14
; ' l = = A = t = 1 =0 = = = 4 u · l vvv v F - · IN _ 'wANxCyIAzL{D|IS}C ~ LO ¡ S ¢ UE £ /RE ¥ PƒO § R - T vv ¤ ' ¤ « R r t R W · · b y tb eE » - · R 004 FOR CALENAR YA 2 lS u ..c. app. §§ 10J.111J Dy. Tmy B 4. Tille (Aticle W J ug iodic: n e a cv O senior S ttu; migs tte j ug indict e fllor p2r-tm) S . R cT ( cc k apprri ate type) 6. Rcog Pr o 1 / 1/0 I 121 / 20 _ ____ _ ___ __ _ D _ ___ _ lRTANO: 1 int o Q ao pnyg th fa mt b f ol . Cle al p, cc lg t NONE bx fo e c pa .. z . ; 4 ,, . ,, , '" ' "' ' " ' """"" .. . Ï ,, - . ., "" , ,. " "" '" ' ·" """"" ' ¡" i" l " '"._ .. .• Ì , "'' " " '" " .. "" ., Ñ"" ' 5-6 : l tti. 1 . i t78 9 ) : ;<:/ = , > . S f , \ >|. :} ~ . H' . I J K jL . i ·M · _!1 , ;N· f O ,l PQRSTYU'W'V W X · Y ! Z _ t , j[ \¥ ]! . ^t _Q· l. ". a> .. ; PRTl AND JRMS <- ( / .: c: . f Y7 iGOlAc o 19 Rv. 1/0 I. P Rrng ( name. Fr n Midl il) U.S Ct1 Ju·Actw 2. Co Oio FeCt Q Nocl Dat 0 l 0 F 3. D o R 5/160 7. Cb oOfice Ads 717 Ma Pl N.W. Wahingo, DC 29 8 O tc b oft info ouine in t Re ad any mfci01 pining tbc, it is. in my onm, in oia wt applca b ¿ lw a rcltioos. Riew Ofc w y hv no r0ito Sig o l pa. I POSmONS. (e ivll ol se p. 9-13 o fling itioas) 0 NONE . (o rl pt.) P NGTf I. Gil Rc 1 oC I. AGE . (eg indiv ospp. 14-J6ofn ioto l NON - (r1 . .. l I. 0 c 0 r., ;:;{ n0 ci ‥r .. - c ,., s .. : - c n c c., r .. - .. " 3 a 2.

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Page 1: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

; 'l====A= =1=0=====4·l F-·IN_ ' AN C IA L D IS C LO SURE RE P O R -T Rc rt R Wre<1· b y tb eE

R 004 FOR CALENDAR YEA 2 lS u.s.c. app. §§ 10J.111J

Dyle. Timod!y B

4. Tille (Article W Judges iodic::ne active Ot senior S tatus ; m:igj s trate j udges indicat e full-or p2rt-ti me)

S . RcportTypc ( c:hcc k appropri ate type) 6. Rcponiog Period

1/1/2004

IO

1 2131/2004

___________ _ Date. ___ _ _ lMPORTANTNO'l'ES: 1bt insttUCtio QS acoompanyiog this farm mwt be followed . Complete all pans , c:hcclting tht NONE box for each part

... . ;i ,.,,,., • ..,_,,.,.,'""""'"''"'""""'""" .... ,,,_-• .,...,,,,,,,,,."""""",,,...""'""""'"''·"""""'"'"i':""'<l"'"".,.__..,..,. .• ,"'''""'"".,..,.."'"".,,, ""' -:-Cl"C'tti,:,.1.it ); :;-/,i . S'f-,¥\.>;. .,. :. .. '°N:. jU,: . i._··_!1,;.y. ·foi",rll!'l'. Y '1'W'! · !,! _tj,.j1 ¥' !. t Q'"·ll.".. >l?' .... ;,;

PARTlfrS AND JERMS

<:>-(/ .::e

c:: .>

f Y7 €:;,-,

in GOTtnlDlltlll Act or 1978Rev. 1/2004

I. Person Reporting (Last name. First name. Middle iD.itial)

U.S. Cittui1 Judge·Actiw:

2. Court or Otganinlioo

FtderalCircuit

Q Nomicali«I. Date

0 lnhlal 0 FW.J

3. D•tc of Report5/1612005

7. Chambers orOffice Address 717Macfu<lo Plllce., N.W.

Washingooo, D.C 20439

8. On th.c basis of the informatioo oonuined in this Report and any modificati011$ pertaining tbc:n:to, it is. in my opinim, in oomplianoe with applicab laws and rcg.ulatioos.

Reviewiog Officer,

where you have no rep0rtable i.nformatioa. Sign oo last page.

I. POSmONS. (Reporting iodividltll ooly: see pp. 9-13 or filing instructioas)

0 NONE . (No reportable posjticas.)

PQSJDON NAMEOEQRGANJ'Z.ATJONffil'CMTY

I. Giles Rich 1on of Court

Il. AGREEMENTS. (Reporting individual ouly;scepp. 14-J6offiling iostn1ctions)

li2I NONE - (Noreporub1c ._., ...l

I.

