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Can REDD+ social safeguards reach the right people? lessons from Madagascar @p4ges www..p4ges.org Mahesh Poudyal 1 , Bruno Ramamonjisoa 2 , Neal Hockley 1 , Sarobidy Rakotonarivo 1 , James Gibbons 1 , Rina Mandimbiniaina 2 , Alexandra Rasoamanana 2 , Julia P. G. Jones 1 * 1 Bangor University, 2 École Supérieure des Sciences Agronomiques, University of Antananarivo, *presenting at OFUCC Background Case study Methods Results Acknowledgements Thanks to the president of the fokontany of Ampahitra, mayor of Ambohibary, and the Ministry of Ecology, Marine, Environment and Forests for permission to carry out the research. Thanks to Conservaon Internaonal Madagascar and the World Bank for sharing informaon about the safeguarding process and to the communies for taking part. There is debate about the potenal impact of the climate mechanism REDD+ on the welfare of local people and social safeguard procedures are being developed. Lessons can be learned from exisng safeguard assessments such as those carried out where protected area establishment funded by the World Bank has the potenal to negavely impact local livelihoods. Madagascar, which has REDD+ pilot projects at various stages of development, shares context with a number of REDD+ countries (deforestaon driven by small-scale agriculture, difficult access and poor data on forest edge communies). We constructed a sampling frame of households in one area Sketch maps with key in- formants to idenfy villages Vising each village/hamlet to map locaon 417 households idenfied, strafied random sample of 203 selected We conducted detailed household interviews looking at demographic characteriscs, indicators of poverty, social capital and livelihoods. We included quesons which allowed us to idenfy whether a household has been idenfied as eligible for compensaon by the World Bank safeguard assessment. We worked in the corridor Ankeniheny Zahamena (CAZ)-a REDD+ pilot project established with World Bank funding. 1835 households have been idenfied as Project Affected Persons (PAPs) and so eligible for compensaon under the social safeguard assessment. We invesgated whether those idenfied represented those bearing the highest opportunity cost from conservaon measures. Households with power in local natural resource management instuons and who were more food secure were more likely to be idenfied as eligible for compensaon. There was no effect of dependence on the forest or proximity to the forest Fig 1: Coefficient plot of variables predicng likelihood of a household being idenfied as eligible for compensaon under social safeguards (NRM=Natural Resource Management) Safeguards assessment in CAZ has captured households likely to bear costs from forest use restricons BUT field work suggests others have been leſt out and that people with power in natural resource management instuons are more likely to be benefit from compensaon. Given the poor informaon on the distribuon of communies in this region, poor access, and people’s unwillingness to self-idenfy as dependent on illegal farming pracces, such local elite capture would be difficult to avoid. We suggest safeguard assessments in similar contexts should beware of relying on exisng instuons to access people affected by forest use restricons. Where access and informaon on locaon of populaons is limited, the cost of a full safeguard assessment will be high. The opmum soluon therefore may be over-compensaon, rather than invesng the necessary resources in an accurate safeguard assessment. Lessons for the development of social safeguard systems

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Can REDD+ social safeguards reach the

right people? lessons from Madagascar

@p4ges

www..p4ges.org

Mahesh Poudyal1 , Bruno Ramamonjisoa

2 , Neal Hockley

1, Sarobidy

Rakotonarivo1, James Gibbons

1, Rina Mandimbiniaina

2, Alexandra

Rasoamanana2, Julia P. G. Jones

1 *

1 Bangor University,

2 École Supérieure des Sciences Agronomiques, University of Antananarivo, *presenting at OFUCC

Background Case study

Methods Results

Acknowledgements Thanks to the president of the fokontany of Ampahitra, mayor of Ambohibary, and the Ministry of Ecology, Marine, Environment and Forests for permission to carry out the research. Thanks to Conservation International Madagascar and the World Bank for sharing information about the safeguarding process and to the communities for taking part.

There is debate about the potential impact of the climate mechanism REDD+ on the welfare of local people and social safeguard procedures are being developed. Lessons can be learned from existing safeguard assessments such as those carried out where protected area establishment funded by the World Bank has the potential to negatively impact local livelihoods.

Madagascar, which has REDD+ pilot projects at various stages of development, shares context with a number of REDD+ countries (deforestation driven by small-scale agriculture, difficult access and poor data on forest edge communities).

We constructed a sampling frame of households in one area

Sketch maps with key in-

formants to identify villages

Visiting each village/hamlet

to map location

417 households

identified,

stratified random

sample of 203

selected

We conducted detailed household interviews looking at demographic characteristics, indicators of poverty, social capital and livelihoods.

We included questions which allowed us to identify whether a household has been identified as eligible for compensation by the World Bank safeguard assessment.

We worked in the corridor Ankeniheny Zahamena (CAZ)-a REDD+ pilot project established with World Bank funding. 1835 households have been identified as Project Affected Persons (PAPs) and so eligible for compensation under the social safeguard assessment. We investigated whether those identified represented those bearing the highest opportunity cost from conservation measures.

Households with power in local natural resource management institutions and who were more food secure were more likely to be identified as eligible for compensation. There was no effect of dependence on the forest or proximity to the forest

Fig 1: Coefficient plot of variables predicting likelihood of a household being identified as

eligible for compensation under social safeguards (NRM=Natural Resource Management)

Safeguards assessment in CAZ has captured households likely to bear costs from forest use restrictions BUT field work suggests others have been left out and that people with power in natural resource management institutions are more likely to be benefit from compensation. Given the poor information on the distribution of communities in this region, poor access, and people’s unwillingness to self-identify as dependent on illegal farming practices, such local elite capture would be difficult to avoid.

We suggest safeguard assessments in similar contexts should beware of relying on existing institutions to access people affected by forest use restrictions. Where access and information on location of populations is limited, the cost of a full safeguard

assessment will be high. The optimum solution therefore may be over-compensation, rather than investing the necessary resources in an accurate safeguard assessment.

Lessons for the development of social safeguard systems