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Institut für Raumordnung und Entwicklungsplanung Universität Stuttgart
Measuring the dynamics of risks at the global
and local level: information for transformative
change
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle (Univ. of
Stuttgart) and Dr. Matthias Garschagen (UNU-EHS)
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Reasons for Concern (RFCs) AR5
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
SOCIOECONOMIC PROCESSES
Socioeconomic Pathways
Adaptation and Mitigation Actions
Governance
CLIMATE
Natural Variability
Anthropogenic Climate Change
RISK Hazards
Exposure
Vulnerability
IMPACTS
EMISSIONS and Land-use Change
The new framework
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Table SPM.3: TABLE ICONS UNDER DEVELOPMENT
Hazard
Key vulnerabilities
Key risks
Emergent risks
Sea level rise,
coastal flooding
including storm
surges.
[WGI AR5 3.7.1,
13.5.1, Table 13-
5; 5.3.2, 8.1.4,
8.2.2, 8.2.3, 8.2.4,
13.1.4, 13.2.1,
13.2.2, 29.3.1,
29.3.2, 29.4.3,
29.5.1, Table 29-
1, 30.3.1]
High exposure of people, economic
activity, and infrastructure in low-lying
coastal zones and SIDS.
Urban population unprotected due to
substandard housing and inadequate
insurance. Marginalized rural
population with multidimensional
poverty and limited alternative
livelihoods.
Inadequate local governmental
attention to disaster risk reduction.
Death, injury, and
disruption to
livelihoods, food
supplies, and
drinking water.
Loss of common-
pool resources,
sense of place, and
identity, especially
among indigenous
populations in rural
coastal zones.
Interaction of rapid
urbanization, sea level rise,
increasing economic
activity, disappearance of
natural resources, and
limits of insurance; burden
of risk management shifted
from the state to those at
risk leading to greater
inequality.
Increasing
frequency and
intensity of
extreme heat,
including
urban heat island
effect.
[8.2.3, 11.3,
11.4.1, 11.5.3,
11.6.2, 24.4.6,
25.2, 25.3, 25.8.1,
25.10.2, 25.10.3,
Table 25-1, Figure
25-5, Box 25-9]
Increasing urban population of the
elderly, the very young, expectant
mothers, and people with chronic
health problems in settlements subject
to higher temperatures.
Inability of local organizations which
provide health, emergency and social
services to adapt to new risk levels for
vulnerable groups.
Increased
mortality and
morbidity during
periods of
extreme heat.
Interaction of changes in
regional temperature
extremes, local heat island,
and air pollution, with
demographic shifts.
Overloading of health and
emergency services.
Mortality, morbidity, and
productivity loss among
manual workers in hot
climates.
IPCC AR5:
What are key vulnerabilities and key risks
policy makers should be concerned about? Key risks (AR5) account for both physical changes in
natural/ climate systems (hazards) and the societal
changes that influence vulnerability
Risks Determinants
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
IPCC AR5:
What are key vulnerabilities and key risks
policy makers should be concerned about?
Risks and the potential for adaptation according to different
timeframes, climatic hazards and vulnerabilities
Risks and Management Options
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Example: Global Risk Assessment WRI
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Exposure of People to Climatic Hazards
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Vulnerability
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Risk
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Scenarios for Vulnerability
Source:
Birkmann, J.; Cutter, S.; Rothman, D.; Welle, T.; Garschagen, M.; van Ruijven, B.; O’Neill, B.; Preston, B.;
Kienberger , S.; Cardona, O.; Siagian, T.; Hidayati, D.; Setiadi, N.; Binder, C.; Hughes, B.; Pulwarty, R. (2013)
Scenarios for vulnerability: opportunities and constraints in the context of climate change and disaster risk.
Climatic Change (DOI 10.1007/s10584-013-0913-2)
Exposure Scenarios
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Urban Growth and Vulnerability
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
3 Scenarios for
Susceptibility
• Need for vulnerability
scenarios
• Linking: vulnerability
research group (IAV) with
the Integrated Modeling
community (IAM)
• Important player in a
global think tank network –
scenarios for adaptation
policies
Scenarios for
Susceptibility
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
City Scale Vulnerability Scenarios (TRUC)
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Participatory Scenario Development:
4-Step Methodology
• drivers of vulnerability and
urban transition/development
• major cross-roads for overall development
trends in the city (independent from CC)
• populating scenario space with drivers
• policy options for
adaptation and
transformation
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Workshops
• Ho Chi Minh City | July 2012
• Jakarta | July 2012
• Lagos | July 2014 |
• New York City | February 2015 |
• London | February 2015 |
• Kolkata | February 2015 |
• Tokyo | Aug./Sept. 2015 (tbc.)
• variety of stakeholders
• 14-26 participants
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
• Planning is balanced, socially inclusive, and climate change aware;
stronger coupling between planning and implementation
• Green spaces are public and provide adaptation for all
• Water bodies are kept and have higher quality
• Public support for upgrading social housing in non-flood prone areas.
