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WASH’NutritioNA prActicAl guidebook on increAsing nutritionAl impAct through integrAtion of WAsh And nutrition progrAmmesFor practitioners in humanitarian and development conteXts
2WAsh’nutritionA practical guidebook
3WAsh’nutrition
A practical guidebook
WAsh’nutrition
A prActicAl guidebook on increAsing nutritionAl impActthrough integrAtion of WAsh And nutrition progrAmmes
For practitioners in humanitarian and development conteXts
4WAsh’nutritionA practical guidebook
5WAsh’nutrition
A practical guidebook
tAble of contentsstAtement on copYright 6AcknoWlegements 7hoW to use this guidebook 8foreWord 9lists of figures - tAbles - boXes - mAps 10 list of AcronYms 12
1 – the bAsics of undernutrition And WAsh 141. Definingundernutrition 172. Themaincausesofundernutrition 193. The“1,000days”windowofopportunity 204. Undernutritionconsequences 205. Addressingundernutrition 226. GlobaltrendsinundernutritionandWASH 27
2 – linking nutritionAl outcomes With the WAsh environment 301. NutritionalstatusandtheWASHenvironmentrelationship 332. Keypathwaystoundernutrition 343. ContributingWASH-relateddiseases 374.WASHinterventionseffectsonhealth 38
3 – WAsh’nutrition strAtegY And progrAmming 421. AligningWASHandNutritionprogramming 452. Integration 463. Focusonthemotherandchilddyad 544. Emphasisonbehaviourchange 575. Coordinationofstakeholders 596. EnsuringaWASHminimumpackage 62
4 – integrAting Activities At different levels And conteXts 701. Attheindividualandhouseholdlevel 732. Atcommunitylevel 843. Atinstitutionallevel(healthcentres&schools) 954. Atnationallevel 1045. Integratinginterventionsinemergencies 107
5 – monitoring And evAluAtion of integrAted interventions 1161.Monitoringintegratedactivities 1192. Impactevaluationofintegratedinterventions 122
6 – moving toWArds uptAke 1241. Operationalresearch 1272. Capacity-buildingandtools 1283. Communicationanddissemination 1304. Targetedadvocacy 132
progrAmmAtic resources 138
6WAsh’nutritionA practical guidebook
stAtement on copYright
COPYRIGHT©ACFInternational-January2017Reproductionispermittedprovidingthesourceiscredited,unlessotherwisespecified.Ifreproductionoruseoftextualandmultimediadata(sound,images,software,etc.)aresubmittedforpriorauthorization,suchauthorizationwillcancelthegeneralauthorizationdescribedaboveandwillclearlyindicateanyrestrictionsonuse.
This document covers the humanitarian activities implemented with the financial support of the European Union. TheviewsexpressedhereinshouldnotinanywaybetakentoreflecttheofficialopinionoftheEuropeanUnion.TheEuropeanCommissioncannotbeheldresponsibleforanyusethatmaybemadeoftheinformationcontainedinthisdocument
NON-ResPONsIbIlITY ClauseThepresentdocumentaimstoprovidepublicaccesstoinformationconcerningtheactionsandpoliciesofACF.Theobjectiveistodisseminateinformationthatisaccurateandup-to-dateonthedayitwasinitiated.Wewillmakeeveryefforttocorrectanyerrorsthatarebroughttoourattention.Thisinformation:
• issolelyintendedtoprovidegeneralinformationanddoesnotfocusontheparticularsituationofanyphysicalperson,orpersonholdinganyspecificmoralopinion;
• isnotnecessarilycomplete,exhaustive,exactorup-to-date;
•sometimesreferstoexternaldocumentsorsitesoverwhichtheAuthorshavenocontrolandforwhichtheydeclineallresponsibility;
•doesnotconstitutelegaladvice.Thepresentnon-responsibilityclauseisnotaimedatlimitingACF’sresponsibilitycontrarytotherequirementsofapplicablenationallegislation,oratdenyingresponsibilityincaseswherethesamelegislationmakesitimpossible.
Author: JovanaDodos([email protected]),PublicHealthconsultant-ExpertiseandAdvocacyDepartment,WASHsector,ACF-FranceDesign:CélineBeuvinPhoto on cover PAge: ©B.Stevens/i-ImagesforActionAgainstHunger
©ActionContrelaFaim2017,14/16BoulevarddeDouaumont-CS80060-75854ParisCedex17-France
Asoftcopyoftheguidebookmaybedownloadedat:www.actioncontrelafaim.org
7WAsh’nutrition
A practical guidebook
AcknoWledgements
ThisguidebookhasbeenpreparedbyActionContrelaFaim-ACFandfinanciallysupportedbytheEuropeanCommission’sDirectorate-General for EuropeanCivil Protection andHumanitarianOperations (ECHO).An international group ofmorethan 20 experts in the fields ofWASH,Nutrition andHealth, togetherwith numerous field practitioners, contributed toitsdevelopmentbyparticipating in thepeer reviewprocess,providing technicalexpertise, insightful reflections, ideasandmaterials.Theauthorisdeeplygratefulfortheirsupport.Sincerest thanks are extended toACF-FranceDirection of Expertise andAdvocacy (Dr S. Breysse,Dr J. Lapègue - Projectcoordinator)andACF-US(ZviaShwirtz,EllynYakowenkoandGezahegnMetosso)forholdingtheproject.ThankstotheACFmissionsinSenegalandAfghanistanforhostingfieldvisits,providinginputsandsharingtheirinvaluablefieldexperienceinWASHandNutritionintegration.ThanksgotoMsMarielleLabadens,HeadoftheWater,SanitationandHygieneProgrammeinSenegal,andMrFedericoSoranzo,WASHHeadofDepartmentinAfghanistan,fortheirimmensesupportinorganizingthefact-findingmissions.SpecialthankstoUNICEFWCARO(FrançoisBellet),ECHO-Dakar(DamienBlanc)andUNICEFNew-York(DianeHollandandLizetteBurgers).
THe PeeR RevIew GROuPMrBenHobbs, International Campaign Manager, Generation NutritionMsClaireGaillardou,WASH - DRM Advisor for West and Central Africa, Action Against Hunger MrDamienBlanc,Water, Sanitation and Hygiene Expert, ECHOMsDianeHolland,Nutrition Advisor, UNICEFMrFrançoisBellet,WASH Specialist, UNICEF Regional Office for West and Central Africa, Regional WASH Group CoordinatorMrFranckFlachenberg,Environmental Health Technical Advisor, Concern WorldwideDrJeanLapègue,Senior WASH-DRM Advisor, Action Against Hunger MsMarie-SophieWhitney,Global Nutrition Expert, ECHOMsMargaretMontgomery,WASH Technical Officer, WHOMrNicolasVilleminot,Senior WASH Technical Advisor, Action Against Hunger MrPabloAlcaldeCastro,Senior WASH Advisor, Action Against Hunger MsRachelLozano,Nutrition survey and prevention advisor, Action Against Hunger MsRenukaBery,Senior Programme Manager, WASHplus project, FHI 360MrRonClemmer,Strategy & Business Development Manager, WASH, FHI360MsRuthNashipayiSituma,Nutrition Specialist, UNICEF
THe CONTRIbuTORsMrArnoCoerver,Global WASH Advisor, Malterser International MsJonaToetzke,GIZ/ACF WASH and Nutrition consultantMrJohannesRück,Project Coordinator WASH & Nutrition, German Toilet OrganizationMrJohnBrogan,Water Sanitation & Hygiene Advisor, Terre des hommesMsJordanTeague,Associate Director for WASH Integration, WASH AdvocatesMsKateGolden,Senior Nutrition Advisor, Concern Worldwide MsLailaKhalid,Grants Coordinator, Action Against Hunger PakistanMrMarkButtle,Senior Humanitarian WASH Advisor, Save the ChildrenMsMarieTheresBenner,Senior Health Advisor, Malteser InternationalMsMeganWilson-Jones,Policy Analyst: Health & Hygiene, WaterAidMrDrMohammadMonirulHasan,Centre for Development Research (ZEF), University of BonnMsMonicaRamos,WASH and Shelter Expert, Middle East and Eurasia, ECHOMsStephanieStern,Responsable ACF-LAB, ACF-FranceMrStephanSimon,Advisor Basic Infrastructure, WASH, Deutsche WelthungerhilfeMrTanguiLeziart,WASH Programme Manager, Action Against Hunger MrTomDavis,Global Health/behaviour Change consultant and former Chief Programme Officer of Food for the Hungry
8WAsh’nutritionA practical guidebook
hoW to use this guidebook
Undernutrition is a multi-sectoral problemwith multi-sectoral solutions. By applying integrated approaches, the impact,coherenceandefficiencyoftheactioncanbeimproved.
ThisoperationalguidebookdemonstratestheimportanceofbothsupplementingnutritionprogrammeswithWASHactivitiesandadaptingWASHinterventionstoincludenutritionalconsiderationsi.e.makingthemmorenutrition-sensitiveandimpactfulonnutrition.IthasbeendevelopedtoprovidepractitionerswithusableinformationandtoolssothattheycandesignandimplementeffectiveWASHandnutritionprogrammes.Apart fromencouragingthedesignofnew integratedprojects, theguidebookprovidessupportforreinforcingexistingintegratedinterventions.Itdoesnotprovideastandardapproachorstrictrecommendations,butratherideas,examplesandpracticaltoolsonhowtoachievenutritionandhealthgainswithimprovedWASH.IntegratingWASHandnutritioninterventionswillalwayshavetobeadaptedtospecificconditions,opportunitiesandconstrainsineachcontext.
Theguidebookprimarilyaddressesfieldpractitioners,WASHandNutritionprogrammemanagersworking inhumanitariananddevelopmentcontexts,andrespondstotheneedformorepracticalguidanceonWASHandnutritionintegrationatthefieldlevel.Itcanalsobeusedasapracticaltoolfordonorsandinstitutions(suchasministriesofhealth)toprioritisestrategicactivitiesandfundingoptions.
THe CONTeNT Is ORGaNIzed as fOllOws
chAPter 1outlinesthebasicsofundernutritionandprovidesabriefoverviewofthekeyconceptsrelevantforWASHandNutritionintegratedprogramming.
chAPter 2 providestherationalebehindlinkingnutritionalstatuswithWASHenvironmentandexplainshowWASHinterventions,bypreventinginfectionanddisease,helpreduceundernutrition.Ashortsummaryofexistingevidence-basedknowledgeispresentedinthisChapter.
chAPter 3 isorganizedaroundthefivepillarsofWASH’Nutritionstrategy.ItgivesoperationalguidanceandadviceonhowtointegrateWASHandnutritioninterventions,highlightingpossiblechallengesandproposingstrategiesforovercomingthem.
chAPter 4 describesapractical implementationof integratedactivitiesatdifferent levels(household,community,national)andindifferentsettings(healthandnutritioncentres,schools).SpecialattentionisgiventointegratingWASHandNutritioninemergencycontexts.
chAPter 5 proposes a framework formonitoring andevaluating integrated interventions, togetherwith a setofindicatorsthatcanbeusedtomeasureprogressandimpact.
chAPter 6coversadvocacyforWASHandnutritionintegration,communication,capacity-buildingforprojectstaffandtheoperationalresearch.
the ProgrAmmAtic resources section contains a collection of practical tools and examples from fieldprojectstohelpintegrationeffortsateachphaseofaclassicalprojectcycle.
Theguidebookalsocontainsanumberofnotes,boxeswithtipsandfurthercomments, linkstowebpagesandsuggestedreading.Throughouttheguidebookyouwillfindpracticalexamplesfromthefield(casestudies),collectedfromACFmissionsandthecontributors.
Youwillfindlistsoffigures,boxesandtablesp.10.
9WAsh’nutrition
A practical guidebook
foreWord
Undernutrition remains a significant global public health threat. It affects millions of children and contributes to an estimated 3.1 million child deaths each year, accounting for over a third of all deaths of children. Adequate nutrition in early childhood is essential for healthy physical growth and brain development. Nutritional deficiencies during this period can not only result in disease and death, but also can have long term consequences on cognitive and social abilities, school performance and work productivity.
