MAIN CONFERENCE: April 3-5, 2017 | PRE-CONFERENCE TRAINING: April 2, 2017

Diplomat Resort & Spa | Hollywood, Florida

CHOREOGRAPHIES OF CORRUPTION: LESSONS FROM THE PANAMA PAPERS,

THE BAHAMA PAPERS AND FIFA

AML’S FUTURE: MASTERING THE CONVERGING FORCES RAPIDLY

RESHAPING COMPLIANCE

FOLLOW THE MONEY: USING FORENSIC ACCOUNTING TO SOLVE FINANCIAL CRIMES

DEFENDING AGAINST CYBER-BASED EXTORTION, FRAUD AND RANSOMWARE ATTACKS

CONFERENCE HIGHLIGHTS

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020②

TOP SESSIONS

Can’t take time away from the offi ce?

Tune in to the virtual conference streaming live from Florida. This online training option provides you and your team access to watch the keynote addresses, all general sessions and Compliance Strategies sessions.

Plus, receive downloadable audio recordings of select sessions and earn 17 CAMS credits.

KEY TAKEAWAYS To navigate compliance’s unprecedented challenges, AML professionals have three clear strategies: innovate, integrate, motivate. That’s why the ACAMS moneylaundering.com 22nd Annual Conference is a can’t-miss event. Attendees will gain invaluable insights into tech innovations transforming AML – and practical strategies for using them. Experts will demonstrate how to integrate oversight functions across business lines to strengthen defenses against cybercrime, sanctions violations and other threats. And AML veterans will provide guidance on motivating everyone from senior management to front-line workers to create a cohesive culture of compliance. It’s all about the future of AML – in Hollywood, Florida, April 3-5.

VIRTUAL BROADCAST

Devoting key takeaways to address the everyday challenges of AML managers—everything

from hiring and retention to stretching stressed budgets

Bringing together industry experts, regulators and law

enforcement to collaborate on joint solutions

Extensively analyzing real-life cases to bring practical insights

and guidance on issues like corruption and fraud prevention

Featuring a record amount of content targeting technology,

cybercrime and heightened regulatory expectations

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Addressing the major new developments, in both the US

and around the world, to ensure attendees leave with knowledge

of their AML responsibilities

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3

4

5

③Visit www.acamsconferences.org/hollywood for program and speaker updates

WHO ATTENDS

Professionals responsible for:

AML operations and compliance Reporting and SAR/STR fi ling AML risk management Customer due diligence Transaction monitoring and system tuning AML audits Investigations AML training Sanctions management New product compliance Managing third party payment processors Law enforcement Regulatory oversight

From these sectors:

• Accounting Firms

• Banks

• Casinos

• Consultants

• Credit Unions

• Financial Services Providers

• Insurance Companies

• Law Enforcement Agencies

• Law Firms

• Money Services Businesses

• Regulatory Agencies

• Securities/Investment Firms

• Software/Technology Providers

• Universities

• Virtual Currency Exchangers

“It was my fi rst time to attend and was a great experience. It’s important for a person in this line of work to get a chance to meet and hear from other professionals in the outside of their own organization.”

Doug Harycki, Manager, AML and Fraud Surveillance, Fidelity Investments

“Confi rms AML, terrorist fi nancing and other illicit activities are mostly the same around the world and that we are to develop effi cient tools to detect, prevent and combat all of them.”

Nitza Pagan, CAMS, BSA Compliance Offi cer, Activo International Bank Inc.

“I have attended every year for the past six years and nine years overall. It is always fi rst rate. I recommend it to my employees, bosses and peers.”

David Jourdan, CAMS, Vice President/BSA Offi cer, Berkshire Bank

” ” ”

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020④

PRE-CONFERENCE TRAINING — SUNDAY, APRIL 2, 20178:00 AM – 9:00 AM CAMS Examination Preparation Seminar and Workshop A Check-in (Separate registration required.)

9:00 AM – 4:30 PM CAMS Examination Preparation Seminar

9:00 AM – 12:00 PM WORKSHOP A: Cybersecurity: Anatomy of a Hack

12:30 PM – 1:30 PM Workshop B Check-in (Separate registration required.)

1:00 PM – 5:00 PM Registration Desk Open courtesy of Safe Banking Systems, LLC

1:30 PM – 4:30 PM WORKSHOP B: A Measured Approach: Creating Customized Metrics for Measuring AML Effectiveness

5:00 PM – 5:30 PM ACAMS First-Time Attendee Orientation

MAIN CONFERENCE DAY ONE — MONDAY, APRIL 3, 20177:30 AM – 5:50 PM Registration Desk Open courtesy of Safe Banking Systems, LLC

7:30 AM – 6:50 PM Exhibit Hall Open

7:30 AM – 8:30 AM Networking Breakfast in Exhibit Hall courtesy of BAE Systems

G E N E R A L S E S S I O N S8:30 AM – 8:40 AM Welcome Remarks

8:40 AM – 9:25 AM Keynote Address

9:25 AM – 10:35 AM PANEL DISCUSSION: Regulatory Roundtable: Reviewing and Previewing the Latest 2017 Compliance Trends

10:35 AM – 11:05 AM Networking and Refreshment Break in Exhibit Hall courtesy of RDC

11:05 AM – 12:15 PM PANEL DISCUSSION: Financial Inclusion and “De-Risking”: Navigating the Global Challenges

12:15 PM – 1:30 PM Networking Luncheon

1:30 PM – 2:45 PM C O N C U R R E N T S E S S I O N SCOMPLIANCE STRATEGIES

EMERGING TECHNOLOGIES

AML PROFESSIONAL DEVELOPMENT

GLOBAL CHALLENGES

AML KNOWLEDGE AML KNOWLEDGE

Hot Topics in AML and Financial Crime

The Algorithm is Your Friend: Creating and Using Them to Strengthen AML

Assembling the Team: Recruiting and Retaining Top AML Talent

The Practical Impact of the FATF Mutual Evaluation on the US AML Professional

Topic to be announced presented by Accuity

Topic to be announced presented by EY

NETWORKING GROUPS 1:30 PM – 2:00 PM Topic to be announced 2:15 PM – 2:45 PM Topic to be announced

2:45 PM – 3:05 PM Networking and Refreshment Break in Exhibit Hall




GLOBAL CHALLENGES


Detailing Best AML Practices to Combat Human Trafficking

Tech-Based Methods for Enhancing CIP/CDD/EDD and Detecting Suspicious Activity

Start Spreading the News: BSA Training from Tellers to Top Management

Updating Approaches for Detecting and Reporting Tax Evasion

Topic to be announced presented by LexisNexis Risk Solutions

Topic to be announced presented by PwC

NETWORKING GROUPS 3:05 PM – 3:35 PM Topic to be announced

4:20 PM – 4:50 PM Networking and Refreshment Break in Exhibit Hall4:50 PM – 5:50 PM C O N C U R R E N T S E S S I O N S

