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J.P. Morgan Securities LLC Mutual Fund List for Self-Directed Investing Accounts

March 2018

Included is a list of the mutual funds that are available for purchase in your Self-Directed Investing account as of March 2018. This list represents a subset of all mutual funds available on chase.com. Used in conjunction with the online mutual fund screener, you will be able to identify mutual funds for your Self-Directed Investing account that meet your chosen criteria. Please note that this list is not a guarantee that any particular mutual fund will be continually available, as the list is subject to change any time.

Before you invest, you should remember the following:

h Only load-waived Class A shares and no-load shares (or a similar share class in the case of fund families that do not offer load-waived shares for self-directed investors) are available for purchase in Self-Directed Investing accounts. Institutional, retirement and certain other share classes of J.P. Morgan Funds are also available in Self-Directed Investing accounts to certain J.P. Morgan Private Bank clients whose accounts transitioned to Self-Directed Investing prior to June 12, 2017.

h Asset allocation/diversification does not guarantee a profit or protect against a loss.

h Investors should carefully consider the investment objectives and risks as well as charges and expenses of the mutual fund before investing. To obtain a prospectus, visit chase.com or the fund companys website or call the Self-Directed Investing Team at 1-800-392-5749. The prospectus contains this and other information about the mutual fund. Read the prospectus carefully before investing.

h Nothing contained herein is intended as a solicitation or an offer to buy or sell shares of a mutual fund.

h Investing involves market risk, including possible loss of principal, and there is no guarantee that investment objectives will be achieved.

If you would like an updated list, or have any questions about your Self-Directed Investing account, including mutual fund availability and how to use this list, please contact the Self-Directed Investing Team at 1-800-392-5749 option 1, 1 then 2.

JPMorgan Chase Bank, N.A. and its affiliates (collectively JPMCB) offer investment products, which may include bank managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (JPMS), a member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

INVESTMENT AND INSURANCE PRODUCTS ARE: NOT FDIC INSURED NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

http:chase.comhttps://www.chase.com

2

SELF-DIRECTED MUTUAL FUND OFFERINGS

Fund Family Share Class Load Type Pages

Alliance Bernstein A Load-waived 3 - 5

Allianz A Load-waived 5 - 7

American Century Investor No-load 7 - 10

American Funds (Capital Group) F-1 No-load 11 - 13

BlackRock A Load-waived 13 - 17

Delaware A Load-waived 18 - 19

Dreyfus A Load-waived 19 - 21

Eaton Vance A Load-waived 22 - 25

Federated A Load-waived 25 - 27

Fidelity Investor/Direct No-load 27 - 36

First Eagle A Load-waived 36

Franklin Templeton A Load-waived 37 - 40

Hartford A Load-waived 41 - 42

Invesco A Load-waived 43 - 46

Ivy A Load-waived 46 - 47

John Hancock A Load-waived 47 - 49

J.P. Morgan A Load-waived 50 - 52

Legg Mason A Load-waived 53 - 55

Lord Abbett A Load-waived 55 - 57

MFS A Load-waived 57 - 60

Natixis A Load-waived 60 - 61

Nuveen A Load-waived 61 - 64

Oppenheimer A Load-waived 65 - 67

Pacific Life A Load-waived 67 - 68

PIMCO A Load-waived 68 - 70

Principal A Load-waived 70 - 72

Putnam A Load-waived 72 -75

T.Rowe Price Investor No-load 75 - 79

Transamerica A Load-waived 79 - 81

Vanguard Investor No-load 81 - 85


FUND FAMILY: ALLIANCE BERNSTEIN

Symbol CUSIP Fund Family Fund Name Share Class

Minimum Initial

Purchase

Minimum Subsequent

Purchase

MRKAX 01878T186 AllianceBernstein AB All Market Income A A $2,500 $50

AMTAX 018528430 AllianceBernstein AB All Market Real Return A A $2,500 $50

ABWAX 01877F658 AllianceBernstein AB All Market Total Return A A $2,500 $50

AXJAX 01878H877 AllianceBernstein AB Asia ex-Japan Equity A A $2,500 $50

ABNAX 018528570 AllianceBernstein AB Bond Inflation Strategy A A $2,500 $50

WPASX

CIAGX

01878T707

01878T491

AllianceBernstein

AllianceBernstein

AB Concentrated Growth A

AB Concentrated InternationalGrowth A

A

A

$2,500

$2,500

$50

$50

ABPAX 01877F617 AllianceBernstein AB Conservative Wealth Strategy A A $2,500 $50

ADGAX 01879K101 AllianceBernstein AB Core Opportunities A A $2,500 $50

ALASX 01881M566 AllianceBernstein AB Credit Long/Short A A $2,500 $50

CHCLX 018636100 AllianceBernstein AB Discovery Growth A A $2,500 $50

ABASX 018914101 AllianceBernstein AB Discovery Value A A $2,500 $50

ABAEX 01877E552 AllianceBernstein AB Emerging Markets Multi-Asset A A $2,500 $50

AUIAX 018791103 AllianceBernstein AB Equity Income A A $2,500 $50

ANAGX 01853W105 AllianceBernstein AB Global Bond A A $2,500 $50

GCEAX 01878T269 AllianceBernstein AB Global Core Equity A A $2,500 $50

AREAX 01877G102 AllianceBernstein AB Global Real Estate Investment A A $2,500 $50

CABNX 018525105 AllianceBernstein AB Global Risk Allocation A A $2,500 $50

AGRFX 01877F401 AllianceBernstein AB Growth A A $2,500 $50

AGDAX 01859M101 AllianceBernstein AB High Income A A $2,500 $50

ABTHX 018642751 AllianceBernstein AB High Income Municipal A A $2,500 $50

AKGAX 01881M467 AllianceBernstein AB Income A A $2,500 $50

ABQUX

AICAX

AIDAX

ANIAX

018528711

085568814

085568772

085568848

AllianceBernstein

AllianceBernstein

AllianceBernstein

AllianceBernstein

AB Intermediate Bond A

AB Intermediate California Municipal A

AB Intermediate Diversified Muni A

AB Intermediate New York Municipal A

A

A

A

A

$2,500

$2,500

$2,500

$2,500

$50

$50

$50

$50

FUND FAMILY: ALLIANCE BERNSTEIN ................................................................................................................................................................... 3



Minimum Initial

Purchase

Minimum Subsequent

Purchase

AIZAX 085568673 AllianceBernstein AB International A A $2,500 $50

ISARX 01878H109 AllianceBernstein AB International Strategic Core A A $2,500 $50

ABIAX 018913103 AllianceBernstein AB International Value A A $2,500 $50

APGAX 01877C101 AllianceBernstein AB Large Cap Growth A A $2,500 $50

ALHAX 018528349 AllianceBernstein AB Limited Duration High Income A A $2,500 $50

TDBAX 01878V801 AllianceBernstein AB Multi-Manager Select 2010 A A $2,500 $50

TDCAX 01878V827 AllianceBernstein AB Multi-Manager Select 2015 A A $2,500 $50

TDDAX 01878V744 AllianceBernstein AB Multi-Manager Select 2020 A A $2,500 $50

TDAGX 01878V660 AllianceBernstein AB Multi-Manager Select 2025 A A $2,500 $50

TDHAX 01878V587 AllianceBernstein AB Multi-Manager Select 2030 A A $2,500 $50

TDMAX 01878V512 AllianceBernstein AB Multi-Manager Select 2035 A A $2,500 $50

TDJAX 01878V439 AllianceBernstein AB Multi-Manager Select 2040 A A $2,500 $50

TDNAX 01878V355 AllianceBernstein AB Multi-Manager Select 2045 A A $2,500 $50

TDLAX 01878V272 AllianceBernstein AB Multi-Manager Select 2050 A A $2,500 $50

TDAPX 01878V199 AllianceBernstein AB Multi-Manager Select 2055 A A $2,500 $50

TDAAX 01878V108 AllianceBernstein AB Multi-Manager Select Retire Allc A A $2,500 $50

AUNAX 018528489 AllianceBernstein AB Municipal Bond Inflation Strategy A A $2,500 $50

ALCAX 018642306 AllianceBernstein AB Municipal Income California A A $2,500 $50

AAZAX 01864E797 AllianceBernstein AB Municipal Income II Arizona A A $2,500 $50

AMAAX 01864E763 AllianceBernstein AB Municipal Income II Massachusetts A A $2,500 $50

AMNAX 01864E409 AllianceBernstein AB Municipal Income II Minnesota A A $2,500 $50

ANJAX 01864E805 AllianceBernstein AB Municipal Income II New Jersey A A $2,500 $50

AOHAX 01864E862 AllianceBernstein AB Municipal Income II Ohio A A $2,500 $50

APAAX 01864E839 AllianceBernstein AB Municipal Income II Pennsylvania A A $2,500 $50

AVAAX 01864E706 AllianceBernstein AB Municipal Income II Virginia A A $2,500 $50

ALTHX 018642108 AllianceBernstein AB Municipal Income National A A $2,500 $50

ALNYX 018642207 AllianceBernstein AB Municipal Income New York A A $2,500 $50

CABDX 018597104 AllianceBernstein AB Relative Value A A $2,500 $50

FUND FAMILY: ALLIANCE BERNSTEIN ................................................................................................................................................................... 4


Symbol CUSIP Fund Family Fund Name ShareClass

Minimum Initial

Purchase

Minimum Subsequent

Purchase

AUUAX 01877E313 AllianceBernstein AB Select US Equity A A $2,500 $50

ASLAX 01878T103 AllianceBernstein AB Select US Long/Short A A $2,500 $50

ADPAX 085568749 AllianceBernstein AB Short Duration A A $2,500 $50

QUASX 01877E107 AllianceBernstein AB Small Cap Growth A A $2,500 $50

SCAVX 01878T574 AllianceBernstein AB Small Cap Value A A $2,500 $50

ALTFX 018780106 AllianceBernstein AB Sustainable Global Thematic A A $2,500 $50

AWPAX 01879X103 AllianceBernstein AB Sustainable Intl Thematic A A $2,500 $50

ATTAX

AGIAX

018528174

01877F708

AllianceBernstein

AllianceBernstein

AB Tax-Aware Fixed Income A

AB Tax-Managed All Market Income A

A

A

$2,500

$2,500

$50

$50

ABXAX

ATWAX

085568715

01877F567

AllianceBernstein

AllianceBernstein

AB Tax-Managed International A

AB Tax-Managed Wealth Apprec Strat A

A

A

$2,500

$2,500

$50

$50

AGSAX 01859N109 AllianceBernstein AB Unconstrained Bond A A $2,500 $50

ABVAX 018915108 AllianceBernstein AB Value A A $2,500 $50

AWAAX 01877F690 AllianceBernstein AB Wealth Appreciation Strategy A A $2,500 $50


Minimum Initial

Purchase

Minimum Subsequent

Purchase

AABSX 01882F735 Allianz AllianzGI Best Styles EMkts Eq A A $1,000 $50

ALLGX 01882F875 Allianz AllianzGI Best Styles Global Eq A A $1,000 $50

AXABX 01882F776 Allianz AllianzGI Best Styles Intl Eq A A $1,000 $50

AABUX 01882F750 Allianz AllianzGI Best Styles US Equity A A $1,000 $50

ANZAX

AMMAX

01900C680

01882G881

Allianz

Allianz

AllianzGI Convertible A

AllianzGI Emerging Markets Cnsmer A

A

A

$1,000

$1,000

$50

$50

AGMAX 01882F602 Allianz AllianzGI Emerging Markets Debt A A $1,000 $50

AOTAX

ALMMX

018920629

01882G865

Allianz

Allianz

AllianzGI Emerging Markets Opps A

AllianzGI Emerging Markets Sm-Cp A

A

A

$1,000

$1,000

$50

$50

FUND FAMILY: ALLIANZ

FUND FAMILY: ALLIANZ .............................................................................................................................................................................................. 5