When children are undernourished they are more likely to suffer from diarrheal diseases and other infections. Emergency and development settings where undernutrition is high often have inadequate and unsafe water, sanitation and hygiene (WASH) services which further compounds the problem. The evidence, although limited, does indicate a clear link between WASH and nutrition outcomes, with, for example, an association between open defecation and stunting.
Proven, simple interventions exist to prevent undernutrition and diarrhea, even in settings that are challenged by poor sanitation, lack of hygiene, and unsafe drinking water. The 2015 WHO/UNICEF/USAID document, Improving nutrition outcomes with better water, sanitation and hygiene: Practical solutions for policy and programmes, serves as an important foundation document for understanding the evidence, the interventions and approaches for joint WASH and nutrition actions. This practical field guide by ACF complements this initial publication by providing more detailed, frontline examples from over 30 countries on when, where and how to integrate efforts. It is targeted at humanitarian and development workers looking for simple but effective strategies for achieving nutrition targets, in part, through better WASH.
Addressing undernutrition and meeting the 2025 Global Nutrition Targets will require a multi-sectoral approach with a strengthened focus on improving WASH. Furthermore, the Development Goals, including Goal 6 on Water and Sanitation, Goal 3 on Health and Goal 17 on Partnerships provide an opportunity to target, more effectively, resources and attention on the benefits of safe WASH for nutrition and health, and development more broadly. In short, no child ought to suffer from undernutrition and through smart, targeted joint action on WASH and nutrition, millions of deaths can be prevented.
MargaretMontgomery,Water, Sanitation, Hygiene and Health, WHO
ZitaWeisePrinzo,Nutrition for Health and Development, WHO
10WAsh’nutritionA practical guidebook
list of figuresFigure 1:DIFFERENTTYPESOFUNDERNUTRITION 17
Figure 2: CONCEPTUALFRAMEWORKOFUNDERNUTRITION 19
Figure 3: UNDERNUTRITIONTHROUGHOUTTHELIFECYCLE 21
Figure 4: NUTRITION-SPECIFICANDNUTRITION-SENSITIVEINTERVENTIONS 22
Figure 5: NUTRITIONSECURITYAPPROACH 23
Figure 6: GLOBALTRENDSINCHILDSTUNTINGANDWASTING 27
Figure 7: RELATIONSHIPBETWEENPOORWASHANDCHILDUNDERNUTRITION 33
Figure 8: MEDIANAGE-SPECIFICINCIDENCESFORDIARRHEALEPISODESPERCHILDPERYEARFROMTHREEREVIEWSOFPROSPECTIVESTUDIESINDEVELOPINGAREAS 35
Figure 9: VICIOUSCYCLEBETWEENINTESTINALINFECTIONSANDUNDERNUTRITION 35
Figure 10: DIFFERENCEBETWEENHEALTHY(LEFT)ANDEED-INFECTEDINTESTINE(RIGHT) 36
Figure 11: REDUCTIONINDIARRHEALMORBIDITY 38
Figure 12: THEF-DIAGRAM-Fecal-oralrouteofdiseasetransmissionandhowWASHprovisioncanpreventit 39
Figure 13: EFFECTOFIMPROVEMENTSINDRINKINGWATERANDSANITATIONONDIARRHEADISEASERISK 40
Figure 14: INCREASINGLEVELSOFMULTI-SECTORALINTEGRATION 46
Figure 15: RELEVANTSTAKEHOLDERSFORWASHANDNUTRITIONINTEGRATION 60
Figure 16: HUMANITARIANCLUSTERSANDTHEIRCOORDINATION 61
Figure 17: ALLOCATEAPROTECTEDSPACEFORCHILDRENTOPLAY,LIMITINGTHELIKELIHOODOFTHEMINGESTING SOILORANIMALFECES 75
Figure 18: THECLEANHOUSEHOLDAPPROACH 75
Figure 19: ACOUNSELLINGCARDHIGHLIGHTSWHENTOWASHHANDSWITHSOAP 77
Figure 20: POSTERUSEDTODISCUSSKEYFOODHYGIENEPRACTICESBYACFCHAD 81
Figure 21: GLOBALCOVERAGEOFWASHINHEALTHCAREFACILITATES 95
Figure 22: THEFITFORSCHOOLACTIONFRAMEWORK 101
Figure 23: HOLISTICAPPROACHTOWASHANDNUTRITIONINTEGRATION 105
Figure 24: DRMCYCLE,CONTINUUMANDCONTIGUUM 109
list of tAblestAble 1: CUT-OFFVALUESANDANTHROPOMETRICINDICATORSOFUNDERNUTRITION 18
tAble 2: MORTALITYRISKSFORWASTINGAND/ORSTUNTING 20
tAble 3: NON-ExHAUSTIVEExAMPLEOFWASHINTERVENTIONS 26
tAble 4: INCORPORATINGWASHELEMENTSINTONUTRITIONASSESSMENTSANDVICEVERSA 50
tAble 5: COMMONBARRIERSANDCHALLENGESINWASHANDNUTRITIONINTEGRATION 53
tAble 6: ILLUSTRATIVECRITERIAFORPOPULATIONTARGETING 54
tAble 7: TENSTEPMODELFORASSISTINGBEHAVIOURCHANGE(ABC) 58
tAble 8: WASHMINIMUMPACKAGEFORHOUSEHOLDS 63
tAble 9: WASH MINIMUMPACKAGEFORHEALTHANDNUTRITIONCENTRES 65
tAble 10: WASH MINIMUMPACKAGEFORMOBILECLINICS 67
tAble 11: INTEGRATINGWASHINTONUTRITIONCOUNSELLINGANDHEALTHPROMOTION 86
tAble 12: WHODEFINITIONOFENVIRONMENTALMANAGEMENT 91
tAble 13: WHOSTANDARDSONWATER,SANITATIONANDHYGIENEINHEALTHCARE 96
tAble 14: ExCRETADISPOSALOPTIONSFORYOUNGCHILDRENINEMERGENCIES 112
tAble 15: EVALUATIONOFANINTEGRATEDPROJECT 122
tAble 16: ADVOCACYTOOLSFORPROMOTINGWASHANDNUTRITIONINTEGRATION 133
11WAsh’nutrition
A practical guidebook
list of boXesboX 1: DESIGNCHARACTERISTICSOFNUTRITION-SENSITIVEINTERVENTIONS 23
boX 2: COMMUNITYMANAGEMENTOFACUTEMALNUTRITION(CMAM)APPROACH 24
boX 3: WASH’NUTRITIONTARGETING 45
boX 4: SEASONALCALENDAR 49
boX 5: DIFFERENTAGESTAGESANDWASHPROGRAMMING 55
boX 6: IMPROVINGCHILDREN’SPARTICIPATIONINWASHBEHAVIOURCHANGEPROGRAMMES 57
boX 7: ASSISTINGBEHAVIOURCHANGE(ABC)MODEL 58
boX 8: BABYWASHMESSAGES 74
boX 9: 5CRITICALSTIMESFORHANDWASHINGWITHSOAP 77
boX 10: 5KEYSTOSAFERFOODBYTHEWHO 80
boX 11: BREASTFEEDING–THEULTIMATEHYGIENEINTERVENTION 81
boX 12: LINKINGWASHANDNUTRITIONWHENDELIVERINGOVERALLCOMMUNITYSERVICES 84
boX 13: REDUCINGANIMALWASTECONTAMINATION 93
boX 14: MAINHYGIENEPROMOTIONMESSAGESUSEDINTHEACFMISSIONINCHADDURINGTHEWEEKLYHYGIENE PROMOTIONSESSIONSINHEALTHCENTRES 98
boX 15: PUBLICHEALTHAPPROACHTONUTRITION 105
boX 16: OVERCOMINGTHEHUMANITARIAN-DEVELOPMENTDIVIDEWHENADDRESSINGUNDERNUTRITION 108
boX 17: CHILD-TO-CHILDAPPROACHOVERVIEW 113
boX 18: MONITORINGINDICATORSSUGGESTEDBYWASH’NUTRITIONSTRATEGY 120
boX 19: EFFECTIVENESSOFADDINGAHOUSEHOLDWASHCOMPONENTTOAROUTINEOUTPATIENTPROGRAMME OFSEVEREACUTEMALNUTRITION 127
boX 20: INTERNATIONALDAYSOFSHAREDINTERESTFORWASHANDNUTRITIONSECTORS 130
boX 21: MISSINGINGREDIENTSREPORT–WATERAIDANDSHARECONSORTIUM 135
boX 22: GERMANY’SSPECIALINITIATIVE“ONEWORLDNOHUNGER” 137
list of mApsmAP 1: DIARRHEADEATHSUNDER5 28
mAP 2: WASTINGCHILDRENBYREGION 28
mAP 3: PERCENTAGEOFCHILDRENUNDER5WHOARESTUNTED 28
mAP 4: OVERLYINGGAMRATESWITHACCESSTODRINKINGWATERINCHAD 48
mAP 5: NIGER,2000:STUNTING,DIARRHEAANDWASH 142
12WAsh’nutritionA practical guidebook
list of AcronYmsAbc ASSISTINGBEHAVIOURCHANGEAri ACUTERESPIRATORYINFECTIONSAscAo VILLAGE-BASEDMANAGEMENTASSOCIATIONSbmgF BILLANDMELINDAGATESFOUNDATIONbmZ GERMANFEDERALMINISTRYFORECONOMICCOOPERATIONANDDEVELOPMENTccts CONDITIONALCASHTRANSFERScgv CAREGROUPVOLUNTEERchAst CHILDRENHYGIENEANDSANITATIONFORTRANSFORMATIONclts COMMUNITYLEADTOTALSANITATIONcmAm COMMUNITYMANAGEMENTOFACUTEMALNUTRITIONDFiD BRITISHDEPARTMENTFORINTERNATIONALDEVELOPMENTDhs DEMOGRAPHICHEALTHSURVEYSecho EUROPEANCOMMISSION,DIRECTORATE-GENERALFOREUROPEANCIVILPROTECTIONAND
HUMANITARIANOPERATIONSecosAn ECOLOGICALSANITATIONeeD ENVIRONMENTALENTERICDYSFUNCTIONenn EMERGENCYNUTRITIONNETWORKevis ExTREMELYVULNERABLEINDIVIDUALSeWP ENDWATERPOVERTYFchvs FEMALECOMMUNITYHEALTHVOLUNTEERSFh/m FOODFORTHEHUNGRY/MOZAMBIqUEFti FAECALLYTRANSMITTEDINFECTIONSgAc GLOBALAFFAIRSCANADAgAm GLOBALACUTEMALNUTRITIONgDP GROSSDOMESTICPRODUCTgems GLOBALENTERICMULTI-CENTRESTUDYgis GEOGRAPHICINFORMATIONSYSTEMgnc GLOBALNUTRITIONCLUSTERgWn GERMANWASHNETWORKhFA HEIGHTFORAGEhh HOUSEHOLDShhWt HOUSEHOLDWATERTREATMENThmis HEALTHMANAGEMENTINFORMATIONSYSTEMhWts HOUSEHOLDWATERTREATMENTANDSAFESTORAGEicn2 SECONDINTERNATIONALCONFERENCEOFNUTRITIONiDA IRONDEFICIENCYANAEMIAiDPs INTERNALLYDISPLACEDPEOPLEiYcF INFANTANDYOUNGCHILDFEEDINGiYFc INFANTANDYOUNGCHILDRENFEEDINGKAP KNOWLEDGE,ATTITUDEANDPRACTICElbW LOWBIRTH-WEIGHTlrrD LINKINGRELIEF,REHABILITATIONANDDEVELOPMENTmAm MODERATEACUTEMALNUTRITIONmDg MILLENNIUMDEVELOPMENTGOALSmirA MULTI-SECTORINITIALRAPIDASSESSMENTmou MEMORANDUMOFUNDERSTANDINGmsF MéDECINSSANSFRONTIèRESmuAc MID-UPPERARMCIRCUMFERENCEmus MULTIPLE-USEWATERSERVICES
13WAsh’nutrition
A practical guidebook
ncD NON-COMMUNICABLEDISEASEngo NON-GOVERNMENTALORGANIZATIONntD NEGLECTEDTROPICALDISEASESntu NEPHELOMETRICTURBIDITYUNITSors ORALREHABILITATIONSOLUTIONPeFsA v PAKISTANEMERGENCYFOODSECURITYALLIANCEVPhAst PARTICIPATORYHYGIENEANDSANITATIONTRANSFORMATIONPlW PREGNANTLACTATINGWOMENProconu PROGRAMMECOMMUNAUTAIRENUTRITIONNELrutF READY-TO-USETHERAPEUTICFOODSsAm SEVEREACUTEMALNUTRITIONsbcc SOCIALBEHAVIOURCHANGECOMMUNICATIONSsDc SWISSAGENCYFORDEVELOPMENTANDCOOPERATIONsDg SUSTAINABLEDEVELOPMENTGOALSsiDA SWEDISHINTERNATIONALCOOPERATIONAGENCYslts SCHOOL-LEDTOTALSANITATIONsm SANITATIONMARKETINGsun SCALINGUPNUTRITIONsusAnA SUSTAINABLESANITATIONALLIANCEsWA SANITATIONANDWATERFORALLPARTNERSHIPStDh TERREDESHOMMEStot TRAININGOFTRAINERStssm TOTALSANITATIONANDSANITATIONMARKETINGunhcr UNITEDNATIONSHIGHCOMMISSIONERFORREFUGEESuniceF UNITEDNATIONSINTERNATIONALCHILDRENEDUCATIONFUNDurenAs OUTPATIENTNUTRITIONRECOVERYANDEDUCATIONUNITSvhsgs VILLAGEHEALTHSUPPORTGROUPSWAsh WATER,SANITATIONANDHYGIENEWFA WEIGHTFORAGEWFh WEIGHTFORHEIGHTWFP WORLDFOODPROGRAMMEWho WORLDHEALTHORGANIZATION
14WAsh’nutritionA practical guidebook
Jova
na D
odos
© A
cF –
sen
egal
, 201
5
1the bAsics
of undernutrition and WAsh
1. defining undernutrition
2. the mAin cAuses of undernutrition
3. the “1,000 dAYs” WindoW of opportunitY
4. undernutrition consequences
5. Addressing undernutrition
6. globAl trends in undernutrition And WAsh
15WAsh’nutrition
A practical guidebook
the
bA
sics
of
un
der
nu
trit
ion
an
d W
Ash
16WAsh’nutritionA practical guidebook
end hunger, Achieve food securitY And improved nutrition And promote sustAinAble Agriculture
ensure heAlthY lives And promote Well-being for All At All Ages
ensure AvAilAbilitY And sustAinAble mAnAgement of WAter And sAnitAtion for All
WAsh’nutrition illustrAtes the link betWeensustAinAble development goAls 2, 3 And 6