COMPLIANCE STRATEGIES



GLOBAL CHALLENGES

FRAUD AND INVESTIGATIONS

AML KNOWLEDGE

It Could Happen to You: Guarding Against Potential Personal Liability

Validating Automated Transaction Monitoring Models: New Methods and Tools

The Enemy Within: Best Practices for Identifying and Terminating Rogue Employees

PEP Spotlight: Kleptocracy and International Money Laundering

Defending Against Securities-Based AML and Fraud Schemes

Topic to be announced presented by Bureau van Dijk

NETWORKING GROUPS 4:50 PM – 5:20 PM Topic to be announced

5:50 PM – 6:50 PM Networking Reception in the Exhibit Hall courtesy of Equiniti KYC Solutions

AGENDA AT-A-GLANCE

⑤Visit www.acamsconferences.org/hollywood for program and speaker updates

MAIN CONFERENCE DAY TWO — TUESDAY, APRIL 4, 20177:30 AM – 5:50 PM Registration Desk Open courtesy of Safe Banking Systems, LLC

7:30 AM – 6:50 PM Exhibit Hall Open

7:30 AM – 8:30 AM Networking Breakfast in Exhibit Hall courtesy of CSI Regulatory Compliance

G E N E R A L S E S S I O N S8:30 AM – 8:45 AM ACAMS Awards Ceremony

8:45 AM – 9:40 AMKeynote Address and Q&A: Malcolm W. Nance, Former US Intelligence Officer and Counter-Terrorism Analyst for NBC News, Author of several books including, Defeating Isis and the recently released The Plot To Hack America

9:40 AM – 10:45 AMPANEL DISCUSSION: Choreographies of Corruption: Lessons from the Panama Papers, the Bahama Papers and FIFA

10:45 AM – 11:15 AM Networking and Refreshment Break in Exhibit Hall courtesy of FinScan

11:15 AM – 12:15 PM PANEL DISCUSSION: Shhh! A Special ACAMS Presentation – To Keep You Guessing

12:15 PM – 1:30 PM Networking Luncheon



SMALL INSTITUTIONS

GLOBAL CHALLENGES


Taking Ownership of Determining Ultimate Beneficial Ownership

The New Risks in Town: Adapting AML for Crowdfunding and other Online Lending Risks

Banking MSBs at Smaller Institutions

Securing and Maintaining Correspondent Banking Relationships

Topic to be announced presented by Oracle

Topic to be announced presented by SWIFT

AML INNOVATIONS 1:30 PM – 2:00 PM Presented by Fiserv 2:15 PM – 2:45 PM Presented by NICE Actimize




SMALL INSTITUTIONS



AML KNOWLEDGE

Sanctions Insight: Risk-Based Approaches and Essential Oversight

Automate the Right Way: Strategically Matching Technology with Specific AML Issues

Big Ideas for Stretching Small Compliance Budgets

Testing for a Culture of Compliance

Follow the Money: Using Forensic Accounting to Solve Financial Crimes

Topic to be announced presented by GENPACT

AML INNOVATIONS 3:05 PM – 3:35 PM Topic to be announced




SMALL INSTITUTIONS



AML KNOWLEDGE

Mastering New Tools to Target CTF’s New Battlefronts

Defending Against Cyber-Based Extortion, Fraud and Ransomware Attacks

Look Back and Move Forward: Conducting Account Reviews at Smaller Institutions

A Delicate Balance: Work, Life and Demanding AML Careers

Systematizing SAR Investigative and Filing Processes

Topic to be announced

AML INNOVATIONS 4:50 PM – 5:20 PM Topic to be announced

5:50 PM – 6:50 PM Networking Reception courtesy of Treliant Risk Advisors

MAIN CONFERENCE DAY THREE — WEDNESDAY, APRIL 5, 20177:30 AM – 11:50 AM Registration Desk Open courtesy of Safe Banking Systems, LLC

7:30 AM – 10:30 AM Exhibit Hall Open

7:30 AM – 8:30 AM Networking Breakfast in Exhibit Hall

GENERAL SESSIONS8:30 AM – 8:35 AM Opening Remarks

8:35 AM – 8:50 AM ACAMS and Dow Jones Joint Survey Executive Summary

8:50 AM – 10:00 AM PANEL DISCUSSION: To Follow That SAR: Suspicious Activity Reports from Red Flags to Verdict

10:00 AM – 10:30 AM Networking and Refreshment Break in Exhibit Hall

10:30 AM – 11:40 AM PANEL DISCUSSION: AML’s Future: Mastering the Converging Forces Rapidly Reshaping Compliance

11:40 AM – 11:50 AM Closing Remarks

*Program and speakers are subject to change

PROGRAM

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑥

Receive additional continuing education hours with

hands-on workshops or the CAMS seminar

PRE-CONFERENCE TRAINING* SUNDAY, APRIL 2

1:30 PM - 4:30 PM

A Measured Approach: Creating Customized Metrics for Measuring AML Eff ectivenessIn the high-stakes world of compliance management, it’s not enough to mean well – success must be clear and tangible. But by what standards can success be measured? This enlightening and innovative workshop provides AML managers the secrets for developing the metrics they need to gauge their success. Join fellow attendees as veteran compliance experts guide participants through the processes of developing proprietary metrics, custom-tailored for the business profi le and risk management needs of your institution. In a world that’s drowning in information but starving for knowledge, this fact-packed workshop provides is a rich feast of practical skills for measuring the strengths – and weaknesses – of AML programs at institutions of every size. Separate registration required.

KEY AREAS COVERED

• Defi ning and analyzing how AML metrics function to identify data needs and ensure compliance eff ectiveness is quantifi ed

• Converting AML metrics into presentations that fulfi ll unique information needs of stakeholders such as senior management, relationship managers or examiners

• Identifying common pitfalls in data collection and analysis to ensure metrics accurately measure AML risks

WHO SHOULD ATTEND

This workshop is designed to help compliance professionals quantify their compliance program’s strengths – and use those fi ndings to address potential AML weaknesses. Run by seasoned compliance veterans, the interactive workshop provides cutting-edge insights into producing and utilizing data-driven metrics to measure your eff ectiveness in managing today’s increasingly complex risks and ever-higher regulatory expectations. At a time when the consequences of ineff ective AML have never been higher, this workshop provides the tools to measure how you’re doing, and how to improve.