0 c;:; 0 r-..,,

;::;;;: n70 ci:

r-...,-c ,..,,,

s:= .....

:;r.:;-c-, n:

cc..,,, rn ... -...

"

a?

2.

Page 2: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

l'ame of r""°" Rcponing

v

SOURCe ANQI)'PE

Stale orNcbrasb (Ro y>lty)

4.

SOURCE AND TYPE

2004 Joe Ucbcrmao for l'l<sidcot (Consul ting)

2 004 !ohm lloplcios University (Tcacbiog)

Smith College (Teadliog)

University of Micbipn (Teaching)

Century Flmd (Hooorarium) ($333 . 00)

2004 Univesity of Maryland (Honorarium) ($250.00)

PodcstaMattoo Inc . (Coruulling)

4.

. ----· ····· · ·· - .... . ·-----

FINANCIAL DISCLOSURE REPORT

Dyk. nmod!y B

Date of Report

511612005

B. Spouse's Non· Investment Income· (lf you were married during any portiooof the reportiog year, please oomple1cthis section. Dollar amou.n.t not required except forhoocnria.)

0 NONE · (No reportable non·inY<S"°"'lill<OCllC.)

I.

ill. NON-INVESTMENT INCOME. (Reponing indiv;d.raland spause;scc pp. 17-24 ofRling h1:nruc1ions)

A. Filer's Non-Investment Income

D NONE · (Norcpottablcnon·in esuncntincomc.)

GROSS!NOOME (yowi. not 1J)OU.Se\J

I. 2004 $978.00

2.

3.

2.

3. 2004

2004

s. 2004

6.

7. 2004

Page 3: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

Ano M>or. Ml (transportati on, meals and lodging)

:z. New Yori: lntdlcctual Property Law Alsocialioa (NYU'l.A) Jan 23 . 2004, New Yort. N.Y. · lunch speaker (lrulspa'talioo and meal)

4 . New Yori. !nlcllectual Property Law Alsodatioo (NYIPU.) Annual Dinner. Mar 26 , 2004. New Yort. N .Y. (transponation. lodging and mcal)

s. NewYocl: Jnlellcc<ual Property Law Associatioo(NYIPIA) Lunch speaker. New York. N.Y .• Dec 1 0. 2004 , ( trlUIS)lClrtlti<Jo and meal)

6 .

I. Un;vcrs;iy of Micblgan Law School

-tranSpOrtauoo. 1c0ging. food, enimainmcru.

····-..-······-····-·

FlNANCIAL DISCLOSURE REPORT NameofPcrsoaReporting

Dyk, Timocby B

IV. REIMBURSEMENTS

Due of Report ,

5116/2005

3. Federal c;rcuit Bar Alsociation (FCBA) FCBA Annual Conference. June 25-2&, 2004. Colorado Spring>. CO. (rcgisttation. lodpng and meals)

(tnc:ludcsthose lO spouse 3od dependentchildren. Sc:c pp. 25 27 of instructions.)·

0 NONE (Nosuchn:portablereimbursements.).

SQURCE DESCRIPT!ON

Speechoo clerks!Ups;teaching clus; Mardi 17-I&, 20040 at U.Uv. of Micbipn Law School.

Page 4: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

DF-4CR rmQN

1 .

VAUJECODR

. FINANCIAL DISCLOSURE REPORT NamcotPersonRepating

Dyk, Timorhy B

V. GIFTS, (Includes 1hos.ro spouse and depcnden1 children. See pp. 28·31 o( ;nstruction>.)

0 NONE · (Nosuch rcponabl<: gif!S.)

SOlJRCE

Date of Rq>on

Sl\6/2005

VI. LIABILIT1ES. (Includes!hose of spouse and dcpcnden1 children. S<e pp. 32·34 ofia.sllOCtiCMIS.)

b!l NONE . <No rqioru1>1e tiobilities.l

CREDITOR pESCR!P'JlON

I.

Page 5: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

Na.me o r Person Reporting

Oy k, Ti-1ly B

A. .. c cbina

rcpotti.ng petiod rq>e>nb" po riod

( I ) (l) (l) (l)

T)'p< div. taJL or Method U..)

I. MASS BAY BREW!NO CO. (COMMON STOCl<) Nooe N w (SUBCHAPTER S)

2. LOT- TRURO, MA (Pared I) ($281 , 000) Nooe N s

3 . BALDWIN WHJl'E!HALl. PA. SCI!. DIST. CMEO. c 1n ...... K T

4. BALDWIN WHmlHALL PA. SCH. DIST. OCPN. ID ..,... K T

s . SALT. MO CTFS PARTN SERB AMBAC B ID..,...

