Roger H Lawson Jr Financial Disclosure Report for 2010

8/3/2019 Roger H Lawson Jr Financial Disclosure Report for 2010

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1

FINANCIAL DISCLOSURE REPORTFOR CAL E NDA R YE AR 2 0 1 0

Report Required by the Ethicsin Govermnent Act o f 1978(5 U.S.C. app..~aq I01-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )Lawson, J r . , Roger H.

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)U.S. Distr ict Judge, Senior

7. Chambers or Office A d d r e s sP.O. Box 838475 M ulberry S t reetMacon, G eorgia 31202

2. Court or OrganizationMiddle District , Georgia

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s o f th e information contained i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3. Date of Report05/I 0/2011

6 . R e p o r t i n g P e r i o d01/01/2010

t o12/31/2010

R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each p art where you have no reportab le information. Sign on last page.

1 . P O S I T I O N S . (Repot t ing individual only; see pp. 9-13 of fi l ing instruct ions.)N O N E ( N o reportable positions.)

POSITION1.

2.3.

4.5.

NAME OF ORGANIZATION/ENTITY

II . AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instruction~)N O N E (No reportable agreements.)

1.01/01/962.3.

D A TE P A R T I E S A N D T E R M SGeorgia R e t i rement Sys tem for Super ior C ou r t J udges


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 1 2

N a m e o f P e r s o n R e p o r t i n gLawson , J r . , Roger H .

D a t e o f R e p o r t05/10/2011

III. N O N - I N V E S T M E N T I N C O M E . C R e p o ~ i n g individual and spouse; see pp. 17-24 of filing instructions.)A. Fi ler s Non- lnves tm ent Incom e

~ (No repor tab le non- inves tment income . )O N ED A T E SO U RC E A N D T Y P E IN C O M E

(yours, not spouses)I. 2010 Georgia Jud ic ia l Re t i rement System --Ret i r ement $90,262.082.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were m arried during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

D (No repor tab le non- inves tment income . )O N E

1.20102.20103.4.

DATE SOURCE AND TYPETe a che r s Re t i r eme n t S y s t e m o f G e org i a- -Re t i re me n tFi rst Uni t ed M ethod i s t C h u rc h - -Wages

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen t(Includes those to spouse and dependent children; see pp. 2 5-27 oJJiling instructionsO

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.

3.4.5.

PURPOSE ITEM S PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 12

Nam e of Person ReportingLaw son, J r ., Roger H.

Date of Report05/10/:201 I

V . G I F T S . a .c / u d e s t l, o s e t o s p o u s e a . d d e p e . d e . t c h U d r e . ; s e e p p . 2 8 - 3 ~ of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a , , . lu d e s t h o s e o l s p o u s e o . d dependent c h i ld r e n ; s e e p p . 3 2 - 3 3 of f!ling instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gLawson , Jr . , Roger H.

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)[~ N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at end(including trust assets) rep orting p eriod of rep orting p eriod

(1 ) (2 ) (t) (2)Place "(x)" after each asset Am ount Type (e.g., V alu e V alu eexempt from p rior disclosure C o de l d i v . ~ r e n t , Code 2 Method(A-H) o r i n t . ) (J-P) Code 3(Q-W)

1. Sunmark Bancshares, Inc.

2. Merrill Lynch IRA3. --Merrill Lynch - F1A Card Services

4. --Merrill Lynch - Blackrock Global

5. --Lincoln National Life Legacy Ill Plus

6. Merrill Lynch

7. --Merrill Lynch Bank USA

8. -Transamerica Life Ins. Co.-TransamericaLandmark Annuity

9. --Transamerica Life Ins. Co.- TransamericaLandmark Annuity

10 . ~ Hawkinsville,Pulaski County,GAI 1. Wells Fargo-High Yield Bond Fund A

12 . Franklin GeorgiaTax-Free Income Fund-Class A

13 . Rental House~Hawkinsv i l le ,Pu laski Co. , GA .14 . Subdivision, Pulaski County, Georgia Und.

InterestRental House ~i ~:,~ ~i2~2-~2~,&!:,~Hawkinsville, GA. Und. Inter

16 . Merrill Lynch

17 . Merrill Lynch Deposit Account

A Dividend

AA

I n t e r e s t JI n t e r e s t JNone L

TTT

A

A

C

Interest K T

N o n e L T

N o n e K T

N o n e N W

D i v i d e n d K TInterest J T

Rent K W

N o n e K W

Rent K W

A D i v i d e n d J

Transac t ions dur ing repor t ing per iod

(1 ) (2) (3)T y p e ( e . g ., Date Val uebu y, sell, m m/dd /yy Code 2

r e de m p t i o n ) (J-P)

Buy 05/03/10 J

(4 ) (5)Gain I d e n t i t y o fCode 1 buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B I and D4) F =$50,001 - $100,000 G =$100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =M ore than $ 5,000,000

2. Value Codes J =$15,000 or less K -$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(See Colunms C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 $25 ,000,001-$50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =Ap praisal R =Cost (Real Estate Only) S =Assessment T -Cash Market( S e e C o l u m n C 2 ) U =Book Value V = O t h e r W =E s t imated

E = $15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gLawson , Jr . , Roger H.

