2
Berkeley UNIVERSITY OF CALIFORNIA  /    ©    2    0    1    3    L    M    A    S   c   o   n    t   a   c    t   e   m   a    i    l   : Framework for Modeling the Uncertainty of  Future Events i n Li fe Cycl e Ass essment    Y    i     F   e   n    C    h   e   n   a   n    d    R   a   c    h   e    l    S    i   m   o   n   y    i    f   e   n   c    h   e   n    @    b   e   r    k   e    l   e   y  .   e    d   u   r   a   c    h   e    l   r    i    f    i   c    @   g   m   a    i    l  .   c   o   m Funding Sources: LMAS Ob j ect i ves Ret h i n k i n g LCA Mo d e l Framewor k : Ret h i n k i n g LCA Case Stu d y -- La p top Probabilit y of Recession T able t Im p ac t on PC usa g e Case Stu d y Resu l t s Conc l usi on an d Future Wor k A model framework is proposed to incorporate the future uncertainty.  The model provides addi t ional i nf or mation about t he possible range of the values that the carbon footprint will likely take. Case study on laptop shows the impacts of including such uncertainty has the potential to alter the LCA result significantly. More and better quality data may be required for better probability estimation of events. Future work: construct a database for identifying events and their probabilities. 0 50 100 150 200 250 300 350 400 0 1 2 3 4 5       k     g       C       O       2             E     q     u       i     v   . Cumulative Global Warming Potential  (100 years)  for a Dell Latitude E6400 laptop Use EOL Manufacturing  Assembly & Transport Time (years) Guaranteed Emissions Actual  Emissions Point When LCA is Conducted Scenario 3 Scenario 2 Scenario 1 Baseline 2009 2012 Year 0 Year 1 Ye ar 2 Ye ar 3 Ye ar 4 Ye ar 5 2013 2014 2015 2016 2017 2012 2010 2011 2012 2013 2014 2009 Complementary (Certain) Complementary Recession Recession 0.00 50.00 100.00 150.00 CO2e in Use Phase (kg)       S     c     e     n     a     r       i     o     s With the inclusion of uncertain events, Use phase greenhouse gas emissions are up to 40% lower than the benchmark scenario 32% to the overall LCA emissions reported by O’Connell and Stutz (2010) as opposed to their estimates of 47%. 0 5 10 15 20 25 30 35 40 1 2 3 4 5       k     g       C       O       2             E     q     u       i     v   . Year Use Phase Global Warming Potential  (100 years)  for a Dell Latitude E6400 laptop Recession New Complementary  Product Chance of  a Recession Occurring  When People Begin Replacing  Their Devices (third year of  consideration on, in the U.S.) 0 0.002 0.004 0.006 0.008 0.01 0.012       1 7       1       3       1       9       2       5       3       1       3       7       4       3       4       9       5       5       6       1       6       7       7       3       7       9       8       5       9       1       9       7       1       0       3       1       0       9       1       1       5       1       2       1       1       2       7       1       3       3       P     r     o       b     a       b       i       l       i      t     y       D     e     n     s       i      t     y Time since Last Recession Likelihood Recessions Will Occur Given Time Since Last Recession The National  Bureau of  Economic  Research (NBER) Recession Indicator significant  decline in economic  activity,  lasting more than a few months, measured by: Real GDP, Real income,  Employment,  Industrial  production,  and Wholesaleretail  sales       D     e     c       1       9       6       9       O     c      t       1       9       7       0       A     u     g       1       9       7       1       J     u     n       1       9       7       2       A     p     r       1       9       7       3       F     e       b       1       9       7       4       D     e     c       1       9       7       4       O     c      t       1       9       7       5       A     u     g       1       9       7       6       J     u     n       1       9       7       7       A     p     r       1       9       7       8       F     e       b       1       9       7       