6. CHIC. ILL 00 ST. UNIV. REV B lnt<rCSt L T

7 . COHOES ITT 00 S C H. DIST. B lll ierest

8. FAIRPAX CNTY VA 00 1Dierest L

9. FARMINGTON MICH CMNTY LIB B ID tercSt L T

JEl'FERSON CTY ALA BRD.ED.SCH. B llltercst L T

11. SAOIMA W CNTY MICH COMP. B 111 ...... L T

12. NEUBERGER & BERMAN CASH RESERVE A Dividend J T

13. VANGUARD LONG-TERM TAX-EXEMPT' IDllDiv FUNDINV

14. VANGUARD INTERMEO-TERM TAX-BXEMl'T B IDtlDiv FUND

IS. NEW YORK COMJdVNrrY BANCORP INC. B Oiviclead (COMMON STOClQ

16. NEW YORK COMMUNITY BANCORP INC.

17. V ANGUARD MONEY MARKET 0 lllt=st 0 T

18. FIDELITY MUNICIPAL (MONEY MARKET) D Oividcod Pl T

A B c ISc< C ....... - ..

. .

0.

O.te of Report

5116/2005

(I ) lf O Ol e-tt.mpt rmm disclosute

(l) (3) (') (5) Type (e.g. v . ... °"" buy. sell. 2 ... )'Ct/seller mere<•'. I (A·

.... tiOCI)

SOLD 04/06 N E

SOLD 01129 N D

BUY 06'14 F

SOLD 12116 F

- 6 = SI S ,001-SS0.000

-

(Set Colu m l'I O> l! = Bool< v.iu. v = w = Estlmct\td

FINANCIAL DISCLOSURE REPORT Page 1 of8

Oesaiptloo of Asseu Gross valuc a cm d

(i11elbdiatg trwCuscts)

Ptace �oo· alkreach asset e-xt:mpt """""'' (.. g. vu.. Valoe from prior discloNrc Codol Code 2

CA·Hl (J-1') Code 3 (Q-W)

DNONE (Noreport;ableltlCOCl'IC, assiei:s., otUUWICtiom)

c

L T

L T

B T

10.

c

(COMMON STOCK)

J. lncomeA:iaiD Codes= • St,000 orlea •SJ,OOl·S'l.SOO •$2..SOl..U.000 Bl aod04) F = SS0.001 S I 00.000 0 = s100..001 s1.ooo.ooo HI = $1,000.001..U.000..000

2 Value Codes: J • $1$.000 or ba. K •Sl.S OOJ.SS0.000 L .. m.OOl..$100.000

CS.. Cl and 03! N =-$250.�SSOO.OOO 0 cSSCll.OOJ...SJ,000,000 Pl c Sl#»JJOl-S..SJXlQ.000

l'nmKtio11a. during reporting period

.,.,,.,, tdcnlityo("'"""'· Code O.y (l·P) (ifpriv::.te

oo)

D • $:5.001 $1!5.000

H2 =Mon: OanS.S,000.000

M c Sl00.001 000

n =ss.000,001 .ooo

P =S!5..000.001.S.SO.OOO.OOO P• =SM'"' dAn $50.000.000

3. V•lllC Method Ccd::s Q . """"""' R = °"' (Rul Eswe Only} s =As� T =CublM*«

Page 6: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

••

Name ol Pmoo Rcponing

Dy t, n-iiy B

B.

Da t e o f Report

51\<ilZOOS

c (I. 1-neeklriog

rcponina: pcsiod" ttp()"ling period

(I ) (2) Cl) (l) ( I) u-not cacn:p Uom dlscl0$Ut'\l,

(2) (3)

T)l>e . °""' v.iuo div, l'CDl. or Method Code? lm.J

--(J-P)

1 9. P IM CO FLOATING RA TE Dividend K T PART 04/()1

20. SOUTHWEST AIRLINllS ( COMMON STOCK) Dividc:od BUY 03/31 K

2 1. EVERGREEN US GOVT SEC. (MONEY MKT.) Divid<od T

22. WACHOVIA SECU R111ES IRA #I I! Div/Int Pl T

23 . -GLOBAL SANTI! FE CORP. (COMMON STOCK)

:u . ·lAPANRJND

2$. ·KERR-MCOl!E CORP. (COMMON STOCK) SOLD 04/21 L

26. -WASHINGTON MtmJALINC (COMMON PART Olfl3 L STOCK)

'1:1. -WASHINGTON MUTUAL INC (COMMON PART 04/28 K STOCK)

28 . -SONOCO PRODUCTS CO. (COMMON STOCK

29. - KAISER ALUMUN1UM A CHEM . SR NOTBS

30 . -WILLIAMS COMM G R INC NOTl!S

31. -HMH PROPERTIES SR. SEC NOTES

32. -HMH PROPERTIES SR. SEC NOTl!S

33. • HMH PROPERTIES SR. SEC NO'raS

:u . · U. S. TREAS. BILL 01/IS/04

JS. • U. S. TREAS. BILL 02/26/04

36. - U.S. TREAS . BILL02126/04

-

-

PART 04/16 K REDEEM

PART 05/03

PART 09/02 REDEEM

REDEEM 01/lS 0

PART 01126 K

RllDl!EM 02/26

-

-

(V = ():ber W = Es d.nwtd

(4) (5) ....... y o/

Code buyct/x.tk:r I CA·

B

A

.FINANCIAL DlSCLOSURE REPORT Page2of8

Dc$C:ripcionor A.uets Gross value at end ot Tnnucboos duringrt'l)Ofti.rig period

(includ"'U!J O'U$t assets)

Plaoc '"(X)"' after each uset cxc:tnp( Amount (e g. Value Valle Type (e.g.ftOl!ll pier dde.losutt: C<><le I Code 2 t>uy. ien. M.....

