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Mgmt Rec - Company Management Recommended Vote
Page 1
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
07/08/03 - A Nautica Enterprises, Inc. 05/29/03 59,800 DISSIDENT PROXY (GREEN CARD) 1 Elect Directors (Opposition Slate) DoNotVote 2 Elect Directors (Opposition Slate) DoNotVote 3 Ratify Auditors DoNotVote 4 Authorize stockholders holding 10% or
more of common stock to call special meetings
DoNotVote
MANAGEMENT PROXY (WHITE CARD)
1 Elect Directors For 2 Ratify Auditors Against
07/09/03 - A Standard Microsystems Corp. *SMSC*
05/16/03 28,700
1 Elect Directors For 2 Approve Omnibus Stock Plan Against 3 Approve Non-Employee Director Stock
Option Plan Against
4 Ratify Auditors For
07/10/03 - S Methode Electronics, Inc. *METHA*
06/05/03 6,200
1 Approve Tender Offer to Purchase All Outstanding Shares of Class B common Stock
For
07/11/03 - A Lone Star Steakhouse & Saloon, Inc. *STAR*
05/29/03 30,400
1 Elect Directors Split 1.1 Elect Director Clark R. Mandigo ---
Withhold
1.2 Elect Director John D. White --- For 1.3 Elect Director Thomas C. Lasorda ---
For
2 Ratify Auditors For
07/11/03 - A Security National Financial Corp. *SNFCA*
05/09/03 16,070
1 Elect Directors Split 1.1 Elect Director Robert G. Hunter, M.D. ---
For
1.2 Elect Director H. Craig Moody --- For 1.3 Elect Director Scott M. Quist ---
Withhold
1.4 Elect Director George R. Quist ---
Mgmt Rec - Company Management Recommended Vote
Page 2
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Withhold
1.5 Elect Director Norman G. Wilbur --- For 1.6 Elect Director Charles L. Crittenden ---
For
1.7 Elect Director J. Lynn Beckstead, Jr. --- Withhold
2 Approve Stock Option Plan Against 3 Ratify Auditors For
07/15/03 - S Andrew Corp. *ANDW* 05/27/03 27,775 1 Issue Shares in Connection with an
Acquisition For
2 Authorize New Class of Preferred Stock For 3 Approve Increase in Size of Board For 4 Adjourn Meeting Against
07/15/03 - A Constellation Brands, Inc. *STZ.B*
05/20/03 280,400
1 Elect Directors Withhold 2 Ratify Auditors Against
07/15/03 - A PDI INC *PDII* 06/10/03 197,400 1 Elect Directors For 2 Ratify Auditors Against
07/15/03 - A Stratex Networks, Inc. *STXN*
05/22/03 68,509
1 Elect Directors Split 1.1 Elect Director Richard C. Alberding ---
Withhold
1.2 Elect Director John W. Combs --- For 1.3 Elect Director William A. Hasler --- For 1.4 Elect Director Charles D. Kissner ---
Withhold
1.5 Elect Director James D. Meindl, Ph.D. --- For
1.6 Elect Director V. Frank Mendicino --- For
1.7 Elect Director Edward F. Thompson --- For
2 Approve Option Exchange Program For
07/16/03 - S Fidelity Bancorp, Inc. 05/22/03 242 1 Approve Merger Agreement For
Mgmt Rec - Company Management Recommended Vote
Page 3
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
07/17/03 - A Apria Healthcare Group, Inc. *AHG*
05/30/03 22,000
1 Elect Directors For 2 Approve Omnibus Stock Plan Against
07/17/03 - A Centex Corp. *CTX* 05/29/03 130,221 1 Elect Directors Split 1.1 Elect Director Dan W. Cook III --- For 1.2 Elect Director Thomas J. Falk --- For 1.3 Elect Director Laurence E. Hirsch ---
Withhold
1.4 Elect Director Thomas M. Schoewe --- For
2 Approve Executive Incentive Bonus Plan
Against
3 Approve Omnibus Stock Plan Against 4 Ratify Auditors For
07/17/03 - A Restoration Hardware, Inc. *RSTO*
06/06/03 168,988
1 Elect Directors Split 1.1 Elect Director Robert E. Camp ---
Withhold
1.2 Elect Director John W. Tate --- For 1.3 Elect Director Mark J. Schwartz --- None 2 Ratify Auditors For
07/17/03 - A Syms Corp. *SYM* 06/13/03 3,800 1 Elect Directors Split 1.1 Elect Director Sy Syms --- Withhold 1.2 Elect Director Marcy Syms --- Withhold 1.3 Elect Director Antone F. Moreira ---
Withhold
1.4 Elect Director Harvey A. Weinberg --- For
1.5 Elect Director David A. Messer --- For 1.6 Elect Director Wilbur L. Ross, Jr. --- For 2 Ratify Auditors For 3 Amend Stock Option Plan Against
07/17/03 - A Synthetech, Inc. *NZYM* 06/12/03 309,800 1 Elect Directors Split 1.1 Elect Director Howard L. Farkas --- For 1.2 Elect Director M. ('Sreeni') Sreenivasan
Mgmt Rec - Company Management Recommended Vote
Page 4
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
--- Withhold
07/17/03 - A The Finish Line, Inc. *FINL* 05/23/03 92,006 1 Elect Directors Split 1.1 Elect Director Alan H. Cohen ---
Withhold
1.2 Elect Director David I. Klapper --- Withhold