D a t e o f R e p o r tO5/10/2011

V I I. I N V E S T M E N T S a n d T R U S T S -inc~me~va~ue~transacti~ns(~nc~udesth~se~fsp~useanddependentchi~dren;seepp.34~6~f~linginstructi~ns.)D N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c lu d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt from prior disclosure

1 8 . - -Regions Financia l Corp .1 9 . - -S te l lar Pharmaceut ica ls Inc20 . - -Nuveen Georgia Muni Bond Fund21 . - - V i m e t x H l d g C o r p22 . - -Legg Mason W estern Asse t23 . S u n mar k C o mm u n i ty B an k - A c c ou n t s24 . Merr i l l Lynch25 . - -Mer r i ll Lynch Deposi t A ccount26 . - -Abbot t Labora tor ies Com mon27 . - -A m e r i c an I n t l Gr ou p I nc Com m on28 . - -A T & T I nc29 . - -A u t om a t i c Da t a P r oces s ing I nc C om m on30 . - -Am er ican Funds Cap i ta l Wor ld Growth &I ncom e Fu nd C I B3 1 . . - -Ch e v r on T e xa co Cor p Com m on32 . - -Cintas Corp Common

33 . - - C o c a - C o laC o . C o mmo n34 . - -General E lec t r ic Co. , Com m on

I nc om e d u r i ng Gross va lue a t endr e po rt i n g p er i o d o f r e p o r t i n g p er i o d(1 ) (2 ) (1) (2)

A m o u n t T y p e ( e . g ., Value V alueC o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q -W )A Dividend K T

N o n e J TD Interest N TA Dividend J TB Dividend K TA Interest J T

A InterestA DividendA DividendA DividendA DividendA DividendA DividendA Dividend

A DividendA Dividend

JJ

JJ

JJJ

J

JJ

TTTTTTTT

TT

T r a n s a c t io n s d u r in g r e p o r t i n g p e r io d(1 ) (2) (3)

Type (e.g., Date Valuebuy, sell, m m /dd /yy Code 2

redemption) ( J - P )

B uy 10/04/10 J(addl)B uy 10/27/10 J

Sold 03/10/10 J( p a r t )

(4) (5 )Gain l d e n t i t y o fC o d e 1 b u y e r / s e l l e r( A - H ) ( i f p r i v a t e


A

I . Income Gain Codes : A = $1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Colunms B I and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =M ore than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M $100,001 - $250,000(See Colu nuas C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI -$1,000,001 - $5,000,000 P2 =$5.000,001 - $25,000,000

P3 -$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =App raisal R -Cost (Real Estale Only) S =Assessment T =Cash Market( S e e C o l u m n C 2 ) U =Book Value V Other W =E st imated

E = $15,001- $50,000


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F IN A N C I A L D I S C L O S U R E R E P O R TPage 6 of" 12

N a m e o f P e r s o n R e p o r t i n gLa wso n , J r . , R o g er H .

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, a ssets, or transa ctions.)

Desc r ipt ion of Asse t s I n c o m e d u r i n g( inc luding t rus t assets ) r epor t ing per iod

(t) (2)P l a c e " ( X ) " after each asset A m o u n t T y p e ( e . g .,

exempt from prior disclosure Code I div., r en t ,( A - H) or in t . )

3 5 . --Wal t Disney Co. Common A Dividend3 6 . - -E I Dupon t De Nemou r s & Co. Common A Dividend3 7 . - -Exxon M ob i l e Corp Common A Dividend3 8 . --Illinois Tool Wor ks Inc. A Dividend3 9 . --Eli Lil ly & Co. Com mon A Dividend4 0 . --McDonalds Corp . Common A Dividend4 1 . --Medtron ic Inc . Common A Dividend4 2 . - -Pfizer Inc. Common A Dividend4 3 . - -Proctor & Gam ble Co. Common A Dividend4 4 . -Legg Mason Clearb ridge Appr ecia t ion A DividendFund CL B4 5 . -Legg Ma son Clearbridge Fundamen ta l A DividendValue Fund CI A46 . - -Legg Ma son Par tner s Cap & inc FD Sm A DividendB r a y B47 . - -Va n K a m pe n E q u i ty a nd Inc o m e Fund A DividendClass B48 . --Silverstar Hldgs LTD Sh s None49 . --Stel lar Pharmaceuticals Inc

50 . - -Virntex Hldg Corp51. - -W a l gr e en C o. Ne w Co m m on A Dividend J

Gross value at en dof repor t ing per iod

(1) (2)V a lu e V a lu e

Co d e 2 Me t ho d(J -P) C o d e 3( Q - W )

J TJ T

J TJ TJ TJ TJ T

J TJ TJ TJ TK TK TJ T

T


(l ) (2) (3)T y p e ( e . g . , D a t e V a l u ebuy , se l l , mm/dd/yy C o d e 2

r e d e m p t io n ) ( J - P )

Sold 03/10/10 J(part)Sold 03/10/10 J(part)

Sold 03/10/10 K( p a r t )

B uy I 1/01/10 J

B uy 02/22/10 J

( 4 ) ( 5 )G a i n I d e n t i t y o f

C o d e 1 buyer/seller(A-H) ( i f p r i v a t e


I. I n c o m e G a i n C o d e s : A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B I and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =M ore than $5,000,0002. V a l u e C o d e s J =$15,000 or less K -$ t 5,001 - $50,000 L =$50,001 - $100,000 M = $100,001 - $250,000(See Co lumns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 -$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. Value Method Codes Q =App raisal R =Cost (Real Estate Only) S =Assessment T Ca s h M a r k et(See Column C2) U =Book Value V =Other W =E s t imated

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gLawson , J r . , Roger H .

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , valae, transactions (Includes those of ~pouse and dependent children; seepp. 34-60 of filing instructlon.~)N O N E (No reportable income, assets, or transactions.)

52 .53 .

54 .55 .56 .

57 .58 .

59 .60 .

61 .62 .63 .

64 .65 .66 .67 .

68 .

