William J Ditter Jr Financial Disclosure Report for 2010

8/3/2019 William J Ditter Jr Financial Disclosure Report for 2010

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A O 1 0 FINANCIAL D ISCLOSURE REPORTFOR CALENDAR Y EAR 2010

Report Required by the Ethicsin Government Act of l978(5 U.S.C. app. 101-111)

1. Person Reporting (last name, f irst , middle ini t ial)Ditter, Jr., J. William

4. Tit le (Art icle 111 judges indica te ac t ive or senior s ta tus;m ag is t r a t e judges ind ica te fu l l- o r pa rd-t im e)

Senior Judge

7. Ch ambers or O ffice AddressUnited States CourthouseIn d ep en d en ce M al l Wes tPhiladelphia, PA 19105

2. Cour t or Organ izat ionU n i t ed S t a t es D i s t r i ct C o u r t

5a. Report Type (check appropriate type)] N om ination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymod ifications pertaining thereto, i t is , in my o pinion, in compliancewith appl icab le laws and regulat ions .

Reviewing O ff icer Date

3. Date of Report05/10/2011

6. Repor t ing Per iod01 /01 /201 0

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NON E box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R , p o n l , g i , a i v i a , a t o n t y ; s e e p p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

POSITION1. Board of Consultors2. Co-Trustee3. Co-Trustee Second Trust4. Trustee Third Trust5.

N A M E O F O R GA N I Z A T I O N /E N T I T YVillanova Univers i ty School of LawFirst Trust

I I . A G R E E M E N T S . t R e , o , i n g i n d ~ v i a . o t o .~ y ; s e e , p . 1 4 - 1 6 o m i .g instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gDi t t e r , J r . , J . W i l l ia m

D at e o f R e p o r t05/10/201 l

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o . in g i .d i v id u a l a n d s p o n s e ; s e e p p . t 7 -2 4 of filing instructions.)A. Filers Non-Investment Income

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and depen dent children: see pp. 25-2 7 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

|.2.3.4.5.

P U R P O S E ITEMS PAID OR PROVIDED


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Name of Person Reportin gDitter, Jr., J. William

Date of Report05/10/2011

V . G I F T S . a n e l u d e s t h o s e , o s p o u s e o n d dependent children; seep p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

S O U R C E D E SCR I P T I O NI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I ES . a . c l u d e s those of spouse and dependent children; seepp. 32-33 o f f iling instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.

4.

5.

VALUECODE


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Name of Person Reportin gDitter, Jr., J. William


V I I . IN V E S T M E N T S a nd T R U S T S - i. co ~ .e . vatue, , .a .s .e t lo .s a .e l .d~s ,hos~ oIs~o~e . .d d~p. .de . , children; see p p . 3 4 - 6 0 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s I n c o m e d u r i n g(including trust assets) r epor t i ng per i od

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d iv . , r en t ,(A-H) or in t . )

Eastman Kodak, common A Dividend

Kinross Gold , comm on NoneBank of New York M ellon A DividendMarsh all & Isley Corp, com m on A DividendNational Security Ins . Co., comm on A DividendPPL Corporation, comm on B Dividend

13 Dividend

2.3.4.5.6.

7.8.

9.1 0 .

II.

1 3 .

1 4.

Exe lon , comm onExe /on comm onUnion National Bank

Ursin us College Pooled Incom e Fund

Gross va lue a t endo f r epo r t ing pe r iod(1) (2)

Value ValueC o d e 2 M eth o d

{J-P) C o d e 3( Q - W )

J TJ TJ TJ TJ T

K T

K T

C i t iz e n s B a n k

F i r st T r u s t

-PPL Co rp o ra io n co mm o nSecond Trust-PPL Co rp o ra t io n co mmo nThird Trust

A I n t e r e s t J T1 3 Dividend KA I n t e r e s t J TB Dividend K T

A Dividend

C Dividend K

T

Transact ions dur ing r epo r t ing pe r iod

(4 ) (5 )Gain Identity of

Code 1 buyer/seller(A-H) (if private

transaction)

(1 ) (2) (3)Type (e.g., Date Valuebuy, sel l , mm/dd/yy C ode 2

redem ption) (J-P)

S o l d 09/21/10 J( p a r t )Do n ated 12/23/10 J(part)

Aol d 04/22/10 J(part)

1 7 . -PPL Corporation, common

I. Income Gain Codes:(See Columns BI and D4)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Colunln C2)

A :$1,000 or less=$50,001 - $ 100.000=515,000 or lessN =$250,001 - $500.000

P3 =525.000.0 t~1 - 550.000.000Q=AppraisalU =Book Value

B=$1,001 - $2,500G=$100.001 - $1,000,000K =$15,001 - $50.000O= $500,001 - $1,000,000R =Cost (Real Estate Only)V : Other

C =$2,501 - $5,000H I =$ 1.000,001 - $5 ,000,000L =550,001 - $I00,000PI =$1,000,001 - $5,000,000P4 =More than $50.000,000S =AssessmentW =Estimated

D =$5,001 - $15,000H2 =More than $5,000.000M =51 00,001 - 5250,000P2 =$5,000,001 - $25,000,000T =C ash Mark e t

E = $15 ,001 - $50,000


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Name of Person ReportingDitter, Jr., J. William


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No rep ortable income, assets, or transactions.)