1.3 Elect Director Larry J. Sablosky --- Withhold
1.4 Elect Director Jeffrey H. Smulyan --- For 1.5 Elect Director Stephen Goldsmith --- For 1.6 Elect Director Bill Kirkendall --- For 1.7 Elect Director William P. Carmichael ---
For
07/18/03 - A BioSource International, Inc. *BIOI*
05/20/03 5,300
1 Elect Directors Split 1.1 Elect Director Jean-Pierre L. Conte ---
For
1.2 Elect Director Leonard M. Hendrickson --- Withhold
1.3 Elect Director David J. Moffa, Ph.D. --- For
1.4 Elect Director John R. Overturf, Jr. --- For
1.5 Elect Director Robert J. Weltman --- For 1.6 Elect Director John L. Zabriskie, Ph.D. --
- For
2 Ratify Auditors Against
07/18/03 - A Dell Inc. *DELL* 05/23/03 608,931 1 Elect Directors For 2 Declassify the Board of Directors For 3 Change Company Name For 4 Approve Executive Incentive Bonus
Plan Against
07/21/03 - A Centex Construction Products, Inc. *CXP*
06/02/03 3,100
1 Elect Directors Split 1.1 Elect Director F. William Barnett --- For 1.2 Elect Director Robert L. Clarke --- For 1.3 Elect Director Timothy R. Eller ---
Withhold
Mgmt Rec - Company Management Recommended Vote
Page 5
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.4 Elect Director Laurence E. Hirsch ---
Withhold
1.5 Elect Director Michael R. Nicolais --- For 1.6 Elect Director David W. Quinn ---
Withhold
07/22/03 - A Anchor BanCorp Wisconsin, Inc. *ABCW*
05/30/03 59,083
1 Elect Directors For 2 Ratify Auditors Against
07/22/03 - A Avx Corp. *AVX* 05/30/03 153,584 1 Elect Directors Withhold 2 Ratify Auditors For 3 Other Business Against
07/22/03 - A Horizon Financial Corp. *HRZB*
06/06/03 2,018
1 Elect Directors For
07/22/03 - S Insignia Financial Group, Inc. 06/19/03 17,000 1 Approve Merger Agreement For
07/22/03 - A Legg Mason, Inc. *LM* 05/23/03 43,000 1 Elect Directors Split 1.1 Elect Director Carl Bildt --- For 1.2 Elect Director Harry M. Ford, Jr. ---
Withhold
1.3 Elect Director John E. Koerner, III --- For
1.4 Elect Director Peter F. O'Malley --- For 1.5 Elect Director James E. Ukrop --- For 1.6 Elect Director Dennis R. Beresford ---
For
07/22/03 - S Zimmer Holdings Inc *ZMH* 06/16/03 45,840 1 Issue Shares in Connection with an
Acquisition For
07/23/03 - A Tenet Healthcare Corp. *THC*
06/02/03 111,800
1 Elect Directors For 2 Declassify the Board of Directors For
Mgmt Rec - Company Management Recommended Vote
Page 6
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
3 Ratify Auditors For Shareholder Proposal 4 Require Majority of Independent
Directors on Board For
07/24/03 - A Macromedia, Inc. *MACR* 05/27/03 58,084 1 Elect Directors Split 1.1 Elect Director Robert K. Burgess ---
Withhold
1.2 Elect Director John (Ian) Giffen --- Withhold
1.3 Elect Director William H. Harris, Jr. --- For
1.4 Elect Director Robert A. Kotick --- For 1.5 Elect Director Donald L. Lucas --- For 1.6 Elect Director Timothy O'Reilly --- For 1.7 Elect Director William B. Welty --- For 2 Approve Employee Stock Purchase
Plan Against
3 Ratify Auditors For
07/24/03 - A Medstone International, Inc. *MEDS*
06/09/03 8,800
1 Elect Directors Split 1.1 Elect Director David V. Radlinski ---
Withhold
1.2 Elect Director Frank R. Pope --- Withhold
1.3 Elect Director Jack Olshansky --- Withhold
1.4 Elect Director David A. Reed --- For 1.5 Elect Director Michael C. Tibbitts ---
Withhold
2 Ratify Auditors Against
07/24/03 - A Sola International Inc. *SOL* 06/12/03 8,000 1 Elect Directors Split 1.1 Elect Director Jeremy C. Bishop --- For 1.2 Elect Director Maurice J. Cunniffe ---
Withhold
1.3 Elect Director Douglas D. Danforth --- For
1.4 Elect Director Neil E. Leach --- For 1.5 Elect Director Robert A. Muh --- For 1.6 Elect Director Jackson L. Schultz --- For
Mgmt Rec - Company Management Recommended Vote
Page 7
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
07/24/03 - A TESSCO Technologies Incorporated *TESS*
06/02/03 5,700
1 Elect Directors For 2 Ratify Auditors Against
07/25/03 - S GREKA Energy Corp. 06/18/03 600 1 Approve Merger Agreement For
07/25/03 - PC
Hercules Inc. *HPC* 06/06/03 21,932
Dissident Proxy (WHITE CARD) 1 Elect Directors (Opposition Slate) DoNotVote 2 Ratify Auditors DoNotVote 3 Approve Non-Employee Director
Omnibus Stock Plan DoNotVote
Shareholder Proposals 4 Redemption of the company's Rights
Agreement DoNotVote
5 Amend Articles to reinstate the rights of the shareholders -- Call Special Meetings and Act by Written Consent
DoNotVote