17WAsh’nutrition
A practical guidebook
1. defining undernutrition
Defined by UNICEF as “the outcome of insufficient food intake and repeated infectious diseases,“ undernutrition isoneoftheworld’smostseriousbut leastaddressedproblemswithdirectshort-and long-termhealth effects. Undernutrition includes being underweight for one’sage, dangerously thin for one’s height – wasted, too short for one’sage - stunted, and deficient in vitamins and minerals - micronutrientdeficiencies.1 These conditions often overlap - for example, a stuntedchild may also bewasted and have micronutrient deficiencies, whichincreasesariskofmorbidityandmortality.2
Figure 1: DIFFERENTTYPESOFUNDERNUTRITION
Normal height for age
normAl WAstingLow weight for height
underWeightLow weight for age
stuntingLow height for age
Source: World Vision (2015), “Definitions of hunger”
Acute undernutrition is indicated by a lowweight-for-height(WFH), when compared to the WHO growth standards (socalled“Zscores”),3and/orpresenceofbilateraledemasand/orMUAC
18WAsh’nutritionA practical guidebook
chronic undernutrition or stunting is indicatedbya lowheight-for-age (HFA).Asopposedtoacuteundernutritionwhichreflects recent nutritional status, chronic undernutrition is a process occurring over longer term in the period betweenconceptionand24monthsofage.Itisaconsequenceofprolongedorrepeatedepisodesofnutritionaldeficiencies(energyormicronutrients)andcanalsoreflectexposuretorepeated infectionorother illnessesthroughouttheearlyyearsof life,compromisingthegrowthofachild.5
underweight isacompositeformofundernutritiondefinedbya lowweight-for-age (WFA)whencomparedtotheWHOgrowthstandards.Underweight iseasier tomeasurethanweight-for-heightorheight foragebecause itdoesn’t requireaheightmeasurement,butitisgenerallyconsideredinferiortothemeasuresaboveasitdoesn’tindicateifachildiswastedorstunted.
Micronutrient deficiencies,alsoknownas“hidden-hunger”,occurwhenthebodydoesnothavesufficientamountsofvitaminormineral due to insufficient dietary intake and/or insufficient absorption and/or suboptimal utilizationof thevitamin ormineral.WHOranksdeficienciesofzinc,ironandvitaminAinthetop10causesofthediseaseburdenindevelopingcountries.Micronutrientdeficienciesaffectthesurvival,health,developmentandwell-beingofthoseaffected.6
All forms of undernutrition can and should be prevented.
tAble 1: CUT-OFFVALUESANDANTHROPOMETRICINDICATORSOFUNDERNUTRITION
Anthropometric indicators used to measure child growth and nutritional statusPrevalence cut-off
values of public health significance
AcuteunDernutrition
sAmWFHindicator<-3Z-scoresoftheWHOGrowthstandardsand/orMUACbelow115mmand/orpresenceofedema
ReferstoGAM7:
<5%:Acceptable
5-9%:Medium
10-14%:High
≥15%:Veryhigh
*SHPEREstandardforemergencies:SAM>2%
mAmWFHZ-score<-2but>-3115mm≤MUAC<125mmwithoutedema
stunting
severe HFAindicator<-3Z-scoresoftheWHOGrowthstandards <20%:Low
20-29%:Medium
30-39%:High
≥40%:Veryhigh moderate HFAindicator<-2Z-scoresoftheWHOGrowthstandards
unDerWeight WFAindicator<-2Z-scoresoftheWHOstandards
<10%:Low
10-19%:Medium
20-29%:High
≥30%:Veryhigh
micronutrient DeFiciencies
Usuallymeasurethroughbiomarkers,whichrequirestakingabloodand/orurinesample
Dependsonadeficientmineral/vitamin
Adapted from: WHO (2010) “Nutrition Landscape Information System”
5-Ibid6-Ibid7-GlobalAcuteMalnutrition(GAM)isthesumoftheprevalenceofsevereacutemalnutrition(SAM)andmoderateacutemalnutrition(MAM)atapopulationlevel
19WAsh’nutrition
A practical guidebook
2. the mAin cAuses of undernutrition
The determinants of undernutrition are complex and nutritionalstatusisdependentonawiderangeofdiverseandinterconnectedfactors.Atthemostimmediatelevel,undernutrition is the outcome of inadequate dietary intake and repeated infectious diseases.8 Itsunderlyingdeterminantsincludefoodinsecurity,inappropriatecare practices, poor access to health care and an unhealthy environment, including inadequate access to water, sanitation and hygiene.Allthesefactorsresultintheincreasedvulnerabilityto shocks and long-term stresses. The basic determinants ofundernutrition are rooted in poverty and involve interactionsbetween social, political, demographic and economic conditions(seeFigure2).9
Figure 2: CONCEPTUALFRAMEWORKOFUNDERNUTRITION
sho
cKs,
tre
nD
s, s
eAso
nA
litY
inADeQuAte DietArY intAKe DiseAse
Short-terM conseQuences:
Mortality,morbidity,disability
MediuM-terM conseQuences: Adultsize,intellectualability,economicproductivity,reproductiveperformance,metabolic
andcardio-vasculardiseases
mAternAl AnD chilDunDernutrition
economic, PoliticAl AnD iDeologicAl structures
PotentiAl resources Human,natural,physical,socialandfinancial
FormAl AnD inFormAl institutions,includingmarketsandserviceproviders
Pooraccesstosufficient,safeandnutritiousfood.
Pooraccesstoqualityhealthservices.
Unhealthysanitaryenvironment.
Inadequatematernalandchildcareandfeedingpractices.
Source: ACF (2012) “The Essential: Nutrition and Health”Adapted from: UNICEF Conceptual Framework on causes of undernutrition (1990)
8-WHO(2005)“Malnutrition”9-ACF(2011)“Maximizingthenutritionalimpactoffoodsecurityandlivelihoodsinterventions”
Undernutrition has often been viewed as a problem of limited food availability and solutions for addressing
undernutrition have often focused on increasing food
production. Such a perception is very simplistic and
ignores a wide range of contributing factors which
nutrition interventions need to address in order to
achieve tangible results. Meaningful nutrition and
WASH integration requires a good understanding of
complex causes and determinants of undernutrition
(ACF, 2014).
no
te
20WAsh’nutritionA practical guidebook
Undernutritionisalsolinkedtostructuralinjustice.Childrenare1.5to2timesmorelikelytobestuntedwhenlivinginruralareas,inthepooresteconomicquintilesandinregionswherewomen’sstatus/educationislowest.Thisstemsfromthefactthattheytendtobedisadvantagedintermsofaccesstohealthcare,water,sanitationandhygiene,aswellasnutritiousfoodandhealth-relatedinformation.10
To find out more about different forms of undernutrition and better understand the differencebetweenchronicandacuteundernutrition,pleasevisit:http://www.unicef.org/nutrition/training/2.3/1.html - UNICEF online training
Tobetterunderstandmultiplecausesofundernutrition,pleasevisit:http://www.unicef.org/nutrition/training/2.5/1.html - UNICEF online training
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3. the “1,000 dAYs” WindoW of opportunitY
Whileitisrecognizedthatnutritionisimportantthroughoutaperson’slife,themostcriticalperiodinaperson’sdevelopmentarethefirst1,000days-beginningwithconception,throughoutamother’spregnancyanduntiltheageoftwo.Thisbasicallymeansthatundernutritioncanalreadybeginwiththeundernourishedmotherwhocannotprovideherchildwithsufficientnutrientsatthefetalstage,assheherselfhasnotbenefitedfromoptimalnutrition.Currentresearch11appearstovalidatetheviewthatunsafedrinkingwater,poorsanitationandinadequatehygienesignificantlyincreasetheriskofundernutrition,inparticularduring thiscriticalwindowof1,000days,whenachild ismorevulnerable to theadverseeffectsofFaecallyTransmittedInfections(FTI)12.Damagedonetoachild’sphysicalgrowth,immunesystemandbraindevelopmentduringthisperiodisusuallyirreversible.13
4. undernutrition consequences
An estimated 45% of the global under-five death burden is due to undernutrition in all its forms, including sub-optimalbreastfeeding.14The increasedrisksofdeathanddiseases (diarrhea,malaria,etc.)associated individuallywithwastingandstuntinghavebeenwidelyinvestigatedanddocumented.15Bothwastingandstuntingareassociatedwithincreasedriskofmortalitywithevenmilddeficitsbeingassociatedwithhigherriskofdyingandincreasingprogressivelywiththedegreeofthedeficit.Thismeansthatanychildexperiencingadegreeofwastingorstuntinginanycontextisatheightenedriskofdying.Importantly,thechildwhoisbothstuntedandwasted(evenmoderately)hasthehighesthazardofdeath,evenhigherthanforseverewastingindividually.16
tAble 2: MORTALITYRISKSFORWASTINGAND/ORSTUNTING
MORTALITy RISkS Wasted children stunted children Both wasted and stunted children
multiplyingeFFects
moDerAte 3to3,4 1,6to2,312,3
severe 9,4to11,6 4,1to5,5
Source: ENN, USAID (2014) “Technical Briefing Paper, Associations between Wasting and Stunting,policy, programming and research implications”
10-GenerationNutrition(2014)“Undernutrition:TheBasics”11-Checkleyetal(2008)“Multi-countryanalysisoftheeffectsofdiarrheaonchildhoodstunting”12-ChambersandVonMedeazza(2017)13-ThousandDays(2015)“Why1,000days?”14-TheLancet(2013)“MaternalandChildUndernutritionSeries”15-Collins(2007);Black,Allenetal.(2008);McDonald,Olofinetal.(2013)16-McDonald,Olofinetal.(2013)
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Chronicundernutritionimpairschildgrowth,cognitiveandphysicaldevelopment,weakenstheimmunesystemandincreasesthe risk ofmorbidity andmortality. Undernourished children have a higher risk of suffering from chronic diseases (suchasdiabetes and cardiovascular disease) in adulthood.17Maternal undernutrition, especially irondeficiency anemia (IDA) isassociatedwithpoorreproductiveperformance,ahigherproportionofmaternaldeaths,ahighincidenceoflow-birth-weight(LBW),andintrauterineundernutrition.18Recentstudieshavealsoconfirmedanassociationbetweenstuntingandreduced school attendance and performance,whichhaslongertermimplications,atbothmicroandmacrolevels.Undernourishedchildrenareat risk of losing more than 10% of their lifetime earnings potential.19 the economic cost of undernutrition is estimated at 2 to 8 % of Gross domestic product (Gdp),20 indicating that undernutrition reduces overall economicdevelopment.
