View
227
Download
2
Category
Preview:
Citation preview
Simplifying sox compliance with resolver
#simplesox
Who we Work With
14 100 1000 1st
Central Data repository Dashboards and ReportsAutomation and workflow
SOX Internal AuditEnterprise risk
managementcompliance
Roles and Permissions
An integrated platform
SOX Compliance isn’t complicated. It’s just big.
Typical challenges with sox compliance
Spreadsheet based process
Distributed system, prone to human error
Time spent on manual and arduous reporting
Issues with version control and tracking changes
SOX team spends time on email and follow-up
The approach
Always up-to-date process and control information - All in one place
Powerful automation to free your team from follow-up
Detailed roles & permissions for total control over your data
Dashboards and interactive oversight into your process
Integrated platform that facilitates other areas of your business
Accounts Payable
Cash Management
Payroll
ProcessDocumentation
Risk & Control Matrix
Testing Workpaper
Findings Summary
Versioning Issues
Inconsistent Data
Hours on reporting
There is a better way
Testing workpaperProcess Narrative
Dashboards
Risk & Control Matrix
SOX Manager
Saul Mitchell
SOX Auditor
Sally Antonio
Process Owner
Patrick Orson
Control Owner
Clara O’Brien
Action Owner
Angela Orias
SOX Manager
SOX Auditor
ControlOwner
Process Owner
ActionOwner
SM
SA
PO
CO
AO
SM CO
PO
SA
SA
SA
AO
SA
SMCO
2. Process documentation
Demonstration Agenda
1. Scoping and Planning
4. Issues and Action Plans
3. Testing
6. Monitoring and reporting
5. Certifications
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
SM
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
SA
PO
CO
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
SA
CO
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
SA
AO
SM
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
SM
Year End Q1 Q2 Q3 Q4
Monitoring and Reporting
Year End Q1 Q2 Q3 Q4
Monitoring and Reporting
SM
Questions & Answers
#Simplesox
Schedule a demo for your team
Mark Jenkins
markj@resolver.com
Bobby McDonald
bobby@resolver.com
www.resolver.com/request-demo
Thank you!
Recommended