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Dr. Patanjali Kashyap
Angela Ruohan Wang
A holistic intelligence framework for performance management in
knowledge-based industry
Agenda
Introduction to the framework
Theoretical development
Implementation:
Demo
Challenges and future work
Learnings
Traditional Performance Management
Solution Done
Hours workedProductivity =
S.No.Team Member
Name
Service
DomainSupport Area
Hours
spent in
the
activity
for the
month
Number
handled
per
month
Average
Number
handled
per hour
Standard
Monthly
Hours
Average
Number
handled
per
month
1 ** Technical Support / Service DeskIncident Management194.48 26 0.13 187 25.00
2 Technical Support / Service DeskIncident Management199.36 138 0.69 187 129.44
3 Technical Support / Service DeskIncident Management149.64 113 0.76 187 141.21
4 Technical Support / Service DeskIncident Management 184 156 0.85 187 158.54
5 Technical Support / Service DeskIncident Management 10 65 6.50 187 1215.50
6 Technical Support / Service DeskIncident Management 0 87 #DIV/0! 187 #DIV/0!
7 Technical Support / Service DeskIncident Management 0 43 #DIV/0! 187 #DIV/0!
8 Technical Support / Service DeskIncident Management 0 0 #DIV/0! 187 #DIV/0!
9 Technical Support / Service DeskIncident Management138.36 42 0.30 187 56.76
10 Technical Support / Service DeskIncident Management 84 1 0.01 187 2.23
11 Technical Support / Service DeskIncident Management124.3 239 1.92 187 359.56
12 Technical Support / Service DeskIncident Management219.2 277 1.26 187 236.31
13 Technical Support / Service DeskIncident Management147.1 25 0.17 187 31.78
14 Technical Support / Service DeskIncident Management112.02 70 0.62 187 116.85
15 Technical Support / Service DeskIncident Management153.37 87 0.57 187 106.08
16 Technical Support / Service DeskIncident Management 153 0 0.00 187 0.00
17 Technical Support / Service DeskIncident Management 183 125 0.68 187 127.73
18 Technical Support / Service DeskIncident Management134.09 344 2.57 187 479.74
Performing in the Knowledge-based industry
Traditional industry
Machine power
Tangible assets
Knowledge-based industry
“Brain power”
Intellectual assets
Brains ≠ MachinesKnowledge
Emotions
Value system
Social relationship
s
Intellectual creation
Aspirations
Rational reasoning
Holistic framework
Emotional intelligence
Social intelligence
Moralintelligence
Spiritual intelligence
Alignment of organization vision with personal aspirations
Employee: personal growth, satisfaction, motivation
Corporate: Improve performance, competitive advantage
Smarter Organizations
Theoretical development Methodology
Business NeedsScientific basis of each intelligence
Key performance Parameters
Psychometric measurement
Integration and personalized improvement plan
What competencies to seek for?
Intellectual
assets
Bottom-up innovation, teamwork, open
knowledge sharing, adaptability to
changes, customer focus, spirituality
Motivation, integrity, collaboration, creativity,
flexibility, holistic thinking
Emotional, Social, Moral and Spiritual Intelligence
Self awareness, emotional control, confidence, empathy, conscience, tolerance, inner drive,
etc.
create
form
enable
Organizational objective
Individual competenc
e
Individual characteristics
Corporate climate
Motivation Integrity Collaboration Creativity Flexibility Holistic Thinking
Emotional
Competen
cies
Confidence, Emotional
awareness, Emotional
management , Sustain
motivation, endurance,
drive for achievement
Emotion and
Impulse control,
confidence in one’s
values and
principles
Healthy self-regard,
Optimism, Impulse
control
Optimism,
emotional
management,
confidence
Stress management,
Emotion and Impulse
control, Stable self
esteem
Emotional awareness
Social
Competen
cies
Motivating/ managing
others’ emotions
Empathy,
Understand
complex social
relationships
Empathy, Situational
radar, Resolve conflicts,
Change catalyst,
Moving others towards
oneself, Responsiveness,
Authenticity, sincerity
Self-expression,
Influencing
others
Building bonds,
effective
communication,
Situational radar,
resolve conflicts
Empathy, Situational
radar
Moral
Competen
cies
Responsibility, self-control Moral judgment,
Stand up against
injustice, Keep
promises
Respect, Tolerance Social
responsibility
Tolerance Social responsibility,
apply universal principles
to personal actions
Spiritual
Competen
cies
Self-understanding, Access
to deep values and will,
inner harmony, purpose
seeking
Intrinsic drive to
serve and give,
Access of deep
values of self,
Meaning seeking
and led by vision
Embrace diversity, love
and unity with people
Spontaneity and
energy, Seeking
truth and curious,
Flexibility of
perspectives
Time-management,
Flexibility of
perspectives
Seeing the fundamental
and essence, love and
unity with
nature/universe
Neurological understanding of each intelligence
Identifying competencies in brain:
• Active areas: brain imaging such as fMRI, PETs
• Brain waves: EEG
• Lesion behavior studies
• Structural connectivity patterns
Emotional Intelligence
“The capacity for recognizing our own feelings and those of others, for motivating ourselves, and for managing emotions well in ourselves and in our relationships.”