9       D     e     c       1       9       7       9       O     c      t       1       9       8       0       A     u     g       1       9       8       1       J     u     n       1       9       8       2       A     p     r       1       9       8       3       F     e       b       1       9       8       4       D     e     c       1       9       8       4       O     c      t       1       9       8       5       A     u     g       1       9       8       6       J     u     n       1       9       8       7       A     p     r       1       9       8       8       F     e       b       1       9       8       9       D     e     c       1       9       8       9       O     c      t       1       9       9       0       A     u     g       1       9       9       1       J     u     n       1       9       9       2       A     p     r       1       9       9       3       F     e       b       1       9       9       4       D     e     c       1       9       9       4       O     c      t       1       9       9       5       A     u     g       1       9       9       6       J     u     n       1       9       9       7       A     p     r       1       9       9       8       F     e       b       1       9       9       9       D     e     c       1       9       9       9       O     c      t       2       0       0       0       A     u     g       2       0       0       1       J     u     n       2       0       0       2       A     p     r       2       0       0       3       F     e       b       2       0       0       4       D     e     c       2       0       0       4       O     c      t       2       0       0       5       A     u     g       2       0       0       6       J     u     n             0       0       7       A     p     r       2       0       0       8       F     e       b       2       0       0       9       D     e     c       2       0       0       9       O     c      t       2       0       1       0       A     u     g       2       0       1       1       J     u     n       2       0       1       2 U.S. Recessions  over Time Time Intervals between Events Fitted To Weibull Distribution LCA may provide non-significant result if uncertainty is not included. A model framework is proposed to incorporate the uncertainty of future events into LCA.  Tr ad it io na l t hi nk in g o f LCA: 0 50 100 150 200 Manufacturing & Assembly Transport to customer Use Recycling (75%)       k     g       C       O       2             E     q     u       i     v   . Life Cycle Phase Global  Warming Potential  (100 years) for a Dell Latitude E6400 laptop Concept  for Event Adjusted LCA 1. Ident ify events 2. Deter min e probability  over period 3. Ev alu at e impacts 4. Incorporate into LCA Use Manufacturing  Assembly & Transport Time (years) Guaranteed Emissions Use EOL Time (years) 1 2 3 4 5 Expected Emissions Baseline Emissions)   Impact Probability   E1 E 3 E2 Carbon footprint of  the use phase of  laptop is significant.  Tw o e ve nt s are considered in the case study . Recession Complementary  Te ch no log y  Tw o scen ar ios with uncertainty are analyzed. Events occur change the trajectory of  actual emission Rethinking of  LCA As a new complementary technology, surveys suggested that users who own both a tablet and a PC reduce their use time on old PCs for content consum ption activities. [Morgan Stanley , 2010] 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000    2    0    0    9    2    0    1    0    2    0    1    1    2    0    1    2    2    0    1    3    2    0    1    4    2    0    1    5    2    0    1    6    2    0    1    7    2    0    1    8    2    0    1    9    2    0    2    0    2    0    2    1    2    0    2    2    2    0    2    3    2    0    2    4 Number of  Adopters Cummulative Number of Adopters Proportion of  people own both device × the average reduced usage time of  each user 1 2 3 4       k     g       C       O       2             E     q     u       i     v   . Year