CA·Hl (l·P) Code) CQ-W)

meritr. Doy

A K SOID

A

A J

BUY

BUY

I. bc:�a'ltlCodcs.: A = Sl.OOOorku ($ceColunmBIUldD4) F :Sj(),,001..SI00,000

2. VtWc Codes: J -=SIS..000 tr lc:Sl

(SceCoiu.....CtudDl) N a$lSO,oooUl0.000

J. Villar: McUx:ld ('odes

(See Column C2J

PJ =ns.ooo.cxn.sso.000.000

B •Sl.001 Sl,.SOO G = SI00.001..SJ.000.000

x =su.ocu..sso.ooo

0 = Sl()().001 $1 .000.000

J REDEEM

K

SO!D

0

C =Sl.501-lli.DOO D =$$.001 SU.OOO HI :$1,(Xl(l.OOl·SS.000.000 1-Q. =Mon:lhu.SS.000.000

L = $:50.0CU .$100,000 M • $100.001..SZSO.OOO

Pl =SJ.000.001-$5,000.000 Pl = $5.000,001-51$,000,000

P4 c SM dUn SS0.000.000

R = Cosl R..i Eswc Ooly) S = .......,...

Goio

(ifpn.... "' ......tioo)

A

B

A

B

E =SlS,001-$$0.000

Page 7: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

Name of PcJSOD Reporting Dyle, 1lmothy B

Date of Rcpo11

5116/2005

37. · U.S. TREAS. BllL 05127/04

38. · U.S. TREAS. BllLOS/27/04

39. · U.S. TREAS.Bll.l.05127/04

40. • U.S. TREAS. BllL OS/27/04

41. • U .S. TREAS. BllL 05127/04

42. • U.S. TREAS. Bll.l. 05127/04

43 . ·U.S. TREAS. BIU. 071 1 5/04

44. ·U.S. TREAS. BILL 07/IS/04

45. ·U.S. TR.BAS. Bll.L07/JS/04

46 . · U.S. TREAS. Bn.L 08112/04

47. • U.S. TREAS. BllL 08/12/04

48. • U.S. TREAS. BllL 08/26/04

49. • U.S. TREAS. BILL 08/26I04

so. U. S. TREAS. Bn.L 11/12/04

SI. · U. S. TREAS. BllL 11112/04

52. · U.S. TREAS. BllL 11112/04

SJ · U.S. TREAS. BllL01113IOS

54 . · U.S. TREAS. Bn.L Ol/13/0S

(See C ......

0

Q • Ajlpr.oisal

U • Book Value

B

v

B. c. I>. lacocne<bing "PO"l•a "'"°" rcportilljJ period

( l) (2) (l) (2) Cl) J f llOl c xerqx ollic ...... (2) (3>

,._ Type Type (e.g. °""' v.iue Codtl div. n:Jll . or Codo2 Mttl'IOd buy. U. ....... Codc 2

int. ) (J.P> """ll"-""""""00)

(J.P)

BUY 02/24 0

PART 03105 L

PART 03/IS

PART 03119 L

PART 03/30 M

REDEEM OSl27 N

BUY O U16 N

PART 06/22

REDEEM O'lllS N

BUY OS/17 0

REDEEM 08112 0

BUY 05128 N

REDEEM 08126 N

PART 08/11 0

PART 08126 BUY

REDEEM 11112 0

BUY 0'1116 N

PART 12/LJ N SOLD

c 0 s

t

• °""' w = Estimated

ss.000.001 .S?s 00:>,000

<•> (SJ G3ia Code I CA·

"'

A

A

A

B

B

c

B

.FINANCIAL DISCLOSURE REPORT

Page 3 of8

A.

D=rip<loft or""'" ("""8og ..... """'

Place "'OC>" aftc:r each asset eite• !!<>n>pl...dloclc>s=

.

I. D::omeJGaia Code:f.:

Blm1dl>4)

'L. Va!Ue Codes:

A =S1.000Cf"lcsl

F • S.SO,OOJ-$100.000

•S ts.000 er less

<Sc< eo...m. Ct ""' 3) N •SlSO,OOl»l00.000

J. Valae:Mc:tbodCodcs

!See Colwno OJ

Pl • S2S.000.00t.$.lll.OOO,OOO

c;

K

0

R

Gtoss v.3lllc ;I( crd ol. Tr.umaM:lnsduringrcponiocperiod

<e.1- v.... v.i..