1 8 .

19 .

20 .21 .22 .23 .24 .25 .26 .27 .

A. B. C.Descr ip t ion o f Asse t s In co m e d ur in g G ro ss va lue a t e n d

(in clud in g trus t a s se ts ) rep o rtin g p e r io d o f r e p o r t i n g p e r i o d(l) (2) (I) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u eexempt from prior disclosure Code l d iv., re n t , C od e 2 M e t h o d(A-H) or in t . ) (J-P) C o d e 3

( Q - W )

-Merck & Co. , Inc . comm onEastman Chemical, comm on

-Medco Health Solutions, comm onPrudential Financial , Inc. , comm on

Total Control Accoun t

Cuna Mutual Insurance

A Dividend J

A Dividend JA Int./Div. JA Int./Div. J T

Transact ions dur ing r epo r t ing pe r iod

Sovereign Bank

I R S

M etavante Corporation now FIS

Univest Bank

AA

A

None

lnt. /Div.

Dividend

Int./Div.

J

J

T

T

(l ) (2) (3)Type (e.g., D a t e Value

buy, sell , mm/dd~yy Code 2redemption) ( J - P )

Closed

(4 ) (5 )Gain Identi ty of

C ode I buyer/sel ler(A-H) (if private

transaction)

I. Income Gain Cedes:(See Columns B I and D4)

2.Value Codes(See C o lu mns C I and D3 )

3. Value Method Codes( See Col umn C2)

A =$1.000 or lessF =$50.0~ I - $ 100.000J =$15.000 or lessN = $250.001 - $500.000P3 =$ 25.000.001 - $50.000.000Q =AppraisalU = B ook Va lue

B=$1.001 - $2,500G =$100.001 - $1,000.000K =$15.001 - $50,000O =$500,001 - $ 1,000,000R =Cost (Real Estate Only)V = Other

C =$2.501 - $5.000H I =$ 1.000,001 - $ 5,000,000L $50.001 - $100,000P 1 =$ 1,000.001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimalcd

D =$5.001- $15.000H2 =More than $5 .000.000M=$100.001- $250,000P2 =$5,000.001 -$25.000.000T =C ash Mark e t

E = $15 . 001-$50 .000


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N a m e o f P e r s on R e p o r t i n gDitter, Jr., J. William

Date of Repor t05/10/2011

VIII . ADDITION AL IN FOR MATION OR EXPLANATION S. (lndlcate part of report.)Line 3 Ch ange of nam e as a resul t of merger or acquis i t ion.Lines 7&8 This i s the sam e a sse t on bo th l ine s . L ine 7 show s income , e tc ., and a pa r t ia l sa le . L ine 8 show s a g i f t to a church.Line 10 In p rev ious yea r s a g i f t was g iven to the C ol lege a s a r e su l t o f which I r ece ive an anu i ty . Al though the va lue of the se sha re s f rom which the income isde r ived i s show n, those sh a re s acua l ly be long to the Col lege .Line 13 To pay taxes.L in e 2 3 C h e c k in g a c co u n t c lo se d . I a l l o w e d a m in im a l b a l a n c e , ~ o s t a y i n t h e a c co u n t f o r s e v e ra l m o n th s i n t h e e v e n t t h a t h e r e w e r e a n y o u t s ta n d in g c h e c kthat had not been presented for payment. Finally 1 closed the account around June 30, 2010.Line 25 In te re s t r ece ived fo r income tax r e fund de lay . I d id no t no r do no t ow n the IRS and the re fore cou ld no t d ispose o f i t even were 1 so m inded .Line 26 C hange o f name a s a r e su l t o f merge r o r acquis it ion .


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Name of Person Report ingDitter, Jr., J. William


IX. CERTIFICATION.! cer ti fy tha t a l l in fo rmat io n g iven abo ve ( in clud in g in fo rmat io n p er ta in in g to m y sp o use an d m in o r o r d ep en d en t ch i ld ren , i f an y) i s

accura te , t rue , an d co m p le te to the bes t o f my kn o w led g e an d b e l i e f , an d tha t an y in fo rm at io n n o t rep o r ted wa s wi thhe ld be cause i t me t ap p l icab le s t a tuto ryp ro vis io n s p erm i t t in g n o n -d i sclo sure .1 fu rther cer ti fy that earned income f rom outs ide employment and ho norar i a and the accep tance o f g iRs wh ich h ave been repor ted are incompliance with the provisions of 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, and Judicial Conference regulat ions.

Signature: S/Jo William Ditter, Jr.

N O T E : AN Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F AL S I F IE S O R F A I LS T O F I L E TH I S R E P O R T M A Y B E S U B J E C T TO C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Commit tee on F inanc ia l D isc losureAdmin is t ra t ive O ff ice o f the Uni ted S ta tes C our tsSuite 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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William J Ditter Jr Financial Disclosure Report for 2010