Whensevereacutemalnutritionispresent,thebodygivesprioritytothefunctioningofvitalorgans(brain,heartandlungs)topreservethem.Thefunctioningofotherorgansisthusreduced.Thisphenomenongenerates,amongothers,aslowdownofthedigestivesystemandtheabsorptionofnutrientscannotbeoptimal.Ifthiscycleisnotstoppedintime,thebody’svitalorgans(heart,kidneys,liver,stomach)graduallyslowdowntheiroperationuntildeathoccurs.21
Undernutritionperpetuatesitselfinaviciouscyclethatlastsbeyondthelifecycleofanindividual(Figure3).
Figure 3: UNDERNUTRITIONTHROUGHOUTTHELIFECYCLE
Mortalityrate
Impairedmentaldevelopment
bAbYLowBirthWeight
Untimely/inadequatecomplementaryfoods
Frequentinfections
Inadequatefood,healthandcare
Inadequatefood,healthandcare
Reducedmentalcapacity
chilDstunted
Reducedmentalcapacity
ADolescentstunted
Inadequatefood,healthandcare
Highermaternalmortality
elderlyMalnourished
PregnAncYLowWeightGain
MalnourishedADults
Inadequatefood,healthandcare
FetalUndernutrition
Reducedcapacitytocareforchild
Inadequategrowth
Source: ACC/SCN fourth report on the World Nutrition Situation (2000)
Maternalundernutritionleadstopoorfetaldevelopmentandhigherrisksofcomplicationsinpregnancy.Poornutritionoftenstarts in the uterus and extends, particularly for girls andwomen,well into adolescent and adult life.Womenwhowereundernourishedasgirlsare likelytobecomeundernourishedmothers,whogivebirthtoLBWbabies, leadingtoa vicious intergenerational cycle.LBWinfants,whosufferedfromintrauterinegrowthretardation,areathigherriskofdying intheneonatal period or later infancy. If they survive, they are unlikely to catch up on this lost growth and aremore likely toexperience avarietyof developmental deficits.AnLBW infant ismore likely tobeunderweight or stunted in early life.22 Therefore,undernutritionanditsconsequencesrepeatthemselves,generationaftergeneration.
17-ACF(2014)“NutritionSecurityPolicy”18-ACF(2011)“Maximizingthenutritionalimpactoffoodsecurityandlivelihoodsinterventions”19-TheWorldBankGroup(2011)“Repositioningnutritionascentraltodevelopment”20-ACF(2014)“NutritionSecurityPolicy”21-ACF(2012)“TheEssential:nutritionandhealth”22-ACF(2012)“TheEssential:nutritionandhealth”
22WAsh’nutritionA practical guidebook
5. Addressing undernutrition
A long term, sustainable and at-scale impact on undernutrition cannot be achievedwithout tackling all context-specific immediate and underlying causes of undernutrition.For this,acoherentandcoordinatedmulti-sectoralapproach linkingpreventiveandcurativeactionsandstrategiesisneeded.
5.1. NuTRITION-sPeCIfIC aNd NuTRITION-seNsITIve INTeRveNTIONs
Recentliteratureandprojectreviewshavehighlightedinterventionprinciplesandstrategieswithhighpotentialtoaddressundernutrition,distinguishingbetweennutrition-specificandnutrition-sensitiveinterventions.
The 2013 Lancet Series identified a set of effective, nutrition-specificinterventions that, if brought to scale, could save millions of lives andcontribute to long-term health and development. If these ten proveninterventions were scaled-up from the existing population coverage to90%, an estimated 900,000 lives could be saved in 34 high nutrition-burdencountries(where90%oftheworld’sstuntedchildrenlive)andtheprevalenceofstuntingcouldbereducedby20%andthatofseverewastingby60%.23
Figure 4: NUTRITION-SPECIFICANDNUTRITION-SENSITIVEINTERVENTIONS
Source: Lancet Series, 2013
Whilethesewouldbeextremelysignificantactions,itisalsoclearthatwithouteffortstoaddressindirectorunderlyingdrivers
23-TheLancet(2013)“Evidence-basedinterventionsforimprovementofmaternalandchildnutrition:whatcanbedoneandatwhatcost?”
defininG nutrition-Specific And nutrition-SenSitiVe
interventions (Ruel et al., 2013)
nutrition-specific interventions: Interventionsthataddressthe
immeDiAtedeterminantsoffetalandchildnutritionanddevelopment.
nutrition-sensitive interventions: Interventionsthataddressthe
unDerlYingdeterminantsoffetalandchildnutritionanddevelopment.
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of undernutrition, the global problemwill not be resolved.Nutrition-sensitive interventions inwater, sanitation, hygiene,agriculture,health,socialsafetynets,earlychilddevelopment,andeducation,tonameafew,havetheenormouspotentialtocontributetoreducingundernutrition.24
WASH interventions, among others, represent a key nutrition-sensitive approach in preventing undernutrition. As oftenimplementedinalargescale,theycanserveasadeliveryplatformforenhancingthecoverageandeffectivenessofnutrition-specificinterventions.25However,WASHprogrammesarenotalwaysdesignedasnutrition-sensitive.Toeffectivelycontributetoachievingnutritionoutcomes,WASHprogrammesshouldhavecertaindesigncharacteristics(Box1).
boX 1: DESIGNCHARACTERISTICSOFNUTRITION-SENSITIVEINTERVENTIONS
1 targeting on the basis of nutritional vulnerability. Forexample,targetgroupswiththehighestundernutritionrates,groupsthatarethemostvulnerabletoundernutrition(childrenunderfive,pregnantwomen),populationsfacingstressrelatedtofoodsecurityorothershocks.
2 identifying nutrition goals to maximize opportunities. Whichactivitiescanimpactonnutrition?Howaretheplannedactivitiesgoingtoleadtoachangeinthenutritionalstatus?Designingappropriateindicatorsandobjectivestomonitorandevaluatetheimpactisessential.
3 engaging women and including interventions to protect and promote their nutritional status,well-being, social status,decision-makingandoverallempowermentaswellastheirabilitytomanagetheirtime,resourcesandassets.
4 including nutrition promotion and behaviour change strategies.
5 considering alternativestominimizeunintendednegativeconsequencesandmaximizethepositiveimpactonnutrition.Appropriatetiminganddurationoftheinterventiontoinfluencenutritionalstatus.
Source: ACF (2014) “Nutrition security policy” & World Food Programme (2014)“Nutrition sensitive programming: What and why”?
5.2. NuTRITION seCuRITY aPPROaCH
This guidebook endorses the World Bank definition ofnutrition security defined as “the ongoing access to the basic elements of good nutrition, i.e., a balanced diet, safe environment, clean water, and adequate health care (preventive and curative) for all people, and the knowledge needed to care for and ensure a healthy and active life for all household members”.26 Therefore,nutritionsecuritygoesbeyondthetraditionalconceptoffoodsecurity and recognizes that nutritional status is dependenton awide and multi-sectoral array of factors. A householdhasachievednutritionsecuritywhenithassecureaccesstofood coupledwith a proper sanitary environment, adequatehealthservices,andknowledgeablecaretoensureahealthylifeforallhouseholdmembers(Figure5).27Nutritionalsecuritytherefore encourages better integrationof actions.Amulti-sectoral approach is needed to achieve it.
24-ACF(2014),“NutritionSecurityPolicy”25-Ibid26-TheWorldBank(2013)“Improvingnutritionthroughmulti-sectoralapproaches”27-ACF(2011),“Maximizingthenutritionalimpactoffoodsecurityandlivelihoodsinterventions”
Figure 5: NUTRITIONSECURITYAPPROACH
FOODSECURITY
HEALTHYENVIRONMENT
ADEqUATEEDUCATION
ADEqUATECARING PRACTICES
HEALTHSECURITY
NUTRITIONSECURITY
Source: ACF (2014) “Nutrition Security Policy”
24WAsh’nutritionA practical guidebook
the WASh sector plays an important role in ensuring nutrition security, given that the status ofWASH impacts theavailability,access,stabilityorresilienceandutilizationoffoodresources.Inaddition,suitableWASHconditionsarenecessaryforensuringahealthyenvironment,accesstohealthservices,adequatecaringpracticesandeducation.
5.3. NuTRITION PROGRaMMING
Whilethereisawiderangeofnutritioninterventionsthatcouldbeappliedtodiagnoseandtreatundernutrition,preventionistheprimaryobjectivefortacklingundernutritioninallitsforms.
ChildrenwhoaresufferingfromsAm need treatment services,i.e.accesstoout-patienttherapeuticprogrammesinahealthcentre or, if they havemedical complications (pneumonia, fever, dysentery, etc.), in-patientmanagement.28 For example,with theCMAMapproach (seeBox2),approximately90%ofSAMcasescanbe treatedathome,withpatients receivingready-to-use therapeutic food combinedwith regular visits to the closest health centre. The CMAM approach includesmAm treatmentaswell–buttreatingMAMwithready-to-usesupplementaryfoodshouldbeconsideredonlyinspecificcontexts likeemergencies andpopulationdisplacements and shouldno longerbe consideredas theonlyway to treatorpreventmoderateacutemalnutrition.Approachessuchascashtransfersorfoodvoucherscanbeusefulalternativeswhenfoodisavailableinthelocalmarkets.Nutrition-specificactivitiessuchascounsellingandsupportforcontinuedbreastfeeding,appropriatecomplementaryfeedingfrom6monthsupto2years,vitaminAsupplementation,anddewormingarepartofthetreatmentandcanhelppreventbothSAMandMAM.Theseactivitiesshouldbeaccompaniedwithnutrition-sensitiveWASHinterventions,socialsafetynets,supportformaternalmentalhealth,etc.soastoensureoptimallong-termpreventionofacuteundernutrition.
Stuntingcannotbe “treated”29and itshould thereforebepreventedcontinuously throughout the most critical period of humandevelopment–thefirst1,000daysfromconceptiontoachild’ssecondbirthday. Some examples of prevention activities include: improvingnutritionforpregnantandlactatingwomen,promotingearlyinitiationofbreastfeedingwithin1hourofbirth,exclusivebreastfeedingforthefirst6monthsoflife,adequatecomplementaryfeeding,micronutrientsupplementation to women of reproductive age, pregnant womenand children, etc.30 Programmes aiming at decreasing chronicundernutritionratesneedtobelongtermandcomprehensive,includingboth community-based approaches and governance issues at thenational level.Waterandsanitationprogrammes, IYCFprogramming,micronutrientinterventions,agricultureandfoodsecurityinterventions,advocacy on nutrition, women’s empowerment, education, familyplanning,andsoon,allcontributetostunting-reductionefforts.31
boX 2: COMMUNITYMANAGEMENTOFACUTEMALNUTRITION(CMAM)APPROACH
CommunityManagementofAcuteMalnutrition(CMAM)isanapproachtotreatacuteundernutrition.TheCMAMapproachhasbeenlargelyscaledupsincefirstintroducedin2000andcommunity-basedtreatmentofSAMisnowincludedasastandardpartofthehealthpackageinnationalpolicy.CMAMisapplicabletobothemergencyandnon-emergencycontextswheretheprevalenceofacuteundernutritionamongchildrenunderfiveishighandaggravatingfactors(foodinsecurity,widespreadcommunicablediseases,etc.)arepresent.