Descr i p t i on o f Asset s I n c o m e d u r in g( in c l u d ing t ru s t asse ts) rep or t i ng p eriod

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt f rom prior disclosure C o d e 1 div . , r en t ,(A- H) or in t . )

- -Wel l s Fargo & Co . New Common--Krip sy Kreme Dougnut YMer ck an d Co . , Inc .Georgia Trust Bankshares -~Merr i l l Lynch- - A m er i c an N ew W o r l d F u n d

- -B lackrock Equi ty Div idend- -B lackrock Global A l locat ion Fund

- -CGM A dv isor Targeted

Gross va lue a t endof r epor t ing per iod(1) (2)

V a l ue V a l u eC od e 2 M eth o d(J-P) C o d e 3( Q - W )

A Div idend J TNone J T

A Div idend J TNone N T

- -Cohen & S t eer s G loba l

- -Ea t o n V a n c e G l b l M a cro- -E V G lb M c r Abs Rtn Fd

A Div idendA Div idend

A Div idend

JJJ

TT

T

TT

T-Fa irhome Fund

A Div idendA Div idend

J

J

A Div idend J

T r an s ac t i o ns d u r i n g r ep o r t i n g p e r i o d

(1 ) (2) (3)T y p e ( e . g . , D a t e Va lu e

buy, sell, m m/dd /yy Code 2redem ption) (J-P)

B u y 03/10/10 J

S o ld 05/05/10 J

B u y 10/15/10 J

B u y 03/10/10 J

B u y 03/10/10 J

S o ld 05/05/10 J(part)B u y 03/10/10 J

B u y 05/05/10 JB u y 05/05/10 J

S o l d 10/22/10 J(part)B u y 03/10/10 J

S o ld 05/05/10 J(part)

(4 ) (5 )Gain I d e n t i t y o f

Code I buyer/seller(A-H) ( i f p r i v a t e


A

A

1. Income Ga in Codes :(See Columns B I and D4)

2.Value Codes(See Co lumns C I and D3)

3.Value Method Codes(See Column C2)

A =$ 1,000 or lessF =$50,001 - $I00,000J =$15,000 or lessN = $250,001 - $500,000P3 -$25,000,001 - $50,000,000Q =Appra i sa lU =Book Va lue

B=$1,001 - $2,500G =$100,001 - $1,000,(K~0K ~$15,001 - $50,000O =$500,001 - $ 1,000,000R =Cost (Real Estate Only)V =Othe r

C =$2,501 - $5,000H 1 $1,000.001 - $5,000,000L =$50,001 - $ 100,000P I =$ 1,000,001 - $5,000,000P4 =M ore than $50,000,000S =AssessmentW =Estimated

D =$5,001 - $15,0001-12 =More than $5,000,000M $ 100,001 -$250,000P2 =$5,000,001 - $25,000,000T =Cash Market

E =$15,001 - $ 5 0 , 0 0 0


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D a t e o f Repo r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction s.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D es c r i p t i o n o f A s s e t s I n c o m e du r i n g Gross va lue a t end( i n c l ud ing t rus t asset s) repo r t i ng per iod of r epor t ing per iod

(1 ) (2 ) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l ue Value

exempt f rom prior disclosure C o d e 1 div . , r en t , C od e 2 M e th od( A - H) or i n t . ) (J -P) C o d e 3( Q - W )

(1 )Type (e.g.,

buy, sell,redemption)

T r an s ac t i o ns d u r i n g r ep o r t i n g p e r i o d

(2) (3) (4)D a t e Va lu e Gain

mm/dd /y y C ode 2 C ode I( J - P ) ( A - H )

(5 )Iden t i ty o f

buyer / sel l er( i f pr iva te

t ransac t i on )

69 . - -Federa ted Pruden t Bear Buy 05/05/10 J70 .71. --First Eagle A Dividend

S old 07/26 /10 J(part)B uy 03/10/10 J

A

72 .

73 .

74 . - -Fi rs t Eagle G o ld Fund A Div idend

S o l d 05/05/10 J A(part)S o l d 07/01/10 J A( p a r t )Buy 03/10/10 J

75 .76 . - - F r an k lin R i s in g D iv i d en d s F u n d A Dividend

Sold 12/02/10 J(part)B uy 03/10/10 J

A

77 .

78 . - - F ran k l in I n c o me F d A d v A DividendS o l d 05/05/10 J(part)Bu y 09/03/10 J

A

79 . - -Goldman Sach s Sat e l l i t e A Dividend B u y 03/10/10 J80 .81.

82 . - -Goldman Sachs Absolu te

Sold 05/06 /10(part)Merged 05/24/10(with l ine 82)

B uy 05/24/10

J

J

J

A

83 .84 . - - Hu s s man S t r a teg i c To ta l A Dividend

B uy 06/11/I0 J(addl)B u y 07/26/10 J

85 . Sold 10/15/10 J(part) A

I. Income Gain Codes:(See Columns B I and D4)

2.Value CodesISee Columns CI and D3)

3.Value Method Codes(See Column C2)

A =$1,000 or lessF =$50,001 - $100,000J $15.000 or lessN = $250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =Appra i salU =Book Va lue

B $1,001- $2 ,500G=$100,001 -$1,000.000K $ 15 ,001- $50.0000 $500,001 -$1 ,000,000R =Cost(Real Estate Only)V = O l h c r

C =$2,501 - $5,000H I = $1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$1,000,001 - $5,000,000P4 =Mo re than $50,000,000S ~A sscs smen tW =Estimated

D =$5,001- $15,000H2 =M ore than $5,000,000M=$100,001- $250,000P2=$5,000,001- $ 25,000,000T - C as h M ar k ~

E =$15,001- $50,000


9/24

F IN A N C I A L D IS C L O S U R E R E P O R TPa ge 9 o f 12N a m e o f P e r s o n R e p o r t in g

L aws on , Jr., Roger H.D a t e o f R e p o r t

0 5 1 1 0 1 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v o / a e , transact ions (Includes those of spouse an d depend ent chi ldren; see pp. 34-60 of f i l ing ins truct ions .)[-~ N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e t s Income during Gross value at end( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dO) (2) O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alu e V alueexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r io d(2) (3) (4)

D a t e Value G a i nm m / d d / y y C o d e 2 C o d e 1(J -P) ( A - H )

(5 )I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t et r a n s a c t i o n )

,86. --Ivy Glbl Natrl Res C11 B uy 03/10110 J8 7 . Sold 05/20/I 0 J A88 . --Ishares Barclays 20+ yr A Div idend J B uy 11/18/10 J89 . - - L az a rd E m erg i n g M k t s A Div idend J B uy 06/11/I 0 J90 . - -Loom is Sayles St ra tegic A Div idend J B uy 03/10/10 J91 .92 .