Minimum Initial

Purchase

Minimum Subsequent

Purchase

EEDFX 01882G774 Allianz AllianzGI Europe Equity Dividend A A $1,000 $50

PGWAX 018918318 Allianz AllianzGI Focused Growth A A $1,000 $50

PALAX

ASGAX

AZDAX

ARMAX

01900C771

01900C706

01882F107

018920710

Allianz

Allianz

Allianz

Allianz

AllianzGI Global Allocation A

AllianzGI Global Dynamic Allocation A

AllianzGI Global Fundamental StratA

AllianzGI Global Natural Resources A

A

A

A

A

$1,000

$1,000

$1,000

$1,000

$50

$50

$50

$50

RGSAX 018919522 Allianz AllianzGI Global Small-Cap A A $1,000 $50

ASUAX 01882G600 Allianz AllianzGI Global Sustainability A A $1,000 $50

AWTAX 01900A106 Allianz AllianzGI Global Water A A $1,000 $50

RAGHX 018919423 Allianz AllianzGI Health Sciences A A $1,000 $50

AYBAX 01900C615 Allianz AllianzGI High Yield Bond A A $1,000 $50

AZNAX 018920496 Allianz AllianzGI Income & Growth A A $1,000 $50

AIGFX 01882G733 Allianz AllianzGI International Growth A A $1,000 $50

AOPAX 01900C532 Allianz AllianzGI International Small-Cap A A $1,000 $50

GMCAX 01880B637 Allianz AllianzGI Micro Cap A A $1,000 $50

RMDAX 018919704 Allianz AllianzGI Mid-Cap A A $1,000 $50

AGRAX 01900A254 Allianz AllianzGI Multi Asset Income A A $1,000 $50

PNEAX

AZMAX

018918243

01880B348

Allianz

Allianz

AllianzGI NFJ Dividend Value A

AllianzGI NFJ Emerging MarketsValue A

A

A

$1,000

$1,000

$50

$50

AFJAX 018920702 Allianz AllianzGI NFJ International Value A A $1,000 $50

AJVAX 01880B462 Allianz AllianzGI NFJ Intl Small-Cap Value A A $1,000 $50

PNBAX 018918458 Allianz AllianzGI NFJ Large-Cap Value A A $1,000 $50

PQNAX 018918649 Allianz AllianzGI NFJ Mid-Cap Value A A $1,000 $50

PCVAX 018918714 Allianz AllianzGI NFJ Small-Cap Value A A $1,000 $50

AGLAX 01900A569 Allianz AllianzGI Retirement 2020 A A $1,000 $50

GVSAX 01880B868 Allianz AllianzGI Retirement 2025 A A $1,000 $50

ABLAX 01900A486 Allianz AllianzGI Retirement 2030 A A $1,000 $50

FUND FAMILY: ALLIANZ .............................................................................................................................................................................................. 6



Minimum Initial

Purchase

Minimum Subsequent

Purchase

GVRAX 01880B819 Allianz AllianzGI Retirement 2035 A A $1,000 $50

AVSAX 01900A411 Allianz AllianzGI Retirement 2040 A A $1,000 $50

GBVAX 01880B751 Allianz AllianzGI Retirement 2045 A A $1,000 $50

ASNAX 01900A338 Allianz AllianzGI Retirement 2050 A A $1,000 $50

GLIAX 01880B694 Allianz AllianzGI Retirement 2055 A A $1,000 $50

ASHAX 01880B603 Allianz AllianzGI Short Duration High Inc A A $1,000 $50

AZBAX 018922575 Allianz AllianzGI Small-Cap Blend A A $1,000 $50

AZIAX 01880B454 Allianz AllianzGI Structured Return A A $1,000 $50

RAGTX 018919472 Allianz AllianzGI Technology A A $1,000 $50

GUCAX 01880B645 Allianz AllianzGI Ultra Micro Cap A A $1,000 $50

AZUAX 01880B397 Allianz AllianzGI US Equity-Hedged A A $1,000 $50

FUND FAMILY: AMERICAN CENTURY


Minimum Initial

Purchase

Minimum Subsequent

Purchase

ACDJX 02507M386 American Century AC Alternatives Discp Long Short Inv Inv $2,500 $50

AEOVX 02508G107 American Century AC Alternatives Emerg Opps Ttl Ret Inv Inv $2,500 $50

ALHIX 02507M691 American Century AC Alternatives Equity Market Netr Inv Inv $2,500 $50

ALNNX 02508F109 American Century AC Alternatives Income Investor Inv $2,500 $50

ALEVX 025076175 American Century AC Alternatives Long Short Investor Inv $2,500 $50

ACVVX 025076449 American Century AC Alternatives Market Neutral Val Inv Inv $2,500 $50

ACMNX 02507H882 American Century American Century Adaptive All Cap Inv Inv $2,500 $50

AMVIX 025083551 American Century American Century Adaptive Equity Inv Inv $2,500 $50

TWGTX 025083759 American Century American Century All Cap Growth Inv Inv $2,500 $50

TWBIX 025083742 American Century American Century Balanced Inv Inv $2,500 $50

BCHYX 025075201 American Century American Century CA High Yield Muni Inv Inv $5,000 $50

FUND FAMILY: AMERICAN CENTURY ..................................................................................................................................................................... 7



Minimum Initial

Purchase

Minimum Subsequent

Purchase

BCITX 025075508 American Century American Century CA Interm-T T-Fr Bd Inv Inv $5,000 $50

BCTXX 025075300 American Century American Century CA Tax-Free Money MktFd Inv $2,500 $50

CPFXX 025081803 American Century American Century Capital Preservation Fd Inv $2,500 $50

ACTIX 025083395 American Century American Century Capital Val Inv Inv $2,500 $50

ACPVX 02507M451 American Century American Century Core Equity Plus Inv Inv $2,500 $50

ACCNX 024932493 American Century American Century Core Plus Inv Inv $2,500 $50

ADSIX 02507M675 American Century American Century Disciplined Growth Inv Inv $2,500 $50

ADFIX 024932402 American Century American Century Diversified Bond Inv Inv $2,500 $50

AECVX 025086281 American Century American Century Emerg Mkts Sm Cp Inv Inv $2,500 $50

TWMIX 025086885 American Century American Century Emerging Markets Inv Inv $2,500 $50

AEDVX 025082835 American Century American Century Emerging Mkts Dbt Inv Inv $2,500 $50

BEQGX 02507M600 American Century American Century Equity Growth Inv Inv $2,500 $50

TWEIX 025076100 American Century American Century Equity Income Inv Inv $2,500 $50

ACFOX 02507H502 American Century American Century Focused Dynamic Gr Inv Inv $2,500 $50

AFCNX 025086224 American Century American Century Focused Intl Gr Inv Inv $2,500 $50

BGNMX 025081605 American Century American Century Ginnie Mae Inv Inv $2,500 $50

AGBVX 025082876 American Century American Century Global Bond Inv Inv $2,500 $50

BGEIX 02507M105 American Century American Century Global Gold Inv Inv $2,500 $50

TWGGX 025086844 American Century American Century Global Growth Inv Inv $2,500 $50

ARYVX 025076464 American Century American Century Global Real Estate Inv Inv $2,500 $50

AGCVX 02509A109 American Century American Century Global Small Cap Inv Inv $2,500 $50

CPTNX 025081308 American Century American Century Government Bond Inv Inv $2,500 $50

TWCGX 025083106 American Century American Century Growth Inv Inv $2,500 $50

TWHIX 025083791 American Century American Century Heritage Inv Inv $2,500 $50

ABHIX 024932808 American Century American Century High-Yield Inv Inv $2,500 $50

ABHYX 024934804 American Century American Century High-Yield Muni Inv Inv $5,000 $50




Minimum Initial

Purchase

Minimum Subsequent

Purchase

BIGRX 02507M303 American Century American Century Income and Growth Inv Inv $2,500 $50

ACITX 025081704 American Century American Century Inflation Adjs Bond Inv Inv $2,500 $50

TWTIX 024934507 American Century American Century IntermTrm Tx-Fr Bd Inv Inv $5,000 $50

BEGBX 025082108 American Century American Century International Bond Inv Inv $2,500 $50

TWIEX 025086109 American Century American Century International Gr Inv Inv $2,500 $50

AIOIX 025086745 American Century American Century International Opps Inv Inv $10,000 $50

ACEVX 025086588 American Century American Century International Val Inv Inv $2,500 $50

ACIMX 02507M568 American Century American Century Intl Core Equity Inv Inv $2,500 $50

TWEGX 025086505 American Century American Century Intl Discovery Inv Inv $10,000 $50

ALVIX 025076795 American Century American Century Large Company Value Inv Inv $2,500 $50

ACMVX 025076654 American Century American Century Mid Cap Value Inv Inv $2,500 $50

AMJVX 025085564 American Century American Century Multi-Asset Income Inv Inv $2,500 $50

ASIOX 02507M287 American Century American Century Multi-Asset Rl Ret Inv Inv $2,500 $50

ARBVX 02507F696 American Century American Century One Choice 2020 Inv Inv $2,500 $50

ARWIX 02507F506 American Century American Century One Choice 2025 Inv Inv $2,500 $50

ARCVX 02507F654 American Century American Century One Choice 2030 Inv Inv $2,500 $50

ARYIX 02507F886 American Century American Century One Choice 2035 Inv Inv $2,500 $50

ARDVX 02507F613 American Century American Century One Choice 2040 Inv Inv $2,500 $50

AROIX 02507F845 American Century American Century One Choice 2045 Inv Inv $2,500 $50