28-WHO(2014)“SevereAcuteMalnutrition”29-Somecatch-upgrowthispossiblebeforetheageoftwo30-ACF(2012)“TheEssential:nutritionandhealth”31-Ibid
inFAnt AnD Young chilD FeeDing(IYCF)
Referstofeedingpracticesprovidedtochildren,frombirthuntiltheageof2.Thesedifferfromtheonesofotheragegroups,becausethenutritionneedsofinfantsandyoungchildrenaredifferent,whilethetextureoffoodsandthefrequencyoffeedinghave tobeadapted to their capacity tochewandthesizeandmaturityoftheirdigestivesystem.Optimal infant andyoung child feedingplays a decisive role in the 1,000 days criticalwindowofopportunityand iscrucial topreventstunting, as well as wasting and micronutrientdeficiencies.
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TheCMAMapproachhasfourcomponents:
1 communityoutreachasthebasis;
2 managementofmoderateacutemalnutrition(MAM);
3 outpatienttreatmentforchildrenwithSAMwithagoodappetiteandwithoutmedicalcomplications;and
4 inpatienttreatmentforchildrenwithSAMandmedicalcomplicationsand/ornoappetite.Integrationofin-patientandout-patientservicesforSAM,activecommunityscreening,referralandfollowupprovedtobecrucialfor increasingcoverageofSAMtreatmentservices.
The comprehensive cmAm model links with maternal, new-born, and child health and nutrition,water, sanitation and hygiene,foodsecurityandlivelihood,andothercommunityoutreachinitiatives.MoreabouttheCMAMapproach:http://www.cmamforum.org/
Micronutrient deficiencies areoftendiagnosedtoolateandcanhaveanirreversibleeffectonpeople.Thecommononesinclude iodinedeficiency,vitaminA, ironandzincdeficiencies.Effectivecontrolofmicronutrientundernutrition is likelytoinvolve both curative and preventative approaches. A number of approaches may be followed to prevent micronutrientdeficiencies,including:provisionoffreshfooditemsand/oroffortifiedfoods,distributionoffoodsupplementationproductsand/orofnutrientsupplements;promotionofrecommendedinfantfeedingpractices;ensuringadequatehealthcareandaccesstoadequatenon-fooditems.Aneffectivepreventionstrategyis likelytouseacombinationofthesedifferentapproaches.Treatmentusuallytakestheformoforalsupplementtablesorcapsulesandshouldbeaccompaniedbyagoodgeneraldietandappropriatehealthcare.32
ACFbook“TheEssential:nutritionandhealth”,availableinEnglishandFrench:http://www.actioncontrelafaim.org/fr/content/l-essentiel-en-nutrition-sante-essential-nutrition-and-health
ACFNutritionsecuritypolicy,availableinEnglish,FrenchandSpanish:http://www.actioncontrelafaim.org/en/content/acf-international-nutrition-security-policy
TheGlobalNutritionClustertoolkitcanbefoundhere:http://nutritioncluster.net/topics/im-toolkit/
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5.4. wasH PROGRaMMING
WASHincludesanumberofinterventionsthatcouldbegroupedinseveralcategories:watersupply(improvingwaterquantityandquality),sanitation(particularlysafeexcretadisposal)andhygienepromotion/education(includinghandwashing,food,personalandenvironmentalhygiene).Watersupply,sanitationandhygienearecloselylinkedandkeepingsomeoneingoodhealthdependsoneachofthesecomponentsindividuallyaswellasonmanyexistinginteractionsbetweenthem.Forexample,personal hygiene depends onwater availability; access towater greatly facilitates hygienic use of sanitation; unhygieniclatrinesthreatenthequalityofnearbywatersourcesandleadtoanincreaseinthenumberofflies;goodhygienecanpreventcontaminationaftercollectingwaterfromthesource,etc.33
Table3providesanon-exhaustivelistofWASHinterventions.Hygienepromotionactivitiesmightbethemostfeasibletointegrateandimplementjointlywithnutritionprogrammes.However,therearemanypracticalsolutionsforintegratingotherinterventionssuchassanitationandimprovingwaterqualityintonutritionprogramming-allthesewillbediscussedinmoredetailinChapter4.Althoughinvestmentsinlargerwaterandsanitationinfrastructurewillrequireresourcesoutsidetheremitofnutrition,theframeworksandcomponentsofsucheffortsarebrieflydescribedtofacilitateadvocacyandplanningofco-sitingWASHeffortsinnutritionallyvulnerableareas.Finally,WASHprogrammesshouldhaveagreaterandmoresustainableimpactwhentheycombinethreefollowingelements:accesstogoodqualityhardwareandservices,demandcreation–servicesuptakeandanenablinginstitutionalandpolicyenvironment.34
32-ACF(2012)“TheEssential:nutritionandhealth”33-UKAid(2013)“Water,sanitationandhygieneevidencepaper”34-WHO/UNICEF/USAID(2015)“Improvingnutritionoutcomeswithbetterwater,sanitationandhygiene”
26WAsh’nutritionA practical guidebook
tAble 3: NON-ExHAUSTIVEExAMPLEOFWASHINTERVENTIONS
WAter suPPlY AnD WAter QuAntitY
Watersafetyplanning
Constructingorimprovingwatersupplysystemsandservices
Providingsafeandreliablepipedwatertouser’shome
Constructingand/orrehabilitatingpublicwaterpoints,boreholes,protecteddugwells,etc.
Emergencywatersupplyby,forexample,watertrucking
WAter QuAlitY
Useofprovenwatertreatmentmethods,suchasfiltration,boilingorsolar.Chlorinecanbeusedbutisineffectiveagainstprotozoaandinturbidwater35
Protectionfrom(re)contaminationthrough,forexample,pipeddistributionandsafestorageincleancoveredcontainers
sAnitAtion
Providingaccesstohygienicsanitationfacilitiesthatsafelyremoveandtreatfeces
Sanitationsafetyplanning
Community-LedTotalSanitation,School-LedTotalSanitationandSanitationMarketing
Constructingfacilitiesappropriateforinfantsandtoddlers
Enablingaccessanduseoflatrinesforthosewithphysicallimitations
hYgiene Promotion
AnD eDucAtion
Educationonhandwashingwithsoap(orashifsoapisnotavailable)andwateratcriticaltimes
Promotingsafefoodhygienepractices
Behaviourchangeprogrammingaddressingthekeybehaviouraldeterminantsforthetargetpopulation(goingbeyondeducation)
environmentAl sAnitAtion
Improvingenvironmentalhygienepracticese.g.keepinganimalsawayfromtheareaswherefoodisprepared,childplayareasandwaterresources
Improvingsolidwastedisposalandmanagement
Controldiseasevectorssuchasflies,mosquitoes,cockroachesandratsbycoveringfood,improvingdrainageandsafelydisposingofgarbageandnon-reusablematerialsintoawastereceptacleorprotectedpits
WAter AnD sAnitAtion
governAnce
Advocacyonequitableaccesstowaterandsanitation
Supportinglocal/nationalauthoritiesinestablishingsustainablepricingpolicy
Communitymobilizationandimplementationofconflictmanagementmechanismsamongwaterusers,etc.
Adapted from: WHO (2010) “Nutrition Landscape Information System”
ACFbookonwater,sanitationandhygieneforpopulationsatrisk:http://www.actionagainsthunger.org/sites/default/files/publications/Water_sanitation_and_hygiene_for_populations_at_risk_12.2005.pdf
GlobalWASHClustertoolsandresourcescanbefoundhere:http://washcluster.net/tools-and-resources/
WHOguidelinesforwaterandsanitation:http://www.who.int/water_sanitation_health/en/
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35-ListofProductsthathavebeenfoundtomeetoneofthethreeWHOrecommendedperformancelevels: http://www.who.int/household_water/scheme/products/en/
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6. globAl trends in undernutrition And WAsh
In2015,anestimated156millionchildrenunderfivewerestunted,50millionwerewastedandaround17millionsufferedfromsevereacutemalnutrition,mostofthemlivinginSouthEastAsiaandSub-SaharanAfrica.36Sofar,globaleffortstofightundernutritionandmakeprogress towards thefirstMillenniumDevelopmentGoal (MDG),whichaims to “eradicate extreme poverty and hunger”,byhalvingtheproportionofpeoplesufferingfromhunger,haveachievedsomesuccess.Thus,theproportionofundernourishedpeopleinthedevelopingregionshasfallenbyalmosthalfsince1990,from23.3%in1990–1992to12.9%in2014–2016.37Stuntingrateshavealsodecreased;however,globalwastingprevalenceamongchildrenunderfivehasremainedstableandbillionsofpeoplestillsufferfromvitaminandmineraldeficiencies.38
Figure 6: GLOBALTRENDSINCHILDSTUNTINGANDWASTING
Stunting
Wasting
In 2014, the global wasting rate was 7.5 per cent.
Between 1990 and 2014, stunting prevalence declined from 39.6 per cent to 23.8 per cent...
Nearly a third of all wasted children were severely wasted, with a global prevalence in 2014 of 2.4 per cent.
Approximately 1 out of every 13 children in the world was wasted in 2014.
1990
2014
2014
…and numbers affected declined from 255 million to 159 million.
Globally, 50 million children under 5 were wasted, of which 16 million were severely wasted in 2014.
The global trend in stunting prevalence and numbers of children affected is decreasing...
- 96M
50M
Source: UNICEF/WHO/World Bank Group (2015) “Levels and trends in child malnutrition”
Despite the substantial headway that has been made, undernutrition remains the largest simple contributor to diseaseworldwideandnutrition-relatedfactorsaccountedfor3.1 million child deaths in 2014.39Safeandsufficientdrinkingwater,alongwithadequatesanitationandhygienehavehadimplicationsacrossallMillenniumDevelopmentGoals(MDGs)–fromeradicatingpovertyandhunger,reducingchildmortality,improvingmaternalhealth,combatinginfectiousdiseases,increasingschoolattendance,toensuringenvironmentalsustainability.40Muchprogresshasbeenachievedoverthepastdecade:2.6billionpeople have gained access to an improveddrinkingwater source and2.1billionpeople have gained access to animprovedsanitationfacilitysince1990.41Theproportionofpeoplepracticingopendefecationgloballyhasfallenbyalmosthalf.Thenumberofchildrendyingfromdiarrhealdiseases,whicharestronglyassociatedwithpoorwateraccess,inadequatesanitationandhygiene,hassteadilyfallenoverthetwolastdecadesfromapproximately1.5milliondeathsin1990to0,5millionin2015.42
Despiteprogress,theMDGtargettohalvetheproportionofthepopulationwithoutaccesstoimprovedsanitationfacilitieswasmissedbyalmost700millionpeople;946millionstilldefecateintheopen.43Billionslacksafewaterthatisreliablyandcontinuouslydelivered in sufficientquantities.44Asvital andbasicas it is, adequateaccess toWASHservices remainsanimmensechallengeforbillionsofpeople,puttingthem,especiallychildren,atgreatriskofacquiringpreventablewater-bornediseases,undernutritionandprematuredeath.
36-UNICEF/WHO/WorldBankGroup(2015)“Levelsandtrendsinchildmalnutrition” 37-TheMillenniumDevelopmentGoalsReport(2015)38-UNICEF/WHO/WorldBankGroup(2015)“Levelsandtrendsinchildmalnutrition”39-WHO(2015)40-UNWater/WHO(2014)“GlobalAnalysisandAssessmentofSanitationandDrinking-Water:GLASSReport2014”41-JMP(2015)“KeyFactsfromJMP2015Report”42-WHO(2014&2015)“Preventingdiarrheathroughbetterwater,sanitationandhygiene:exposureandimpactsinlow-andmiddleincomecountries”43-JMP(2015)“KeyFactsfromJMP2015Report”44-WHO(2014)
28WAsh’nutritionA practical guidebook
mAP 1: DIARRHEADEATHSUNDER5
Source: WHO (2015)
mAP 2: WASTINGCHILDRENBYREGION
Source: UNICEF (2016)
mAP 3: PERCENTAGEOFCHILDRENUNDER5WHOARESTUNTED
Source: WHO (2010-2016)
29WAsh’nutrition
A practical guidebook
Today, the world’s attention is turning to the implementation of the 2030 Agenda for Sustainable Development(http://www.un.org/sustainabledevelopment/development-agenda/).Muchremainstobedonetoendextremepoverty,tackleclimate change and reduce inequalities and injustice across populations. Sustainable development cannot be realizedwithoutnutritionalwell-beingandreachingthe2025GlobalNutritionTargetssetbytheWorldHealthAssembly.Moreover,achieving important global health goals, such as ending preventable child and maternal deaths, will likewise requireaddressingundernutritioninallitsforms.45IntegratingWASHinterventionsintonutritionactions,strategiesandbudgetswillbefundamentalforreachinghealthandnutritiongoals.ThebeginningofaneweraofSustainableDevelopmentGoals(SDGs),whichhighlightjoint multi-sector action, collaboration and engagement, seemstobetherighttimetodemonstrate,practically,hownutritionandWASHactionscanbeintegrated,forbetterhealthandthebettermentofhumanity.46
LinkingGoal2(ZeroHunger),Goal3(GoodHealthandWell-Being)andGoal6(CleanWaterandSanitation)willdefinitivelyimpactonHealthandNutritionoutcomes.