93 . - -Nuveen Tradewinds Global Div idend

S o l d 05/05/10 J A(part)S o l d 07/01/10 J A(part)B u y 03/10/ lO J

94 .

9 5 . - - P i m c o D e v e l op i n g L o c a l DividendSold 05/05/10 J(part)B uy 03/10/10 J

A

96 .9 7 . - - P im c o T o t a l R e t u m F u n d Div idend

S old 07 /01/10 J(part)B uy 07/01/10 J

98 . - -P imco Uncons t ra ined A Div idend B uy 05/05/10 J99 . Sold 10/29/I 0 J AI 0 0 . - -RS E m e r g i ng Ma r ke t s C I Y B uy 03/10/10 J101.102. - -Templeton Glbl Bond Fd Div idend

S o l d 07/01/10 J(part)B u y 03/10/ lO J

|. Income Gain Codes:(See Columns B I and 04)

2.Value Codes(See Columns C I and 03)

3.Value Method Codes{Scc Co lumn C2)

A:$1 ,00Oor lessF =$50,001 - $100,000J =$15,000 orlessN -$250,001- $500,000P3 =$25,000,001 -$50,000,000Q =Appra i salU =Book Va lue

B =$ 1,001 -$2,500G=$100,001-$1,000,000K = $15,001 -$50,000O=$500,001 -$1,000,000R - C o ~ ( R ~ a I E ~ a t eO n | y )V Other

C =$2,501 - $5,000H I = $1,000,001 - $5,000,000L =$50,001 - $ 100,000P1 $1,000,001 - $ 5,000,000P4 =M ore than $50,000,000S =AssessmentW =Estimated

D=$5,00t -$15 ,000H2 =More~an $5,000,000M=$100,001- $250,000P2=$5,000,001 -$25,000,000T =Cash M arket

E = $15,001 - $50,000


10/24

FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 2


D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Desc r ipt ion of Asse t s I n c o m e du r i n g(i n c lu d ing t ru s t a sse ts) rep o rt i ng p er iod

(1) (2) Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div . , r en t ,( A - H) or int .)

Gross va lue a t endof r epor t ing per iod

(1) (2)V a l u e Value

C o d e 2 M et h o d(J -P) C o d e 3

( Q - W )


(l ) (2) (3)Type (e.g., D a t e Valuebuy, sell, mm/dd /y y Code 2

redemption) ( J - P )

(4 ) (5 )Gain I d e n t i t y o fCode 1 buyer/seller(A-H) ( i f p r i v a t e


103.

104.10 5 . --T h e O a km a r k Fu nd A D i v i d e n d

Sold 05/05/10(part)Sold 07/01/10( p a n )Buy 0 3 / 1 0 / 1 0

J

J

J

106.107 . - -Wisdomtree Globa l Equ i ty A Dividend

Sold 05/05/I 0 J(part)B uy 10/22/I 0 J

108. - -Wisdomtree Emerg ing Mrkt A D i v i d e n d J B uy 09/17/10 J109.

AA

I l O .

111.

112.113.

114.

I. Income Gain Codes:(See Columns B I and D4)

2.Value Codes(See Columns CI and D3)

3.Value Mclhod Codes(See Column C2)

A=$1 ,000 or lc ssF ~$50,001- $100,000J =$15,000 orlessN =$250,001 - $500,000P3 $25,000,001 -$50,000,000Q =Appra i sal~ = B o o k V a l u e

B =$1,001- $2,500G=$100,001- $1,000,000K=$15,001 - $50,000O=$500,001 -$1,000,000R Cos l(Rca l Es ta te Only )V =Othe r

C=$2,501 - $5 ,000HI =$1,000,001- $5,000,000L =$50,001 -$100,000PI =$1,000,001 - $5,000,000P4 =M orethan $50.000,000S =AssessmentW=Est imated

D=$5,001- $15,000H2 =M ore than $5,000,000M=$100,001 -$250,000P2 =$5,000,001 - $25,000,000T =Cash Markc t

E =$15,001- $50,000


11/24

FINANCIAL DISCLOSURE REPORTPagell ofl2

N a m e o f P e r s o n R e p o r t i n gLawson , Jr. , Roger t1.

D a t e o f R e p o r t05/10/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lmllcate part of report.)

Page 4 , Line 11 - - Evergreen Inves tment - High Yield B ond Fund A ch anged i ts named to Wel ls Fargo - High Yield Bond Fu nd APage 8 , L ine 79 - - Goldman Sachs Sa te l l i te m erged into Goldman Sachs A bsolu te on May 24, 2010 .Page 5 , L ine 30 - - A mer ican Cap Wor ld Growth t r ansfe r red f rom one M er ri l l Lynch account in to another one , bu t there was no e f fec t on anyth ing.


12/24

FINANCIAL DISCLOSURE REPORTP a g e 1 2 o f 12

Nam e of Person ReportingLawson, Jr., Roger H.