Dan Goleman (1995)Emotional Intelligence
How does emotions work? Why does it matter?
Dorsolateral
prefrontal cortex: Formulate plans &
strategiesControl behavior to execute
computational product
Stimulus
Amygdala
Thalamus
Emotionalresponse
Hippo-campus
Reasoning output
AssociativeLinear
Fast, Irrational
Neurological basis
Parallel systems & functions
Integration of emo/ info processing
High and low load of response
Aware of emotions & its responses
Use the awareness to motivate
Understand how E affects decision and behaviors
Fully utilize brain associative and logical capacity
Stress and change handling
EI qualitiesOrganizational
benefits
Innovation
Effectiveness
Teamwork
Adaptability to change
Reference from acknowledged EQ measurement tools & classifications
Bar-On’s EQ-i® and EQ-360™
Goleman and Boyatzis’ ECI 360
Mayer, Salovey, and Caruso’s MSCEIT™
Orioli and Cooper’s EQ Map®
CROSS-REFERENCE MATRIX:
For cross referencing different competencies described in the 4 measures of EQ
Context-dependent
Key Emotional Intelligence performance indicators
Emotional self awareness
Aware of the emotion being experienced
Understand how the emotion is linked to one’s thoughts and behaviors
Understand how the emotion is related to one’s values and goals
Insight of what and how environmental factor has triggered the emotion
Managing emotions in self
Impulse control
Controlling negative emotions: distress, jealousy, etc.
Intentionally eliciting and sustaining feelings when needed
Mental adaptability to changes
Stress management
Optimism
Context-independent
Healthy self attitude Motivation
• Need for achievement
• Drive for self improvement
• Sustain motivation/ endurance
• Context factors: commitment/interest for this particular project/team/field/
• Confidence in self values and principles
• Trust in self abilities and judgment in general/ particular project/field/position
• Self regard: not inferior/superior to others
• Stability of self esteem
15
Social Intelligence
To “effectively navigate and negotiate complex social relationships and environments”
-- Ross Honeywill
16
Understanding Social Intelligence
Neurology
3 neuro subsystems of social intelligence :
An integrated cortical subsystem: relies on long-term memory to make complex social judgments
A frontal-dominant subsystem: organizes and generates social behaviors
A limbic dominant subsystem : rapidly produces emotional responses to events.