Undernutritionwasresponsiblefor3.1 million child deaths in 2014 (Who, 2015).Ithasseriousconsequencesonindividualhealthanddevelopmentalongwithunderminingeconomicgrowthandperpetuatingpoverty.Allthisisunnecessaryascauses of undernutrition are totally preventable.
Factors and pathways leading to undernutrition are diverse, complex and most often interconnected.Keybroadfactorsthatinfluencenutritionalstatusarefood,caringpracticesandaccesstohealthcare/healthyenvironment.Allofthemarelinkedtowater,sanitationandhygiene.
the first 1,000 daysbetweenawoman’spregnancyandherchild’s2ndbirthdayofferauniquewindowofopportunitytobuildhealthierandmoreprosperousfutures.Thedamagethathappensduringthisperiodisusuallyirreparable.
Multidimensional nature and causes of undernutrition call for coherent and coordinated responses that transcend traditional sector boundaries.
nutritional security refers to a long-term, sustainable and at-scale impact on the nutritionalstatusofpopulationsandamulti-sectoralapproachisneededtoachieveit.
Undernutritionand lackof access to safewater, sanitationandhygiene remainmajor globalchallenges.to reach the new Sustainable development GoalsandglobaltargetsfornutritionandWASH,integration will be the key component.
KeYMessaGes
Chapter 1
45-WHO/UNICEF/USAID(2015)“Improvingnutritionoutcomeswithbetterwater,sanitationandhygiene”46-Ibid
30WAsh’nutritionA practical guidebook
Jova
na D
odos
© A
cF –
sen
egal
, 201
5
2linking
nutritionAl outcomes with the
WAsh environment
1. nutritionAl stAtus And the WAsh environment relAtionship
2. keY pAthWAYs to undernutrition
3. contributing WAsh-relAted diseAses
4. WAsh interventions effects on heAlth
31WAsh’nutrition
A practical guidebook
lin
kin
g n
utr
itio
nA
l o
utc
om
es w
ith
th
e W
Ash
en
vir
on
men
t
32WAsh’nutritionA practical guidebook
CHILDRENUNDER5MORTALITYWAS5.9 million IN 2015.
Wash related diseases accounted for 27%.
around 45% of child deathsWEREATTRIBUTABLETOUNDERNUTRITION.
under 5 mortAlitY in 2015 (WHO, 2016)
13%pneumoniA
6%injuries
5%mAlAriA
1%meAsles
9% diArrheA
2%premAturitY
1%hiv/Aids
10%other group 1 conditions
8% congenitAl AnomAlies And other non-communicAble
diseAses
1-59months
neAonAtAlmortAlitY0-27 dAYs
27%45%
45% of deAth Are
AttributAble to undernutrition
33WAsh’nutrition
A practical guidebook
1. nutritionAl stAtus And the WAsh environment relAtionship
Inthepastdecadedeathsduetoinfectiousdiseases,suchasdiarrheaandmalaria,oftenrelatedtopoorwater,sanitationandwastemanagement,havedeclined.47Nevertheless,poorWASHconditionsremainassociatedwithasignificantproportionofdeaths(bothneonatalandpostneonatal)anddiseasesamongchildrenunderfive.Mostofthisburdenfallsonchildreninlow-and-middleincomecountries.48Chapter2providesanoverviewoftheexistingevidence-basedknowledgeoflinkingnutritionaloutcomeswiththeWASHenvironmentandexplainshowWASHinterventions,bypreventinginfectionanddisease,helpreduceundernutrition.
Thethreemainunderlyingcausesofundernutrition,namelyunsuitableor insufficientfoodintake,poorcarepracticesanddisease,aredirectlyorindirectlyrelatedtoinadequateaccesstowater,sanitationandhygiene.49
Figure7illustratesmultiplepathways,bothdirect and indirect,whichdemonstratethedependenceofnutritionalstatusontheWASHenvironment.PoorWASHconditionsfacilitateingestionoffecalpathogenswhichleadstodiarrhea,intestinalwormsandenvironmentalentericdysfunction.Thisdirectlyrelatestothebody’sabilitytoresistandrespondtosicknessbyaffecting the absorption of nutrients and decreasing body’s immunity.50Otherwaterandsanitation-relatedillnessessuchasmalaria,dengue,leishmaniosis,trypanosomiasis,yellowfever,togetherwithchronicpoisoningduetopoorchemicalqualityofwateralsocontributetothedeteriorationofnutritionalstatus.51
Figure 7: RELATIONSHIPBETWEENPOORWASHANDCHILDUNDERNUTRITION
Source: Dangour at.al (2013), adapted by Lapegue J., ACF (2014) “WASH and nutrition factsheet”
47-WHO(2016)“Preventingdiseasethroughhealthyenvironments:aglobalassessmentoftheburdenofdiseasefromenvironmentalrisks”48-WHO(2014)“Mortalityandburdenofdiseasefromwaterandsanitation”49-ACF(2011)“Water,SanitationandHygienePolicy”50-Dangouretal(2013)“Interventionstoimprovewaterqualityandsupply,sanitationandhygienepractices,andtheireffectsonthenutritionstatusofchildren(Review)”51-ACF(2011)“Water,SanitationandHygienePolicy”
34WAsh’nutritionA practical guidebook
indirect links between WASh and nutritional status, referringprimarilytoabroadersocio-economicenvironment(accessandaffordabilityofwater,sanitationandhygieneservices,distancefromhouseholdtoawaterpoint,educationandpoverty)
shouldalsobetakenintoconsideration.Forexample,a lackofsafewaterclosetothehomehasmanyindirecteffectson
nutrition.Peopleareoftenleftwithnochoicebuttodrinkunsafewaterfromunprotectedsources.Twothirdsoftheburden
ofwater-fetchingandcarryingwaterhomefallsonwomenandyoungchildren.52Timewastedonwatercollectiontranslates
intodecreasedproductivity, lowerschoolattendanceand lesstimeforcaring forchildrenandthehousehold.53Note that
inadequatechildcareisoneoftheunderlyingcausesofundernutrition.Alongsimilarlines,inadequateaccesstowaterand
sanitationimpactstheeducationalsuccessofschool-agechildren,resultinginareducedopportunitytowork,perpetuated
povertyandunderminedhouseholdfoodsecurity–theunderlyingcausesofmaternalandchildundernutrition.54
2. keY pAthWAYs to undernutrition
InadequateWASHconditionsfacilitateingestionoffecalpathogenswhichleadstodiarrhea,intestinalwormsandenvironmental
entericdysfunction,thethreekeypathwaysfrompoorWASHtoundernutrition.
2.1. dIaRRHea
Diarrheamostoftenresultsfromtheingestionofpathogensfromfecesthathavenotbeenproperlydisposedofandfromthe
lackofhygiene.Apersonisclassifiedashavingdiarrheawhensheorheexperiencesmorethanthreeliquidstoolsperday.55
Diarrhearemainsa leading cause of mortality among children under five in the world,andoneofthebiggestkillersofthisagegroup in thesub-SaharanAfrica.56 In2015, inadequateWASHconditionsaccounted for531,000diarrhealdeathsamong
childrenunderfive,ornearly1,450childdeathsperday.57
Existingevidenceshowsthat50%ofundernourishment isassociatedwithrecurrentonsetsofdiarrhea.58Undernourished
childrenaremoresusceptibletorepeatedboutsofentericinfectionsand,hence,areatgreaterriskofdyingfromdiarrheaand
otherdiseases,includingrespiratoryinfections.The probability of dying from diarrheal disease among children under five is 10 times higher if the child is affected by severe acute malnutrition.59Frequentillnesses,inreturn,causepoornutritionalintakeandreducednutrientabsorption.Childrenarethuslockedinto“a vicious circle” ofrecurringsicknessandfurtherdeteriorationoftheirnutritionalstatus(Figure9).60
Diarrheaalsohasanimpactonstunting.Currentevidenceshowthat“with each diarrheal episode and with each day of diarrhea
before 24 months” theriskofstuntingincreases.Theproportionofstuntingattributabletofiveormoreepisodesofdiarrhea
beforetheageof2is25%.61
52-UKAid(2013)“Water,sanitationandhygieneevidencepaper”53-Ibid54-ACF(2011)“Water,SanitationandHygienePolicy”55-WHO(2011)“Water,sanitationandhygieneinterventionsandthepreventionofdiarrhea”56-WalkerCetal(2013)“Globalburdenofchildhoodpneumoniaanddiarrhea”57-WHO(2016)58-WalkerCetal(2013)“Globalburdenofchildhoodpneumoniaanddiarrhea”59-Blacketal(2008)“Maternalandchildundernutrition:globalandregionalexposuresandhealthconsequences”60-UNICEF(2013)“ImprovingChildNutrition:TheAchievableImperativeforGlobalProgress”61-Walkeretal 2013
35WAsh’nutrition
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Figure 8: MEDIANAGE-SPECIFICINCIDENCESFORDIARRHEALEPISODESPERCHILDPERYEARFROMTHREEREVIEWSOFPROSPECTIVESTUDIESINDEVELOPINGAREAS
0
1
2
3
4
5
6
0-5m 6-11m 1year 2years 3years 4yearsAge grouP
● 1955-1979● 1980-1990● 1990-2000
no.
of e
piso
des
per p
erso
n pe
r yea
r
Source: The global burden of diarrheal disease, WHO 2003
Figure 9: VICIOUSCYCLEBETWEENINTESTINALINFECTIONSANDUNDERNUTRITION
RESPIRATORYINFECTIONS
ImpairedimmunefunctionImpairedbarrierprotection
Inadequatewater,sanitationandhygiene Diarrheaandotherintestinalinfections
Undernutrition
hiV/aids
CatabolismMalabsorption
NutrientsequestrationDecreasedietaryintake
Source: Pathways linking WASH with nutrition (WHO, 2007), Brown 2003, adapted ACF
2.2. NeMaTOdes
Caused by different species of parasitic worms, the infection istransmittedbyeggspresent inhumanfeces,whichinturncontaminatesoil inareaswheresanitation ispoor. Infectioncanbecaughteasilybywalkingbarefootonthecontaminatedsoiloreatingcontaminatedfood.Nematode infections interfere with nutrient uptake in children, whichcan lead to anemia,malnourishment and impairedmental andphysicaldevelopment.Theyposeaseriousthreattochildren’shealth,education,and productivity.62 Parasitic, intestinal worms, such as schistosomes(contractedthroughbathingin,ordrinkingcontaminatedwater)andsoil-transmittedhelminths(contractedthroughsoilcontaminatedwithfeces)causebloodlossandreducedappetite,bothofwhichnegativelyaffectachild’snutritionalstatus.63
62-DewormtheWorld(2014)63-GenerationNutrition(2015)“Theroleofwater,sanitationandhygieneinfightagainstchildundernutrition”
In developing countries every second,
pregnant women and about 40% of preschool
children are estimated to be anemic.
Maternal anemia increases risks of poor
outcomes during pregnancy and childbirth,
risk of morbidity in children and reduced
work productivity in adults. Iron-deficiency anemia (IDA) is aggravated by hookworm infections, malaria and other infectious diseases contracted through a poor WASH
environment (WHO, 2015).