Dale ol Report05/10/201 l

I X . C E R T I F IC A T I O N .1 c e r t i fy t h a t a l l i n f o r ma t io n g iven abo ve ( i n c l u d in g i n f o rm a t io n p e r t a in in g t o m y s p o u s e an d m in o r o r d ep en d en t c h i l d r en , i f an y ) i saccura te , t rue , and comple te to the bes t o f my knowledge and bel ief , and that any in format ion no t repor ted was ~vi thheld because i t met app l icable s ta tu toryprovis ions permi t t ing non-d isc losure .1 f u r t h e r c e rt i f y t h a t e a rn ed i n c o m e f r o m o u t s i d e emp lo y men t an d ho n o r a r ia an d t he a c c ep t an c e o f g i f t s wh i c h have been r ep o r t ed a r e i ncom pl iance wi th the p rovis ions of 5 U.S.C. app . 501 e t . seq. , 5 U.S.C. 7353, and Jud ic ia l Conference regula t ions .

S i g n a t u r e : S / R o g e r H . L a w s o n , Jr .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D CRI MI N A L SA N CT I O N S ( 5 U .S . C . a p p . 10 4 )

Committee on Financial DisclosureAdministrativ~ Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


13/24

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10Report Required by the Ethics

in Government Act of l978(5 U.S.C. app. .83q 101-111)

1 . P e r s o n R e p o r t in g ( l a s t n a m e , firs t, middle initial)Lawson, Jr . , Roger H.

4. Ti t l e (Artic l e 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)

U.S. D istrict Judge, Senior

7. Chambers or Office AddressP.O. Box 838475 M ulberry StreetMacon, Georgia 31202

2. Court or O rganizationMiddle District, Georgia

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewiug Officer Date

3. Date of R e p o r t05/10/2011

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each pa rt where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individua l only ; see pp . 9 -13 of f i l ing ins truc t ions . )~] NONE(N o reportable positions . )POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T IO N / EN T I T Y

I I . A G R E E M E N T S . m e p o n i n g individual only; seepp. 14-16 of filing instruction&)N O N E (No reportable ag reements.)

1.01/01/962.3.

D A T E PARTIES AND TERMSGeorgia R etirement System for Superior C ourt Judges


14/24

FINANCIAL DISCLOSURE REPORTPage 2 o f 12

N a m e o f P e r s o n R e p o r t i n gLawson, Jr . , Roger H.

D a t e o f R e p o r tO5/10/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Repor,i.g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers N on-Investment IncomeD (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE INCO1ME(yours, not spouses)

I. 2010 Georgia Judicial Retirem ent System--Retirem ent $90,262.082.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were married during anyportion of the reporting year, complete this sectiom(Dol lar amount not required except for honorar ia . )D (No reportable non-investment income.)ONE

1.20102.20103.4.

DATE SOURCE AND TYPETeachers Retirement System of Georgia--Retirement

First United Methodist Church--Wages

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment( Includes those to spouse a nd dependent chi ldren; see pp. 2 5 -27 of f i l ing ins t ruct ions . )~ NONE (No repor tab le re imbursements . )

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PP~OVIDED


15/24


N a m e o f P e r so n R e p o r t i n gLawson, Jr . , Roger H.

D a t e o f R e p o r t05/10/2011

V . G I F T S . a n , t u a e s those to s, ouse und ,tepende ,t children; see pp. 28-31 of filing instructions.)~ N O N E (No rep ortable gifts.)

SOURCE DESCRIPTION

3.

4.

5.

V A LUE

V I . L I A B I L I T I E S . a ,, c lu d e s t h o s ~ o y s ~ , o u s e u n d d e ~ , , n a ~ n t children; see pp. 3 2 - 3 3 of fding instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

V A L U E C O D E


16/24



D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco , .e , va i .e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

A.Description of Assets(including trust assetS)

Place "(X)" after each assetexempt from prior disclosure

1. Sunmark Bancshares, Inc.2. Merril l Lynch IRA3. --Merril l Lynch - FIA Card Services4. --Merrill Lynch - Blackrock Global5. --Lincoln National Life Legacy 111 Plus6. Merrill Lynch7. --Merril l Lynch Bank U SA8. --Transamerica Life Ins. Co.-TransamericaLandmark Annuity9. --Transamerica Life Ins. Co.- TransamericaLandmark Annuity10 . ~ Hawktnsvdle,Pulask~ County,GA11 . Wells Fargo-High Yield Bond Fund A12 . Franklin Georgia Tax-Free Income Fund-

Class A13 . Rental House,~Haw kinsville,Pulaski Co., GA .14 . Subdivision, Pulaski C ounty, Georgia Und.

Interest1 5 . Rental House,Hawk insville, GA . Und. Inter16 . Merrill Lynch

17 . Merrill Lynch Deposit Account

Inco me during G ross value at endreporting period of reporting period

(1) (2) (1) (2)Am o u n t Type (e.g., Value ValueCode 1 div ., rent, C ode 2 M eth od

( A- H) or int.) (J-P ) C o de 3(Q-W)

A Dividend

A Interest

A Interest

N o n e

J

JL

TTT

A I n t e r e s t

NoneNoneNone

A DividendA InterestC Rent

NoneD Rent

K

L

K

N

K

JK

K

K

TTTWTTW

WW

A Dividend J

Transactions during reporting period

1) ~2) (3)Type (e.g., Date Valuebuy, sel l , m m /d d/ y y C o de 2

redemption) (J -P)