"' ·IQ Codo3 (Q-W)

O.y

SO!D

K SOLD

SOLD

SOLD

K SOLD

BUY

N

=Sl.OOl S?.300 - so1- .mo •S.S.001..SlS.000

• Sl00.001-Sl.000.000 HJ = SL.OOO.OOJ-$.1,000,COO H2 =Mon: .... $.l,000.000

a Sl.5.001-SSO.OOO

= $.1()(),00I.St ,000,000

• Cos (Real &tale Oti!y)

L =$.I0.001-SIOO.OOO

PJ • $1.000.001· .000.000

N •SM ore lbaXI S:S(),000,000

s =As.sesurcat

M = SL00.00t-S:!50.000

n =

T • C:ishlM.attCf

"""""" boycr/st:Det (iiprivatelr.U:lsacOoa)

A

• Sl.S..001 000

Page 8: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

Name of Person Reporting Oyt, Timothy B

A.

· U.S. TREAS . BD..L 02/10/05

56. • MANAGED HIGH INCOME PORTR'.>UO IN C .

• RYDEX SERIES TRUST URSA FUND

58. • RYDEX SERIES FDS JUNO FUND

5 9 . • RYDl!X SERIES FDS JUNO FUND

60. • RYDEX SERIES FDS JUNO FUND

61. - RYDEX SERIES FDS JUNO FUND

62. - RYDEX SERIES FDS JUNO FUND

63. ·RYDEX SERIES FDS JUNO FUND

64. · I SHARES MSU JAPAN INDEX FUND

65. • ADEUTY JAPAN SMALL CO. FUND

66. • EVERGREEN US GOVT .l SEC (MONE Y

67. VANGUARD IRA # I

68 . • PIMCO COMMODITY REAL RETURN

69. -PIMCO COMMODITY RBAL RETURN STRA TilOY FUND

70. ·JULIUS BAER INT. EQUITY FUND

71. - V AN-OUARD ADMIRAL TREAS . MM FUND

72. VANGUARD IRA #2

A =- $1,000 orlcs&:

3 . Value ltthod Codes

(St CoJu.na C?) U • .Bool: V;alut

B

v

8. c.

""""" ""'"" ""°"'"' po riod rcpon:i11g period

(I) 121 (I ) (2)

"""""" Type ( g. div. rent . or Codo2 Mtlllod ""- > Q-1')

Div/Int M T

B Div/Jn.t L T

c

.

" °""' W =- Es ti mued

D.

Da.tc of Report

511612005

()) If not iron:i disclolure

(2) (3) ('l (S) l>uco v- G>iA

boy. di. Code ? Codo <M')

''"'"""'""'> "'

BUY 11110 0

PART 03/0S M

PART 03115 M

PART 03/ 1 9 M

PART 03130

SOlD OS/12 0 B

BUY 12109 N

PART 01/20 l<

BUY 01/20 L

BUY 02/12 N

sow 1(}11)6 N

BUY 11124 M

D 6 • $I SPJ 1..$50.000

.

FINAi'ICIAL DISCLOSURE REPORT

Page4of8

DescrlpUonof A$$tCS {ilc:ludina UUSIUSC'ts)

Pbec "(Xr a1lcr elCb asset c:cempt fn>mprio<-

SS.

51.

MARKEi)

STRATEGY FUND

I. �lo°"""

(See Col"""' BI """ 04)

2 Vabae Cocb:

(Sec Calus'nas Ct ud 03>

F •$$0,001..SI00.000

J s SJ.S.000<rless

N =S?S0.000-SSOO.OOO

PJ =S!S.000.001=.000.000

Q =AR>"""'

0

J(

0

R

Grou v;aluc end ot

vu.. v-O>de I (A-H) CodcJ

(Q-W)

B

• Sl.001-52.500 =SUOl-SS.000

= $100.00141.000 000 Ht • st.ooo,o:u..s.uoo.ooo

= SIS.001-$$0.000 I. =$$0.001.SIOOJJO()

=$500,001.Sl,000.000 Pl =Sl,000.001-$.S.000.000

P4 • SMort OW> $SO.OOO.OOO

=c... (Reol -.. Only) s =Assessnrm

TnnsKtlons dwiiig reportingperiod

T;pe: Ce.i- rdeDtiJYojM-- buycr1$1CUcr

""'F· 0., I (A· (if privaae nnsacdoo)

BUY

BUY.

BUY

M BUY

BUY

B

=$:5,001.SISJJOO

m = M= """'ss. 000000

M • SIOO.OOl�OOC>

Pl • SS.000,00 l-S2S.000,000

T =C.Shf.\larl<ct

Page 9: V l·-IN 'ANCIALDISC LO SbRERE POfR-TWW clrtRp 1bytb … · 2019-07-26 · ; 'l==A=U= 1 =0=== 4 V · l·-IN _ 'ANCIALDISC _LO ` S a bRERE d POfR-TWW g h g ij c k l m rt n R o p q

Name of Persoo Reporting Dyk, TimOthy B

A.