Led by CAMS-certifi ed instructors, the CAMS Examination Preparation Seminar reviews critical information in an easy-to-follow format that prepares you to sit for the CAMS Examination. Benefi t from this interactive study session as AML experts walk you through core content areas and practice questions. Separate registration required. Attend for free - see back page for details.

9:00 AM - 4:30 PM

9:00 AM - 12:00 PM

Cybersecurity: Anatomy of a HackFor many fi nancial institutions, the issue isn’t whether they will suff er a hack, but when. And AML managers and fi nancial crime professionals will be on the front lines of locating and stopping the breach, protecting the institution and clients, and conducting a post-mortem review to identify systemic weaknesses and improve cybersecurity going forward. Focusing on valuable new insights and imminently useful practical skills, this interactive workshop brings experts from technology, compliance and law enforcement together, with attendees forming teams and creating action plans for spotting, stopping and recovering from the kind of breach that is, all too sadly, increasingly common. Separate registration required.

KEY AREAS COVERED

• Training staff on common cybercrime typologies to ensure suspected breaches are promptly escalated and investigated

• Assembling multi-discipline breach response team to isolate and stop hacks, secure unaff ected data and assets and audit extent of damage

• Creating a post-hack response plan to notify and cooperate with law enforcement, correct systemic fl aws that allowed breach, and communicate eff ectively with customers

WHO SHOULD ATTEND

This workshop benefi ts all compliance and investigative professionals whose responsibilities involve managing, protecting and recovering fi nancial assets. AML offi cers, IT systems managers and FIU members will gain new insights into the latest trends in how hacks occur, acquire new knowledge in how to detect and stop them, and receive advice from top professionals on recovering from a cybercrime and mitigating the risk of another one.

CAMS

EARN UP TO 23 CAMS CREDITSPlus, earn CLE and CPE credits

for the main conference

CAMS EXAMINATION PREPARATION SEMINAR

WORKSHOP A WORKSHOP B

⑦Visit www.acamsconferences.org/hollywood for program and speaker updates

MONDAY, APRIL 3

9:25 AM – 10:35 AM

Regulatory Roundtable: Reviewing and Previewing the Latest 2017 Compliance Trends

• Scrutinizing recent US and some global compliance eff orts including rule changes that impact AML coverage

• Analyzing recent AML enforcement actions and areas of examination defi ciencies

• Evaluating “best practices” on fi ghting fi nancial crime, money laundering and related issues

11:05 AM – 12:15 PM

Financial Inclusion and “De-Risking”: Navigating the Global Challenges

• Clarifying current regulatory guidance on risk to adjust AML models as warranted

• Using mobile banking and products targeting unbanked populations to aid inclusion

• Creating new risk assessment protocols to balance inclusion with eff ective risk management

8:50 AM – 10:00 AM

To Follow That SAR: Suspicious Activity Reports from Red Flags to Verdict

• Instituting monitoring and reporting processes to ensure prompt alert triggering

• Producing quality SAR narratives to aid regulators and law enforcement investigators

• Preparing employees for prosecutorial processes including depositions and testimony

WEDNESDAY, APRIL 5

TUESDAY, APRIL 4

9:40 AM – 10:45 AM

Choreographies of Corruption: Lessons from the Panama Papers, the Bahamas Papers and FIFA

• Reviewing cases to create best corrupt proceeds screening practices

• Tracing how corrupt proceeds are moved globally to identify cross-border transfer risks

• Charting corruption typologies to spots and investigate transactional red fl ags

11:15 AM – 12:15 PM

Shhh! A Special ACAMS Presentation – To Keep You Guessing

Sometimes the fun is in the suspense, and ACAMS is keeping this session’s content under wraps until revealing it in Hollywood. But while the subject is (for now) a secret, we’re happy to share a few hints. One, it will be extremely relevant to compliance professionals. Two, it will off er cutting-edge insights and practical takeaways. Three, you’ll be glad you attended. See you there.

10:30 AM – 11:40 AM

AML’s Future: Mastering the Converging Forces Rapidly Reshaping Compliance

• Learning how automated monitoring and other tech advances are changing traditional AML roles

• Dealing with unique AML challenges of innovative businesses such as crowdfunding, FinTech and internet-based retail operations

• Acquiring skill sets for increasingly complex AML issues such as cyber defense, KYC/CDD and sanctions

GENERAL SESSIONS

These expert-led panels provide deep analysis and fresh insights into urgent issues facing AML professionals today. Whether it’s a roundtable discussion featuring top regulators, the latest developments on de-risking, or parsing the latest trends to envision the future of AML, these sessions are compelling, fact-packed and brimming with practical advice that benefi t virtually every attendee.

“This year’s conference touched on a balance of domestic and international topics. Very satisfi ed with the networking opportunities coupled with subject matter experts discussing diverse and current AML concerns/topics.”

Kevin Fitzpatrick, Director of BSA/AML, First Federal Bank of the Midwest”

PROGRAM

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑧

MONDAY, APRIL 3

1:30 PM – 2:45 PM

Hot Topics in AML and Financial Crime

This panel, led by a select team of experts, is driven by input from attendees, who request insights and answers on specifi c issues involving compliance, AML and fi nancial crime. Whether the issue is coping with changing rules, global regulatory trends or advice on mastering the examination process, this open forum and interactive session tackles the topics submitted by the audience two weeks before the conference kickoff . It’s a frank discussion with practical benefi ts for all constituencies in the AML ecosystem.

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | Government | CPAs | Attorneys | AML Consultants

3:05 PM – 4:20 PM

Detailing Best AML Practices to Combat Human Traffi cking

• Implementing monitoring techniques to detect common traffi cking red fl ags such as funnel accounts and transfers to at-risk jurisdictions

• Establishing relationships with NGOs and law enforcement to gain insights into human traffi cking/smuggling trends most relevant to specifi c institutions and markets

• Outlining investigation and data collection practices to eff ectively support traffi cking/smuggling-related SAR fi lings

WHO SHOULD ATTEND

Compliance Officers | MSBs | Government | Attorneys | Audit

4:50 PM – 5:50 PM

It Could Happen to You: Guarding Against Potential Personal Liability

• Reviewing recent regulatory cases to understand current risks regarding professional liability

• Analyzing New York State Department of Financial Services’ Part 504 regulation “Banking Division Transaction Monitoring and Filtering Program Requirements and Certifi cations” to chart implications for potential personal liability issues

• Detailing practical strategies to defend against allegations of personal liability

WHO SHOULD ATTEND

Compliance Officers | MSBs | Government | Attorneys | AML Consultants

TUESDAY, APRIL 4

1:30 PM – 2:45 PM

Taking Ownership of Determining Ultimate Benefi cial Ownership

• Accessing publicly available databases to verify new-account UBOs and assign risk ratings