ARFVX 02507F563 American Century American Century One Choice 2050 Inv Inv $2,500 $50

AREVX 02507F423 American Century American Century One Choice 2055 Inv Inv $2,500 $50

ARGVX 02507F191 American Century American Century One Choice 2060 Inv Inv $2,500 $50

AOGIX 02507F720 American Century American Century One Choice Agrsv Inv Inv $2,500 $50

AOCIX 02507F746 American Century American Century One Choice Cnsrv Inv Inv $2,500 $50

ARTOX 02507F795 American Century American Century One Choice In Ret Inv Inv $2,500 $50

AOMIX 02507F738 American Century American Century One Choice Mod Inv Inv $2,500 $50




Minimum Initial

Purchase

Minimum Subsequent

Purchase

AOVIX 02507F712 American Century American Century One Choice VryAgrsv Inv Inv $2,500 $50

AONIX 02507F753 American Century American Century One Choice VryCnsrv Inv Inv $2,500 $50

BPRXX 024932105 American Century American Century Prime Money Market Fund Inv $2,500 $50

REACX 025076886 American Century American Century Real Estate Inv Inv $2,500 $50

TWCIX 025083502 American Century American Century Select Inv Inv $2,500 $50

APOIX 024932774 American Century American Century Short Dur Inf PrBd Inv Inv $2,500 $50

ASDVX 024932253 American Century American Century Short Dur Strt Inc Inv Inv $2,500 $50

ACSNX 024932436 American Century American Century Short Duration Inv Inv $2,500 $50

TWUSX 025081506 American Century American Century Short-Term Govt Inv Inv $2,500 $50

ANOIX 025083338 American Century American Century Small Cap Growth Inv Inv $2,500 $50

ASVIX 025076852 American Century American Century Small Cap Value Inv Inv $2,500 $50

ASQIX 02507M840 American Century American Century Small Company Inv Inv $2,500 $50

TWSAX 025085705 American Century American Century Strat Allc: Agrsv Inv Inv $2,500 $50

TWSCX 025085101 American Century American Century Strat Allc: Cnsrv Inv Inv $2,500 $50

TWSMX 025085408 American Century American Century Strat Allc: Mod Inv Inv $2,500 $50

ASIEX 024932329 American Century American Century Strategic Income Inv Inv $2,500 $50

AFDIX 02508H600 American Century American Century Sustainable Equity Inv Inv $2,500 $50

BNTXX 024934408 American Century American Century Tax-Free Money MarketFd Inv $2,500 $50

TWCUX 025083882 American Century American Century Ultra Inv Inv $2,500 $50

TCRXX 024932709 American Century American Century US Government MMkt Fd Inv $2,500 $50

BULIX 02507M881 American Century American Century Utilities Inv Inv $2,500 $50

TWVLX 025076506 American Century American Century Value Inv Inv $2,500 $50

BTTTX 024935504 American Century American Century Zero Coupon 2020 Inv Inv $2,500 $50

BTTRX 024935603 American Century American Century Zero Coupon 2025 Inv Inv $2,500 $50

FUND FAMILY: AMERICAN CENTURY ...................................................................................................................................................................10



Minimum Initial

Purchase

Minimum Subsequent

Purchase

FAATX

FAKTX

FAOTX

FAPTX

FAETX

FAQTX

FAUTX

FATTX

FAITX

FAJTX

FAWTX

02631C304

02631C700

02631C866

02631C825

02631C775

02631C734

02631C684

02631C643

02631C593

02631C551

02631C411

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

American Funds

Retire F1

American Funds 2015 Trgt Date Retire F1

American Funds 2020 Trgt DateRetire F1









F1

F1

F1

F1

F1

F1

F1

F1

F1

F1

F1

$250

$250

$250

$250

$250

$250

$250

$250

$250

$250

$250

$50

$50

$50

$50

$50

$50

$50

$50

$50

$50

$50

AMPFX 023375405 American Funds American Funds AMCAP F1 F1 $250 $50

BALFX

AHTFX

024071409

026547406

American Funds

American Funds

American Funds American BalancedF1

American Funds American High-Inc F1

F1

F1

$250

$250

$50

$50

AMFFX 027681402 American Funds American Funds American Mutual F1 F1 $250 $50

BFAFX

CIBFX

WBFFX

CWGFX

097873400

140193400

140541400

140543406

American Funds

American Funds

American Funds

American Funds

American Funds Bond Fund of Amer F1

American Funds Capital Income BldrF1

American Funds Capital World Bond F1

American Funds Capital WorldGr&Inc F1

F1

F1

F1

F1

$250

$250

$250

$250

$50

$50

$50

$50

INPFX 02630Y414 American Funds American Funds Cnsrv Gr & Inc F-1 F1 $250 $50

BFCFX 02629H406 American Funds American Funds Corporate Bond F1 F1 $250 $50

DWGFX 02630F407 American Funds American Funds Dvlpg Wld Gr&Inc F1 F1 $250 $50

EBNEX

AEGFX

AFIFX

02631F406

298706409

360802409

American Funds

American Funds

American Funds

American Funds Emerging MarketsBd F1

American Funds Europacific Growth F1

American Funds Fundamental InvsF1

F1

F1

F1

$250

$250

$250

$50

$50

$50

FUND FAMILY: AMERICAN FUNDS (CAPITAL GROUP)

American Funds 2010 Trgt Date

FUND FAMILY: AMERICAN FUNDS (CAPITAL GROUP) ..................................................................................................................................11



Minimum Initial

Purchase

Minimum Subsequent

Purchase

GBLEX 02629W403 American Funds American Funds Global Balanced F1 F1 $250 $50

PGGFX 02630R575 American Funds American Funds Global Growth Port F1 F1 $250 $50

GAIFX 02630R500 American Funds American Funds Growth and Inc PortF1 F1 $250 $50

GFAFX 399874403 American Funds American Funds Growth Fund of Amer F1 F1 $250 $50

GWPFX 02630R757 American Funds American Funds Growth Portfolio F1 F1 $250 $50

IFAFX 453320400 American Funds American Funds Income Fund of Amer F1 F1 $250 $50

BFIFX 02630D402 American Funds American Funds Inflation Linked BdF1 F1 $250 $50

IBFFX 458809407 American Funds American Funds Interm Bd Fd of Amer F1 F1 $250 $50

IGIFX 45956T402 American Funds American Funds Intl Gr and Inc F1 F1 $250 $50

AICFX 461308405 American Funds American Funds Invmt Co of Amer F1 F1 $250 $50

LTXFX 532726403 American Funds American Funds LtdTerm TxEx Bd F1 F1 $250 $50

BLPFX 02630Y232 American Funds American Funds Moderate Gr & Inc F-1 F1 $250 $50

MFAEX 02630V402 American Funds American Funds Mortgage F1 F1 $250 $50

ANFFX 643822406 American Funds American Funds New Economy F1 F1 $250 $50

NPFFX 648018406 American Funds American Funds New Perspective F1 F1 $250 $50

NWFFX 649280401 American Funds American Funds New World F1 F1 $250 $50

PPVFX 02630Y760 American Funds American Funds Preservation Port F1 F1 $250 $50

FAFWX 02631L403 American Funds American Funds Retire Inc Port-Cnsrv F1 F1 $250 $50

FCFWX 02631L676 American Funds American Funds Retire Inc Port-EnhF1 F1 $250 $50

FBFWX 02631L817 American Funds American Funds Retire Inc Port-Mod F1 F1 $250 $50

FSTTX 02630W509 American Funds American Funds Shrt-Term Tx-ExmptBd F1 F1 $250 $50

SCWFX 831681408 American Funds American Funds SMALLCAP World F1 F1 $250 $50

ASBFX 82524A409 American Funds American Funds ST Bd Fd of Amer F1 F1 $250 $50

ANBEX 02631E409 American Funds American Funds Strategic Bond F-1 F1 $250 $50

TAIFX 02630Y588 American Funds American Funds Tax-Advtg Gr & IncF-1 F1 $250 $50

AFTFX 876902404 American Funds American Funds Tax-Exempt Bond F1 F1 $250 $50

TECFX 02630B406 American Funds American Funds Tax-Exempt CA F F1 $1,000 $50

FUND FAMILY: AMERICAN FUNDS (CAPITAL GROUP) ..................................................................................................................................12



Minimum Initial

Purchase

Minimum Subsequent

Purchase

NYAEX 02630X408 American Funds American Funds Tax-Exempt Fundof NY F1 F1 $1,000 $50

TEPFX 02630Y406 American Funds American Funds Tax-Exempt Presv Port F1 F1 $250 $50

AFFXX 02630U404 American Funds American Funds US Government MMkt Fd F1 $1,000 $50

UGSFX 026300400 American Funds American Funds US Government Sec F1 F1 $250 $50

WSHFX 939330403 American Funds American Funds Washington Mutual F1 F1 $250 $50

ABHFX 026545400 American Funds American High-Income Municipal Bond F-1 F1 $250 $50

FUND FAMILY: BLACKROCK

Symbol

BACPX

BAMPX

BAGPX

CUSIP

091937177

091937151

091937136

Fund Family

BlackRock

BlackRock

BlackRock

Fund Name

BlackRock 20/80 Target Allocation Inv A



Share Class

A

A

A

Minimum Initial

Purchase

$500

$500

$500

Minimum Subsequent

Purchase

$0

$0

$0

BAAPX 09256H799 BlackRock BlackRock 80/20 Target Allocation A A $500 $0

BLSAX

MDGCX

BROAX

MDLRX

BMCAX

MDLVX

091936724

09252A103

091937243

09250J106

091928788

09250J858

BlackRock

BlackRock

BlackRock

BlackRock

BlackRock

BlackRock

BlackRock Advantage Emerging Mkts Inv A

BlackRock Advantage Global Investor A

BlackRock Advantage International Inv A

BlackRock Advantage Large Cap Core Inv A

BlackRock Advantage Large Cap Gr Inv A

BlackRock Advantage Large Cap Val Inv A

A

A

A

A

A

A

$500

$500

$500

$500

$500

$500

$0

$0

$0

$0

$0

$0

BDSAX 091936476 BlackRock BlackRock Advantage Small Cap Core Inv A A $500 $0

CSGEX 091928309 BlackRock BlackRock Advantage Small Cap Gr Inv A A $500 $0

MDSPX 09252L109 BlackRock BlackRock Advantage US Total Mkt Inv A A $500 $0

BACAX 091937334 BlackRock BlackRock All-Cap Engy & Res Investor A A $500 $0

BAMBX 091936278 BlackRock BlackRock Alternative Cptl Strats Inv A A $500 $0

MDPCX 09252J104 BlackRock BlackRock Asian Dragon Investor A A $500 $0

FUND FAMILY: BLACKROCK ....................................................................................................................................................................................13