Management Proxy (GOLD CARD) 1 Elect Directors For 2 Ratify Auditors Against 3 Approve Non-Employee Director
Omnibus Stock Plan Against
Shareholder Proposals 4 Redemption of the company's Rights
Agreement For
5 Amend Articles to reinstate the rights of the shareholders -- Call Special Meetings and Act by Written Consent
For
07/25/03 - A Mylan Laboratories Inc. *MYL*
05/23/03 280,200
1 Elect Directors Withhold 2 Increase Authorized Common Stock Against 3 Approve Omnibus Stock Plan Against
07/25/03 - A Steris Corp. *STE* 05/29/03 208,272 1 Elect Directors For Shareholder Proposal 2 Declassify the Board of Directors For
Mgmt Rec - Company Management Recommended Vote
Page 8
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
07/30/03 - A Christopher & Banks Corp
*CBK* 05/30/03 5,211
1 Elect Directors Split 1.1 Elect Director William J. Prange --- For 1.2 Elect Director James J. Fuld, Jr. ---
Withhold
2 Amend Omnibus Stock Plan Against 3 Ratify Auditors Against
07/30/03 - A ITLA Capital Corp. *ITLA* 06/20/03 20,300 1 Elect Directors Withhold 2 Ratify Auditors Against
07/30/03 - S Made2Manage Systems, Inc. 06/23/03 400 1 Approve Merger Agreement For
07/30/03 - S MAX RE CAPITAL LTD HAMILTON *MXRE*
06/16/03 59,200
1 Amend Bylaws Re: Shareholder Vote on Proposals Voted on by Shareholders of Max Re Ltd.; Delete References to Non-Voting Common Shares; Reduce Limitation on Voting Rights of Common Shares; Reduce Percentage of Common Shares One Person May Own
Against
2 Amend Bylaws Re: Prohibit a Director from Appointing Alternate Directors to Perform His or Her Duties or Act as a Non-Voting Observer
For
3 Amend Bylaws Re: Reduce from 60 Percent to 50 Percent the Total Issued and Outstanding Common Shares Required for a Quorum at a General Meeting of the Company
Against
4 Amend Bylaws Re: Make Future Amendments of the Bylaws Subject to the Approval of a Majority of the Votes Cast Instead of the Majority of the Shares Entitled to Vote
Against
5 Amend Bylaws Re: Make Certain Changes to Update the Provisions of the Bylaws
For
6 Transact Other Business (Non-Voting) None
07/30/03 - A McKesson Corp. *MCK* 06/03/03 127,431 1 Elect Directors For 2 Ratify Auditors Against
Mgmt Rec - Company Management Recommended Vote
Page 9
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Shareholder Proposal 3 Submit Severance Agreement (Change-
in-Control) to Shareholder Vote For
07/31/03 - A Electronic Arts, Inc. *ERTS* 06/04/03 25,313 1 Elect Directors Split 1.1 Elect Director M. Richard Asher --- For 1.2 Elect Director William J. Byron --- For 1.3 Elect Director Leonard S. Coleman ---
For
1.4 Elect Director Gary M. Kusin --- For 1.5 Elect Director Gregory B. Maffei --- For 1.6 Elect Director Timothy Mott --- For 1.7 Elect Director Lawrence F. Probst III ---
Withhold
1.8 Elect Director Linda J. Srere --- For 2 Amend Omnibus Stock Plan Against 3 Amend Employee Stock Purchase Plan For 4 Ratify Auditors For
07/31/03 - A Register.com Inc *RCOM* 07/09/03 103,647 1 Elect Directors Split 1.1 Elect Director Niles H. Cohen --- For 1.2 Elect Director Dewain K. Cross --- For 1.3 Elect Director Peter A. Forman ---
Withhold
1.4 Elect Director Richard D. Forman --- Withhold
1.5 Elect Director James A. Mitarotonda --- For
1.6 Elect Director Stanley Morten --- For 1.7 Elect Director Mitchell I. Quain --- For 1.8 Elect Director Jim Rosenthal --- For 1.9 Elect Director Reginald Van Lee --- For 2 Ratify Auditors Against 3 Other Business Against
07/31/03 - A Tidewater Inc. *TDW* 06/02/03 115,888 1 Elect Directors For
08/01/03 - A Sport Chalet, Inc. *SPCH* 06/09/03 3,600 1 Elect Directors Withhold 2 Other Business Against
Mgmt Rec - Company Management Recommended Vote
Page 10
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
08/04/03 - A GTECH Holdings Corp.
*GTK* 06/13/03 78,800
1 Elect Directors Split 1.1 Elect Director Burnett W. Donoho --- For 1.2 Elect Director James F. McCann --- For 1.3 Elect Director W. Bruce Turner ---
Withhold
2 Approve Executive Incentive Bonus Plan
For
3 Ratify Auditors For
08/04/03 - S The Sports Authority, Inc. *TSA*
06/18/03 264,600
1 Approve Merger Agreement For 2 Adjourn Meeting Against
08/05/03 - A Alliant Techsystems Inc. *ATK*
06/10/03 29,150
1 Elect Directors Split 1.1 Elect Director Frances D. Cook --- For 1.2 Elect Director Gilbert F. Decker --- For 1.3 Elect Director Jonathan G. Guss --- For 1.4 Elect Director Admiral David E.