• Conducting enhanced due diligence on high-risk clients to attain UBO clarity, determine account monitoring needs and meet FinCEN’s fi nal CDD rule

• Performing periodic reviews to determine changes in UBO or entity structure, verify and update data fi les, and ensure oversight incorporate applicable regulatory changes

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | AML Consultants | Relationship Managers | Latin America and Caribbean

3:05 PM – 4:20 PM

Sanctions Insight: Risk-Based Approaches and Essential Oversight

• Conducting an OFAC risk assessment to determine potential sanctions-related issues and correct potential gaps

• Creating objective metrics to mitigate sanctions risks linked to geography, business products or client profi le

• Developing protocols on alert responses to ensure escalation and investigation of sanctions-related risks and SAR fi lings as warranted

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | Government | Attorneys | AML Consultants | Latin America and Caribbean

4:50 PM – 5:50 PM

Mastering New Tools to Target CTF’s New Battlefronts

• Detailing construction of digital footprints to assist in identifying terrorists and their funding networks

• Mining social media data to identify sentiments suggesting potential terrorist support or sympathies

• Facilitating fusion of data sources to elevate CTF comprehensiveness and effi cacy

WHO SHOULD ATTEND

Compliance Officers | MSBs | Government | AML Consultants | Relationship Managers

COMPLIANCE STRATEGIES

Compliance has never been more complex, and these sessions are designed to provide clear-eyed and steady guidance for AML professionals dealing with constant change. From benefi cial ownership to human traffi cking, personal liability concerns to ever-changing sanctions requirements, these panels, led by AML veterans, provide invaluable analysis and practical advice on meeting compliance’s toughest challenges.

⑨Visit www.acamsconferences.org/hollywood for program and speaker updates

MONDAY, APRIL 3

1:30 PM – 2:45 PM

The Algorithm is Your Friend: Creating and Using Them to Strengthen AML

• Detailing how algorithms work to illustrate how to incorporate them into existing AML infrastructure

• Crafting individual algorithms to monitor for transactions and clients posing potential AML risks

• Analyzing algorithmic data to identify emerging typologies and adjust AML models as needed

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | AML Consultants

3:05 PM – 4:20 PM

Tech-Based Methods for Enhancing CIP/CDD/EDD and Detecting Suspicious Activity

• Using social media and search engine tools to boost KYC accuracy and mitigate onboarding risks

• Centralizing client data systems to facilitate robust risk assessments and information sharing

• Analyzing emerging trends such as biometric identifi cation and entity profi ling typologies to strengthen verifi cation

WHO SHOULD ATTEND

Compliance Officers | Government | Attorneys | AML Consultants | Relationship Managers

4:50 PM – 5:50 PM

Validating Automated Transaction Monitoring Models: New Methods and Tools

• Detailing best practices for validating automated transaction monitoring models to ensure accurate outcomes

• Using statistical modeling to quantify false negative rates of automated transaction monitoring systems

• Reviewing guidance to meet heightened regulatory expectations for automated transaction monitoring risks

WHO SHOULD ATTEND

Compliance Officers | Audit

TUESDAY, APRIL 4

1:30 PM – 2:45 PM

The New Risks in Town: Adapting AML for Crowdfunding and other Online Lending Risks

• Analyzing research on online marketplace lending including US Treasury white paper to detail unique risks involving transparency, source of funds and entity verifi cation

• Reviewing FDIC proposed guidance on third-party lenders to determine evolving regulatory trends

• Crafting CDD, CIP and KYC models to combat unique marketplace lending risks such as lack of client transparency

WHO SHOULD ATTEND

Compliance Officers | MSBs | Government | Attorneys | Audit

3:05 PM – 4:20 PM

Automate the Right Way: Strategically Matching Technology with Specifi c AML Issues

• Conducting cost/benefi t analysis of automating specifi c AML tasks to create economic effi ciencies and protect data integrity

• Coordinating automating processes internally to enhance risk management and prevent tech redundancies

• Testing automated processes to verify systems are serving institutional goals and correct systemic lapses

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities

4:50 PM – 5:50 PM

Defending Against Cyber-Based Extortion, Fraud and Ransomware Attacks

• Reviewing recent FinCEN advisory to identify regulatory expectations for cyber-related SAR fi ling, in-house collaboration and inter-institutional information sharing

• Reviewing cybercrime cases to identify common practices and methods of cybercriminals

• Simulating a ransomware event to detail practical and protective institutional defenses

WHO SHOULD ATTEND

Compliance Officers | Securities


Increasingly, technology, analytics and the internet touch every aspect of AML, reshaping the profession and demanding new skills of fi nancial crime professionals in the process. Join experts from both tech and banking experts as they analyze issues such as the use of algorithms to strengthen transaction monitoring, strategically matching AML issues with the correct tech solution, and defending against the scourge of cyber-attacks.

PROGRAM

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑩


MONDAY, APRIL 3

1:30 PM – 2:45 PM

Assembling the Team: Recruiting and Retaining Top AML Talent

• Documenting essential compliance functions to secure adequate resources from management

• Supporting staff professional development to aid retention and strengthen AML expertise

• Providing ongoing training to ensure continuing AML team profi ciency in areas such as tech, law and investigations

WHO SHOULD ATTEND


3:05 PM – 4:20 PM

Start Spreading the News: BSA Training from Tellers to Top Management

• Preparing and reviewing instruction materials to ensure clear and consistent messaging of regulatory and institutional expectations on BSA issues

• Tailoring training to target specifi c roles of internal constituencies including senior management and relationship managers

• Formalizing schedules and methods for ongoing training to limit risk of BSA compliance lapses

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | AML Consultants

4:50 PM – 5:50 PM

The Enemy Within: Best Practices for Identifying and Terminating Rogue Employees

• Crafting Know Your Employee (KYE) policies to secure thorough screening of new hires for criminal links or confl icts of interest

• Instituting confi dential reporting systems such as whistleblower hotlines to encourage disclosure of co-worker malfeasance

• Investigating and fi ling SARs on suspicious insider activities and formalizing policies for cooperating with law enforcement and/or regulators

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | Government

No one ever got an MBA in AML – but this track helps fi ll that gap by providing a bounty of real-world solutions to the everyday management challenges facing compliance offi cers. From recruiting and retaining the best and the brightest, creating enterprise-wide BSA training programs or developing metrics to measure your organization’s culture of compliance, these sessions map practical solutions and best practices for managing multiple tasks, mentoring new talent and building a rewarding career.

