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RESEARCH PROGRAMS ON Climate Change, Agriculture and Food Security Integrated Systems for the Humid Tropics Roots, Tubers and Bananas Yield Gap Analysis and Crop Modeling Workshop Nairobi, Kenya POTATO YIELD GAP ANALYSIS: A REVIEW International Potato Center Sub-program: Production Systems and Environment

1 Introduction to yield gap analysis

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Page 1: 1 Introduction to yield gap analysis

RESEARCH PROGRAMS ON

Climate Change,Agriculture andFood Security

Integrated Systemsfor the HumidTropics

Roots, Tubersand Bananas

Yield Gap Analysis and Crop Modeling WorkshopNairobi, Kenya

POTATO YIELD GAP ANALYSIS: A REVIEW

International Potato CenterSub-program: Production Systems and Environment

Page 2: 1 Introduction to yield gap analysis

POTATO YIELD GAP ANALYSIS:A REVIEW

Masai Lodge, 24-29 June 2013

D. Harahagazwe, R. Quiroz, B. Condori, C. Barreda and F. de Mendiburu

Page 3: 1 Introduction to yield gap analysis

GYGA Workshop, Kenya 2012

Page 4: 1 Introduction to yield gap analysis

WHY YIELD GAP ANALYSIS MATTERS?

Page 5: 1 Introduction to yield gap analysis

WHY YIELD GAP ANALYSIS MATTERS?

• SSA will account for one half of the world population increment by 2050

• Continued increased demand for agricultural products (food, feed and biofuels):– agricultural food demand is expected to increase by 50% by 2050

(Tilman et al., 2001)– The feed grain demand in developing countries is expected to

increase by 84% by 2020 (1997’s baseline – Delgado et al., 1999)• Unfortunately the maximum possible yields achieved in

farmers’ fields might level off or even decline in many regions over the next few decades (Lobell et al., 2009) – plateau theory

Page 6: 1 Introduction to yield gap analysis

• Business as usual will not meet projected global food demand in the coming years due to various factors

Page 7: 1 Introduction to yield gap analysis

Three broad options to face the global food demand (Licker et al., 2010):

–Expand the area of croplands at the expense of other ecosystems;

–Increase the yields on the existing croplands (i.e. closing the yield gaps)

–Reallocate current agricultural production to more productive uses

Page 8: 1 Introduction to yield gap analysis

• Yp analysis provides a measure of untapped food production capacity

• Also, knowledge of yield gaps (importance, magnitudes and causes) helps in better orienting investments in agricultural research R&D as it is a good management decision tool for improved resource-use efficiency (land, fertilizers, water, etc..)

Page 9: 1 Introduction to yield gap analysis

Examples of yield gaps at global level (Neumann et al., 2010)

Based on frontier yield (source:

– Wheat: 36 %– Rice: 36%– Maize: 50 % (c. 80% in Africa)

Page 10: 1 Introduction to yield gap analysis

POTATO PRODUCTION AND PRODUCTIVITY IN SSA

Source: FAOSTAT, 2013

Page 11: 1 Introduction to yield gap analysis

Annual Production in SSAEastern and Central Africa

Year

1960 1970 1980 1990 2000 2010 2020

Ann

ual P

rodu

ctio

n (x

1000

t)

0

500

1000

1500

2000

2500

3000

3500

Burundi DR Congo Ethiopia Kenya Rwanda Tanzania Uganda

Source: D. Harahagazwe (FAOSTAT datasets)

Page 12: 1 Introduction to yield gap analysis

Annual Production in Southern Africa

Year

1960 1970 1980 1990 2000 2010 2020

Ann

ual P

rodu

ctio

n (x

1000

t)

0

1000

2000

3000

4000

Angola Madagascar Malawi Mozambique

Page 13: 1 Introduction to yield gap analysis

West Africa

Year

1960 1970 1980 1990 2000 2010 2020

Ann

ual P

rodu

ctio

n (x

1000

t)

0

200

400

600

800

1000

1200

Nigeria

Source: D. Harahagazwe (FAOSTAT datasets)

Page 14: 1 Introduction to yield gap analysis

Annual Production in ECA region

Year

1960 1970 1980 1990 2000 2010

Ann

ual P

rodu

ctio

n (x

1000

t)