Minimum Initial

Purchase

Minimum Subsequent

Purchase

MDCPX 09251C100 BlackRock BlackRock Balanced Capital Inv A A $500 $0

MDBAX 09251G101 BlackRock BlackRock Basic Value Inv A A $500 $0

MECMX 09252Y101 BlackRock BlackRock California Muni Opps Inv A A $500 $0

MDFGX 09251R107 BlackRock BlackRock Capital Appreciation Inv A A $500 $0

BCSAX 091936682 BlackRock BlackRock Commodity Strategies Inv A A $500 $0

BCBAX 091928721 BlackRock BlackRock Core Bond Inv A A $500 $0

BCRAX 066923582 BlackRock BlackRock CoreAlpha Bond Investor A A $500 $0

BMSAX 09256H245 BlackRock BlackRock Credit Strategies Income Inv A A $500 $0

BDHAX 09257E829 BlackRock BlackRock Dynamic High Income Inv A A $500 $0

BAEDX 09256H278 BlackRock BlackRock Emerg Mkts Flex Dyn Bd Inv A A $500 $0

BACHX 091936872 BlackRock BlackRock Emerging Markets Div Inv A A $500 $0

BEFAX 09258N851 BlackRock BlackRock Emerging Mkts Eq Strats Inv A A $500 $0

MDDCX 09251J105 BlackRock BlackRock Emerging Mkts Inv A A $500 $0

SSGRX 091937524 BlackRock BlackRock Energy & Resources Inv A A $500 $0

MDDVX 09251M108 BlackRock BlackRock Equity Dividend Inv A A $500 $0

MDEFX 09251N106 BlackRock BlackRock EuroFund Inv A A $500 $0

BALPX 09250J759 BlackRock BlackRock Event Driven Equity Inv A A $500 $0

BFRAX 09256H211 BlackRock BlackRock Floating Rate Income Inv A A $500 $0

MDFOX 09251P101 BlackRock BlackRock Focus Growth Inv A A $500 $0

MDLOX 09251T103 BlackRock BlackRock Global Allocation Inv A A $500 $0

BABDX 09256H385 BlackRock BlackRock Global Dividend Inv A A $500 $0

BGCAX 091936757 BlackRock BlackRock Global Long/Short Credit Inv A A $500 $0

BDMAX 091936542 BlackRock BlackRock Global Long/Short Equity Inv A A $500 $0

BGPAX 091929745 BlackRock BlackRock GNMA Inv A A $500 $0

SHSAX 091937573 BlackRock BlackRock Health Sciences Opps Inv A A $500 $0

BMEAX 091929810 BlackRock BlackRock High Equity Income Investor A A $500 $0

BHYAX 091929679 BlackRock BlackRock High Yield Bond Inv A A $500 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

MDYHX 09253C785 BlackRock BlackRock High Yield Municipal Inv A A $500 $0

BIAAX 09258N562 BlackRock BlackRock Impact Bond Investor A A $500 $0

BIRAX 091936146 BlackRock BlackRock Impact US Equity Investor A A $500 $0

BPRAX 091937722 BlackRock BlackRock Inflation Protected Bond Inv A A $500 $0

BREAX 091929307 BlackRock BlackRock International Dividend Inv A A $500 $0

MDILX 09248G107 BlackRock BlackRock International Inv A A $500 $0

MDLHX 09250J601 BlackRock BlackRock Large Cap Focus Growth Inv A A $500 $0

MDLTX 09250X105 BlackRock BlackRock Latin America Inv A A $500 $0

LPDAX 066923426 BlackRock BlackRock LifePath Dynamic 2060 Inv A A $500 $0

BAPAX 09257E621 BlackRock Blackrock Lifepath Smart Beta 2060 Inv A A $500 $0

LPRCX 066922865 BlackRock BlackRock LifePath Dyn 2020 Investor A A $500 $0

LPBAX 066922352 BlackRock BlackRock LifePath Dyn 2025 Investor A A $500 $0

LPRDX 066922840 BlackRock BlackRock LifePath Dyn 2030 Investor A A $500 $0

LPJAX 066922295 BlackRock BlackRock LifePath Dyn 2035 Investor A A $500 $0

LPREX 066922824 BlackRock BlackRock LifePath Dyn 2040 Investor A A $500 $0

LPHAX 066922246 BlackRock BlackRock LifePath Dyn 2045 Investor A A $500 $0

LPRFX 06739T549 BlackRock BlackRock LifePath Dyn 2050 Investor A A $500 $0

LPVAX 066922188 BlackRock BlackRock LifePath Dyn 2055 Investor A A $500 $0

LPRAX 066922709 BlackRock BlackRock LifePath Dyn Retirement Inv A A $500 $0

LIQAX 066923889 BlackRock BlackRock LifePath Index 2020 Inv A A $500 $0

LILAX 066923855 BlackRock BlackRock LifePath Index 2025 Inv A A $500 $0

LINAX 066923822 BlackRock BlackRock LifePath Index 2030 Inv A A $500 $0

LIJAX 066923780 BlackRock BlackRock LifePath Index 2035 Inv A A $500 $0

LIKAX 066923756 BlackRock BlackRock LifePath Index 2040 Inv A A $500 $0

LIHAX 066923723 BlackRock BlackRock LifePath Index 2045 Inv A A $500 $0

LIPAX 066923681 BlackRock BlackRock LifePath Index 2050 Inv A A $500 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

LIVAX 066923657 BlackRock BlackRock LifePath Index 2055 Inv A A $500 $0

LIZAX 066923475 BlackRock BlackRock LifePath Index 2060 Inv A A $500 $0

LIRAX 066923608 BlackRock BlackRock LifePath Index Retire Inv A A $500 $0

BAPCX 09256H617 BlackRock BlackRock LifePath Smart Beta 2020 InvA A $500 $0

BAPDX 09256H575 BlackRock BlackRock LifePath Smart Beta 2025 InvA A $500 $0

BAPEX 09256H542 BlackRock BlackRock LifePath Smart Beta 2030 InvA A $500 $0

BAPGX 09256H518 BlackRock BlackRock LifePath Smart Beta 2035 InvA A $500 $0

BAPHX 09256H476 BlackRock BlackRock LifePath Smart Beta 2040 InvA A $500 $0

BAPJX 09256H443 BlackRock BlackRock LifePath Smart Beta 2045 InvA A $500 $0

BAPKX 09256H419 BlackRock BlackRock LifePath Smart Beta 2050 InvA A $500 $0

BAPLX 09257E860 BlackRock BlackRock LifePath Smart Beta 2055 InvA A $500 $0

BAPBX 09256H641 BlackRock BlackRock LifePath Smart Beta Retr InvA A $500 $0

MDEGX 09251W106 BlackRock BlackRock Long-Horizon Equity Inv A A $500 $0

BLDAX 091928267 BlackRock BlackRock Low Duration Bond Inv A A $500 $0

BLADX 091937219 BlackRock BlackRock Managed Income Investor A A $500 $0

MDRFX 09255V104 BlackRock BlackRock Mid Cap Dividend Investor A A $500 $0

BMGAX 091928846 BlackRock BlackRock Mid-Cap Growth Equity Inv A A $500 $0

PINXX 091927301 BlackRock Blackrock Money Market Portfolio A $500 $0

BAICX 09256H351 BlackRock BlackRock Multi-Asset Income Investor A A $500 $0

BMMAX 091936385 BlackRock BlackRock Multi-Manager Alt Strats Inv A A $500 $0

MDNLX 09253C603 BlackRock BlackRock National Municipal Inv A A $500 $0

MDGRX 09252H108 BlackRock BlackRock Natural Resources Inv A A $500 $0

MENJX 09253A706 BlackRock BlackRock NJ Municipal Bond Inv A A $500 $0

MENKX 09253A821 BlackRock BlackRock NY Municipal Opps Inv A A $500 $0

MEPYX 09253A755 BlackRock BlackRock PA Municipal Bond Inv A A $500 $0

BAREX 091936617 BlackRock BlackRock Real Estate Securities Inv A A $500 $0

MELMX 09253C868 BlackRock BlackRock Short-Term Municipal Inv A A $500 $0



Symbol

MDWIX

CUSIP

09252X103

Fund Family

BlackRock

Fund Name

BlackRock Strategic Global Bond Inv A

Share Class

A

Minimum Initial

Purchase

$500

Minimum Subsequent

Purchase

$0

BASIX 09256H310 BlackRock BlackRock Strategic Income Opps Inv A A $500 $0

MEMTX

MSAXX

09253E104

09253V106

BlackRock

BlackRock

BlackRock Strategic Muni Opps Inv A

BlackRock Summit Cash Reserves Fund

A

A

$500

$500

$0

$0

PCBAX 091927822 BlackRock BlackRock Tactical Opportunities Inv A A $500 $0

BGSAX

BEEAX

091929570

091936443

BlackRock

BlackRock

BlackRock Technology Opportunities Inv A

BlackRock Total Emerging MarketsInv A

A

A

$500

$500

$0

$0

BSTAX 091936518 BlackRock BlackRock Total Factor Inv A A $500 $0

MDHQX 09252M107 BlackRock BlackRock Total Return Inv A A $500 $0

CIGAX 091928549 BlackRock BlackRock US Government Bond Inv A A $500 $0

BMPAX 561656505 BlackRock BlackRock US Mortgage Portfolio A A $500 $0

BARDX 091936211 BlackRock iShares Developed Real Estate Idx Inv A A $500 $0

MDIIX 09253F309 BlackRock iShares MSCI EAFE Intl Idx Inv A A $500 $0

BDOAX 066923624 BlackRock iShares MSCI Total Intl Idx Inv A A $500 $0

BRGAX

MDSKX

066923103

09253F705

BlackRock

BlackRock

iShares Russell 1000 Large-Cap IdxInv A

iShares Russell 2000 Small-Cap Idx Inv A

A

A

$500

$500

$0

$0

BRMAX 09258N307 BlackRock iShares Russell Mid-Cap Index Inv A A $500 $0

BSMAX 091936245 BlackRock iShares Russell Small/Mid-Cap Idx Inv A A $500 $0

BSPAX 066923566 BlackRock iShares S&P 500 Index Investor A A $500 $0

BAIPX

BASMX

09258N877

091936179

BlackRock

BlackRock

iShares Short-Term TIPS Bond Idx Inv A

iShares Total US Stock Market IdxInv A

A

A

$500

$500

$0

$0

BMOAX 066923400 BlackRock iShares US Aggregate Bond Index Inv A A $500 $0



FUND FAMILY: DELAWARE


Minimum Initial

Purchase

Minimum Subsequent

Purchase

DGCAX 245908785 Delaware Funds by Macquarie Delaware Corporate Bond A A $1,000 $100