TUESDAY, APRIL 4

3:05 PM – 4:20 PM

Testing for a Culture of Compliance

• Surveying workers to quantify existing attitudes on compliance, professional behavior and risk tolerance

• Interviewing groups and individuals to gauge culture of compliance relevance in decision-making

• Creating metrics-based report to inform board and regulators on culture of compliance testing

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | AML Consultants | Audit

4:50 PM – 5:50 PM

A Delicate Balance: Work, Life and Demanding AML Careers

• Developing practical strategies to manage workloads and avoid job burnout

• Building professional networks to enhance professional knowledge and aid career development

• Mentoring younger staff to strengthen talent pool and serve institutional interests

WHO SHOULD ATTEND


NEWNEW

“I believe that as many persons as possible should be exposed to that level of training. Any organization seeking to create an AML culture should have the opportunity that I received.”

Sherian Emmanuel, Compliance Offi cer, East Caribbean Financial Holding

”

⑪ Visit www.acamsconferences.org/hollywood for program and speaker updates

MONDAY, APRIL 3

1:30 PM – 2:45 PM

The Practical Impact of the FATF Mutual Evaluation on the US AML Professional

• Assessing MER fi ndings to identify most urgent US money laundering risks and likely regulatory/policy responses

• Analyzing MER’s potential impact on AML programs and compliance professionals

• Informing senior management of MER recommendations to develop institutional response plans

WHO SHOULD ATTEND

Compliance Officers | Government | Attorneys | AML Consultants | Audit

3:05 PM – 4:20 PM

Updating Approaches for Detecting and Reporting Tax Evasion

• Creating an approach to tax evasion to ensure adequate monitoring for red fl ags such as invoice manipulation, asset concealment and large currency transactions

• Outlining the OECD Base Erosion and Profi t Shifting initiative to develop strategies on evolving evasion regulatory trends

• Formalizing best practices to investigate and resolve alerts indicating potential tax evasion

WHO SHOULD ATTEND

Compliance Officers | Securities | Government | CPAs | AML Consultants | Latin America and Caribbean

4:50 PM – 5:50 PM

PEP Spotlight: Kleptocracy and International Money Laundering

• Outlining money laundering typologies of kleptocratic regimes to develop asset tracking and recovery systems

• Developing collaborative relationships with law enforcement and global entities to ensure thorough investigation of suspect activity

• Examining case studies to highlight best practices to thwart kleptocrat money laundering

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | Government | Attorneys |Latin America and Caribbean

1:30 PM – 2:45 PM

Securing and Maintaining Correspondent Banking Relationships

• Analyzing institutions to identify those most likely to off er correspondent accounts to increase likelihood of obtaining banking services

• Tailoring business models and AML policies to meet correspondent bank risk tolerance standards

• Creating oversight team to promptly address red fl ags and make account exiting decisions

WHO SHOULD ATTEND

Compliance Officers | Government | Attorneys | Audit

TUESDAY, APRIL 4

MONDAY, APRIL 3

4:50 PM – 5:50 PM

Defending Against Securities-Based AML and Fraud Schemes

• Reviewing common securities fraud and AML typologies to strengthen monitoring systems

• Implementing formal procedures to investigate unique securities AML risks such as microcap stock manipulation

• Examining case studies to determine applicable lessons for mitigating securities-based fi nancial crime risks

WHO SHOULD ATTEND

Compliance Officers | Securities | Government | CPAs

3:05 PM – 4:20 PM

Follow the Money: Using Forensic Accounting to Solve Financial Crimes

• Reviewing case studies including terrorist fi nancing to illustrate practical AML applications for forensic accounting

• Partnering with forensic accountants to resolve fraud-related crimes and protect clients

• Analyzing forensic reviews of entities’ fi nancial information to strengthen AML and fi nancial crime protection policies going forward

WHO SHOULD ATTEND

Compliance Officers | CPAs | Attorneys

4:50 PM – 5:50 PM

Systematizing SAR Investigative and Filing Processes

• Establishing enterprise-wide escalation and investigation standards to achieve uniform reviews of suspicious activities

• Formalizing SAR decision-making protocols to ensure systematic integrity when making fi ling determinations

• Centralizing SAR writing and document management to ensure fi lings conform to expectations of FinCEN other governing bodies

WHO SHOULD ATTEND

Compliance Officers | MSBs | Securities | Relationship Managers

TUESDAY, APRIL 4

GLOBAL CHALLENGESIncreasingly, fi ghting money laundering is a global eff ort, and these sessions provide riveting analysis of developments around

the world – and how they impact AML professionals. Topics include new developments for fi ghting tax evasion, the recent FATF mutual evaluation of the US and strengthening oversight against PEPs and kleptocrats. No one can be everywhere, so these panels bring the world to you.

FRAUD AND INVESTIGATIONSIt’s not enough to spot a red fl ag, you have to know how to investigate the problem to its source. This track provides eye-

opening and resolutely useful tutorials on investigating and resolving fraud and other fi nancial crimes, whether it’s through the rigorous reviews of forensic accounting or by fortifying SAR oversight to ensure thorough and accurate case resolutions.

NSNEWNEW

PROGRAM

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑫

NETWORKING GROUPSAML KNOWLEDGE

MONDAY, APRIL 3

1:30 PM – 2:45 PM

To be announcedPresented by Accuity

To be announcedPresented by EY

3:05 PM – 4:20 PM

To be announcedPresented by LexisNexis Risk Solutions

To be announcedPresented by PwC

4:50 PM – 5:50 PM

To be announcedPresented by Bureau van Dijk

TUESDAY, APRIL 4

1:30 PM – 2:45 PM

To be announcedPresented by Oracle

To be announcedPresented by SWIFT

3:05 PM – 4:20 PM

To be announcedPresented by GENPACT

4:50 PM – 5:50 PM

To be announced

MONDAY, APRIL 3

1:30 PM – 2:00 PM

To be announced

2:15 PM – 2:45 PM

To be announced

3:05 PM – 3:35 PMTo be announced


One of our most popular education tracks, the AML Knowledge sessions are led by top fi nancial crime prevention solution providers who have committed to sharing cutting edge intelligence and innovative solutions to your toughest compliance challenges. Benefi t from the expertise of these seasoned thought leaders as you participate in hands-on exercises and dynamic, engaging presentations.

Join your colleagues and peers for intensive small-group networking that’s fast, fun and friendly. Each 30-minute group is limited to 40 participants and is designed to enable executives with common interests to exchange insights and ideas – and to forge new connections that will last a lifetime.