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36WAsh’nutritionA practical guidebook
2.3. eNvIRONMeNTal eNTeRIC dYsfuNCTION (eed)
Definedasa“chronic infection of the small intestine caused by extended exposure to fecal pathogens”,64environmentalentericdysfunction(EED)reduceschildren’sabilitytoabsorbnutrientsandsubsequentlyprovokeundernutritionandgrowthstunting.Theingestionofmicroorganisms,notalwayspathogenic,hasbeensuggestedtobethemaincauseofEEDinchildrenunder2yearsold.EstablishmentofEEDearly in life,duringinfancy, isgreatlyfacilitatedbyunhygienicenvironmentsinwhichinfantsandyoungchildrenliveandgrow.65Oncecontracted,EEDcausesabnormalchangesinthestructureandfunctionofthesmallintestine.Itflattensvilliandprovokesalossofvillitightjunctionmakingitharderforfoodandeasierfordiseasetogetin(Figure10).IthasbeenhypothesizedthatEEDmaybetheprimarycausalpathwayfrompoorsanitationtostuntingaswellasplayingaroleinthereducedefficacyoforally-administeredvaccinessuchaspolioandrotavirus.66AssociatedwithpoorWASHenvironmentandusuallyasymptomatic,EEDmayhelpexplainwhypurelynutritionalinterventionshavefailedtoreduceundernutritioninmanycontextsoverthelongterm.67
Figure 10: DIFFERENCEBETWEENHEALTHY(LEFT)ANDEED-INFECTEDINTESTINE(RIGHT)
Source: Web
64-Humphrey(2009)“Childundernutrition,tropicalenteropathy,toilets,andhandwashing”.65-Humphrey(2015)“Preventingenvironmentalentericdysfunctionthroughimprovedwater,sanitationandhygiene:anopportunityforstuntingreductionindevelopingcountries”.66-CMAMForum(2014)“EnvironmentalEntericDysfunction-anOverview”.67-Beryetal(2015)“Horizontalchallenges:WASHandNutritionintegration.
37WAsh’nutrition
A practical guidebook
3. contributing WAsh-relAted diseAses
BesidesFaecallyTransmittedInfectionssuchasdiarrhea,intestinalparasiteinfectionsandEED,thereareotherWASH-relateddiseasesknowntobeassociatedwithdecreasedimmunityandundernutrition.
Evidenceshowsthatmalariaisassociatedwithvariousnutrientdeficienciesaswellasunderweightstatusinchildrenunderfive.Largenumbersofchildrensufferanddiefrommalariaduetolackofproteinenergy,zinc,vitaminAandothermicronutrients.Comparablytodiarrhea,malariaandundernutritionformaviciouscircleofdiseaseandfurtherdeteriorationofnutritionalstatus.68An inadequateWASHenvironment,suchasstandingwatercausedbypoordrainageanduncoveredwatertanks,facilitatesthecreationofmosquitobreedingsitesandthespreadofmalaria.
Alongsimilarlines, acute respiratory infections (Ari),aggravatedbypoorhygienepractices,leadtothelossofbodyweight.MalnourishedchildrenwithsevereARI,suchaspneumonia,haveahighermortalityriskthanhealthychildren.69Inaddition,it has been demonstrated thatARIs prevent improvement of vitaminA status in young infants leading to micronutrientdeficiency.70ApoorWASHenvironmentfacilitatesthespreadandtransmissionofneglected tropical diseases (ntds),suchastrachoma,dengue,chikungunya,etc.,whicharetheunderlyingcausesofstunting,wastingandmicronutrientdeficiencies.Atthesametime,poornutritionincreasessusceptibilitytoNTDinfection.ThecombinationofNTDinfectionsandundernutritionperpetuatesacycleofdisease,undernutritionandpoverty.71
68-Erdhartet.al.,2006.69-Rodrigezetal,2011.70-RahmanMetal.(2016)“AcuteRespiratoryInfectionsPreventImprovementofVitaminAStatusinYoungInfantsSupplementedwithVitaminA”71-GlobalNetworkonNeglectedTropicaldiseases(2015)“Hunger,NutritionandNTDs”.
©A.Parsons/i-ImagesforActionAgainstHunger
38WAsh’nutritionA practical guidebook
4. WAsh interventions effects on heAlth
During past decades, numerous publications and studies have reported that improvements in drinkingwater, sanitationfacilities andhygienepracticeshavepositiveeffectsondisease reduction,particularly in lessdevelopedcountries.Whencarriedouteffectively,WASHinterventionshavethepotentialtointerrupttransmissionofpathogens,reducediseaseburdenandbringsignificanthealthandnon-healthbenefits.
Figure 11: REDUCTIONINDIARRHEALMORBIDITY-(%perinterventiontype)
44%hAnd WAshing
With soAp
39%point-of-use
WAter treAtment
32%sAnitAtion
28%hYgiene
educAtion
25%WAter supplY
11%source WAter
treAtment
Source: Fewtrell et al. (2005)
Sanitation, coupledwith good hygiene, acts as a fundamental ‘primary barrier’ to isolate fecal matter from the generalenvironment.However,oncefecalmatterisintheenvironment,itcaneasilybespreaddirectlytohosts,andindirectlytofood,throughfingers,flies,fluids,andinfieldsorfloors.Therefore,‘secondary barriers’areneededtoprotectthepublicexposedtosuchcontamination.Goodhygienepractices,particularlyhandwashingwithsoap,serveasvitalsecondarybarrierstothespreadofdiarrheal,respiratoryandpossiblyotherinfectiousdiseasesastheypreventpathogensfromreachingthedomesticenvironmentandfood,andtheirsubsequentingestion(Figure12).72
72-WorldBankGroup(2015)“SanitationandHygiene:Whytheymatter?”.
©A.Parsons/i-ImagesforActionAgainstHunger
39WAsh’nutrition
A practical guidebook
Figure 12: THEF-DIAGRAM-Fecal-oralroutesofdiseasestransmissionandhowWASHcanpreventit.
Source: Perez at al. (2012), adapted from Wagner and Langlois (1958)
Understandingfecal-oraldiseasestransmissionroutesisessential.ImplementingindividualormultipleWASHinterventionsdependsonwhethereach transmission pathway(fluids,fingers,flies,etc.)aloneissufficienttomaintainfecal-oraldiseaseinthepopulation.Ifthatisthecase,single-pathwayinterventionswillhaveminimalbenefit.Thisisespeciallytrueforemergenciesandepidemics,whereenvironmentalconditionsfavourthespreadofcommunicablediseases.Inthisinstance,watersupplyand/orwaterquality improvementsmayhaveminimal impact ifnotaccompaniedwith improvedexcretamanagementandadequatehygienebehaviour.73 It is alsoworthmentioning thatdiarrheaspreadsbyvarious interactivepathwaysand thatWASHinterventionsneedtobewellharmonizedandprovidehighcoverageinordertobeeffective.74
ThereisstrongevidenceofthepositiveimpactofWASHinterventionsondiarrheal morbidity,especiallyamongchildrenunderfive.75AsseeninFigure13,thegreatestreductionsindiarrheadiseaserisk(upto73%)canbeachievedthroughservicesthatprovideasafeandcontinuouspipedwater supply and through sewerage connections that remove excretafrom both households and community environments.76 In addition, ameta-analysisofhandwashingstudiesconductedindevelopingcountriesconcludedthathandwashingwithsoapcanreducetheriskofdiarrheaupto48%.77
73-ParkinsonJ(2009)“ReviewoftheEvidenceBaseforWASHinterventionsinEmergencyResponses”74-UKAid(2013)“Water,SanitationandHygieneevidencepaper”75-Fewtrelletal.,200576-WHO(2014)”Preventingdiarrheathroughbetterwater,sanitationandhygiene:exposuresandimpactsinlow-andmiddle-incomecountries” 77-Brownetal.,2011
Nutrition and WASH integration implies focusing more on the “field” transmission route which usually receives less attention than other transmission routes as it concerns mainly young children (e.g. crawling among the animals and putting stuff in the mouth). This suggests considering a new range of WASH prevention measures (see “Baby WASH” concept, Chapter 4).
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40WAsh’nutritionA practical guidebook
Figure 13: EFFECTOFIMPROVEMENTSINDRINKINGWATERANDSANITATIONONDIARRHEADISEASERISK
23%
11%
45%
38%
28%
14%
73%
PiPeD WAter, sYstemAticAllY
mAnAgeD
WAter eFFicientlY treAteD AnD sAFelY
storeD in the householD
imProveD Point source oF DrinKing-WAter
bAsic PiPeD WAter on Premises
unimProveD source oF DrinKing-WAter
LOW
HIGH
ris
k t
o h
eAth
LOW
HIGH
ris
k t
o h
eAth
69%
16%
63%
communitY sAnittAion or seWer connections
imProveD sAnitAtion Without seWer
connections
grouPeD: imProveD SAnitAtion (incLudinG SeWer connectionS)
unimProveD sAnitAtion FAcilities
28%
Source: WHO, 2014
Currentresearchalsoconfirmsthatwater,sanitationandhygiene interventionsprevent intestinal parasitic infections andotherdiseasesassociatedwithpoornutritionalstatus.78Forexample,accesstoanduseoffacilitiesforthesafedisposalofhumanexcretahavebeenshowntoreducetheriskofsoil-transmittednematodeinfectionsby34%anduseoftreatedwaterby54%.79Childrenunderfiveinhouseholdsthatreceivedplainsoapandhandwashingpromotionhada50%lowerincidenceofpneumoniathanincontrolgroups.80Approximately42%oftheglobalmalariaburdencouldbepreventedbyenvironmentalmanagement,includingremovingstagnantorslowlymovingfreshwateranddrainage.81
the etiology of eed remainsunclear.Nutritionaldeficiencies, specially zincandvitaminAdeficiencies, imbalancesofgutmicrobiome,Helicobacterpiloripresenceandbacterialovergrowth,mycotoxinsorHIVinfection,seemstocontributetothemulticausalityofEED.EEDhasbeenassociatedwithlineargrowthfalteringinseveralstudiesanditiscurrentlyproposedastheprimarycausalpathwayfrompoorsanitationandhygienetostunting,ratherthandiarrheaorsoil-transmittedhelminths.82
78-Pruss-UstunAetal(2008)“Theimpactoftheenvironmentonhealthbycountry:ameta-synthesis”79-Strunzetal,201480-Luby,200581-WHO(2016)“Preventingdiseasethroughhealthyenvironments:aglobalassessmentoftheburdenofdiseasefromenvironmentalrisks”82 - Baby wash and the 1000 days, a practical package for stunting reduction, ACF-Spain, 2017
41WAsh’nutrition
A practical guidebook
Despitenotabledeclineininfectiousdiseases,poor WASh conditions remain associated with a significant proportion of deaths(bothneonatalandpostneonatal)anddiseaseamongchildrenunderfive.
The three main underlying causes of undernutrition, namely unsuitable or insufficient foodintake,poorcarepracticesanddisease,aredirectly or indirectly related to inadequate access to water, sanitation and hygiene.
InadequateWASH conditions facilitate ingestion of fecal pathogenswhich leads to diarrhea, intestinal worms and environmental enteric dysfunction, the three key pathways from poorWASHtoundernutrition.
50% of undernourishment is associated with recurrent onsets of diarrhea. Frequent illnessimpairsnutritionalstatusandpoornutritionincreasestheriskofinfection.Thisformsa“vicious circle”ofrecurringsicknessandfurtherdeteriorationofnutritionalstatus.
Other WASH-related diseases such as malaria, acute respiratory infections and neglected tropical diseases such trachoma, dengue, chikungunya are known to be associated with decreased immunity and undernutrition.
Improvementsindrinkingwater,sanitationfacilitiesandhygienepracticeshavepositiveeffectson disease reduction.WASh interventions have the potential to interrupt transmission of pathogens, reduce disease burden and bring significant health and non-health benefits.
Beyondtheimpactondiseasereduction,agrowingbaseofevidenceindicatesthattheWAsh environment can be critical in shaping children’s nutritional outcomes. ThisisespeciallytruefortheeffectsofWASHconditionsonstunting,whiletheimpactsonwastingarestilltobeexplored.
the evidence is sufficient to justify and support the integration of nutrition and WASh interventions.