Buy 05/03110 J

(4 ) (5 )Gain I d e n t i ty o f

Code I buyer/seller(A-H) ( i f p r i v a t e


I. Income Gain C odes: A =$1,000 or less B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns BI and D4) F $50 .001-$100 ,000 G =$100,001 - $1,000,000 H 1 = $1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V alue C odes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 o $250,000(See Columns C I and D3) N =$250,001 - $ 500,000 O =$500,001 - $1,000,000 P 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 =$ 5 ,0 00 ,0 01 - $ 2 5, 00 0, 00 0P3 = $25,000,001 - $50,000,000 P,~ = M ore than $50,000,0003. Value Method Codes Q =Appraisal R Co st (Real Estate Only) S =A ssessment T =Cash Market(See Column C2) U =Book V alue V Other W = Estimated

E =$ 15,00I- $50.000


17/24



Dale of R e p o r t0 5 / 1 0 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; se e pp. 34-60 of filing instructions.)[~ N O N E (No repo rta ble inco me , a sse ts , o r t ra nsa c t io ns . )

A. B. C.Description of A ssets Income during Gross value at end(including trust assets) reporting period of reporting period

(1) (2) (1) (2)Place "(X )" after each asset A mount Type (e.g., Value Value

exempt from prior disclosure Code l div., rent, C ode 2 M ethod(A-H) o r i n t . ) (J-P) Code 3(Q-W)

1 8 . --Regions Financial C orp.1 9 . --Stellar Pharmaceuticals lnc20 . --Nuveen Georgia M uni Bond Fund21 . - -Vimetx HldgC orp22 . --Legg M ason WestemAsset23 . Sunmark Community Bank-Accounts24 . Merrill Lynch25 . --Merrill Lynch Deposit Account26 . --Abbott Laboratories Common27 . --American lntl Group Inc Common28 . --AT&T lnc29 . --Automatic Data Processing Inc C ommon30 . --American Funds Capital World Growth &Income Fund CI B31 . --Chevron T exaco C orp Common32 . --Cintas Corp C ommon33 . --Coca-Cola Co. C ommon34 . --General Electric Co., C ommon

A Dividend K TNone J T

D I n t e r e s t N TA Dividend J TB Dividend K TA I n t e r e s t J T

A I n t e r e s t J TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J T


(l) (2) (3)T y p e ( e . g . , D a t e Value

buy, sell, mm/dd/yy Code 2redemption) ( J - P )

Buy 10/04/10 J(addl)Buy 10/27/I 0 J

Sold 03/10/10 J(pa~)

(4 ) (5 )Gain Identity of



A

I. Income Gain C odes: A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000( Se e C o lum ns BI an d 1 34 ) F =$ 50 .0 01 - $ 10 0, 00 0 G = $1 00,00 1 - $ 1,00 0,00 0 H I = $1 ,0 00 ,0 01 - $ 5,00 0,0 00 H 2 -M ore th an $ 5,0 00 ,00 02. Value Codes J =$ | 5,000 or tess K =$15,00 | - $50,000 L =$50,00 t - $100,000 M =$100,00 | - $250,000

(See C olumns C I and D 3) N =$250,001 - $500,000 O -$500,001 - $1,000,000 P 1 = $ 1. 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 =$ 5 ,0 00 ,0 01 - $ 2 5, 00 0, 00 0P3 =$25,000,001 - $ 50,000,000 P4 -More than $ 50,000,0003. Value Method Codes Q -Appraisal R =Cost (Real Estate Only) S =A sscssrncnt T =C ash Market(See Column C2) U =Book V alue V =Other W =Estimated

E =$15,001 - $50,000


18/24


N a m e o f P e r so n R e p o r t i n gLawson, Jr . , Roger II .

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a ~ a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions~)~] N O N E (No reportable income, assets, or transactions.)

A. B. C,D e s c r i p t i on o f A s s e ts I n c o m e d u r i ng G r o s s v a l u e a t e n d( in c l u d in g t r u s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d

(i ) ( 2 ) (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s et A m o u n t T y p e ( e . g ., V a l u e V a l u ee x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv . , r e n t , C o d e 2 M et h o d( A-H) or int.) (J-P) C o d e 3

( Q - W )

3 5. - - W al t D is ne y C o. C om m o n A Dividend J T3 6 . - -E I D up o nt De N em o u r s & Co . C o m m o n A Dividend J T37 . - -Exxon Mobi le Corp Comm on A Dividend J T38 . --Il l inois Tool W orks Inc. A Dividend J T39 . - -El i Li l ly & Co . Comm on A Dividend J T40. - -McDonalds Corp. Common A Dividend .I T41. --Med tronic Inc. Comm on A Dividend J T42. --Pfizer Inc. Comm on A Dividend J T43 . - -Proc tor & Gam ble Co . Comm on A Dividend J T44. --Legg Mason Clearbridge App reciation A Dividend J TFund CL B45. --Legg Mason Clearbridge Fundamental A Dividend J TV alue Fund CI A46. --Legg Mason Partner s Cap & inc FD Sm A Dividend K TB r n y 1347 . - -Van Kam pen Equity and Incom e Fund A Dividend K TClass B48 . --SilverstarHldgs LTD Shs None J T49. --Stellar Pharm aceuticals Inc None J T50. - -V i m t e xHl dgC or p None J T5 I. - -Walgreen Co . New Commo n A Dividend J T


(t ) (2) (3)Type (e.g., Date Value

buy, sell, m m /d d/y y Co de 2r e d e mpt i on ) (J -P)

Sold 03/10/10 J(pan)Sold 03/10/10 J(pa~)

Sold 03/10/10 K(paN)

Buy 11/01/10 JBuy 02/22/10 J

Gain Ident i ty ofCod e I b uy e r /s e l le r( A- H) ( if private

transaction)

c

1. I n c o m e G a i n C o d e s : A =$1,000 or l e s s B = $1,001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000(See Columns BI and IM) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H 2 =More than $5 ,000,000

2. V a l u e C o d e s J =$15.000 or l es s K =$15,001 - $50,000 L =$50,001 - $ 100.000 M =$100,001 - $250.000(See Columns C 1 a n d D 3 ) N =$250.001 - $ 500,000 O =$500,001 - $1,000,000 P 1 :$ 1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000.0003. Value Method Codes Q = A p p r a is a l R -Cost (Real Estate O n l y ) S =A ssessment 1" = C a s h M a r k et(See Colunm C2 ) U =Book Value V O t h e r W =Estimated

E =$15.001 - $50.000


19/24

FINANCIAL DISCLOSURE REPORTPage 7 o f 12N a m e o f P e r so n R e p o r t i n gLawson, Jr . , Roger II .