YChen RSimon Poster v060113

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7/28/2019 YChen RSimon Poster v060113

http://slidepdf.com/reader/full/ychen-rsimon-poster-v060113 1/1BerkeleyUNIVERSITY OF CALIFORNIA /

   ©   2   0

   1   3   L   M   A   S

  c  o  n

   t  a  c

   t  e  m  a

   i   l  :

Framework for Modeling the Uncertainty of Future Events in Life Cycle Assessment

   Y   i -   F  e  n

   C   h  e  n  a  n

   d   R  a  c

   h  e

   l   S   i  m  o  n

  y   i   f  e  n  c

   h  e  n   @

   b  e  r   k  e

   l  e  y .  e

   d  u

  r  a  c

   h  e

   l  r   i   f   i  c   @

  g  m  a

   i   l .  c  o  m

Funding Sources: LMAS

Objectives Rethinking LCA

Model Framework: Rethinking LCA Case Study -- Laptop

Probability of Recession Tablet Impact on PC usage

Case Study Results Conclusion and Future Work

■ A model framework is proposed to incorporate the futureuncertainty.

■  The model provides additional information about the possiblerange of the values that the carbon footprint will likely take.

■ Case study on laptop shows the impacts of including suchuncertainty has the potential to alter the LCA resultsignificantly.

■ More and better quality data may be required for betterprobability estimation of events.

■ Future work: construct a database for identifying events andtheir probabilities.

0

50

100

150

200

250

300

350

400

0 1 2 3 4 5

      k    g      C      O      2

      ‐      E    q    u      i    v  .

Cumulative Global Warming Potential (100 years) for a Dell Latitude E6400 laptop

Use EOLManufacturing 

Assembly  & 

Transport

Time (years)

Guaranteed Emissions 

Actual Emissions Point When LCA 

is Conducted

Scenario 3

Scenario 2

Scenario 1Baseline

2009

2012

Year 0 Year 1 Ye ar 2 Ye ar 3 Ye ar 4 Ye ar 5

2013 2014 2015 2016 20172012

2010 2011 2012 2013 20142009

Complementary (Certain)

ComplementaryRecession

Recession

0.00 50.00 100.00 150.00

CO2e in Use Phase (kg)

      S    c    e    n    a    r      i    o    s

■ With the inclusion of uncertain events,

■ Use phase greenhouse gas emissions are up to 40% lower than the

benchmark scenario

■ 32% to the overall LCA emissions reported by O’Connell and Stutz

(2010) as opposed to their estimates of 47%.

0

5

10

15

20

25

30

35

40

1 2 3 4 5

      k    g      C      O      2

      ‐      E    q    u      i    v  .

Year

Use Phase Global Warming Potential (100 years) for a Dell Latitude E6400 laptop

RecessionNew Complementary 

Product

Chance of 

 a Recession

 Occurring When People Begin 

Replacing Their Devices (third year of  consideration on, 

in the U.S.)

0

0.002

0.004

0.006

0.008

0.01

0.012

      1 7      1      3

      1      9

      2      5

      3      1

      3      7

      4      3

      4      9

      5      5

      6      1

      6      7

      7      3

      7      9

      8      5

      9      1

      9      7

      1      0      3

      1      0      9

      1      1      5

      1      2      1

      1      2      7

      1      3      3

      P    r    o      b    a      b      i      l      i     t    y      D    e    n    s      i     t    y

Time since  Last Recession

Likelihood Recessions Will Occur Given Time Since Last Recession

The National  Bureau of  Economic  Research (NBER) Recession Indicator

significant decline in economic activity,  

lasting more than a few months, 

measured by:

■ Real GDP, 

■ Real income, 

■ Employment, 

■ Industrial production, and 

■ Wholesale‐retail sales

      D    e    c      ‐

      1      9      6      9

      O    c

     t      ‐      1      9      7      0

      A    u    g      ‐

      1      9      7      1

      J    u    n      ‐

      1      9      7      2

      A    p    r      ‐

      1      9      7      3

      F    e

      b      ‐

      1      9      7      4

      D    e    c      ‐

      1      9      7      4

      O    c

     t      ‐      1      9      7      5

      A    u    g      ‐

      1      9      7      6

      J    u    n      ‐

      1      9      7      7

      A    p    r      ‐

      1      9      7      8

      F    e

      b      ‐

      1      9      7      9

      D    e    c      ‐

      1      9      7      9

      O    c

     t      ‐      1      9      8      0

      A    u    g      ‐

      1      9      8      1

      J    u    n      ‐

      1      9      8      2

      A    p    r      ‐

      1      9      8      3

      F    e

      b      ‐

      1      9      8      4

      D    e    c      ‐

      1      9      8      4

      O    c

     t      ‐      1      9      8      5

      A    u    g      ‐

      1      9      8      6

      J    u    n      ‐

      1      9      8      7

      A    p    r      ‐

      1      9      8      8

      F    e

      b      ‐

      1      9      8      9

      D    e    c      ‐

      1      9      8      9

      O    c

     t      ‐      1      9      9      0

      A    u    g      ‐

      1      9      9      1

      J    u    n      ‐

      1      9      9      2

      A    p    r      ‐

      1      9      9      3

      F    e

      b      ‐

      1      9      9      4

      D    e    c      ‐

      1      9      9      4

      O    c

     t      ‐      1      9      9      5

      A    u    g      ‐

      1      9      9      6

      J    u    n      ‐

      1      9      9      7

      A    p    r      ‐

      1      9      9      8

      F    e

      b      ‐

      1      9      9      9

      D    e    c      ‐

      1      9      9      9

      O    c

     t      ‐      2      0      0      0

      A    u    g      ‐

      2      0      0      1

      J    u    n      ‐

      2      0      0      2

      A    p    r      ‐

      2      0      0      3

      F    e

      b      ‐

      2      0      0      4

      D    e    c      ‐

      2      0      0      4

      O    c

     t      ‐      2      0      0      5

      A    u    g      ‐

      2      0      0      6

      J    u    n      ‐

      2      0      0      7

      A    p    r      ‐

      2      0      0      8

      F    e

      b      ‐

      2      0      0      9

      D    e    c      ‐

      2      0      0      9

      O    c

     t      ‐      2      0      1      0

      A    u    g      ‐

      2      0      1      1

      J    u    n      ‐

      2      0      1      2

U.S. Recessions over Time

Time Intervals between Events Fitted To Weibull Distribution 

■ LCA may provide non-significant result if uncertainty is notincluded.

■ A model framework is proposed to incorporate the uncertaintyof future events into LCA.

■  Traditional thinking of LCA:

0

50

100

150

200

Manufacturing

& Assembly

Transport to

customer

Use Recycling

(75%)

      k    g      C      O      2

      ‐      E    q    u      i    v  .

Life Cycle Phase

Global Warming Potential (100 years) for a Dell Latitude E6400 laptop

Concept for Event Adjusted LCA

1. Identify events

2. Determine probability over period

3. Evaluate impacts

4. Incorporate into LCA

UseManufacturing 

Assembly  & 

Transport

Time (years)

Guaranteed Emissions 

Use EOL

Time (years)1  2 3 4  5

Expected Emissions ∑ Baseline Emissions)  ‐ ∑ Impact ∗Probability 

E1

E3

E2

■ Carbon footprint of 

the use phase of laptop issignificant.

■  Two events areconsidered in the

case study.■ Recession

■ Complementary Technology

■  Two scenarioswith uncertaintyare analyzed.

Events occur change the trajectory of  actual 

emission

Rethinking of  LCA

■ As a new complementary technology, surveys suggested that

users who own both a tablet and a PC reduce their use time onold PCs for content consumption activities. [Morgan Stanley,2010]

0

500,000

1,000,000

1,500,000

2,000,000

2,500,000

   2   0   0   9

   2   0   1   0

   2   0   1   1

   2   0   1   2

   2   0   1   3

   2   0   1   4

   2   0   1   5

   2   0   1   6

   2   0   1   7

   2   0   1   8

   2   0   1   9

   2   0   2   0

   2   0   2   1

   2   0   2   2

   2   0   2   3

   2   0   2   4

Number of  Adopters

Cummulative Number of 

Adopters

Proportion of  people own both device 

× the average reduced usage time of  each user

1 2 3 4

      k    g      C      O      2

      ‐      E    q    u      i    v  .

Year