KeYMessaGes
Chapter 2
42WAsh’nutritionA practical guidebook
© A
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Pak
ista
n, 2
015
3WAsh’nutrition
strAtegY
1. Aligning WAsh And nutrition progrAmming
2. integrAtion
3. focus on the mother And child dYAd
4. emphAsis on behAviour chAnge
5. coordinAtion of stAkeholders
6. ensuring A WAsh minimum pAckAge
43WAsh’nutrition
A practical guidebook
WA
sh’n
utr
itio
n s
trA
teg
Y
44WAsh’nutritionA practical guidebook
become A WAsh’nutritionolYmpic chAmpion!
mAinlY development conteXts, but not onlY...
mAinlY emergencY conteXts, but not onlY...
integrAtion
PILLAR 1
mother And child dYAd
PILLAR 2
behAviour chAnge
PILLAR 3
coordinAtion
PILLA
R 4 minimum pAckAge
PILLAR 5
45WAsh’nutrition
A practical guidebook
1. Aligning WAsh And nutrition progrAmming
“WASH’ Nutrition” refers to any type of intervention aiming at complementing the prevention (before the incidence ofundernutrition)andthetreatmentofundernutrition(MAMandSAM)throughthestrengtheningofaccesstowater,sanitationandhygieneservices.Aligningimplies(re)definingthestrategicorientationsofWASHandnutritionprogrammesandidentifyingprogrammaticopportunitiesbasedon:
context-specificneedsandpriorities; accessandsecurity; themandateandcapacitiesoftheorganization/mission; identified areas of common interest (e.g. 1,000-day window ofopportunity);
presenceandcapacitiesofotherstakeholdersalreadypositionedintermsofWASHandnutritionintegration;
nationallaws,policiesandstrategiesonWASHandnutrition; specificstrategicpositioningofkeydonors.
there are different options for aligning WASh and nutrition:
1 Bybuildinganintegratedstrategy,producedinacollaborativewayandbasedonajointinter-sectoralanalysis,planningandstrategicthinking. The example in this regard is Acf nutrition Security Policy,83 an overarching long-term positioning that encompassesbothpreventiveandreactiveinterventionsinthenutrition,WASH,mentalhealthandcarepractices,foodsecurityandhealthnexus;
2 Byensuringthatastrategyforonesector includes importantcross-cuttingissuesandspecificobjectivesofanothersectorandidentifiesopportunities for integration. ItmeansaproactiveapproachwithallWASH,MHCP,health,nutritionandfoodsecuritypartnerstoensureintegrationofnutritionobjectivesinallWASHprojectsfromtheoutset.
there are 5 main pillars of the WASh’nutrition strategy initially designed by West and central Africa WASh regional Group in 2012 with the support of many partners. this strategy was adapted in 201584:
1 ensuring good geographical concentration of WASh projects in the areas affected by undernutrition, primarily in the areas with a high prevalence of GAM.
2 Focusing on the “mother/caretaker – malnourished child”dyadandfollowingthemfromnutritioncentrestohomesoastopreventtheviciouscircleof“diarrhea/nematodeinfections/EED–undernutrition”andassociateddiseases.
3 placing emphasis on behaviour change,knowingthatprovisionofhardwareonly(accesstowaterandsanitationfacilities)bringslittlebenefittohealthifitisnotaccompaniedwithsuitablehygienebehaviour.
4 improving coordination and enhancing partnership among relevantministries (nutrition, health, food security,waterresourcesandsanitation),humanitarianorganizationsandotherrelevantstakeholderssoastoensuretheintegrationofhealthandnutritiongoalsinallWASHprojectsfromthestart.
5 ensuring and reinforcing the principle of WASh minimum package (thiswillbediscussedinmoredetail later inthisChapter)bothinhealthandnutritioncentresaswellasinthehouseholds/communitiesaffectedbyundernutrition.
boX 3: WASH’NUTRITIONTARGETING
WASH’Nutritionstrategywasinitiallydesignedtothetargetingofchildrenunderfiveandofparticularinterestinhumanitariancontextswithacuteundernutrition.Thiswasespecially true forpillar4oncoordinationandpillar5onWASHminimumpackage.However,themethodologicalapproachesofthestrategy,thefivepillars,canalsocoverothertypesofundernutritionandbeadaptedtodevelopmentcontextswherebothundernutritionratesandWASHconditionsareofconcern.
83-ACF(2014)“NutritionSecurityPolicy”84-WestandCentralAfricaRegionalWASHGroup(2015)“WASHinNut”StrategyforSahel
There is no single model that can be applied
to all settings or “one size fit all” solution.
The process of developing strategy is as the
document itself. If the strategy is developed
in a participatory and inclusive way, involving
both sectors in the planning process, it is far
more likely that integrated programmes will
be implemented. Understanding the purpose
and benefits of incorporating different WASH
components into nutrition programmes and
vice versa, helps clarify and align goals across
sectors.
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Integrating WASH and Nutrition should be seen as a “two-way street”. Both sectors have a role to play in ensuring that issues/objectives of one sector are properly taken into account by another.
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46WAsh’nutritionA practical guidebook
2. integrAtion
Better alignment allows WASH and nutrition programmes to maximize their impact, increase cost-effectiveness andsustainability,andcreategreaterbenefitsforthebeneficiaries.
TherearemanywaysinwhichWASHandnutritionprogrammescouldintegrate.Thelevelofintegrationshouldbedecidedonthebasisofsectorcapacitiesandcontext-specificconditions.Evenwhenstrongsynergiesarenotpossible,dueto,forexample,fundingconstraintsoractivitytimetablespreventingdifferentsectorsfromoperatingasasingleprogramme,therearestilloptionsforaligninginterventionsaslongasthereisagoodcoordination,communication and collaboration between sectors. Figures 14 illustratesdifferent levelsandtypesof integrationthatmaybeappropriate indifferentcircumstances.
Fromtheoperationalpointofview,WASHandnutritionsectorsworkinsynergywhen: Thereisjoint situation analysis and planning; Thereareunifiedand integrated programme componentsaimingatpreventing/reducingundernutrition:oneormore
indicatorsincorporatedintotheprojectobjectivesofanothersectorand/orthereisacommon specific objectiveforbothsectors;
Thereisajoint,synchronizeddeliveryofinterventionsinthesame geographical area, targeting the same beneficiaries (individuals,households,communities);
Thereisregular and significant communicationbetweenWASHandNutritionactors,awell-coordinatedmanagementandreportingstructure;
Thereisjointmonitoring and evaluationofimplementedactivities.
Figure 14:INCREASINGLEVELSOFMULTI-SECTORALINTEGRATION
coherenceensuringconsistencyandminimizingduplicationofinterventions,policiesandstrategies;inotherwords,makingsurethatoneinterventiondoesnotworkagainstanotherandhavecounterproductiveeffectsonundernutrition.
Alignment/mAinstreAming nutritionensuringthatdifferentinterventionstakeintoaccountnutritionalissues,arealignedonacommonnutritionalgoalandprioritizeactivitiesthathavethehighestpotentialtocontributetoachievingthisgoal.
comPlementAritYensuringthatinterventionsaredesignedtocomplementeachotherinordertoactonthedifferentdeterminantsofundernutrition,usingeachintervention’saddedvalue.
sYnergYoccurswhenthecombinedeffectofinterventionsissignificantlygreaterthanthesumoftheeffectsoftheirseparateparts.Interventionsaredesignednotonlytocompleteeachother,butalsotointeractamongstthemselvestomaximizetheirnutritionalimpact.
Source: ACF (2014) “Nutrition Security Policy
2.1. GeOGRaPHICal CO-sITING Of wasH aCTIvITIes IN NuTRITIONallY vulNeRable aReas
Theuseofrelativelylow-costandeasy-to-applymappingtechniquestooverlayvariouskeyindicatorstobetterunderstandthe relationship betweenWASH conditions and undernutrition rates can help improve decision-making for interventionsandprogramming.85Thisapproachcanbeusedatanygeographicallevel(household,community,district,region,etc.)asan
85-RamosM.andKendleA.,ECHOAmmanandSavetheChildren(2014)“Integratedprogramming:MappingofnutritionandWASH”
pillAr1
Thisguidebookdefines integrationasawayofworkinginwhichWASHandnutritionsectorsoperateinsynergy.
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47WAsh’nutrition
A practical guidebook
assessment,programmedesignand/ormonitoringtool,butprimarily,itcouldhelpensuregoodgeographicalconcentrationofWASHprojectsintheareaswithhighprevalenceofundernutrition.Dependingonthecontext,therecanbedifferentwaysofdefiningthe priority intervention targeting:
1 high GAM prevalence*andhighratesofassociateddiseasessuchasdiarrheaandmalariawhendataareavailable–responsetonutritionalemergenciestosupportlifesavinginterventions;
2 high stunting prevalence* –longertermimpact,moredevelopment-orientedprogramming;
3 Areas where nutritional status is likely to deteriorate - programming focusing on prevention of undernutrition,thereforenotwaitingforhighprevalencecut-offvaluestointervene.
*See Chapter 1 for prevalence cut-off values of public health significance
IntegratedWASHandnutritionmappingimplieslookingatsomekey indicators,whichcanbeobtainedfromthesecondarydatasuchasKAP86surveysandannualreportsandproducingavisualexampleoftheirinteraction:
PrevalenceofGAM/SAMorstunting Accessanddistancetosafewatersource Accessanduseofadequateandsafesanitationfacilities Hygienepracticeswithinthepopulation,includinghandwashingatcriticaltimes Feedingandcarepracticesforinfantsandyoungchildren Prevalenceofdiarrhealdiseases/nematodeinfections/EED Prevalenceofstagnantwater (marshland,ricecultivation, largerainfallcreatingstandingwater)andbadlymanagedsolidwaste87
ProportionofhealthstructureslackingbasicWASHservices
Inaddition,dataonpatientoriginkeptatnutritionorhealthcentrescanbeusedtotracebackto identify villages where hotspots of undernutrition exist. Intelligent targeting ofWASH programming on this basis is an effective way to plancommunityWASHactivities.The resultingmapsprovidecontextually specific,evidenced-based information thatcouldbeusedinvariouswayswiththeaimofachievinggreaternutritionalimpact.Forexample,integratedmapscoulddemonstratethestronglinkbetweennutritionalstatusandtheWASHenvironmentwithinanareaandhighlightwherecertainkeyinterventionswouldbelikelytohavethegreatestimpactonundernutrition.88
eXAmple from the field 1
mapping of nutritional status and WAsh infrastructure in householdswith children under five years of age in bangladesh
Since 2006, Terre des hommes (Tdh) has been working to prevent acute undernutrition in the kurigram District of northern Bangladesh. The first programme to integrate Nutrition and WASH interventions was supported by UNICEF, the World Food Programme (WFP) and the Swiss Water and Sanitation Consortium (2011-2013). As a novel approach for WASH’Nutrition, the project utilized Geographic Information Systems (GIS) mapping by linking the database for nutritional status of children under five years with the database for household WASH infrastructure. In the peri-urban slum of Ward 1 (kurigram Municipality), Tdh produced seasonal maps of household prevalence of SAM and MAM, overlaying the location of project-supported household toilets and households with access to project tube wells. Although project funding did not permit 100% access to improved water source and toilets in Ward 1, the visualization of WASH infrastructure with cases of acute undernutrition helped identify neighbourhoods of concern for closer follow-up.
From 2013-2015 the integrated programme was scaled-up to cover large rural areas affected by floods in partnership with ECHO, WFP and the Swiss Water and Sanitation Consortium. The team used GIS mapping to represent SMART survey results at the Union Level.
In response to severe flooding in 2015, Tdh’s next step in kurigram District is to enhance collaboration with local authorities through a household census in flood-affected areas. The census will assist authorities to take decisions for resource allocation during relief and recovery interventions. In addition to demographic data, Tdh’s teams plan to map child nutritional status, early and high-risk pregnancies, birth registrations as well as WASH infrastructure and household location with respect to flood risk. As WASH infrastructure is costly, GIS mapping of census information is planned to help identify pockets of acute undernutrition where efforts and resources could be concentrated toward safely managed water and sanitation.