0

2000

4000

6000

8000

Burundi DR Congo Ethiopia Kenya Rwanda Tanzania Uganda

Source: D. Harahagazwe (FAOSTAT datasets)

Page 15: 1 Introduction to yield gap analysis

YIELD GAP CONCEPT

Page 16: 1 Introduction to yield gap analysis

Yield Gap•Yg = Yp – Ya• “The difference between Yp and

average farmers’ yields over some specified spatial and temporal scale of interest” (Lobell et al., 2009)

Page 17: 1 Introduction to yield gap analysis

Conceptual framework of various Yg(Source: Lobell et al., 2009)

YGF<YGE<YGM

Page 18: 1 Introduction to yield gap analysis

• Yg can be defined and measured in a variety of ways: Lack of consistency in Yg analysis in literature

• Normally developed countries have low yield gaps for some crops like maize, wheat, potato and rapeseed (Licker et al., 2010)

• Yield gaps across Africa are on the higher end of the spectrum for many crops

Page 19: 1 Introduction to yield gap analysis

Yield gaps estimated at 2 levels

•Local focus (site-based approach)

•Upscaling approach (region, national, global)

Page 20: 1 Introduction to yield gap analysis

Assessment of Yp and Yg (Lobell et al., 2009)

3 methods:1)Model simulations2)Field experiments and yield

contests3)Historical maximum farmer

yields

Page 21: 1 Introduction to yield gap analysis

Attributes of Best Crop Models used in Yg analysis (van Ittersum et al., 2013)

Daily step simulationFlexibility to simulate management practicesSimulation of fundamental physiological processesCrop specificityMinimum requirement of crop “genetic” coefficientsValidation against data from field crops that approach

Yp (Yw)User friendlyFull documentation of model parameterization and

availability

Page 22: 1 Introduction to yield gap analysis

But the best assessment of Yg SHOULD BE an integration of (Lobell et al., 2009):

a) Remote sensingb) Geospatial analysisc) Simulation models,d) Field experiments and e) On-farm validation

Page 23: 1 Introduction to yield gap analysis

POTENTIAL YIELD

Page 24: 1 Introduction to yield gap analysis

Yield Potential vs. Potential Yield

Definition 1 (Evans and Fischer, 1999):Yield potential: “yield of a cultivar when grown in environments to which it is adapted, with nutrients and water non-limiting and with pests, diseases, weeds, lodging, and other stresses effectively controlled”. Potential yield: “the maximum yield which could be reached by a crop in given environments, as determined, for example, by simulation models with plausible physiological and agronomic assumptions”.

Page 25: 1 Introduction to yield gap analysis

Definition 2 (GYGA project):Yield potential = Potential yield: “yield of a crop cultivar when grown with water and nutrients non-limiting and biotic stress effectively controlled”(van Ittersum et al., 2013 - GYGA group http://www.yieldgap.org/ ).

Page 26: 1 Introduction to yield gap analysis

Soils

Climate

Germplasm

CO2

Weeds

Crop Traits

Diseases

Radiation

Temperature

Water

Pests

Nutrients

Potential yield (Yp)

Attainable yield

Actual yield (Ya)

Dry Matt

er Yield

Defining factors

Limiting factors

Reducing factors

Hierarchy of Yield Drivers and Associated Yield Levels

Source: R. Quiroz (Modified from Penning de Vries & Rabbinge, 1995)

Page 27: 1 Introduction to yield gap analysis

Measuring yield potential: a mission impossible?

• A concept rather than a quantity: quid estimation? – perfection! (Lobell et al., 2009)

• Well-managed field studies in which all growth factors are eliminated

• Replicated over a number of years and sites to obtain a reliable average Yp

• Representative of the dominant cropping system in the region of interest (planting date, spacing, cultivar maturity, etc..)