NEWNEW

⑬ Visit www.acamsconferences.org/hollywood for program and speaker updates

AML INNOVATIONS

TUESDAY, APRIL 4

1:30 PM – 2:00 PM

To be announcedPresented by Fiserv

2:15 PM – 2:45 PM

To be announcedPresented by NICE Actimize



These dynamic 30-minute sponsor-led presentations will focus on cutting-edge compliance products and services and will take place on day two of the conference. Whether reviewing tech innovations or engaging in peer-group information sharing, these concise sessions are rich with new knowledge — the most valuable asset of every compliance professional.

SMALL INSTITUTIONS

TUESDAY, APRIL 4

1:30 PM – 2:45 PM

Banking MSBs at Smaller Institutions

• Auditing MSBs to ensure business models and AML policies meet risk tolerance standards

• Training relationship managers on unique client monitoring demands of MSBs

• Creating formal account exiting policies to attain uniform de-risking decisions that serve institutional interests

WHO SHOULD ATTEND

Compliance Officers | MSBs| Government | AML Consultants | Relationship Managers

3:05 PM – 4:20 PM

Big Ideas for Stretching Small Compliance Budgets

• Ranking institutional AML risks to ensure rational allocation of resources to most signifi cant compliance priorities

• Optimizing professional networking and regulatory resources to aid ongoing AML training

• Analyzing targeted outsourcing opportunities that are cost eff ective and preserve oversight integrity

WHO SHOULD ATTEND

Compliance Officers | MSBs

4:50 PM – 5:50 PM

Look Back and Move Forward: Conducting Account Reviews at Smaller Institutions

• Standardizing internal transaction records to ensure data compatibility and support accuracy of analysis

• Scrutinizing look-back analysis to gain insights into potential systemic AML gaps

• Incorporating relevant look-back fi ndings to meet regulatory demands and enhance compliance

WHO SHOULD ATTEND

Compliance Officers | MSBs| CPAs | Audit | AML Consultants

When it comes to AML, there’s no question that size matters. Delving into topics such as safely banking MSBs, creative ways to stretch limited budgets or dealing with demanding regulatory issues such as look-back reviews, these sessions are of unique and practical benefi t to AML offi cers dealing with the twin challenges of heavy compliances obligations and lean compliance resources.

NEWNEW

“The conference granted opportunities to forge friendships with industry peers from around the globe. Moreover, you are able to discuss matters and everyone is able to obtain gainful feedback.”

Tamara Bain, Compliance Offi cer/MLRO, Assets and Portfolio Management Services Ltd.

”

SPEAKERS & TASK FORCE

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑭

KEYNOTE ADDRESSMALCOLM W. NANCEExecutive DirectorTAPSTRI

WILLIAM BADINELLI, CAMSManaging Director, Internal Audit JPMorgan ChasePROGRAM TASK FORCE MEMBER

BASSEM BANAFA, CAMS Financial Forensics Consultant Bassembanafa.com

KIERAN BEER, CAMS Editor-in-Chief ACAMS moneylaundering.comPROGRAM TASK FORCE MEMBER

ELIZABETH BETHONEY, CAMS-FCIVice President of AML OperationsPromontory Risk Review, an IBM CompanyPROGRAM TASK FORCE MEMBER

NICK BURBIDGESenior Advisor, AML/CFT InitiativesOffi ce of the Superintendent of Financial Institutions (OSFI)

JOHN J. BYRNE, ESQ., CAMSExecutive Vice President ACAMSPROGRAM TASK FORCE MEMBER

JAMES A. CANDELMO, CAMSDeputy Chief AML Offi cerCapital One

JOHN F. CARUSOPrincipalKPMG

KELLEY CHAMBERLAINGlobal Financial Crimes Intelligence GroupWells Fargo & Co

DAVID A. CLARKHead of FCC Surveillance, Analysis and Academy; Group Financial Crime ComplianceStandard Chartered Bank

IAN COMISKYPartner Fox Rothschild LLP

MARTIN A CUNNINGHAM, CAMSDirector, Head of Business Intelligence Unit, Anti-Financial Crime Deutsche Bank Americas

ROBERT L. CURRY, CAMSExecutive Vice President, Chief Compliance Offi cer, Risk ManagementKeyCorp

ROY D’SA, CAMSExecutive Vice President, Chief BSA Offi cerThe Huntington National BankPROGRAM TASK FORCE MEMBER

LINDSAY DASTRUPDirector, Internal Audit Group, Regulatory ComplianceAmerican Express

SPENCER W. DOAK – NBEDirector for BSA/AML PolicyOffi ce of the Comptroller of the Currency (OCC)

CHARRISSE DYERSenior Vice President, Compliance/BSA Offi cerAmerican National BankPROGRAM TASK FORCE MEMBER

DAN ECKHART, CAMSGeneral Counsel and Corporate Security Offi cerSeaside National Bank & Trust

GREGG FIELDS, CAMS Senior CopywriterACAMS

TIMOTHY N. FRIEDMAN, CAMSVice President, AML and OFAC Compliance Offi cer, AML and OFAC Strategy and MonitoringCharles SchwabPROGRAM TASK FORCE MEMBER

SUSAN J. GALLI, CAMSManaging DirectorAdvisory Financial Crimes UnitPwCPROGRAM TASK FORCE MEMBER

DAVID GRIESBACHAML Experimental Operations ManagerGooglePROGRAM TASK FORCE MEMBER

LISA GRIGG, CAMSChief Enterprise Financial Crimes Compliance ExecutiveUS BankPROGRAM TASK FORCE MEMBER

⑮ Visit www.acamsconferences.org/hollywood for program and speaker updates

ALISON JIMENEZ, CAMSPresident/FounderDynamic Securities Analytics

MARILÚ JIMÉNEZSenior Vice President and Division Manager, Corporate CompliancePopular, Inc.

LESTER JOSEPH Senior Vice President, Manager, Global Financial Crimes Intelligence GroupWells FargoPROGRAM TASK FORCE MEMBER

LAUREN KOHR, CAMS-FCIFIU Senior Manager, Governance, Risk and Quality Control PenFed Credit Union

KEITH KOLOVICHSupervisory Special AgentHomeland Security Investigations (HSI)

MILAN R. KOSANOVICHSupervisory Special Agent, Complex Financial Crimes UnitFederal Bureau of Investigation (FBI)

CLYDE LANGLEYVice President, Fraud Prevention and Investigations Financial Crimes Investigations Charles Schwab

DEBRA LAPREVOTTESenior InvestigatorThe Sentry

FRANK LAWRENCE, CAMSGlobal Head of Payments Compliance, Chief Compliance Offi cerFacebookPROGRAM TASK FORCE MEMBER

DENNIS M. LORMEL, CAMSPresident and Chief Executive Offi cerDML Associates

ROCK T. MAGLEBY-LAMBERTSenior ManagerPNC Bank

RICK MCDONELLFormer Executive SecretaryFinancial Action Task Force (FATF)Executive DirectorACAMSPROGRAM TASK FORCE MEMBER