73. · CATS S /04

74. • VANGUARD HIGH Yu:.ul CORP. FUND

1S. • RYDEX SERIES FDS JINO FUND

76. - RYDEX SERIES FDS /UNO FUND

77. • RYDEX SERIES FDS / UNO FUND

78. - VANGUARD PRIME MONEY MARKET

7 9. UMBIRA #I

80 . - RYDEX TRUST URSA FUND

81. • RYDEX SERIES FDS / UNO FUND

82. - VANGUARD FIXED INCOME SBC FUND •

HJGH YIELD CORP.

83. • FIRST BAGU! FUNDS GOID FUND

84 . - FIDEUrY INV . TRUST /APAN SMAl.LCO. FUND

as . - /APAN FUND

86. - NEW YORK COMMUNITY BANCORP INC (COMMON STOCK)

87 . - NEW YORK COMMUNITY BANCORP INC

88. - BP PLC (COMMON STOCK)

89. - GREATER CHINA FUND INC.

90. - PIMCO COMMMODITY REAL RETURN STRATEGY FUND

I. Codes: A •$1Jt'/Oorkss

(Sec Coklmn C2J V Book Vol11e

8

B.

" """"" period

(I) (2 )

Amoun1. T)'pC

Joi.)

B Div/Int

c

rcportiag period

(I) (2)

v .... Mclhod

Pl T

c

o.

C>.ue of Report

511 6/200 5

(I) lf oot exeiqic ........ disclowrc Cl) (3) (4) (5)

ll•"'" ...... Gain b.ly. tell. Mootb. Codcl """"'· (/-P) I (A· rcdc tioo)

REDEEM OS/17 E

SOLD 04/13 E D

B UY 04/IS

SOLD OS/14 B

BUY 1 2/09

BUY 12/09

SOLD 02/()9 N

BU Y 1 2/08 M

BUY 06/23 K

SOLD (f/1()8 K

SOLD 00/27 E

SOLD 01/20 I!

PART 01/14 M

ll E • S IS.00 1-SSO.OOO

FINANCIAL DISCLOSURE REPORT

Pages of8

.VII. INVESTMENTS and TRUSTS

Dt:saiptioo of Auets (irx::bfinc U\1.$( OLl&e!S)

Place "cxr #fter cac:h ;tlSSC't.uco:.,cfrom prior disclOsw'c

(COMMON STOCK)

CS«ColrmlaBI ""504) F •$30,001..$100,.(IOO

2. ValuieCt*r. J =$1$.000orbs

($ceColcm•C1 aocl Dl) N = .000-SD:l.OOO P3 • S"..S.000.001-$50.000.000

3. V•klt Mcdiod Cocb Q •A�

c K 0

looom: duriog

(e.g.Code I div. re:m.. ot (,< ·J!)

=$1.001-$2,SOI)

= s100.001.s1,ooo.ooo

•Sl .OOJ-SS0.000

e SS00,001..SJ,C#J,f#J

R • Cost (RC4IJ &tare Only)

v =Otbcr

Gross valoe al c:ld of

vw. Code2 (/-P) Codel

(Q-W)

a $'2..SOl ..S.S.000 HI • $1,000.00J.SS.000.000

l. = $50,001.SIOO.OOO

Pl = SJ.000.001.SS.OOO.OOO

P4 =SMore lhan SS0.000.000

T� rcporii"' period

Type (e.g. tde11tity or Code IN)a'/xll"'

ll>y Qfpri-"' ""'5aCtloa)

I!

B

F

M

M

M

BUY

•SS.001-$1$.000

H2 •Mon: th&n S,,.()00.000 M • $100,0C)l..$2$0,000

P:? =-SS,000.001..$2.S,OOOIJOO

T =Cash'M#ttt

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Name o f !'moo Reporting

Dyk , Timotby B

Date o r Report 5116/2005

A. B . c 0.

..,,.,Uogpcriod repon:iQg period

(I) CZJ ( I) (2l (I ) If ooi exe,. from

(2) (J ) (4) ($) Amount Type v.i.,. Goin

div. real. er M ..... Code2 int.) (J- P) 1 <!< ·

-

91. - PIMCO COMMODITY REAL RET1JRN PART 03/01 F Y

92. • PIMCO COMMODITY REAL RB'IURN SOLD 10/07 E

93. - PIMCO COMMODITY REAL R ETURN BUY 12/06 M .

94. · U.S. TREAS. BILL 04/22I04 BUY 01122 N

. 95. - U.S. TREAS. Bn.L 04/22/04 REDEEM 04/22 N

96. - U.S. TREAS. BIU. 06/24/04 BUY 03IOS N

97. · U.S. TREAS. BILL 06l24ill4 REDEl!M 06/24

98. • U.S.TREAS. BILL09/23/04 BU Y 06/24

99. - U.S. TREAS. BIU. 09/23I04 REDEEM 09l23 M

100. · U.S. TREAS. Bn.L 11/18/04 B UY 08119 N

I OI. -U.S. TREAS. BIU. l l/1 8J04 REDEEM 11118 N

102. • U. S. TREAS. Bn.L O J /20/0S BUY IOOl N

103. • U. S. TREAS. BIU. 02124/0S BUY 1 1/26 N

104. • U.S. TREAS. BllL 03131/05 BUY 09/30 N

I DS . - UMB c.D . 03112107 ROU.OVB 11/16 0

106. - UMB C.D. 11/16/09 (PREVIOUSLY UMBCD BUY 11116

03/12/07)