Jeremiah, USN (Ret.) --- For
1.5 Elect Director Admiral Paul David Miller, USN (Ret.) --- Withhold
1.6 Elect Director Daniel J. Murphy, Jr. --- For
1.7 Elect Director General Robert W. RisCassi, USA (Ret.) --- For
1.8 Elect Director Michael T. Smith --- For 1.9 Elect Director William G. Van Dyke ---
For
2 Ratify Auditors For Shareholder Proposal 3 Report on Space-Based Weapons For
08/05/03 - A Wellman, Inc. *WLM* 07/01/03 69,200 1 Elect Directors Split 1.1 Elect Director James B. Baker as
Common Stock Director --- For
1.2 Elect Director Clifford J. Christenson as Common Stock Director --- For
1.3 Elect Director Thomas M. Duff as Common Stock Director --- Withhold
1.4 Elect Director Richard F. Heitmiller as Common Stock Director --- For
Mgmt Rec - Company Management Recommended Vote
Page 11
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.5 Elect Director Gerard J. Kerins as
Common Stock Director --- For
1.6 Elect Director James E. Rogers as Common Stock Director --- For
1.7 Elect Director Marvin O. Schlanger as Common Stock Director --- For
1.8 Elect Director Roger A. Vanderberg as Common Stock Director --- For
1.9 Elect Director David A. Barr as Preferred Stock Director --- None
1.10 Elect Director Oliver M. Goldstein as Preferred Stock Director --- None
2 Ratify Auditors Against
08/06/03 - A Acxiom Corp. *ACXM* 06/13/03 148,466 1 Elect Directors Split 1.1 Elect Director Dr. Ann Hayes Die --- For 1.2 Elect Director William J. Henderson ---
For
1.3 Elect Director Charles D. Morgan --- Withhold
2 Amend Stock Option Plan Against 3 Amend Stock Option Plan Against
08/06/03 - A CSS Industries, Inc. *CSS* 06/10/03 3,900 1 Elect Directors Split 1.1 Elect Director James H. Bromley --- For 1.2 Elect Director Stephen V. Dubin ---
Withhold
1.3 Elect Director David J.M. Erskine --- Withhold
1.4 Elect Director Jack Farber --- Withhold 1.5 Elect Director Leonard E. Grossman ---
For
1.6 Elect Director James E. Ksansnak --- For
1.7 Elect Director Rebecca C. Matthias --- For
1.8 Elect Director Michael L. Sanyour --- For
08/07/03 - S Superior Financial Corp. 06/16/03 24,500 1 Approve Merger Agreement For
08/07/03 - A Xilinx, Inc. *XLNX* 06/09/03 79,400 1 Elect Directors Split 1.1 Elect Director Willem P. Roelandts ---
Mgmt Rec - Company Management Recommended Vote
Page 12
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Withhold
1.2 Elect Director John L. Doyle --- For 1.3 Elect Director Jerald G. Fishman --- For 1.4 Elect Director Philip T. Gianos --- For 1.5 Elect Director William G. Howard, Jr. ---
For
1.6 Elect Director Harold E. Hughes, Jr. --- For
1.7 Elect Director Richard W. Sevcik --- For 1.8 Elect Director Elizabeth Vanderslice ---
For
2 Ratify Auditors For
08/08/03 - A Inter Parfums, Inc. *IPAR* 06/26/03 7,800 1 Elect Directors Split 1.1 Elect Director Jean Madar --- Withhold 1.2 Elect Director Philippe Benacin ---
Withhold
1.3 Elect Director Russell Greenberg --- Withhold
1.4 Elect Director Francois Heilbronn --- For 1.5 Elect Director Joseph A. Caccamo, Esq.
--- Withhold
1.6 Elect Director Jean Levy --- For 1.7 Elect Director Robert Bensoussan-
Torres --- For
1.8 Elect Director Daniel Piette --- For 1.9 Elect Director Jean Cailliau --- For 1.10 Elect Director Philippe Santi --- Withhold 1.11 Elect Director Serge Rosinoer --- For
08/08/03 - A Seneca Foods Corp. *SENEB*
06/13/03 500
1 Elect Directors Split 1.1 Elect Director Arthur H. Baer --- For 1.2 Elect Director Kraig H. Kayser ---
Withhold
2 Ratify Auditors For
08/11/03 - A Computer Sciences Corporation *CSC*
06/13/03 109,900
1 Elect Directors Split 1.1 Elect Director Irving W. Bailey, II --- For 1.2 Elect Director Stephen L. Baum --- For 1.3 Elect Director Rodney F. Chase --- For
Mgmt Rec - Company Management Recommended Vote
Page 13
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.4 Elect Director Van B. Honeycutt ---
Withhold
1.5 Elect Director William R. Hoover --- For 1.6 Elect Director Leon J. Level --- For 1.7 Elect Director Thomas A. McDonnell ---
For
1.8 Elect Director F. Warren McFarlan --- For
1.9 Elect Director James R. Mellor --- For 1.10 Elect Director William P. Rutledge ---
For
08/11/03 - S FEI Company *FEIC* 06/20/03 57,250 1 Increase Authorized Common Stock Against
08/11/03 - A Forest Laboratories, Inc. *FRX*
06/20/03 175,289
1 Elect Directors Split 1.1 Elect Director Howard Solomon ---
Withhold
1.2 Elect Director William J. Candee, III --- For
1.3 Elect Director George S. Cohan --- For 1.4 Elect Director Dan L. Goldwasser --- For 1.5 Elect Director Lester B. Salans, M.D. ---
For
1.6 Elect Director Kenneth E. Goodman --- Withhold
1.7 Elect Director Phillip M. Satow --- Withhold
2 Increase Authorized Common Stock Against 3 Ratify Auditors For
08/11/03 - S Marten Transport, Ltd. *MRTN*
07/24/03 1,700
1 Authorize New Class of Preferred Stock & Increase Authorized Common Stock
Against
08/11/03 - S Speechworks International, Inc.