DPDFX 246248744 Delaware Funds by Macquarie Delaware Diversified Income A A $1,000 $100

DEMAX 245914841 Delaware Funds by Macquarie Delaware Emerging Markets A A $1,000 $100

DEEAX 245908835 Delaware Funds by Macquarie Delaware Extended Duration Bond A A $1,000 $100

DDFAX 245908660 Delaware Funds by Macquarie Delaware Floating Rate A A $1,000 $100

DFIAX 245918107 Delaware Funds by Macquarie Delaware Foundation Cnsrv Allc A A $1,000 $100

DFBAX 245918503 Delaware Funds by Macquarie Delaware Foundation Moderate Allc A A $1,000 $100

DGRPX 245917653 Delaware Funds by Macquarie Delaware Global Real Estate Opps A A $1,000 $100

DABAX 245914718 Delaware Funds by Macquarie Delaware Global Value A A $1,000 $100

DLHAX 24610E101 Delaware Funds by Macquarie Delaware Healthcare A A $1,000 $100

DHOAX 245908876 Delaware Funds by Macquarie Delaware High-Yield Opportunities A A $1,000 $100

DGGAX 246118541 Delaware Funds by Macquarie Delaware International Small Cap A A $1,000 $100

DEGIX 245914106 Delaware Funds by Macquarie Delaware Intl Value Equity A A $1,000 $100

DLTAX 245910609 Delaware Funds by Macquarie Delaware Investments Ultrashort A A $1,000 $100

DTRIX 245912308 Delaware Funds by Macquarie Delaware Limited-Term Diversified Inc A A $1,000 $100

DLMAX 246093868 Delaware Funds by Macquarie Delaware Mid Cap Value A A $1,000 $100

DVMHX 928928316 Delaware Funds by Macquarie Delaware MN High-Yield Muni Bd A A $1,000 $100

CXHYX 928928241 Delaware Funds by Macquarie Delaware National Hi-Yld Muni Bd A A $1,000 $100

DPREX 246248868 Delaware Funds by Macquarie Delaware REIT A A $1,000 $100

DVEAX 928931104 Delaware Funds by Macquarie Delaware Select Growth A A $1,000 $100

DCCAX 24610B883 Delaware Funds by Macquarie Delaware Small Cap Core A A $1,000 $100

DEVLX 246097109 Delaware Funds by Macquarie Delaware Small Cap Value A A $1,000 $100

DFCIX 245906102 Delaware Funds by Macquarie Delaware Smid Cap Growth A A $1,000 $100

DEGGX 246094205 Delaware Funds by Macquarie Delaware Strategic Income A A $1,000 $100

VAZIX 928916204 Delaware Funds by Macquarie Delaware Tax-Free Arizona A A $1,000 $100

FUND FAMILY: DELAWARE ......................................................................................................................................................................................18



Minimum Initial

Purchase

Minimum Subsequent

Purchase

DVTAX 928928829 Delaware Funds by Macquarie Delaware Tax-Free CA A A $1,000 $100

VCTFX 928920107 Delaware Funds by Macquarie Delaware Tax-Free CO A A $1,000 $100

VIDAX 928928704 Delaware Funds by Macquarie Delaware Tax-Free ID A A $1,000 $100

DEFFX 928918101 Delaware Funds by Macquarie Delaware Tax-Free MN A A $1,000 $100

DXCCX 928930106 Delaware Funds by Macquarie Delaware Tax-Free MN Intermediate A A $1,000 $100

FTNYX 928928274 Delaware Funds by Macquarie Delaware Tax-Free NY A A $1,000 $100

DELIX 233216100 Delaware Funds by Macquarie Delaware Tax-Free PA A A $1,000 $100

DMTFX 245909106 Delaware Funds by Macquarie Delaware Tax-Free USA A A $1,000 $100

DMUSX 245909304 Delaware Funds by Macquarie Delaware Tax-Free USA Intermediate A A $1,000 $100

DUGAX 245917505 Delaware Funds by Macquarie Delaware US Growth A A $1,000 $100

DDVAX 24610C881 Delaware Funds by Macquarie Delaware Value A A $1,000 $100

DDIAX 24610B107 Delaware Funds by Macquarie Delaware Wealth Builder A A $1,000 $100

FUND FAMILY: DREYFUS

Symbol

MAJAX

CUSIP

05580W106

Fund Family

Dreyfus

Fund Name

BNY Mellon Absolute Insgt Multi-Strat A

Share Class

A

Minimum Initial

Purchase

$0

Minimum Subsequent

Purchase

$0

BMIAX 05569M343 Dreyfus BNY Mellon Income Stock A A $0 $0

DNLDX 86271F107 Dreyfus Dreyfus Active MidCap A A $0 $0

DRNAX

DMUAX

26188X882

261969802

Dreyfus

Dreyfus

Dreyfus Alternative Diversifier Strats A

Dreyfus AMT-Free Municipal Bond A

A

A

$0

$0

$0

$0

DBOAX 26202W100 Dreyfus Dreyfus Balanced Opportunity A A $0 $0

DCAAX 26202V102 Dreyfus Dreyfus CA AMT-Free Municipal Bond A A $0 $0

PSCTX 26202D102 Dreyfus Dreyfus Connecticut A A $0 $0

DLTSX 261978217 Dreyfus Dreyfus Core Equity A A $0 $0

DBEAX 26203E729 Dreyfus Dreyfus Diversified Emerging Markets A A $0 $0

DFPAX 261986657 Dreyfus Dreyfus Diversified International A A $0 $0

FUND FAMILY: DREYFUS ...........................................................................................................................................................................................19



Minimum Initial

Purchase

Minimum Subsequent

Purchase

AVGAX 007565104 Dreyfus Dreyfus Dynamic Total Return A A $0 $0

DRFMX 26201H104 Dreyfus Dreyfus Emerging Markets A A $0 $0

DQIAX 261980650 Dreyfus Dreyfus Equity Income A A $0 $0

DFLAX 261949762 Dreyfus Dreyfus Floating Rate Income A A $0 $0

DGDAX 007565211 Dreyfus Dreyfus Global Dynamic Bond A A $0 $0

DGEAX 26188X106 Dreyfus Dreyfus Global Emerging Markets A A $0 $0

DEQAX 261980619 Dreyfus Dreyfus Global Equity Income A A $0 $0

DGANX 261986269 Dreyfus Dreyfus Global Infrastructure A A $0 $0

DRLAX 261986616 Dreyfus Dreyfus Global Real Estate Securities A A $0 $0

DRRAX 007565278 Dreyfus Dreyfus Global Real Return A A $0 $0

DGLAX 86271F834 Dreyfus Dreyfus Global Stock A A $0 $0

DHYAX 261969844 Dreyfus Dreyfus High Yield Municipal Bond A A $0 $0

DPLTX 261980783 Dreyfus Dreyfus High Yld A A $0 $0

DRITX 261967202 Dreyfus Dreyfus Intermediate Term Income A A $0 $0

DIBAX 261980684 Dreyfus Dreyfus International Bond A A $0 $0

DIEAX 26201F108 Dreyfus Dreyfus International Equity A A $0 $0

DYAPX 26201F819 Dreyfus Dreyfus International Small Cap A A $0 $0

DISAX 86271F784 Dreyfus Dreyfus International Stock A A $0 $0

DLQAX 261986566 Dreyfus Dreyfus Large Cap Equity A A $0 $0

DAPAX 261986525 Dreyfus Dreyfus Large Cap Growth A A $0 $0

PSMAX 26202D847 Dreyfus Dreyfus Massachusetts A A $0 $0

PTEBX 26201Y107 Dreyfus Dreyfus Municipal Bond Opportunity A A $0 $0

DNLAX 26202P857 Dreyfus Dreyfus Natural Resources A A $0 $0

DRNJX 26202T107 Dreyfus Dreyfus New Jersey Municipal Bond A A $0 $0

PSNYX 26201V103 Dreyfus Dreyfus NY AMT-Free Municipal Bond A A $0 $0

DSTAX 261949200 Dreyfus Dreyfus Opportunistic Fixed Income A A $0 $0

DMCVX 26200C304 Dreyfus Dreyfus Opportunistic Midcap Value A A $0 $0

FUND FAMILY: DREYFUS .......................................................................................................................................................................................... 20



Minimum Initial

Purchase

Minimum Subsequent

Purchase

PTPAX 26202D649 Dreyfus Dreyfus Pennsylvania A A $0 $0

DWOAX 26203H201 Dreyfus Dreyfus Research Growth A A $0 $0

DBNAX 26188X502 Dreyfus Dreyfus Select Managers Long/ Short A A $0 $0

DSGAX 86271F594 Dreyfus Dreyfus Select Managers Small Cap Gr A A $0 $0

DMVAX 86271F693 Dreyfus Dreyfus Select Managers Small Cap Val A A $0 $0

DMBAX 261918601 Dreyfus Dreyfus Short-Intermediate Muni Bd A A $0 $0

DOFAX 26202P667 Dreyfus Dreyfus Strategic Beta Emerg Mkts Eq A A $0 $0

DAGVX 26200C205 Dreyfus Dreyfus Strategic Value A A $0 $0

DPSAX 26200C726 Dreyfus Dreyfus Structured Midcap A A $0 $0

DTCAX 26201E101 Dreyfus Dreyfus Sustainable US Equity A A $0 $0

DSDAX 26203E786 Dreyfus Dreyfus Tax Sensitive Total Return Bd A A $0 $0

DTMGX 261978381 Dreyfus Dreyfus Tax-Managed Growth A A $0 $0

DTGRX 26200C882 Dreyfus Dreyfus Technology Growth A A $0 $0

DTMAX 007565245 Dreyfus Dreyfus Total Emerging Markets A A $0 $0

DPUAX 86271F743 Dreyfus Dreyfus US Equity A A $0 $0

GPGAX 26203A107 Dreyfus Dreyfus US Mortgage A A $0 $0

PGROX 261989107 Dreyfus Dreyfus Worldwide Growth A A $0 $0

DABMX 26188X841 Dreyfus Dreyfus Yield Enhancement Strategy A A $0 $0

NIEAX 26203E505 Dreyfus Dreyfus/Newton International Equity A A $0 $0

DHGAX 26203F106 Dreyfus Dreyfus/Standish Global Fixed Income A A $0 $0

DBMAX 26203E745 Dreyfus Dreyfus/The Boston Co Sm/Md Cp Gr A A $0 $0

RUDAX 26203F304 Dreyfus Dreyfus/The Boston Company Sm Cp Val A A $0 $0

FUND FAMILY: DREYFUS .......................................................................................................................................................................................... 21