107. - U.S. TRl!AS. BIU.01/08J04 REDEEM 01/08 0 B

108. UMBIRA#2 Div/I.o.t 0 T

A B c 0 6 = $15 ,00l-$j(),OOQ

(See Colwml C?J u • 8ool: Value v = °""' w a. Eslimale(I

.FTNANCTAL DIS€LOSURE REPORT

Page 6of8

o..mpoonof..,_ lncamcm.ing Gro.u vaklc • Ctld of T.........-mng pcriod

(illcb.lin&: tru.$l ;USeU)

Place "(X)" ILlier each asset eKfllll ( Value v .... Type (e.g. °""' """'"1°' fron> picrdlsclos= Code I Code2 buy.di, M-- Code bu)cllellc<

(A-II) ()-!') CodcJ ""'ll"· O.y (lfpriviec(Q-W) oa) '"

S'J'RATl:GY FUND BU

N S'J'RATl:GY AJND

S'J'RATl:GY RIND

A

N B

M

A

B

R

0

A

I. la::omeJGaln Codes: = Sl.000 or less •s1.001 ·$2..500 •$'2..SOl-SS.000 •SS.OOl·Sl3.000

(SceCol1111m Dl ud [),I,) F •S.S0.00I ..SI 00,CX>O 0 s SHlO.OOt...Sl.000.000 HI = Sl.000.001-SS.000.000 U2 =Mere: ChanU.000.000

l. vu.: Coder. J =$13.0CO «less K c Sl$.OOl...s.50.000 L =SS0.001.$100.000 M = SIOO,.OOl-S?!Q.000

(Sec Colwtiais C l a.cl 03) N =$250,000-SSOO.OOO 0 sS$00,001...S1JX'JO.,«IJ Pl =Sl,000.001.SS.000.000 P2 • SS.000,001-S'?S,000.000

Pl =SZS.000.001=.000.000 P4 •SMete SS0.000.000

l. Vakle Mctb:ld Coclcs Q •Appr.a.i5'1J R =CCJISt (Ra! Esau.u.: Only) s •A�lll T .. Casbf.Ylart.tt

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Name of Person Reportin g Dyk, Timothy B

A. B. c.

n:ponMig period rq>oRing period

(I) ('l) (I) (2)

Amowlt T)pc Codd div. tcnt. rs

B Int.) (J-P) Codd (Q-W)

1 09. • AU..EGIANCE TELECOM INC (COMMON STOCK)

- CALDWELL & OAKIN FUNDS : MKT OPP

1 11. - JAPAN FUN D

• RYOEX SERJES 'TRUST URSA FUND

113. JANBY MONTGOMERY SCOT!' IRA Oiv/lD1 N

• SPEC srr TECH FUND

\IS. • U.S. TREAS . BILL 06fl0/04

116. - U.S. TREAS . BILL06fl0/04

• AU.IANCE BERST'l!IN (MONEY MARKET)

118. TDWATERHOUSBIRA A Div/IDt N

119. • SPECIAL SmJA TIO NS EQUITY FUND

120. - TD WATERHOUSE MONEY MARKl!T

HEMl'SlEAD VILLAGE HSING. AUTH. (LTD. Divideod w

122.. MASS MU'llJAL LIFE INS. Dividend K w

ING LIFE INS. Dividend M T

RIGGS BANK. WASHINGTON, D.C . ACCT 11 A Interest J

12S. RIGGS BANK. WASHINGTON, D. C ACCT 12 Interest 1 T

126. RIGGS BANK. WASHINGTON, D .C A CCT #3 lntcrut K T

A 8 c

N

Date o f Report

5/16/Z005

D.

(I) lf not C.Cmpl --(2) (3) (S)

o ... ,, Valoe """ Identity of Code2

I (A n: ) """""""")

BUY 03/10 M

REDEEM 06/10 M

BUY 06!29 N

D • SS.00 t .$ l.S.000 E

(Set Columo OJ U a Book VaJtae v • Od>ot w • Estinmtcd

.FINANCIAL DISCLOSURE REPORT

Page7 of8

Dcsc:ripcionor Asscu """"" duriog Crou v;due a end d

(ia:�lrUSIassets)

P1a:t: 4cxr :l8cr each miet cxttq:t (e.g. V:i.luc Valuc from prior disclowre Code2 Method

(A · J

110. FUND

112.

A T

114.

117.

T

121. A K PART.)

A

123. c

124. T

A

A

J. ll'lcomel(jaiQ <:odes: • sl.000 OI' leu = Sl.c:>Ol...$2..SOO • $2..SO 1.ss.000

(See c:.nw 81 ;and 04) F • SSO.OOJ..SICX>, 000 G = SIOO.OOl-Sl,000,000 HI = Sl,000,001-SS.000.000

2. Value Codes: J = S 15. 000 « bs I( • SlSJlOl·SS0.000 L =SS0,0014100.000

(See Cot..... Cl and OJ) =ru(),OOC>$S00.000 0 • SS00.001..St.000.000 Pl = s1.ooo.001.ss.ooo.ooo

T during rcponiog period

(() Type (e.g. buy, sen. M-· Code ..,,.,,.. ... ""'''" O.y (J-P) (if pri'ltltc

....