06/30/03 395,518
1 Approve Merger Agreement For
08/12/03 - A La-Z-Boy Inc. *LZB* 06/25/03 127,773 1 Elect Directors For 2 Amend Non-Employee Director Against
Mgmt Rec - Company Management Recommended Vote
Page 14
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Restricted Stock Plan
08/12/03 - A Standard Commercial Corp. *STW*
06/12/03 18,036
1 Elect Directors For 2 Ratify Auditors For
08/12/03 - A THQ Inc. *THQI* 06/25/03 39,914 1 Elect Directors Split 1.1 Elect Director Brian J. Farrell ---
Withhold
1.2 Elect Director Lawrence Burstein --- For 1.3 Elect Director Brian Dougherty --- For 1.4 Elect Director James L. Whims --- For 1.5 Elect Director L. Gregory Ballard --- For 1.6 Elect Director Henry T. DeNero --- For 2 Ratify Auditors For 3 Amend Stock Option Plan Against 4 Approve Option Exchange Program For
08/13/03 - A CPAC, Inc. *CPAK* 06/20/03 4,100 1 Elect Directors Withhold 2 Ratify Auditors Against 3 Amend Bylaws For 4 Approve Stock Award to Executive Against
08/13/03 - A Precision Castparts Corp. *PCP*
06/20/03 164,015
1 Elect Directors For 2 Amend Employee Stock Purchase Plan For
08/14/03 - A Airborne, Inc. *ABF* 07/08/03 17,600 1 Approve Merger Agreement For 2 Approve Merger Agreement For 3 Adopt Supermajority Vote Requirement
for Amendments For
4 Adopt Shareholder Rights Plan (Poison Pill)
For
5.A Elect Director Carl D. Donaway Withhold 5.B Elect Director Richard M. Rosenberg Withhold Shareholder Proposals 6 Submit Shareholder Rights Plan (Poison
Pill) to Shareholder Vote Against
7 Separate Chairman and CEO Positions For 8 Performance-Based/Indexed Options For
Mgmt Rec - Company Management Recommended Vote
Page 15
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
9 Expense Stock Options For
08/18/03 - A American Software, Inc. *AMSWA*
07/11/03 533,300
1 Elect Directors For
08/19/03 - A Monro Muffler Brake, Inc. *MNRO*
07/14/03 10,000
1 Elect Directors Split 1.1 Elect Director Frederick M. Danziger as
Class 2 Director --- Withhold
1.2 Elect Director Robert G. Gross as Class 2 Director --- Withhold
1.3 Elect Director Peter J. Solomon as Class 2 Director --- Withhold
1.4 Elect Director Francis R. Strawbridge as Class 2 Director --- For
1.5 Elect Director Richard A. Berenson as Class 1 Director --- Withhold
1.6 Elect Director Robert E. Mellor as Class 1 Director --- For
2 Approve Non-Employee Director Stock Option Plan
Against
3 Amend Stock Option Plan Against 4 Ratify Auditors Against
08/20/03 - A Daktronics, Inc. *DAKT* 07/03/03 23,062 1 Elect Directors Split 1.1 Elect Director Frank J. Kurtenbach ---
Withhold
1.2 Elect Director Roland J. Jensen --- For 1.3 Elect Director James A. Vellenga --- For 2 Ratify Auditors Against
08/20/03 - A Printronix, Inc. *PTNX* 06/23/03 200 1 Elect Directors Split 1.1 Elect Director Robert A. Kleist ---
Withhold
1.2 Elect Director Bruce T. Coleman --- For 1.3 Elect Director John R. Dougery --- For 1.4 Elect Director Chris Whitney Halliwell ---
For
1.5 Elect Director Erwin A. Kelen --- For 2 Amend Omnibus Stock Plan Against
Mgmt Rec - Company Management Recommended Vote
Page 16
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
08/21/03 - A BMC Software, Inc. *BMC* 07/03/03 397,945 1 Elect Directors For 2 Ratify Auditors For
08/21/03 - S Factual Data Corp. 07/18/03 11,000 1 Approve Merger Agreement For
08/21/03 - A Grey Global Group Inc. *GREY*
07/21/03 1,700
1 Elect Director Edward H. Meyer Withhold 2 Approve Executive Incentive Bonus
Plan Against
3 Ratify Auditors Against
08/21/03 - A Hudson River Bancorp, Inc. *HRBT*
06/30/03 18,422
1 Elect Directors For 2 Ratify Auditors Against
08/21/03 - A Mesaba Holdings, Inc. 07/01/03 1,484 1 Elect Directors For 2 Change Company Name For 3 Ratify Auditors Against
08/21/03 - A Symantec Corp. *SYMC* 07/08/03 33,600 1 Elect Directors Split 1.1 Elect Director Tania Amochaev --- For 1.2 Elect Director William Coleman --- For 1.3 Elect Director Dr. Per-Kristian Halvorsen
--- For
1.4 Elect Director David Mahoney --- For 1.5 Elect Director Robert S. Miller --- For 1.6 Elect Director Bill Owens --- For 1.7 Elect Director George Reyes --- For 1.8 Elect Director Daniel H. Schulman ---
For
1.9 Elect Director John W. Thompson --- Withhold
2 Increase Authorized Common Stock Against 3 Amend Stock Option Plan Against 4 Approve Executive Incentive Bonus
Plan Against
5 Ratify Auditors For
Mgmt Rec - Company Management Recommended Vote
Page 17
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
08/21/03 - A Thomas Nelson, Inc. *TNM* 06/23/03 75,900 1 Elect Directors For 2 Approve Omnibus Stock Plan Against
08/26/03 - A Compuware Corp. *CPWR* 07/01/03 794,876 1 Elect Directors Split 1.1 Elect Director Dennis W. Archer --- For 1.2 Elect Director Gurminder S. Bedi --- For 1.3 Elect Director Elizabeth A. Chappell ---
Withhold
1.4 Elect Director Elaine K. Didier --- For 1.5 Elect Director William O. Grabe ---
Withhold
1.6 Elect Director William R. Halling --- For 1.7 Elect Director Peter Karmanos, Jr. ---
Withhold
1.8 Elect Director Faye Alexander Nelson --- For
1.9 Elect Director Glenda D. Price --- For 1.10 Elect Director W. James Prowse ---
Withhold
1.11 Elect Director G. Scott Romney --- For 1.12 Elect Director Lowell P. Weicker, Jr. ---
For
08/26/03 - A Helen Of Troy Ltd. 07/09/03 2,000 1 Elect G. Abromovitz, J. Butterworth, C.