D a t e o f R e p o r t05/10/201 I

VII. INVESTMENTS and TRUSTS - i . . . . val ue , t ransact ions (Incl ud es t hose of spouse and d epend ent chil d ren; see pp. 3 4 -6 0 of f i l l ng ins t ruct ions . )

52 .53 .54 .55 .

156.

57 .58 .59 .60 .61 .62 .63 .64 .65 .

66 .67 .68 .

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing(including trust asse ts) reporting period

(l) (2)Place "(X)" after each asset Am o u n t Type (e.g.,

exempt from prior disclosure Code 1 div., rent,( A- H) or int.)

Gross value a t endof repor t ing per iod

(1) (2)Value ValueC ode 2 M eth o d(J-P) C o d e 3

(Q-W)

- -Wel l s Fargo & Co. New Comm on A Dividend J--Krip sy Kre me Dougnut Y None JMe rck and Co., Inc. A Dividend JGeorgia Trust Bankshares ~ None NMerrill Lynch- -Amer ican New Wo rld Fund None J

--Blackrock Equity Dividend--Blackrock G lobal A llocation Fund--CGM Advisor Targeted

A DividendA DividendA Dividend

J

JJ

TTT

--Cohen & Steers Global- -Eaton Vance G lbl Macro- -EV G lb Mcr Abs Rtn Fd

A DividendA Dividend

None

JJ

J

TTT

--Fairhom e Fund A Dividend J

Transactions during reporting period(I) (2) (3)

Type (e.g., Date Valuebuy, sell, mm/dd/yy Code 2

redemption) (J-P)

Buy 03/10/10 JSold 05/05/10 JBuy 10/15/10 JBuy 03/10/10 JBuy 03/10/10 JSold !05/05/10 J(part)Buy 03/10/10 JBuy 05/05/10 JBuy 05/05/10 JSold 10/22 /10 J(part)Buy 1 0 3 / 1 0 / 1 o JSold 05/05/10 J(part)

(4 ) (5 )Gain I d e n t i t y o f



A

A

1. Income Gain Codcs:(See Columns BI and D4)


3. Value Method Codes(See Column C2)

A=$1,000 or lessF =$50,001 - $ 100,000J -$15,000 or lessN =$250,001 - $500,000P3=$25,000,001 - $50,000,000Q =AppraisalU =Book V alue

B=$1,001 - $2,500G=$ 100,001 - $ 1,000,000K=$15,001 - $50,000O =$500,001 - $1,000,000R Cost (Real Estale Only)V O t h cr

C =$ 2,501 - $5,000H I =$1,000~001 - $5,000,000L $50.001 - $100,000P I -$ 1,000.001 - $5,000,000P4 More Ihan $50,000,000S =A ssessmentW =Eslimatcd

D =$5,001 - $15,000H2 =M ore than $5,000,000M =$ 100,001 - $ 250,000P2 =$5,000,001 - $25,000,000T =Cash Markct

E =$15.001 - $50,000


20/24


N a m e o f P e r so n R e p o r t i n gLawson, Jr . , Roger H .

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE(No repor tab le income , a s se ts , or transac t ions .)

A. B. C.Description of Assets Income during Gross value at end(including trust assets) reporting period of reporting perio d

(l) (2) (l) (2)Place "(x)" after each asset A mount Type (e.g., V alue V alue

exempt from prior disclosure Code 1 div., rent, C ode 2 M ethod(A-H) o r in t . ) ( J - P ) Code 3(Q-W)

(l )Type (e.g.,buy, sell,

redemption)


(2) (3) (4)D a t e V alue Gain

mm/dd/yy C ode 2 C ode 1( J - P ) (A-H)

(5 )Identity of

buyer/ sel ler(if private

transaction)

69 . --Federated Prudent Bear None J Buy 05/05/10 J70 .71. --First Eagle A Dividend

Sold 07 /26 /10 J(part)Buy 03/10/10 J

A

72 .

73 .

74 . --Firs t Eagle G old Fund A Dividend

Sold 05/05/10 J A( p a r t )Sold 07101/I0 J A(part)Buy 03/10/10 J

75 .76 . - -Franklin Ris ing Dividends Fund A Dividend

Sold 12/02/10 J(part)Buy 03/10/10 J

A

77 .78. - -Franklin Income Fd A dv A Dividend

Sold 05/05/10 J(part)Buy 09/03/I 0 J

A

7 9 . - -Go ldm a n Sachs Sat e ll it e A Dividend B uy 03/I0/10 J80 .

81 .82 . --Goldman Sachs Ab solute None

Sold 05/06/10(part)Merged 05/24/10(with line 82)

Buy 05/24/10

J

JJ

A

83 .84. --Hussman Strategic Total A Dividend

Buy 06/I 1/10 J(addl)Buy 07 /26 /10 J

85 . Sold 10/15/10 J(part) A

I. Income Gain Codes:(See Columns. BI and 134)


3. Vnlue Method CodesIScc Column C2)

A = $1,000 or lessF =$ 50,001 - $I00,000J =$15,000 or lessN -$250,001 - $500,000P3 =$ 25,000,001 - $50.000,000Q =AppraisalU =Book V alue

B =$1,001 - $2,500G =$100,001 - $1K $15,001 - $50,000O $ 500,001-$1,000,000R =Cost (Real Estate OnlylV =Ot h e r

C =$ 2,501 - $5,000H 1 =$1,0~0,001 - $5,~t0,000L -$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =A ssessmentW =Estimated

D =$5,001 -$15,000B2 =Morethan $5,000~00M=$ 100,001- $250,000P2 -$5,000,001- $25,000,000T =Cash Markct

E =$15,001- $50,000


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N a m e o f P e r so n R e p o r t i n gLawson, Jr., Roger H.