Minimum Initial

Purchase

Minimum Subsequent

Purchase

EACBX 27826X102 Eaton Vance Eaton Vance 1-to-10 Yr Lad Corp Bd A A $1,000 $0

ETMBX 277911764 Eaton Vance Eaton Vance AMT-Free Municipal Income A A $1,000 $0

EAALX 277902664 Eaton Vance Eaton Vance Atlanta Capital Focused Gr A A $1,000 $0

ESEAX 277902466 Eaton Vance Eaton Vance Atlanta Capital Sel Eq A A $1,000 $0

EAASX 277902656 Eaton Vance Eaton Vance Atlanta Capital SMID-Cap A A $1,000 $0

ETAZX 27826L645 Eaton Vance Eaton Vance AZ Municipal Income A A $1,000 $0

EVIFX 277905865 Eaton Vance Eaton Vance Balanced A A $1,000 $0

EACAX 27826L256 Eaton Vance Eaton Vance CA Municipal Opportunities A A $1,000 $0

EACSX 277905345 Eaton Vance Eaton Vance Commodity Strategy A A $1,000 $0

EAGIX 277905436 Eaton Vance Eaton Vance Core Bond A A $1,000 $0

EBABX 277923470 Eaton Vance Eaton Vance Core Plus Bond A A $1,000 $0

ETCTX 27826L314 Eaton Vance Eaton Vance CT Municipal Income A A $1,000 $0

EAIIX 277923710 Eaton Vance Eaton Vance Diversified Currency Inc A A $1,000 $0

EVTMX 277905832 Eaton Vance Eaton Vance Dividend Builder A A $1,000 $0

EACOX

EADOX

EEIAX

27826A789

27827V204

277923694

Eaton Vance

Eaton Vance

Eaton Vance

Eaton Vance Emerg & Frntr Countrs Eq A

Eaton Vance Emerging Markets Dbt Opps A

Eaton Vance Emerging Markets Local Inc A

A

A

A

$1,000

$1,000

$1,000

$0

$0

$0

EVBLX 277911129 Eaton Vance Eaton Vance Floating Rate A A $1,000 $0

EVFHX 277911137 Eaton Vance Eaton Vance Floating-Rate & Hi Inc A A $1,000 $0

EAFAX

EXFLX

277923660

27826H636

Eaton Vance

Eaton Vance

Eaton Vance Floating-Rate Advantage A

Eaton Vance Floating-Rate Muni Inc A

A

A

$1,000

$1,000

$0

$0

EAFGX 277902565 Eaton Vance Eaton Vance Focused Growth Opps A A $1,000 $0

EAFVX 277902532 Eaton Vance Eaton Vance Focused Value Opps A A $1,000 $0

ETGAX 27826L595 Eaton Vance Eaton Vance GA Municipal Income A A $1,000 $0

EAGMX 277923736 Eaton Vance Eaton Vance Glbl Macr Absolute Return A A $1,000 $0

FUND FAMILY: EATON VANCE

FUND FAMILY: EATON VANCE................................................................................................................................................................................ 22



Minimum Initial

Purchase

Minimum Subsequent

Purchase

EGRAX 277923280 Eaton Vance Eaton Vance Glbl Macro Abs Ret Advtg A A $1,000 $0

EDIAX 277923876 Eaton Vance Eaton Vance Global Income Builder A A $1,000 $0

EAVSX 277905717 Eaton Vance Eaton Vance Global Small-Cap A A $1,000 $0

ESVAX 277911236 Eaton Vance Eaton Vance Global Small-Cap Equity A A $1,000 $0

EVGOX 277911103 Eaton Vance Eaton Vance Government Opportunities A A $1,000 $0

EVCGX 277902201 Eaton Vance Eaton Vance Greater China Growth A A $1,000 $0

ETGIX 277905501 Eaton Vance Eaton Vance Greater India A A $1,000 $0

EALCX 277905691 Eaton Vance Eaton Vance Growth A A $1,000 $0

EROAX 277905477 Eaton Vance Eaton Vance Hedged Stock A A $1,000 $0

EHGAX 277902367 Eaton Vance Eaton Vance Hexavest Global Equity A A $1,000 $0

EHIAX 277902334 Eaton Vance Eaton Vance Hexavest International Eq A A $1,000 $0

ETHIX 277923405 Eaton Vance Eaton Vance High Income Opportunities A A $1,000 $0

ETHYX 27826M882 Eaton Vance Eaton Vance High-Yield Municipal Inc A A $1,000 $0

EVIBX 277907101 Eaton Vance Eaton Vance Income Fund of Boston A A $1,000 $0

EILAX 27830N702 Eaton Vance Eaton Vance International Small-Cap A A $1,000 $0

EHSTX 277905808 Eaton Vance Eaton Vance Large-Cap Value A A $1,000 $0

ETMAX 27826L561 Eaton Vance Eaton Vance MA Municipal Income A A $1,000 $0

ETMDX 27826L579 Eaton Vance Eaton Vance MD Municipal Income A A $1,000 $0

ETMNX 27826L546 Eaton Vance Eaton Vance MN Municipal Income A A $1,000 $0

ETMOX 27826L520 Eaton Vance Eaton Vance MO Municipal Income A A $1,000 $0

EVBAX 277905246 Eaton Vance Eaton Vance Multisector Income A A $1,000 $0

EADDX 277923504 Eaton Vance Eaton Vance Multi-Strat Absolute Ret A A $1,000 $0

EAAMX 27826A102 Eaton Vance Eaton Vance Multi-Strategy All Mkt A A $1,000 $0

EMOAX 27826Y571 Eaton Vance Eaton Vance Municipal Opportunities A A $1,000 $0

EXNAX 27826H594 Eaton Vance Eaton Vance National Ltd Mat Muni Inc A A $1,000 $0

EANAX 27826L330 Eaton Vance Eaton Vance National Municipal Income A A $1,000 $0

ETNCX 27826L470 Eaton Vance Eaton Vance NC Municipal Income A A $1,000 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

ETNJX 27826L298 Eaton Vance Eaton Vance NJ Municipal Income A A $1,000 $0

ETNYX 27826L322 Eaton Vance Eaton Vance NY Municipal Income A A $1,000 $0

EXNYX 27826H560 Eaton Vance Eaton Vance NY Municipal Opps A A $1,000 $0

ETOHX 27826L462 Eaton Vance Eaton Vance OH Municipal Income A A $1,000 $0

ETORX 27826L454 Eaton Vance Eaton Vance OR Municipal Income A A $1,000 $0

ETPAX 27826L280 Eaton Vance Eaton Vance PA Municipal Income A A $1,000 $0

EAREX 277905311 Eaton Vance Eaton Vance Real Estate A A $1,000 $0

EARAX 277902490 Eaton Vance Eaton Vance Rich Bern All Asst Strat A A $1,000 $0

ERBAX 277902599 Eaton Vance Eaton Vance Richard Bernstein Eq Strat A A $1,000 $0

EASCX 27826L355 Eaton Vance Eaton Vance SC Municipal Income A A $1,000 $0

EARRX 277905378 Eaton Vance Eaton Vance Short Dur Infl-Prot Inc A A $1,000 $0

EALDX 277911160 Eaton Vance Eaton Vance Short Duration Gov Inc A A $1,000 $0

ESHAX 27826A854 Eaton Vance Eaton Vance Short Duration High Income A A $1,000 $0

EXMAX 27826H628 Eaton Vance Eaton Vance Short Duration Muni Opps A A $1,000 $0

ETSIX 277911772 Eaton Vance Eaton Vance Short Duration Strat Inc A A $1,000 $0

ETEGX 277905790 Eaton Vance Eaton Vance Small-Cap A A $1,000 $0

EVSEX 277905105 Eaton Vance Eaton Vance Special Equities A A $1,000 $0

EAERX 277911285 Eaton Vance Eaton Vance Stock A A $1,000 $0

EATTX 27826M676 Eaton Vance Eaton Vance TABS 10to20 Yr Ldrd Mn Bd A A $1,000 $0

EALBX 27826M684 Eaton Vance Eaton Vance TABS 1to10 Year Ldrd Mn Bd A A $1,000 $0

EALTX 27826M759 Eaton Vance Eaton Vance TABS 5 to15 Yr Lad Muni Bd A A $1,000 $0

EITAX 27826M726 Eaton Vance Eaton Vance TABS Interm-Term Muni Bd A A $1,000 $0

EABSX 27826M833 Eaton Vance Eaton Vance TABS Short-Term Muni Bd A A $1,000 $0

EAEAX 277911194 Eaton Vance Eaton Vance Tax-Managed Eq Aset Allc A A $1,000 $0

EADIX 277923108 Eaton Vance Eaton Vance Tax-Managed Global Div Inc A A $1,000 $0

EACPX 277911616 Eaton Vance Eaton Vance Tax-Managed Multi-Cap Gr A A $1,000 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

ETTGX 277911830 Eaton Vance Eaton Vance Tx-Mgd Growth 1.1 A A $1,000 $0

EXTGX 277911483 Eaton Vance Eaton Vance Tx-Mgd Growth 1.2 A A $1,000 $0

ETMGX 277911814 Eaton Vance Eaton Vance Tx-Mgd Small-Cap A A $1,000 $0

EATVX 277911657 Eaton Vance Eaton Vance Tx-Mgd Value A A $1,000 $0

ETVAX 27826L397 Eaton Vance Eaton Vance VA Municipal Income A A $1,000 $0

ETHSX

EAPCX

EAPDX

EAEMX

EAISX

277902813

277923132

27826A821

277923777

277923413

Eaton Vance

Eaton Vance

Eaton Vance

Eaton Vance

Eaton Vance

Eaton Vance Worldwide Health SciA

Parametric Commodity Strategy Investor

Parametric Dividend IncomeInvestor

Parametric Emerging Markets Investor

Parametric International EquityInvestor

A

Inv

A

Inv

Inv

$1,000

$1,000

$1,000

$1,000

$1,000

$0

$0

$0

$0

$0

ETIGX 277911731 Eaton Vance Parametric Tax-Managed Intl Eq Inv Inv $1,000 $0

FUND FAMILY: FEDERATED


Minimum Initial

Purchase

Minimum Subsequent

Purchase

FMAAX 314172743 Federated Federated Absolute Return A A $0 $0

FDBAX 31420F103 Federated Federated Bond A A $0 $0

CAPAX 31420C878 Federated Federated Capital Income A A $0 $0

VSFAX 314172289 Federated Federated Clover Small Value A A $0 $0

IHIAX 31428U771 Federated Federated Emerging Market Debt A A $0 $0

FEKAX 314197500 Federated Federated Equity Advantage A A $0 $0

LEIFX 313915100 Federated Federated Equity Income A A $0 $0

FRSAX 31420C647 Federated Federated Floating Rate Strat Inc A A $0 $0

FUSGX 31420C704 Federated Federated Fund for US Govt Secs A A $0 $0

FSTBX 314183104 Federated Federated Global Allocation A A $0 $0

FUND FAMILY: FEDERATED ..................................................................................................................................................................................... 25