Carameros, D. Montano, B. Rubin, G. Rubin, and S. Rubin as Directors
Withhold
2 Increase Number of Shares Reserved Under the Helen of Troy Limited 1998 Stock Option and Restricted Stock Plan from 6 Million to 8 Million
Against
3 Amend the Helen of Troy 1997 Cash Bonus Performance Plan
Against
4 Ratify KPMG as Auditors For 5 Transact Other Business (Non-Voting) None
08/26/03 - A QLogic Corp. *QLGC* 07/01/03 22,900 1 Elect Directors Split 1.1 Elect Director H.K. Desai --- Withhold 1.2 Elect Director Larry R. Carter --- For 1.3 Elect Director James R. Fiebiger --- For 1.4 Elect Director Balakrishnan S. Iyer ---
For
1.5 Elect Director Carol L. Miltner --- For
Mgmt Rec - Company Management Recommended Vote
Page 18
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.6 Elect Director George D. Wells --- For 2 Amend Omnibus Stock Plan Against 3 Ratify Auditors Against
08/27/03 - A Applied Micro Circuits Corp. *AMCC*
07/01/03 291,892
1 Elect Directors Split 1.1 Elect Director David M. Rickey ---
Withhold
1.2 Elect Director Roger A. Smullen, Sr. --- For
1.3 Elect Director Cesar Cesaratto --- For 1.4 Elect Director Franklin P. Johnson, Jr. --
- For
1.5 Elect Director Kevin N. Kalkhoven --- Withhold
1.6 Elect Director L. Wayne Price --- For 1.7 Elect Director Douglas C. Spreng --- For 1.8 Elect Director Arthur B. Stabenow ---
For
1.9 Elect Director Harvey P. White --- For 2 Ratify Auditors For
08/27/03 - A Computer Associates International, Inc. *CA*
07/02/03 379,144
1 Elect Directors Split 1.1 Elect Director Russell M. Artzt --- For 1.2 Elect Director Kenneth Cron --- For 1.3 Elect Director Alfonse M. D'Amato ---
For
1.4 Elect Director Gary J. Fernandes --- For 1.5 Elect Director Sanjay Kumar ---
Withhold
1.6 Elect Director Robert E. La Blanc --- For 1.7 Elect Director Jay W. Lorsch --- For 1.8 Elect Director Lewis S. Ranieri --- For 1.9 Elect Director Walter P. Schuetze --- For 1.10 Elect Director Alex Serge Vieux --- For 2 Approve Non-Employee Director
Omnibus Stock Plan Against
3 Ratify Auditors For
08/27/03 - A Kewaunee Scientific Corp. *KEQU*
07/03/03 6,900
1 Elect Directors Split
Mgmt Rec - Company Management Recommended Vote
Page 19
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.1 Elect Director John C. Campbell, Jr. ---
For
1.2 Elect Director James T. Rhind --- Withhold
1.3 Elect Director William A. Shumaker --- For
08/27/03 - A McData Corporation *MCDT* 07/01/03 68,241 1 Elect Directors For 2 Ratify Auditors For 3 Amend Omnibus Stock Plan Against
08/27/03 - S Nautica Enterprises, Inc. 08/04/03 9,400 1 Approve Merger Agreement For 2 Adjourn Meeting Against
08/28/03 - A Medtronic, Inc. *MDT* 07/03/03 287,000 1 Elect Directors Split 1.1 Elect Director Richard H. Anderson ---
For
1.2 Elect Director Michael R. Bonsignore --- For
1.3 Elect Director Gordon M. Sprenger --- Withhold
2 Ratify Auditors Against 3 Approve Omnibus Stock Plan Against 4 Approve Executive Incentive Bonus
Plan Against
09/02/03 - A Network Appliance, Inc. *NTAP*
07/07/03 82,200
1 Elect Directors For 2 Amend Omnibus Stock Plan Against 3 Amend Employee Stock Purchase Plan For 4 Ratify Auditors Against 5 Other Business Against
09/03/03 - A Commonwealth Telephone Enterprises, Inc. *CTCO*
06/20/03 15,589
1 Elect Directors Split 1.1 Elect Director Walter Scott, Jr. --- For 1.2 Elect Director David C. Mitchell --- For 1.3 Elect Director David C. McCourt ---
Withhold
1.4 Elect Director Daniel E. Knowles --- For
Mgmt Rec - Company Management Recommended Vote
Page 20
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
2 Ratify Auditors For 3 Convert Class B common shares into
common shares For
4 Adjourn Meeting Against
09/03/03 - A Smithfield Foods, Inc. *SFD* 07/11/03 323,610 1 Elect Directors Split 1.1 Elect Director Joseph W. Luter, III ---
Withhold
1.2 Elect Director Wendell H. Murphy --- For 2 Ratify Auditors Against
09/04/03 - A Group 1 Software, Inc. *GSOF*
07/14/03 1,217
1 Elect Directors Split 1.1 Elect Director James P. Marden ---
Withhold
1.2 Elect Director Charles A. Mele --- For 1.3 Elect Director Charles J. Sindelar ---
Withhold
2 Increase Authorized Common Stock Against 3 Amend Omnibus Stock Plan Against
09/08/03 - A Bob Evans Farms, Inc. *BOBE*
07/18/03 5,000
1 Elect Directors Split 1.1 Elect Director Larry C. Corbin --- For 1.2 Elect Director Stewart K. Owens ---
Withhold
1.3 Elect Director Robert E.H. Rabold --- Withhold
09/10/03 - A H&R Block, Inc. *HRB* 07/08/03 188,592 1 Elect Directors For 2 Amend Omnibus Stock Plan Against 3 Ratify Auditors For
09/10/03 - A Mentor Corp. *MNT* 07/14/03 13,600 1 Fix Number of and Elect Directors Withhold 1 Elect Directors For 2 Allow Board to Fix Number of Directors