D a l e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent c h l t d r e n ; s e e pp. 34-60 of filing instructions.)~ NONE(No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

Income during Gross value at endr e p o r t in g p e r i o d of reporting period

(1) (2) (1) (2)A m o u n t T y p e ( e .g . , Value V alueC o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) Code 3(Q-W)

0)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

(2) (3) (4)D a t e Value Gain

m rr dd d/ yy C o de 2 Code 1(J-P) (A-H)

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


86 . --Ivy Glbl N atrl Res C I I N o n e J T Buy 03/10/10 J87 . Sold 05/20/10 J A88 . --Ishares Barclays 20+yr A Dividend J T Buy 11/18/10 J89 . --Lazard EmergingMkts A Dividend J T Buy 06/1 !/10 J90 . --Loomis Sayles Strategic A Dividend J T Buy 03/10/10 J91 .92 .93 . --Nuveen Tradewinds Global A Dividend J T

Sold 05/05/10 J A(pan)Sold 07/01/10 J A(pan)Buy 03/10/10 J

94 .

95. --Pimco Developing Local A Dividend J TSold 05/05/10 J(pan)Buy 03/10/101 J

A

96 .97. --Pimco Total Return Fund A Dividend J T

Sold 07/01/10 J(par0B uy 07/01/10 J

98 . --Pimco Unconstrained A Dividend Buy 05/05/10 J99 . Sold 10/29/10 J A100. --RS E merging M arkets C I Y N o n e J T Buy 03/10/10 J101.102. --Templeton Glbl Bo nd Fd A Dividend J T

Sold 07 /01/10 J(pan)Buy 03/10/10 J

A

1. Income Gain Codes:(See Columns BI and D4)

2. Value Codes(See Columns C I and D3)

3. Value Method CodesIScc Column C2)

A=$1,000 orlcssF = $50,001 -$100,000J =$ 15,000 orlcssN =$250.001- $500,000P3 -$25,000,001 -$50,000,000Q = AppraisalU =Book V alue

B =$1,001- $2,500G =$100,001 -$1,000,000K =$15,001 -$50,000O=$500,001- $1,000,0~0R =C ost(Real Estate Only)V - O t h e r

C =$ 2,501- $5,000H I =$1,000,001 - $5,000,000L =$50.001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =A ssessmentW=Estimatcd

D =$5,001- $15,000H2 =More than $5,000,000M=$100,001- $250,000P2 =$ 5,000,001 o $25,000,000T =C ash Market

E=$15,001- $50,000


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Date of R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depen dent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of A ssets Income during Gross value at end(including trust assets) reporting period of reporting period

(1) (2) (l) (2)Place "(X)" after each asset Amount Type (e.g., V alue V alue

exempt from prior disclosure Code i div., rent, C ode 2 M ethod( A - H ) o r i n t . ) (J-P) Code 3(Q-W)

0)T y p e ( e . g .,b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4)D a t e Value Gain

mm/dd/yy C ode 2 C ode 1( J - P ) (A-H)

Identity ofbuyer/seller(if private

~ansaction)

103.

104.105.

106.107.

108.109.

--The Oakm ark Fund A Dividend

Sold 05/05/10 J A(part)Sold 07/01/10 J A(part)Buy 03/10/10 J

--Wisdomtme Global Equity A DividendSold 05/05/10 J( p a r t )Buy 10/22/10 J

--Wisdomtree Emerging M rkt A Dividend J Bu y 09/17/10 J

A

110.

I11.

112.

113.114.

I. Income Gain Codes: A =$ 1,000 or less B = $1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100.001 - $1,000,000 H 1 = $ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5 ,0 00 ,0 00

2. V alue C odes J = $15,000 or less K -$15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =M ore than $50,000,0003. Value Method Codes Q Appraisal R =Cost (Real Estate Only) S =A ssessment T =C ash Market(See Column C2) U =Book V alue V =Ot h e r W =Estimated

E = $15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPagell ofl2

N a m e o f P e r so n R e p o r t i n gLawson, Jr., Roger H.

D a t e o f R e p o r t05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andicatepart of report.)

Page 4, L ine 11 -- Evergreen Investment - High Yield Bond Fund A change d i ts named to Wells Fargo - H igh Yield Bond Fund APage 8, L ine 79 -- Goldman Sachs Satel li te merged into Goldman Sachs Ab solute on M ay 24, 2010.Page 5, Line 3 0 -- American Cap W orld Growth transferred from one M errill Lynch account into another one, but there w as no effect on anything.


24/24


Name of Person R eportingLawson, Jr. Roger |L

Date of Repor05/10/201 I

IX . CERTIFICATION.1 certify that all information given ab ove (including information pertaining to my spouse and minor or depe ndent children, if any) is

accurate, true, and complete to the b est of my kno wledge and belief, and that any information not reported w as withh eld because it met applicable statutoryprovisions permitting non -disclosure.1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance w ith the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C . 7353 , and Judicial Con ference regulations.

Signature: S] Roger H. Lawson, Jr .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D CRIM IN A L S A N CTIO N S ( 5 U . S .C . app . 1 04)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Roger H Lawson Jr Financial Disclosure Report for 2010