Minimum Initial

Purchase

Minimum Subsequent

Purchase

FTIIX 31420G408 Federated Federated Global Total Return Bond A A $0 $0

FGOAX 313912206 Federated Federated Government Income Secs A A $0 $0

GRAXX 608919544 Federated Federated Government Reserves Fund A $0 $0

FGUAX 31420B706 Federated Federated Government Ultrashrt Dur A A $0 $0

FHIIX 314195108 Federated Federated High Income Bond A A $0 $0

FHYAX 314197302 Federated Federated High Yield Trust A A $0 $0

FGFAX 31428U847 Federated Federated International Leaders A A $0 $0

ISCAX 31428U748 Federated Federated International Small-Mid Co A A $0 $0

IVFAX 314172388 Federated Federated Intl Strategic Val Div A A $0 $0

KAUAX 314172677 Federated Federated Kaufmann A A $0 $0

KLCAX 314172446 Federated Federated Kaufmann Large Cap A A $0 $0

FKASX 314172636 Federated Federated Kaufmann Small Cap A A $0 $0

QAACX 31421R106 Federated Federated MDT All Cap Core A A $0 $0

QABGX 31421R841 Federated Federated MDT Balanced A A $0 $0

QALGX 31421R700 Federated Federated MDT Large Cap Growth A A $0 $0

FGSAX 314172107 Federated Federated MDT Mid Cap Growth A A $0 $0

QASCX 31421R817 Federated Federated MDT Small Cap Core A A $0 $0

QASGX 31421R775 Federated Federated MDT Small Cap Growth A A $0 $0

MMIFX 313923302 Federated Federated MI Intermediate Muni Trust A A $0 $0

FMUAX 31420C837 Federated Federated Muni and Stock Advantage A A $0 $0

LMSFX 313913105 Federated Federated Municipal Bond A A $0 $0

FMOAX 313923864 Federated Federated Municipal High Yield Adv A A $0 $0

FMUUX 31417P866 Federated Federated Municipal Ultrashort A A $0 $0

OMIAX 313923823 Federated Federated OH Municipal Income A A $0 $0

PAMFX 313923708 Federated Federated PA Municipal Income A A $0 $0

BEARX 31421N709 Federated Federated Prudent Bear A A $0 $0

RRFAX 31420C779 Federated Federated Real Return Bond A A $0 $0

FUND FAMILY: FEDERATED ..................................................................................................................................................................................... 26



Minimum Initial

Purchase

Minimum Subsequent

Purchase

FGCAX 31420B870 Federated Federated Short-Interm Ttl Ret Bd A A $0 $0

FTIAX 31420C795 Federated Federated Short-Term Income A A $0 $0

FMTAX 313907305 Federated Federated Shrt-Interm Dur Muni Trust A A $0 $0

STIAX 31417P502 Federated Federated Strategic Income A A $0 $0

SVAAX 314172586 Federated Federated Strategic Value Dividend A A $0 $0

TLRAX 31428Q820 Federated Federated Total Return Bond A A $0 $0

FULAX 31428Q762 Federated Federated Ultrashort Bond A A $0 $0

FUND FAMILY: FIDELITY


Minimum Initial

Purchase

Minimum Subsequent

Purchase

FASIX 316069400 Fidelity Investments Fidelity Asset Manager 20% No Load $2,500 $0

FTANX 316069723 Fidelity Investments Fidelity Asset Manager 30% No Load $2,500 $0

FFANX 316069657 Fidelity Investments Fidelity Asset Manager 40% No Load $2,500 $0

FASMX 316069103 Fidelity Investments Fidelity Asset Manager 50% No Load $2,500 $0

FSANX 316069582 Fidelity Investments Fidelity Asset Manager 60% No Load $2,500 $0

FASGX 316069301 Fidelity Investments Fidelity Asset Manager 70% No Load $2,500 $0

FAMRX 316069707 Fidelity Investments Fidelity Asset Manager 85% No Load $2,500 $0

FSAXX 316450105 Fidelity Investments Fidelity AZ Muni Money Market Fund Undefined

MM $5,000 $0

FSPXX 316061407 Fidelity Investments Fidelity California AMT Tax-Free MM Undefined MM $25,000 $0

FCFXX 316061100 Fidelity Investments Fidelity California Municipal Mny Mkt Fd Undefined

MM $5,000 $0

FCMXX 316089408 Fidelity Investments Fidelity Connecticut Municipal Mny MktFd Undefined

MM $5,000 $0

FFFVX 315792689 Fidelity Investments Fidelity Freedom 2005 No Load $2,500 $0

FFFCX 31617R506 Fidelity Investments Fidelity Freedom 2010 No Load $2,500 $0

FFVFX 315792671 Fidelity Investments Fidelity Freedom 2015 No Load $2,500 $0

FFFDX 31617R605 Fidelity Investments Fidelity Freedom 2020 No Load $2,500 $0

FUND FAMILY: FIDELITY .......................................................................................................................................................................................... 27



Minimum Initial

Purchase

Minimum Subsequent

Purchase

FFTWX 315792663 Fidelity Investments Fidelity Freedom 2025 No Load $2,500 $0

FFFEX 31617R704 Fidelity Investments Fidelity Freedom 2030 No Load $2,500 $0

FFTHX 315792655 Fidelity Investments Fidelity Freedom 2035 No Load $2,500 $0

FFFFX 315792101 Fidelity Investments Fidelity Freedom 2040 No Load $2,500 $0

FFFGX 315792424 Fidelity Investments Fidelity Freedom 2045 No Load $2,500 $0

FFFHX 315792416 Fidelity Investments Fidelity Freedom 2050 No Load $2,500 $0

FDEEX 315793851 Fidelity Investments Fidelity Freedom 2055 No Load $2,500 $0

FDKVX 315793729 Fidelity Investments Fidelity Freedom 2060 No Load $2,500 $0

FFFAX 31617R308 Fidelity Investments Fidelity Freedom Income No Load $2,500 $0

FJIFX

FKIFX

FLIFX

FPIFX

FQIFX

FXIFX

FIHFX

FBIFX

FIOFX

FIPFX

FDEWX

FDKLX

FIKFX

315793208

315793307

315793406

315793505

315793604

315793703

315793802

315793885

315793877

315793869

315793828

315793695

315792150

Fidelity Investments













Fidelity Freedom Index 2005 Investor

Fidelity Freedom Index 2010

Investor



Investor



Investor



Investor



Investor



Investor

Fidelity Freedom Index Income Investor

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

Inv

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

FIROX 31617K451 Fidelity Investments Fidelity Managed Retirement 2005 No Load $2,500 $0

FIRQX 31617K345 Fidelity Investments Fidelity Managed Retirement 2010 No Load $2,500 $0

FIRVX 31617L103 Fidelity Investments Fidelity Managed Retirement 2020 No Load $2,500 $0

FIXRX 31617L863 Fidelity Investments Fidelity Managed Retirement 2025 No Load $2,500 $0



Symbol

FIRMX

FMSXX

FDMXX

FMIXX

FTEXX

FNJXX

FSNXX

FNYXX

FOMXX

FPTXX

CUSIP

31617K568

315902304

315902106

316201508

316048107

316089309

316337500

316337104

316203108

316344100

Fund Family











Fund Name

Fidelity Managed Retirement Income

Fidelity Massachusetts AMT Tax-Free MM

Fidelity Massachusetts Municipal Mmkt Fd

Fidelity Michigan Municipal Money Mkt Fd

Fidelity Municipal Money Market Fund

Fidelity New Jersey Municipal Mny Mkt Fd

Fidelity New York AMT Tax-Free Mny MktFd

Fidelity New York Municipal Money Mkt Fd

Fidelity Ohio Municipal Money Market Fd

Fidelity PA Muni Money Market Fund

Share Class

No Load

UndefinedMM

Undefined MM

UndefinedMM

Undefined MM

UndefinedMM

Undefined MM

UndefinedMM

Undefined MM

UndefinedMM

Minimum Initial

Purchase

$2,500

$25,000

$5,000

$5,000

$5,000

$5,000

$25,000

$5,000

$5,000

$5,000

Minimum Subsequent

Purchase

$0

$0

$0

$0

$0

$0

$0

$0

$0

$0

FIRPX 31617K394 Fidelity Investments Fidelity Simplicity RMD 2005 No Load $2,500 $0

FIRRX 31617K287 Fidelity Investments Fidelity Simplicity RMD 2010 No Load $2,500 $0

FIRUX 31617K170 Fidelity Investments Fidelity Simplicity RMD 2015 No Load $2,500 $0

FIRWX 31617L608 Fidelity Investments Fidelity Simplicity RMD 2020 No Load $2,500 $0

FIRNX 31617K519 Fidelity Investments Fidelity Simplicity RMD Income No Load $2,500 $0

FDLXX 31617H300 Fidelity Investments Fidelity Treasury Only Money Market Fund Undefined

MM $2,500 $0

FFIDX 316153105 Fidelity Investments Fidelity No Load $2,500 $0

FUSEX 315911206 Fidelity Investments Fidelity 500 Index Investor Inv $2,500 $0

FSAZX 316448885 Fidelity Investments Fidelity Arizona Municipal Income No Load $10,000 $0

FBALX 316345206 Fidelity Investments Fidelity Balanced No Load $2,500 $0

FBGRX 316389303 Fidelity Investments Fidelity Blue Chip Growth No Load $2,500 $0

FBCVX 316389857 Fidelity Investments Fidelity Blue Chip Value No Load $2,500 $0

FCSTX

FCTFX

316061852

316061209



Fidelity California Ltd Trm Tax-Free Bd

Fidelity California MunicipalIncome

No Load

No Load

$10,000

$10,000

$0

$0

FICDX 315910307 Fidelity Investments Fidelity Canada No Load $2,500 $0

FAGIX 316062108 Fidelity Investments Fidelity Capital & Income No Load $2,500 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

FDCAX 316066109 Fidelity Investments Fidelity Capital Appreciation No Load $2,500 $0

FHKCX

FICNX

315910778

316089101



Fidelity China Region

Fidelity Connecticut MunicipalIncome

No Load

No Load

$2,500

$10,000

$0

$0

FCRDX

FCONX

316203835

316146539



Fidelity Conservative Inc Muni Bd

Fidelity Conservative IncomeBond

No Load

No Load

$10,000

$2,500

$0

$0

FCNTX 316071109 Fidelity Investments Fidelity Contrafund No Load $2,500 $0

FCVSX 316145200 Fidelity Investments Fidelity Convertible Securities No Load $2,500 $0