ANGELA MELE, CAMS-AUDITCompliance Offi cerRiskPass AML + Compliance Ltd.PROGRAM TASK FORCE MEMBER

STEVENSON MUNRO, CAMSManaging DirectorGlobal Head of Economic Sanctions ComplianceStandard CharteredPROGRAM TASK FORCE MEMBER

CAROLYN NELSONVice PresidentDeputy BSA Offi cerUnited Community BankPROGRAM TASK FORCE MEMBER

MICHAEL O’MALLEYDirector of Model ValidationPNC Bank

THOMAS OBERMAIERChief Executive Offi cerRegulatory Data Corp (RDC)

JACK OSKVAREK, CAMSSenior Vice President, BSA Executive DirectorWintrust Financial Corporation

CHIP PONCYCo-FounderFinancial Integrity Network

KARIM RAJWANI, CAMSManaging Director, Anti Financial CrimeDeutsche Bank

FREDERICK REYNOLDSManaging DirectorGlobal Head of Financial Crime LegalBarclays Bank PlcPROGRAM TASK FORCE MEMBER

CHRISTINE RING, CAMSDirector of AML / ATF Assessment ProgramAML and Compliance DivisionOffi ce of the Superintendent of Financial Institutions (OSFI)PROGRAM TASK FORCE MEMBER

SPEAKERS & TASK FORCE

www.acamsconferences.org/hollywood [email protected] +1 305.373.0020⑯

ANTHONY LUIS RODRIGUEZ CPA, CAMSChief Risk Offi cer AFEX

EDWARD RODRIGUEZ, CAMSAML/BSA ConsultantMoney Services Business Compliance Bureau (MSBCB)

SARAH RUNGEDirector, Offi ce of Strategic Policy Terrorist Financing and Financial CrimesUS Department of the TreasuryPROGRAM TASK FORCE MEMBER

MICHAEL SACHS Executive Assistant District Attorney, Chief of the Investigation DivisionNew York County District Attorney’s Offi ce

JOHN SABATINIPrincipal, Client ServicesPwC

NANCY J. SAUR, CAMS Head of ComplianceAdvantage International Management (Cayman)

MICHAEL SCHIDLOW, CAMS-AUDITSenior Vice President, Head of FCC and Emerging Risk Audit DevelopmentHSBC Bank USAPROGRAM TASK FORCE MEMBER

MARKUS A. SCHULZGlobal Head, Financial Crimes Compliance ControlsStandard Chartered Bank

RYAN SCHWOEBEL, CAMSAML Offi cer ProEquities

SAMANTHA SHEEN, CAMSAML Director, Europe ACAMS

LUIS SIERRAAttaché, Andean Region, U.S. Immigration and Customs EnforcementHomeland Security Investigations – Offi ce of International Operations

KEN SIMMONS, CAMS-AUDITACT SpecialistHamilton State Bank

RICK SMALL, CAMSExecutive Vice President, Director, Financial Crimes ProgramBB&T

JOE SONIAT, CAMSVice President - BSA/AML Offi cer Union Bank and Trust

DAN SOTOChief Compliance Offi cer Ally Bank

BRIAN STOECKERT, CAMSManaging PartnerStratis Advisory

KEVIN SULLIVAN, MS, MMBA, CAMS PresidentThe AML Training Academy

DAVID SZUCHMAN Vice President, Head of Global Financial Crimes CompliancePayPalPROGRAM TASK FORCE MEMBER

JOSEPH A. VALENTI, ESQ., CAMSAssociate LawyerK&L Gates LLP

SIDDHARTHA VALLURI, CAMS-AUDITGlobal Chief Risk and Compliance Offi cerOANDAPROGRAM TASK FORCE MEMBER

EMILE VAN DER DOES DE WILLEBOISGlobal Lead for Financial Market Integrity, Finance and MarketsThe World Bank

WILLIAM J. VOORHEES, CAMS Senior Vice President | BSA/AML Financial Intelligence Unit Manager BB&T

DANIEL WAGERVice PresidentGlobal Financial Crime and ComplianceLexisNexis Risk Solutions

SUZANNE WILLIAMSAssistant Director, Bank Supervision and RegulationBoard of Governors of the Federal Reserve SystemPROGRAM TASK FORCE MEMBER

SPONSORS & EXHIBITORS

⑰ View the complete list of sponsors and exhibitors on www.acamsconferences.org/hollywood


EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confi dence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our

promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communities.

EY refers to the global organization, and may refer to one or more, of the member fi rms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients.

ey.com

At PwC, our purpose is to build trust in society and solve important problems. We’re a network of fi rms in 157 countries with more than 223,000 people who are committed to delivering quality in assurance, advisory and tax services.

pwc.com

DIAMOND SPONSORS

PLATINUM SPONSORS

KPMG ForensicSM is an international network of professionals committed to helping businesses prevent, detect, and respond to serious integrity risks. Our diverse team, recently recognized as Global and

U.S. AML Firm of the Year, assists fi nancial institutions to develop, implement, and maintain a risk-based AML strategy in efforts to protect the institution from risks associated with money laundering, terrorist fi nancing, and other fi nancial crimes. We help develop programs to support compliance with the Bank Secrecy Act (BSA) and the USA PATRIOT Act, as well as implement regulatory requirements aligned to the organization’s unique risk profi le. KPMG has contributed to some of the largest AML investigations and program rehabilitations in recent history. The lessons we’ve learned coupled with our track record working at and with regulators, allow us to understand what meets compliance standards while also making commercial sense for our clients.

kpmg.com/us/forensic

LexisNexis Risk Solutions is a leader in the provisioning of comprehensive solutions for Financial Intelligence powered by ground breaking linking technology

that brings together the largest collection of public records in the US and global markets. Our solutions enable Financial Institutions to effectively and effi ciently address the dynamic and complex demands of Antifraud programs, FCRA compliant credit decisioning, Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Anti-Money Laundering (AML), Customer Identifi cation Program (CIP), Watch list Screening and Anti-Bribery & Corruption (AB&C) programs. For over 25 years, LexisNexis Risk Solutions has been at the heart of the Risk Management and Compliance programs at 99 of the Top 100 US Banks and 90% of the Fortune 500 corporations. You can rely on LexisNexis Risk Solutions to fortify your Compliance programs with unparalleled Financial Intelligence designed to deliver operational effi ciency while effectively mitigating regulatory risk exposure.

lexisnexis.com/risk/fi nancial/anti-money-laundering.aspx

Pitney Bowes is a global technology company offering innovative products and solutions that enable commerce in the areas of customer information management, location intelligence, customer engagement, shipping and mailing, and global ecommerce. In the fi nancial industry our solutions help organizations overcome data challenges and augment existing anti-money laundering operations.

pitneybowes.com/us/aml

⑱

BAE Systems helps businesses around the world defend themselves against fi nancial and cyber crime, reduce their

risk in the connected world, comply with regulation, and transform their operations. We do this using our unique set of solutions, systems, experience and processes - often collecting and analyzing huge volumes of data. This enables us to defend against fraud and fi nancial crime as well as solve complex data problems.