Without Shareholder Approval Against
3 Ratify Auditors For 4 Other Business Against
Mgmt Rec - Company Management Recommended Vote
Page 21
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
09/10/03 - S Park Place Entertainment *PPE*
07/24/03 32,950
1 Change Company Name For
09/12/03 - S Acres Gaming, Inc. *AGAM* 08/15/03 300 1 Approve Merger Agreement For
09/12/03 - A H. J. Heinz Co. *HNZ* 07/18/03 299,079 1 Elect Directors Split 1.1 Elect Director William R. Johnson ---
Withhold
1.2 Elect Director Charles E. Bunch --- For 1.3 Elect Director Mary C. Choksi --- For 1.4 Elect Director Leonard S. Coleman, Jr. -
-- For
1.5 Elect Director Peter H. Coors --- For 1.6 Elect Director Edith E. Holiday --- For 1.7 Elect Director Candace Kendle --- For 1.8 Elect Director Dean R. O'Hare --- For 1.9 Elect Director Lynn C. Swann --- For 1.10 Elect Director Thomas J. Usher --- For 1.11 Elect Director James M. Zimmerman ---
For
2 Ratify Auditors For
09/15/03 - A Offshore Logistics, Inc. *OLG*
07/17/03 500
1 Elect Directors For 2 Approve Non-Employee Director Stock
Option Plan For
09/16/03 - A Netscout Systems, Inc. *NTCT*
07/22/03 593,814
1 Elect Directors For 2 Amend Employee Stock Purchase Plan For 3 Ratify Auditors Against
09/16/03 - A PFF Bancorp, Inc. *PFB* 07/18/03 8,900 1 Elect Directors For 2 Ratify Auditors For
Mgmt Rec - Company Management Recommended Vote
Page 22
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
09/17/03 - A Metal Management, Inc.
*MTLMQ* 07/21/03 1,600
1 Elect Directors Withhold 2 Ratify Auditors Against
09/17/03 - A PLATINUM UNDERWRITERS HOLDINGS LTD *PTP*
08/01/03 6,200
1 Elect H. Baldwin, J. Bank, D. Carmichael, N. Currie, J. Fishman, G. Morrison, S. Newman, and P. Pruitt as Directors
Split
2a Elect G. Morrison as Director of Platinum Underwriters Bermuda, Ltd.
For
2b Elect M. Price as Director of Platinum Underwriters Bermuda, Ltd.
For
2c Elect W. Robble as Director of Platinum Underwriters Bermuda, Ltd.
For
3a Elect G. Morrison as Director of Platinum Re (UK) Ltd.
For
3b Elect C. Pettengell as Director of Platinum Re (UK) Ltd.
For
3c Elect R. Porter as Director of Platinum Re (UK) Ltd.
For
4 Approve Section 162(m) Performance Incentive Plan
Against
5 Ratify KPMG as Auditors For
09/18/03 - A AMC Entertainment, Inc. *AEN*
08/11/03 70,761
1 Elect Directors Split 1.1 Elect Director Peter C. Brown ---
Withhold
1.2 Elect Director Charles J. Egan, Jr. --- For
1.3 Elect Director Charles S. Sosland --- For 1.4 Elect Director Paul E. Vardeman --- For 1.5 Elect Director Michael N. Garin --- For 2 Ratify Auditors Against 3 Approve Omnibus Stock Plan For
09/18/03 - A Gerber Scientific, Inc. *GRB* 07/11/03 27,400 1 Elect Directors For 2 Approve Omnibus Stock Plan Against 3 Approve Non-Employee Director Stock
Option Plan Against
Mgmt Rec - Company Management Recommended Vote
Page 23
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Shareholder Proposal 4 Declassify the Board of Directors For
09/19/03 - A Amrep Corp. *AXR* 07/24/03 2,200 1 Elect Directors Split 1.1 Elect Director Edward B. Cloues II ---
For
1.2 Elect Director James H. Wall --- Withhold
09/19/03 - A Q.E.P. Co., Inc. *QEPC* 08/21/03 5,075 1 Elect Directors Split 1.1 Elect Director Geary Cotton --- For 1.2 Elect Director Leonard Gould ---
Withhold
1.3 Elect Director Lewis Gould --- Withhold 1.4 Elect Director Christian Nast --- For 1.5 Elect Director Emil Vogel --- For 2 Approve Stock Award to Executive Against 3 Ratify Auditors For
09/22/03 - A Carver Bancorp, Inc *CNY* 08/05/03 4,800 1 Elect Directors For 2 Ratify Auditors Against 3 Amend Stock Option Plan Against
09/22/03 - A General Mills, Inc. *GIS* 07/24/03 86,500 1 Elect Directors Split 1.1 Elect Director Stephen R. Demeritt ---
For
1.2 Elect Director Livio D. DeSimone --- For 1.3 Elect Director William T. Esrey --- For 1.4 Elect Director Raymond V. Gilmartin ---
For
1.5 Elect Director Judith Richards Hope --- For
1.6 Elect Director Robert L. Johnson --- For 1.7 Elect Director John M. Keenan --- For 1.8 Elect Director Heidi G. Miller --- For 1.9 Elect Director Hilda Ochoa-Brillembourg
--- For
1.10 Elect Director Stephen W. Sanger --- Withhold
1.11 Elect Director A. Michael Spence --- For 1.12 Elect Director Dorothy A. Terrell --- For
Mgmt Rec - Company Management Recommended Vote
Page 24
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
1.13 Elect Director Raymond G. Viault --- For 1.14 Elect Director Paul S. Walsh --- For 2 Ratify Auditors Against 3 Approve Omnibus Stock Plan For
09/22/03 - A Nike, Inc. *NKE* 07/25/03 63,800 1 Elect Directors Split 1.1 Elect Director Thomas E. Clarke as