Source: GYGA, 2012

Page 28: 1 Introduction to yield gap analysis

ACTUAL YIELD

Page 29: 1 Introduction to yield gap analysis

Actual Yield (Ya) (Source: van Ittersum et al., 2013)

• Working definition:“The yield actually achieved in a farmer’s field”

• Time and space dimension: – The average yield (in space and time)

achieved by farmers in the region under the most widely used management

Page 30: 1 Introduction to yield gap analysis

Actual Potato Yield at Global LevelSource: D. Harahagazwe (datasets from Monfreda et al., 2008)

Page 31: 1 Introduction to yield gap analysis

ZOOMING IN – AFRICA (Source: D. Harahagazwe, datasets from Monfreda et al., 2008)

Page 32: 1 Introduction to yield gap analysis

Tuber Yield in SSAEastern and Central Africa

Year

1960 1970 1980 1990 2000 2010 2020

Tube

r Yie

ld (t

.ha-1

)

0

5

10

15

20

25

Burundi DR Congo Ethiopia Kenya Rwanda Tanzania Uganda

Source: D. Harahagazwe (FAOSTAT datasets)

Page 33: 1 Introduction to yield gap analysis

Southern and West Africa

Year

1960 1970 1980 1990 2000 2010 2020

Tube

r Yie

ld (t

.ha-1

)

2

4

6

8

10

12

14

16

18

Angola Madagascar Malawi Mozambique Nigeria

Source: D. Harahagazwe (FAOSTAT datasets)

Page 34: 1 Introduction to yield gap analysis

Sources of Actual Yields

• Preferably at site level (as defined by selected weather station and dominant soil types): mean and spatial/temporal variation

• High quality sub-national data (county, district, village, municipality level)

• Last option (coarse resolutions): Global gridded yield datasets/maps like Monfreda et al., 2008 (best available global crop yield datasets) or SPAM

Source: GYGA, 2012

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EXAMPLE OF YIELD GAP

Page 36: 1 Introduction to yield gap analysis

Potential Yield, Attainable Yield and Actual YieldEx: Ndinamagara (Cruza 148) Gisozi, 2007

Potential Yield Actual Yield

Fres

h Tu

ber Y

ield

(t.h

a-1)

0

10

20

30

40

50

44

3

Yield Gap (41 t.ha-1)

Yield Gap Fraction (0.93)

Page 37: 1 Introduction to yield gap analysis

REFERENCES • FAOSTAT. 2013. URL: http://faostat3.fao.org/home/index.html• Evans, L. T. and Fischer, R. A. 1999. Yield Potential: Its Definition, Measurement, and

Significance. Crop Sci. 39 (6) 1544-1551.• Ittersum, M. K. van, Cassman, K. G., Grassini, P., Wolf, J., Tittonell, P. A. and Hochman, Z. 2013.

Yield gap analysis with local to global relevance-A review. Field Crops Research 143, 4-17.• GYGA. 2012. Global Yield Gap and water Productivity Atlas (GYGA) Workshop Training

Materials. 6-8 June 201, Naivasha, Kenya.• GYGA. 2013. Global Yield Gap Atlas web site. URL: http://www.yieldgap.org/ • Lobell, D.B., Cassman, K.G., Field, C.B. 2009. Crop Yield gaps: their importance, magnitudes,

and causes. Ann. Rev. Environ. Resour. 34, 179-204.• Van Wart, J., Van Bussel, L.G.J., Wolf, J., Licker, R., Grassini, P., Nelson, A., Boogaard, H.,

Gerber, J., Muelle, N.D., Classens, L., Cassman, K.G., Van Ittersum, M.K. 2013. Use of agro-climatic zones to upscale simulated crop yield potential. Field Crops Res. 143. 44-55.

• Monfreda, C., Ramankutty, N., Foley, J.A. 2008. Farming the planet: 2. geographic distribution of crop areas, yields, physiological types, and net primary production in the year 2000. Global Biogeochem. Cy. 22, 1-19.

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• MapSpaM. SPAM data Download. URL: http://mapspam.info/download/ accessed on 19 June 2013

• Neumann, K., Verburg, P.H., Stehfest, E., Müller, C. 2010. The yield gap of global grain production: a spatial analysis. Agric. Syst. 103, 316-326.

• Tilman, D., Fargione, J., Wolf, B., D’Antonio, C., Dobson, A., Howarth, R., Schindler, D., Schlesinger, W.H., Simberloff, D. & Swackhammer, D. Forecasting agriculturally driven global environmental change. Science, 292, 281-284.

Page 39: 1 Introduction to yield gap analysis

ASANTE SANA!

THANKS A LOT!

MERCI BEAUCOUP!

MUCHAS GRACIAS!

MUITO OBRIGADO!

MURAKOZE!