(Taylor & Cade 1989)
Existing research
Sensitive to context (Sternberg 1985, 1988)
Social competence prototype (Sternberg et al. 1981, Kosmitzki & John 1993)
Distinction between intrapersonal vs. interpersonal (Gardner 1983)
Judgment of personality (Vernon 1933)
Cognitive:
Social concept (Cantor & Kihlstrom 1987)
Social Knowledge (Cantor et al. 1987, 1998)
Social Maturity Scale (Vineland 1947)
…
Key Moral Intelligence performance indicators
Empathy
Interest in others’ concerns and feelings
Understand other’s feelings, concerns and perspectives
Able to reconcile conflicting opinions incorporating other’s needs and feelings
Effective communication
Assertiveness
Provision of feedback
Authenticity, sincerity
Express own feelings
Show sympathy
Good listening skills
Situational radar Influencing others
• Interest in others’ concerns and feelings
• Understand other’s feelings, concerns and perspectives
• Able to reconcile conflicting opinions incorporating other’s needs and feelings
• knowledge of rules and norms in human relations
• Self positioning and understanding (general and in specific situation)
• Judge other’s personality
• Understand complex social relationships
• Devise strategies that are most likely to be successful in the current social situation
Self Control Treating Others
Moral intelligence
to determine how to apply universal moral to our personal values, goals and actions
to act on our moral principles
19
Understanding Moral Intelligence: neuroethics
Moral reasoning involves
widespread brain systems
VM (ventromedial) cortex study
VM patients:
moral judgments
× Moral behavior (Neuroethics, 2006 )
moral judgments and moral behavior separate
hard to measure behavior through self report
Role in CreativityEmotional systemCognitive corticesNeurochemical distribution patterns
(Damasio 1995, Churchland 2006, sowell et al. 2003)
Novel idea
Appropriateness Implementation
Key Moral Intelligence performance indicators
Integrity
Act consistently with universal principles, values, and beliefs
Tell the truth
Stand up against injustice, corruption, etc.
Keep promises
Respect
Respect and take interest in others’ feelings, work, culture and welfare
Treat others courteously
Not harm others
Treat others fairly
ResponsibilityTolerance
• Handle constructive criticism well
• Tolerate disagreeing opinions
• Tolerate different abilities and personalities
• Forgive others’ mistakes
• Committed to carry out assigned work
• Take responsibility for results of decisions and conducts, esp. mistakes
• Embrace responsibility for the welfare of the team/organization
• Social responsibility
Self Control Treating Others
Spiritual intelligence
To access the deepest self, meaning, values, intrinsic energy --Integration of self
Love and unity with environment
22
Understanding Spiritual Intelligence: neurology Unity and binding of neurons
Synchronized brain electromagnetic waves(Singer & Gray, 1995)
EEG studies: change in brain waves during meditation
“God Spot”
PET studies: active during spiritual discussions (Ramachandran & Blakeslee ,1998)
Key Moral Intelligence performance indicators
Love and unity with people
Love and unity with nature/universe
Intrinsic drive to serve and give
Empathy
Competitiveness
Access of deep values and will of self
Holistic understanding/evaluation of self’s tendencies, abilities and position in relation with the world
Purpose seeking and vision-led
Inner harmony of will and reality
Spontaneity and energy
Optimism
• Seeking truth and curious
• Seeing the fundamental and essence
• Flexibility of perspectives
• Time management
Integration of Knowledge Love and UnityIntegration of self
Marslow’s hierarchy of needs
Employee fulfillment
Social Intelligence
Moral Intelligence
Spiritual Intelligence
Emotional Intelligence
Creativity, uniqueness,
capable, aware,
ideal self, discover meaning of life
Self-esteem, achievement, respect of others, respect by
others
To love others, love oneself, be loved, trust others and be trusted, belonging to
the team & organization
Emotional stability, moral environment, security of employment, financial security
survivePhysiological
Self actualization
Esteem
Love/Belonging
Safety
Challenges & Future WorkFactors undermining questionnaire resultsSelf awareness – part of EQ
Self regard – part of EQ
Honesty – part of MQ
Cognitive biases: attribution and self-serving bias
Multi-rater assessments
Actual behavioral assessments: recognize and award good moral/social behavior
Include situational analysis questions
Little or no correlation with compensation: learning and growth/ performance improvement purposes
Challenges & Future work Some of the EI, SI and MI constructs are a mix with personality traits
Focus on necessary skills for now
Incorporate personality typing in the training
Different career/ occupation emphasize different competencies
add specialized parameters for specific careers assignment of tasks, hiring career planning
0
20
40
60
self
awareness
Empathy
Situational
radar
Effective
communica…
Influencing
others
emotional
self… help desk
employee1
Challenges & Future Work
Associate training plans
Assessment
• Understanding strength and weakness of self and others
• Orientation workshop on EI, MI, SoI, SpI
• Discussion and sharing within the team
Goal alignment
• Introspection: align actual self with ideal self and team goals
• Team discussion on shared values and goal alignment
• Input to tracking system
Action plan
• Suggestion of new behavior
• Recording action plans
• Sharing on forum
implementation
• Pairing up to practice new behavior
• Finding and building coaching relationships
• Tracking progress