BAEsystems.com/compliance

GOLD SPONSORS

Highly regulated fi rms rely on Thomson Reuters to identify

the hidden risk of doing business with a customer or third party and to protect them against regulatory & reputational risk. We provide customer identifi cation solutions for any market or organization -- as well as capabilities for client on-boarding, screening software, enhanced due diligence and transaction monitoring -- leveraging intelligence from leading products such as World-Check and CLEAR.

info.risk.thomsonreuters.com/Customer-ThirdPartyRisk

RDC is a recognized leader in the delivery of decision-ready risk intelligence to global fi nancial institutions. A powerful

combination of technology, open-source data and human intervention powers RDC’s risk intelligence which is trusted by customers as an essential element of their anti-money laundering (AML), customer due diligence (CDD), vendor screening, anti-corruption and risk management programs.

rdc.com

PLATINUM SPONSORS (CONTINUED)

FinScan provides superior, cost-effective solutions for screening

customers/associates against virtually any published sanctions or internal risk lists. FinScan’s intelligent linking technology greatly minimizes the risk associated with missing real matches, while reducing the volume of false matches and the time and cost required to research potential matches. By integrating leading watchlist, KYC, and data providers, FinScan provides a single-source solution for compliance screening, including onboarding, SWIFT processing, and ongoing monitoring. FinScan offers licensed or hosted options, ID document scanning, and 24/7/365 list management.

fi nscan.com

“Great opportunity to connect with vendors, government offi cials, and others facing similar challenges in the AML/CTF industry.”

Bri Linde, Senior AML Analyst, BMO Harris

”

Safe Banking Systems provides innovative anti-money laundering and compliance solutions that enable institutions to identify, assess and manage enterprise risk. By reaching across business silos, SBS combats fi nancial crime and fi nds the risk that other systems miss. SBS’ AML

solutions solve key Know Your Customer, Customer Due Diligence and Enhanced Due Diligence issues. The patented risk ranking methodology and probability scoring in SBS’ SAFE Advanced Solutions® Visual Intelligence Platform brings greater intelligence for entity resolution to clients worldwide. Ranked #1 for Customer Satisfaction in the 2017 RiskTech100® report, SBS delivers a customer experience of the highest quality.

safe-banking.com


⑲ View the complete list of sponsors and exhibitors on www.acamsconferences.org/hollywoodView the complete list of sponsors and exhibitors on www.acamsconferences.org/hollywood

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IMPROVE PROFITABILITY

INCREASE BRAND AWARENESS AND INFLUENCE PURCHASING BEHAVIOR

OVER YOUR COMPETITION

RESERVE YOUR EXHIBIT SPACE TODAY!

Contact Andrea Winter on

+1 917.214.6875 or

[email protected]

AML Knowledge Sessions

SPONSORS

EXHIBITORS

Mobile App

Registration

Networking Receptions

accuity.com alacra.com/compliance-solutions/

aml-analytics.com AMLRightSource.com

BAEsystems.com/compliance casewareanalytics.com crowehorwath.com/AML csiweb.com

Markets

datavisor.com dowjones.com/products/risk-compliance/

eclerx.com/pages/fi nancial-services.aspx

equifax.com

equiniti-kyc.com ey.com fi nscan.com fi nancialcrimerisk.fi serv.com

fticonsulting.com g2kyc.com genpact.com gv-systems.com

www.ice.gov/hsi keesingdocumentchecker.com kpmg.com/us/forensic kroll.com

lexisnexis.com/risk/fi nancial/anti-money-laundering.aspx

niceactimize.com nominodata.com careers.occ.gov/index.html

oracle.com/us/products/applica-tions/financial-services/analyti-

cal-applications/index.html

pitneybowes.com/us/aml pwc.com rdc.com

safe-banking.com swift.com/complianceservices

info.risk.thomsonreuters.com/KYC-CDD

treliant.com

truthtechnologies.com http://infl uent.io/ programs.online.utica.edu/ACAMSConf

verafi n.com

zencos.com

AML Knowledge LunchAML Innovations Sessions

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Conference Bag & Lanyards

Networking Breaks/Breakfasts

Non-Government RatesSAVE US$150by February 17

Standard Price

MEMBER NON-MEMBER MEMBER NON-

MEMBER

Main Conference Only US$1,845 US$1,995 US$1,995 US$2,145

Main Conference + 1 Workshop US$2,295 US$2,445 US$2,445 US$2,595

Main Conference + 2 Workshops US$2,445 US$2,595 US$2,595 US$2,745

Government Rates

US$1,595

US$1,795

US$1,945

3 WAYS TO REGISTER

GROUP DISCOUNTSACAMS off ers discounts for groups of3 or more. For details please contact Geoff rey Fone on +1 786.871.3021

or [email protected]

www.acamsconferences.org/hollywood

FREE CAMS SEMINARBoost your professional development while at the conference and participate in the CAMS Seminar on April 2. This seminar is free for conference delegates who purchase the CAMS6 certifi cation package or are in the process of certifying and will be sitting for the CAMS6 Examination. Please note that seating capacity is extremely limited and participation must be reserved in advance. Contact us for details.

CAMS

CONFERENCE VENUE

Diplomat Resort & Spa3555 South Ocean Drive

Hollywood, FL 33019

A block of rooms at the Diplomat Resort & Spa has been reserved at a discounted rate for this event.

The last day to reserve rooms at the group rate is March 1, or until the room block is sold out. Due to the high demand for rooms, we recommend that you book your room reservation as early as possible.

For complete reservation information, visit www.acamsconferences.org/hollywood/venue

22ND ANNUAL INTERNATIONAL

AML & FINANCIAL CRIME CONFERENCEApril 3-5, 2017 | Diplomat Resort & Spa | Hollywood, Florida

PRICING & DISCOUNTS

[email protected]

+1 305.373.0020

Documents

22ND ANNUAL INTERNATIONAL AML & FINANCIAL CRIME …files.acams.org/pdfs/2017/2017_Hollywood_brochure.pdf · To navigate compliance’s unprecedented challenges, AML professionals