FCBFX 316146596 Fidelity Investments Fidelity Corporate Bond No Load $2,500 $0

FDEQX 316066208 Fidelity Investments Fidelity Disciplined Equity No Load $2,500 $0

FDIVX 315910802 Fidelity Investments Fidelity Diversified International No Load $2,500 $0

FDGFX 316389402 Fidelity Investments Fidelity Dividend Growth No Load $2,500 $0

FEMEX 315910182 Fidelity Investments Fidelity EMEA No Load $2,500 $0

FSEAX 315910851 Fidelity Investments Fidelity Emerging Asia No Load $2,500 $0

FEMKX

FEDDX

FPEMX

315910869

31618H549

316146349




Fidelity Emerging Markets

Fidelity Emerging MarketsDiscovery

Fidelity Emerging Markets Idx Inv

No Load

No Load

Inv

$2,500

$2,500

$2,500

$0

$0

$0

FEQTX 316145101 Fidelity Investments Fidelity Equity Dividend Income No Load $2,500 $0

FEQIX 316138106 Fidelity Investments Fidelity Equity-Income No Load $2,500 $0

FIEUX

FARNX

FEXPX

FSEMX

316343300

315912758

316448877

315911503





Fidelity Europe

Fidelity Event Driven Opportunities

Fidelity Export and Multinational

Fidelity Extended Market Index Investor

No Load

No Load

No Load

Inv

$2,500

$2,500

$2,500

$2,500

$0

$0

$0

$0

FFRHX 315916783 Fidelity Investments Fidelity Floating Rate High Income No Load $2,500 $0

FHIFX 316146794 Fidelity Investments Fidelity Focused High Income No Load $2,500 $0

FTQGX 316066406 Fidelity Investments Fidelity Focused Stock No Load $2,500 $0

FFNOX 31634R109 Fidelity Investments Fidelity Four-in-One Index No Load $2,500 $0

FGBLX 316345404 Fidelity Investments Fidelity Global Balanced No Load $2,500 $0




Minimum Initial

Purchase

Minimum Subsequent

Purchase

FFGCX 31618H606 Fidelity Investments Fidelity Global Commodity Stock No Load $2,500 $0

FGBFX 31638R881 Fidelity Investments Fidelity Global Credit No Load $2,500 $0

FGILX

FSGUX

31618H481

316146158



Fidelity Global Equity Income

Fidelity Global ex US Index Investor

No Load

Inv

$2,500

$2,500

$0

$0

FGHNX 31641Q854 Fidelity Investments Fidelity Global High Income No Load $2,500 $0

FDYSX 316146737 Fidelity Investments Fidelity Global Strategies No Load $2,500 $0

FGMNX

FDRXX

31617K105

316067107



Fidelity GNMA

Fidelity Government Cash Reserves

No Load

Undefined MM

$2,500

$2,500

$0

$0

FGOVX

SPAXX

316172105

31617H102



Fidelity Government Income

Fidelity Government Money Market Fund

No Load

Undefined MM

$2,500

$2,500

$0

$0

FGRIX 316389204 Fidelity Investments Fidelity Growth & Income No Load $2,500 $0

FDGRX 316200104 Fidelity Investments Fidelity Growth Company No Load $2,500 $0

FDSVX 31617F205 Fidelity Investments Fidelity Growth Discovery No Load $2,500 $0

FDEGX 316200203 Fidelity Investments Fidelity Growth Strategies No Load $2,500 $0

SPHIX 316146406 Fidelity Investments Fidelity High Income No Load $2,500 $0

FDFFX 316145309 Fidelity Investments Fidelity Independence No Load $2,500 $0

FSIQX 316146133 Fidelity Investments Fidelity Inflation-Prot Bd Idx Inv Inv $2,500 $0

FINPX 316146604 Fidelity Investments Fidelity Inflation-Protected Bond No Load $2,500 $0

FLTMX 31638R204 Fidelity Investments Fidelity Interm Muni Inc No Load $10,000 $0

FTHRX

FSTGX

FIBIX

FIVFX

FIGRX

FIENX

315912105

31617K303

315911842

315910810

315910208

31606X407







Fidelity Intermediate Bond

Fidelity Intermediate GovernmentIncome

Fidelity Intermediate Trs Bd Idx Inv

Fidelity International CapitalApprec

Fidelity International Discovery

Fidelity International EnhancedIndex

No Load

No Load

Inv

No Load

No Load

No Load

$2,500

$2,500

$2,500

$2,500

$2,500

$2,500

$0

$0

$0

$0

$0

$0

FIGFX 315910315 Fidelity Investments Fidelity International Growth No Load $2,500 $0



Symbol

FSIIX

CUSIP

315911602

Fund Family


Fund Name

Fidelity International Index Investor

Share Class

Inv

Minimum Initial

Purchase

$2,500

Minimum Subsequent

Purchase

$0

FISMX 315910737 Fidelity Investments Fidelity International Small Cap No Load $2,500 $0

FSCOX 315910562 Fidelity Investments Fidelity International Small Cap Opp No Load $2,500 $0

FIVLX 315910489 Fidelity Investments Fidelity International Value No Load $2,500 $0

FIREX 316389840 Fidelity Investments Fidelity Intl Real Estate No Load $2,500 $0

FBNDX 316146109 Fidelity Investments Fidelity Investment Grade Bond No Load $2,500 $0

FJPNX 315910885 Fidelity Investments Fidelity Japan No Load $2,500 $0

FJSCX 315910760 Fidelity Investments Fidelity Japan Smaller Companies No Load $2,500 $0

FLCEX

FLGEX

31606X100

31606X308



Fidelity Large Cap Core Enhanced Index

Fidelity Large Cap Growth Enhanced Idx

No Load

No Load

$2,500

$2,500

$0

$0

FSUIX 31635V752 Fidelity Investments Fidelity Large Cap Growth Idx Inv Inv $2,500 $0

FLCSX 315912402 Fidelity Investments Fidelity Large Cap Stock No Load $2,500 $0

FLVEX 31606X209 Fidelity Investments Fidelity Large Cap Value Enhanced Index No Load $2,500 $0

FLCDX 31635V711 Fidelity Investments Fidelity Large Cap Value Index Inv Inv $2,500 $0

FLATX 315910844 Fidelity Investments Fidelity Latin America No Load $2,500 $0

FLVCX 316389873 Fidelity Investments Fidelity Leveraged Company Stock No Load $10,000 $0

FJRLX 315916718 Fidelity Investments Fidelity Limited Term Bond No Load $2,500 $0

FFXSX 315809400 Fidelity Investments Fidelity Limited Term Government No Load $2,500 $0

FSTFX

FLBIX

316203207

315911826



Fidelity Limited Term Municipal Income

Fidelity Long-Term Treasury Bd Idx Inv

No Load

Inv

$10,000

$2,500

$0

$0

FLPSX 316345305 Fidelity Investments Fidelity Low-Priced Stock No Load $2,500 $0

FMAGX

SMDMX

FDMMX

316184100

316448604

315902205




Fidelity Magellan

Fidelity Maryland Municipal Income

Fidelity Massachusetts Municipal Income

No Load

No Load

No Load

$2,500

$10,000

$10,000

$0

$0

$0

FGRTX 31617F403 Fidelity Investments Fidelity Mega Cap Stock No Load $2,500 $0

FMHTX 316412204 Fidelity Investments Fidelity Michigan Municipal Income No Load $10,000 $0

FMEIX 31606X605 Fidelity Investments Fidelity Mid Cap Enhanced Index No Load $2,500 $0




Minimum Initial

Purchase Subsequent

Purchase

FSCLX 316146299 Fidelity Investments Fidelity Mid Cap Index Investor Inv $2,500 $0

FSMVX 316128701 Fidelity Investments Fidelity Mid Cap Value No Load $2,500 $0

FMCSX 316128404 Fidelity Investments Fidelity Mid-Cap Stock No Load $2,500 $0

FIMIX

SPRXX

316412303

31617H201



Fidelity Minnesota Municipal Income

Fidelity Money Market Fund

No Load

Undefined MM

$10,000

$2,500

$0

$0

FMSFX 31617K204 Fidelity Investments Fidelity Mortgage Securities No Load $2,500 $0

FHIGX 316089507 Fidelity Investments Fidelity Municipal Income No Load $10,000 $0

FMCFX 316146448 Fidelity Investments Fidelity Municipal Income 2019 No Load $10,000 $0

FOCFX 316146414 Fidelity Investments Fidelity Municipal Income 2021 No Load $10,000 $0

FCHPX 31635V109 Fidelity Investments Fidelity Municipal Income 2023 No Load $10,000 $0

FNCMX

FSJXX

FNJHX

315912709

316048206

316089200




Fidelity NASDAQ Composite Index

Fidelity New Jersey AMT Tax-Free Mny Fd

Fidelity New Jersey Municipal Income

No Load

Undefined MM

No Load

$2,500

$25,000

$10,000

$0

$0

$0

FNMIX 315910836 Fidelity Investments Fidelity New Markets Income No Load $2,500 $0

FMILX 316200302 Fidelity Investments Fidelity New Millennium No Load $2,500 $0

FTFMX 316337203 Fidelity Investments Fidelity New York Municipal Income No Load $10,000 $0

FNORX 315910752 Fidelity Investments Fidelity Nordic No Load $2,500 $0

FOHFX 316412105 Fidelity Investments Fidelity Ohio Municipal Income No Load $10,000 $0

FOCPX 316389105 Fidelity Investments Fidelity OTC No Load $2,500 $0

FOSFX 316343102 Fidelity Investments Fidelity Overseas No Load $2,500 $0

FPBFX 316343201 Fidelity Investments Fidelity Pacific Basin No Load $2,500 $0

FPXTX 316344209 Fidelity Investments Fidelity Pennsylvania Municipal Income No Load $10,000 $0

FPURX 316345107 Fidelity Investments Fidelity Puritan No Load $2,500 $0

FRIFX 316389865 Fidelity Investments Fidelity Real Estate Income No Load $2,500 $0

FRXIX 316146257 Fidelity Investments Fidelity Real Estate Index Investor Inv $2,500 $0

FRESX

FSAIX

316138205

316390798



Fidelity Real Estate Investment Port

Fidelity Select Air Transportation Port

No Load

No Load

$2,500

$2,500

$0

$0

Minimum




Minimum Initial

Purchase

Minimum Subsequent

Purchase

FSAVX 316390699 Fidelity Investments Fidelity Select Automotive Port No Load $2,500 $0

FSRBX 316390640 Fidelity Investments Fidel