Class A Director --- For
1.2 Elect Director Ralph D. DeNunzio as Class A Director --- For
1.3 Elect Director Richard K. Donahue as Class A Director --- Withhold
1.4 Elect Director Delbert J. Hayes as Class A Director --- For
1.5 Elect Director Douglas G. Houser as Class A Director --- For
1.6 Elect Director Jeanne P. Jackson as Class A Director --- Withhold
1.7 Elect Director Philip H. Knight as Class A Director --- Withhold
1.8 Elect Director Charles W. Robinson as Class A Director --- For
1.9 Elect Director John R. Thompson, Jr. as Class A Director --- Withhold
1.10 Elect Director Jill K. Conway as Class B Director --- For
1.11 Elect Director Alan B. Graf, Jr. as Class B Director --- For
1.12 Elect Director John E. Jaqua as Class B Director --- For
1.13 Elect Director A. Michael Spence as Class B Director --- For
2 Amend Omnibus Stock Plan Against 3 Ratify Auditors Against
09/22/03 - A Skyline Corp. *SKY* 07/17/03 11,200 1 Elect Directors For
09/23/03 - A Interstate Bakeries Corp. *IBC*
08/08/03 280,000
1 Elect Directors For 2 Ratify Auditors For
09/23/03 - A KERZNER INTERNATIONAL LTD *KZL*
08/08/03 6,900
1 Ratify Deloitte & Touche LLP as For
Mgmt Rec - Company Management Recommended Vote
Page 25
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
Auditors
09/25/03 - A Conagra Foods Inc. *CAG* 07/31/03 1,377,245 1 Elect Directors Split 1.1 Elect Director David H. Batchelder ---
For
1.2 Elect Director Robert A. Krane --- For 1.3 Elect Director Mark H. Rauenhorst ---
For
1.4 Elect Director Bruce Rohde --- Withhold 2 Ratify Auditors For Shareholder Proposals 4 Genetically Modified Organisms (GMO) For 5 Modify Current and Future Stock Option
Plans Against
6 Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote
For
09/25/03 - A Darden Restaurants, Inc. *DRI*
07/28/03 437,164
1 Elect Directors Split 1.1 Elect Director Leonard L. Berry --- For 1.2 Elect Director Odie C. Donald --- For 1.3 Elect Director David H. Hughes --- For 1.4 Elect Director Joe R. Lee --- Withhold 1.5 Elect Director Senator Connie Mack, III -
-- For
1.6 Elect Director Richard E. Rivera --- For 1.7 Elect Director Michael D. Rose --- For 1.8 Elect Director Maria A. Sastre --- For 1.9 Elect Director Jack A. Smith --- For 1.10 Elect Director Blaine Sweatt, III --- For 1.11 Elect Director Rita P. Wilson --- For 2 Ratify Auditors For
09/25/03 - S Quintiles Transnational Corp. *QTRN*
08/19/03 127,190
1 Approve Merger Agreement For 2 Adjourn Meeting Against
09/25/03 - A Tektronix, Inc. *TEK* 07/21/03 278,031 1 Elect Directors For Shareholder Proposal 2 Refrain from Doing Business in China Against
Mgmt Rec - Company Management Recommended Vote
Page 26
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
09/25/03 - A Worthington Industries Inc. *WOR*
08/01/03 14,500
1 Elect Directors For 2 Amend Non-Employee Director Stock
Option Plan For
3 Approve Stock Option Plan Against 4 Amend Omnibus Stock Plan For 5 Ratify Auditors For
09/26/03 - A National Semiconductor Corp. *NSM*
08/14/03 42,600
1 Elect Directors Split 1.1 Elect Director Brian L. Halla --- Withhold 1.2 Elect Director Steven R. Appleton ---
For
1.3 Elect Director Gary P. Arnold --- Withhold
1.4 Elect Director Richard J. Danzig --- For 1.5 Elect Director Robert J. Frankenberg ---
For
1.6 Elect Director E. Floyd Kvamme --- For 1.7 Elect Director Modesto A. Maidique ---
For
1.8 Elect Director Edward R. Mccracken --- For
2 Ratify Auditors For 3 Approve Employee Stock Purchase
Plan For
09/27/03 - A Biomet, Inc. *BMET* 08/07/03 63,475 1 Elect Directors For 2 Ratify Auditors For
09/29/03 - A FedEx Corporation *FDX* 08/04/03 532,216 1 Elect Directors Split 1.1 Elect Director August A. Busch IV ---
For
1.2 Elect Director John A. Edwardson --- For
1.3 Elect Director George J. Mitchell --- Withhold
1.4 Elect Director Joshua I. Smith --- For 2 Approve Omnibus Stock Plan For 3 Ratify Auditors For Shareholder Proposal
Mgmt Rec - Company Management Recommended Vote
Page 27
Vote Summary Report
Jul 01, 2003 - Sep 30, 2003 State of Connecticut Trust Mtg Company/ Vote Record Shares Date/Type Ballot Issues Cast Date Voted
4 Declassify the Board of Directors For
09/30/03 - A Central Bancorp, Inc. *CEBK* 08/22/03 4,800 1 Elect Directors For
09/30/03 - A Deswell Industries Inc None 2,350 1 Elect Richard Lau, C.W. Leung, C.P. Li,
Hung-Hu Leung, Allen Yau-Nam Cham as a Directors
For
2 Approve 2003 Stock Option Plan; Authorize Optioms to Purchase up to 600,000 Common Shares
For
3 Ratify BDO International as Auditors for the Year Ending March 31, 2004
For
4 Other Business (Voting) Against