Types of Performance Appraisal Final

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    ` Individual methodx Essay evaluation

    x Checklist

    x

    Graphic ratings

    calex Critical incident

    x Behaviorally anchored

    rating scale

    x Management by

    objectivex Field Review

    ` Multiple methodx Ranking

    x Paired comparison

    x

    Forced dis

    tributionx 360 degree appraisal

    x Assessment Center

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    ` Open ended qualitative appraisal of employeesperformance

    ` Evaluator puts down his impression in subjective

    form on important job factors They provide an opportunity for supervisors to describe

    aspects of performance not thoroughly covered by an

    appraisal questionnaire.

    Since it is descriptive in nature, likely to be biased and

    judgmental errors may crop in.

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    Simple

    Descriptive

    No specific format

    x highly subjectivex scope for biasness

    x writing skill

    x time constraints

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    ` Evaluator uses a list of behavioral descriptions

    ` checks offsuitable behaviors

    ` Evaluated by an HR personnel

    Reduces bias as rater and scorer different

    x Inefficient as checklist for each category

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    Are the supervisors orders followed?

    Does the individual approachcustomer promptly?

    Does the individual suggest additionalmerchandise the customers?

    Does the individual lose temper inpublic

    Does the individual volunteer to helpother employees?

    Yes No

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    `A performance appraisal that rates the degree to

    which the employee has achieved various

    characteristics along a scale or continuum

    `

    Measure the degree of characteristics required foradequate performance of the job.

    ` Rates usually receives a score of 1 to 5, with 5

    representing excellent.

    ` Used to assess factors such as quantity and qualityof work job knowledge, dependability, integrity,

    attitudes etc.

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    U F S G O

    Quantity of work:Volume of work under normal working conditions

    Quality of work:Neatness, thoroughness and accuracy of work

    Knowledge of JobA clear understanding of the factors connected with the job

    Attitude:Exhibits enthusiasm and cooperativeness on the job

    Dependability:Conscientious, thorough, reliable, accurate, with respect to

    attendance, reliefs, lunch breaks, etc.

    Cooperation: Willingness and ability to work with others toproduce desired goals.

    U Unsatisfactory F-Fair S Satisfactory G-GoodO

    -O

    utstanding

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    ` Any critical incidents or Outstandingexamples ofsuccess or failure ofsubordinates is recorded by supervisor.

    ` Supervisor keeps a log of these critical

    incidents

    Looks at behaviors and the employee can beshown the desirable and undesirable

    behavior.x Regularly maintain log

    x Critical incidents can not be quantified

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    ` Combination of graphic rating scale and

    critical incident method.

    ` Rates employee on a scale

    ` Points on the scale are actual behavior

    ` Specify definite, observable and measurable

    job behavior

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    ` Discourages the tendency to rate on the basis of

    generalized assumptions about personality traits

    (subjective) by focussing attention on specific

    work behaviours.

    ` Tedious to Develop

    ` Open to Interpretation

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    ` Converts organizational objectives to

    individual objectives

    ` Four steps

    -goal setting

    -action planning

    -self control

    -periodic reviews

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    `A person might do his job well but fail as a

    colleague, partner, subordinate, supervisor.

    ` Quality will lose out to Quantity

    ` Leaves out the wish list of the Individual` Heavy paper snowstorm

    ` Does not fit an entrepreneurial environment

    ` Line managers did not relish this (administrative)

    piece of work

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    ` A senior member of the HR department or a

    training officer discusses and interviews the

    supervisors to evaluate and rate the subordinate

    employees performance` The assessor does not belong to the ratees

    department.

    ` Reduces superior personal bias

    ` Time consuming technique

    ` Generally used for lower level employees

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    Employees are directly compared against oneanother

    - Straight ranking: employees rated from best

    to worst

    -alternate ranking: ranks the best employee

    and then the worst employee

    - paired comparison: employees are paired,

    from the pair one is judged the better

    performer

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    ` Employee is evaluated in certain order or merit

    giving some numerical rank and then these ranks are

    grouped to see which employee is rated BEST.

    Subordinates A B C Mean Rank

    Mohan 2 4 3 3.0

    Kumar 1 2 1 1.3

    Sunil 3 1 2 2.0

    Bharat 5 3 4 4.0

    Ravi 4 5 5 4.6

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    ` The appraiser compares each employee with every

    other employee

    PROCESS

    First: A and B are compared

    Second: Then A is compared with C, D,E.

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    The no. of comparisons may be calculated with the helpof a formula:

    N (N-1)

    2

    where N is the no. of employees to be compared.

    AS

    compared

    to

    A B C D E

    A X - - - -B X + - + -

    C + - X - -

    D + - + X -

    E + + - + X

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    Highest RankingEmployee

    1. ___________

    2. ___________

    3. ___________

    4. ___________

    5. ___________

    6. ___________

    7. ___________8. ___________

    9. ___________

    10.____________

    11.____________

    12.____________

    13.____________

    14.____________

    15.____________

    16.____________

    17.____________

    18.____________

    Lowest RankingEmployee

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    ` It is a method to evaluate employeesperformance according to a pre-determined

    distribution scale For E.g. rater is asked to distribute 5% of the total

    employees on the top of the scale, indicating theirsuperior performance and promotability

    ` Predetermined percentages placed in each

    categories 10 % may be put immediately under this level,

    indicating good performance and promotability

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    20% Top performers

    70% Middle

    10%Bottom

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    ` Used to eliminate rating errors such as leniency and centraltendency

    ` It can cause rating errors because it forces discriminations

    between employees even where job performance is quitesimilar. For example, even if all employees in a unit aredoing a good job, the forced distribution approach dictatesthat a certain number be placed at the bottom of a gradedcontinuum.

    ` Hence raters and ratees do not readily accept this method,especially in small groups or when group members are allof high ability.

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    ` It is also known as 'multi-rater feedback', is the

    most comprehensive appraisal where the

    feedback about the employees performance

    comes from all the sources that come in contact

    with the employee on his job.

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    ` It ensures total employee involvement and

    employee empowerment

    ` objectivity

    ` Points out bias in the supervisor` Ensures internal customer satisfaction

    ` Promotes culture

    ` Potential cost ofsurvey

    ` Difficulty in implementation

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    ` This method is to test candidates in a social

    situation by the number of assessors, using a

    variety of criteria

    ` The assessors or evaluators are drawn from theexperienced executives, working at different levels

    of management