A

• SIS.001-Ul.OOO

H2 =Mote cha.o $5.000.000

M =$100.001 000

P2 = Sj,000,001-S:lS,000.000

P3 = lll.OOG-001-SS0.000.000 P4 • SMore U13c $50,000.000

}. Value Mctbod Codes Q =Appr.aigj R = Cost (Rc:al Es.t:tce Only) s =As.ses.smeal T •QoM.lurtd

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N=e of Persoo Reporting

Oyk. Timo4hy 8

!Rte of Report

5/1612005

.vn. INVESTMENTS and TRUSTS - iacome. .. mo. rnnsations (iocllda """' o1 ... 'l"""" .... _"'e""""'- So: pp. 34-S?otnlln; ms-tioos. >

A.

U. S. SAVINGS BONDS

PROMISSORY NO'll! FROM C GOINGS &

u = Boot v-.c

B.

cg pe riod

(I) (Z)

A ...... Type (<-.. iDL)

c ln Jctt:St

lotctcst

v • Othc:r

c. D.

reponioa period

(I) ( l) il l If noc e:xc from dbcJosurc

... ,,,.,., (J-1')

M T

(Z) c;l) '!)pc ("-g.

v""' buy, sen. Code? """"". (1-P)

REDEEM 02/01 K

(4 ) (S)

Cod< I (A· "'

C .GOINGS.l A.CARTER

E = SIS,OO l.SS0.000

.FINANCIAL DISCLOSURE REPORT

Page 8of.8

Oe$c:ripcioQ ol Assets C....Wns""" """l

Kite 1X)" aftrr each uses c:JUIClt from pri« disc..Jorure

IZ7.

12&. A.CARTER

I. b::omeJGa.ia Codes: A •Sl.OOOotbi

(See Co1um>o Bl md D<l 2. Vahle Codes:

(SceColumosCI UldDJ)

F •$j0.()()J-$100.000 J =$1$.000crlcss

N =

P'.l •$15.000.00l-Ul.000.000

Q=

locomc during

Code I di v. reot. or (A..!Q

B

B • SJ.001-$2,.SOO G = SI00.00141.000.000

Jt = Sl.S.O(U..,S,0.,000

0 = SS00,00141.000.000

R • C... fRaJ ""-Ooly)

Gt'O$$ Vll!uc :111 c:lld of duri"S reportirg perlod

v.i,,. Vili: Code?

Code}(Q-W)

C •SUOJ..S:S.000

H! = Sl,OOO,OOJ..SS,000,000

L = S;S0,0014100,000

""°' Mon<b-O,y

tedemptioQ)

D = SS.001415.000

H2 •More tf:lll) s.:5.000.000 M = $100.001.$2$0.000

Pl = Sl,000,001-Sj,000,000 P2 = $S,000,00l-$"..5,000,000

1'l =SM°" -SS0.000.000

s =As.sessmcDI. w = Est;mated

Ga;n ldcl'ltityofboyerlsellcr(ifpiY.UICtr.amaction)

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N•me of J'cr>oo Reporting

Oyk, Timothy B

Date of Rcpon• FINANCl'AL orsCLOSURE REPORT

51161'2005

VIII. ADDmONAL INFORMATION OR EXPLANATIONS

I. Income docs oot iocludc: SubchaprerS Corporalioodistributions.

2. Total incotae foe JRA accouots is total income asttpartcd by custodian of aocounL

3. Gain on sales of government bills and zero coupon obligations is difference betweenpwcha.sc price and$SICS price. lneomc is oot s.cpantely reported e:coeptfoe tcr0 coapoo obliptioo.s bcJd at year-coc1

4. Item #76 in the report for 2003 was ..,..,...,.Jy included asan asset; it was sold oo 11/03/03 and columo 0(3) snould Ila been K; and 0(4)C.

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Name of Reporting

· -----------...1-------------L--_ __J

<Mc.i.. (bf <

FINANCIAL DISCLOSURE REPORT Dare ofReport

Dyl<, 'Timothy B 5116/2005

IX. CERTIFICATION.

I certify that all information given above (including informlltion pertaining to my spouse and minor or dependent children, if any) is accurate, ttue, and complete to the best ofmy knowledge and belief, and that any information not reporred was withheld because it met applicable statutory provisions permitting non·disclosure.

I further certify that earned income from outside employment and hoooraria and the acceptaoce of gifts which have been reported are in compliance with theprovisions of 5 U.S.C. § 501 et seq .. 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature Date 'Z.3-tJ ..t,.....

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WilFULL y FALSIFlES OR FAILS TO FILE nns REPORT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Fll.JNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Fmancial Disclosure

Adrolliistrativc Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544