• Public goods and services increased and climate change aware
• Livelihood program/re-designs are climate change aware and create
climate change valued livelihoods
• DRM is public and climate aware
• Real estate is communal and climate aware
• Regulated building design that is climate adaptive
• Increased social integration and increased cooperation for
adaptation to climate change; more equity
• Increased government integration leads to improved climate
adaptation
• Civic awareness through public awareness and climate sensitive
• Planning has a balancing and integrative role but is not climate change
aware; stronger coupling between planning and implementation
• Green spaces are public but do not provide adaptation
• Water bodies are kept but are poorly managed
• Public support for upgrading social housing but in flood prone areas.
• Public goods and services increased but are not climate-proof
• Livelihoods are supported but are vulnerable to climate change
• DRM is public but not climate aware
• Real estate is communal but not climate-change-proof
• Regulated building design that is not enforced
• Increased social integration that is fulfilled at the cost of the
environment
• Increased integration of government but moving toward environmental
degradation or away from climate adaptation
• Civic awareness through public programs but nonresponsive
• Planning enables the elite, but awareness of climate change is lacking;
decoupling from planning and implementation
• Spaces are private and not adaptive
• Water bodies degrade
• Individuals are responsible for their own housing. People who can't
afford it are pushed into vulnerable areas (e.g. slum development in
flood prone areas)
• Public goods and services are for payment if available at all and are
not climate aware
• Livelihoods are individual responsibility and most people choose
informal livelihoods that are vulnerable to climate change
• DRM is individual responsibility, but is vulnerable to climate change
• Real estate is strong and not sensitive to climate change risks
• No rules on building design and no climate awareness
• Social disintegration that is a hindrance to climate adaptation
• Increased disintegration or lack of coordination which leads to lack of
climate adaptation
• Civic awareness depends on responsibility of individual groups and no
awareness of climate change
• Planning enables elite, but elite are climate change aware; decoupling
between planning and implementation
• Green spaces are private and provide adaptation for elite
• Water bodies are kept and managed by local communities
• Individuals are responsible for their own housing but are more aware
of flood threat
• Public goods and services are for payment if available at all but are
climate proof
• Livelihoods are individual responsibility but are not vulnerable to
climate change
• DRM is individual responsibility but is not vulnerable to climate change
• Real estate is strong but is climate adaptive for insurance reasons, etc.
• No rules on building design but individuals are climate aware
• Increased social disintegration but with elite adaptation for themselves
• Increased dis-coordination but with project oriented adaptive outcomes
(e.g. compartmentalized projects)
• Civic awareness preventive mindset for climate change but adaptation
is for individual group
adaptive Kolkata
private (slim
government) public (big
government)
non-adaptive Kolkata
I
III IV
II
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Conclusions
• Scenarios for exposure and vulnerability can complement
climatic change scenarios in order to identify risk.
• Linking quantitative and qualitative scenario approaches
still needs to be improved in order to capture the
complexity of risk and vulnerability.
• Scenario development and modeling needs can be
informed by relevant and bottom-up story lines.
• Future adaptation policies (e.g. NAPAs) should be robust
and flexible in terms of being able to address different
scenarios of exposure and vulnerability at different
temporal and spatial scales in order to support
transformative change.
www.uni-stuttgart.de/ireus
Our Common Future Under Climate Change – Paris - 2015
Prof. Dr.-Ing. habil. Jörn Birkmann, Dr. Torsten Welle and Dr. Matthias Garschagen
Selected Literature
IPCC (2012) : Managing the Risks of Extreme Events and Disasters to Advance
Climate Change Adaptation; Special Report of the Intergovernmental Panel
on Climate Change; Cambridge University Press, Cambridge
IPCC, 2014: Climate Change 2014: Impacts, Adaptation, and Vulnerability. Part
A: Global and Sectoral Aspects. Contribution of Working Group II to the
Fifth Assessment Report of the Intergovernmental Panel on Climate
Change Cambridge University Press, 1132 pp.
Birkmann, J.; Welle, T.; Krause, D.; Wolfertz, J.; Suarez, D.C.; Setiadi, N. (2011):
WorldRiskIndex: Concept and Results. In: Alliance Development Works
(ed.): The WorldRiskReport 2011, Berlin: 13-42
Birkmann, J.; Cutter, S.; Rothman, D.; Welle, T.; Garschagen, M.; van Ruijven,
B.; O’Neill, B.; Preston, B.; Kienberger , S.; Cardona, O.; Siagian, T.;
Hidayati, D.; Setiadi, N.; Binder, C.; Hughes, B.; Pulwarty, R. (2013)
Scenarios for vulnerability: opportunities and constraints in the context of
climate change and disaster risk. Climatic Change (DOI 10.1007/s10584-
013-0913-2)
Garschagen, Matthias and Romero-Lankao, P. (2013). Exploring the
relationships between urbanization trends and climate change vulnerability.
Climatic Change, online first, 1-16
Birkmann, J.; Buckle, P., Jaeger, J.; Pelling, M.; Setiadi, N.; Garschagen, M.;
Fernando, N.; Kropp, J. (2010): Extreme Events and Disasters: A Window
of Opportunity for Change? Analysis of Changes, Formal and Informal
Responses After Mega-Disasters, Natural Hazards 55(3): 637-655