Upload
e-governance-academy
View
214
Download
1
Embed Size (px)
DESCRIPTION
How to improve the TOM tool in the light of the Estonian experience? This report points out the weaknesses of the existing TOM in order to improve TID+. It provides recommendations based on the weaknesses of TOM such are poor mobilization and weak legislative impact.
Citation preview
TID+ TID+ TID+ TID+ Procedural Procedural Procedural Procedural
recommendations (preliminary)recommendations (preliminary)recommendations (preliminary)recommendations (preliminary)
Grant agreement no. eParticipation 2006/01/21Grant agreement no. eParticipation 2006/01/21Grant agreement no. eParticipation 2006/01/21Grant agreement no. eParticipation 2006/01/21
Project TID+Project TID+Project TID+Project TID+
Deliverable no. Deliverable no. Deliverable no. Deliverable no. 8888
July 4thJuly 4thJuly 4thJuly 4th,,,, 2007200720072007
2
Preliminary TID+ Procedural Recommendations
Introduction
Building on the TOM analysis already undertaken (available for consultation at the public
project wiki: http://tidywork.pbwiki.com/), this report contains a set of preliminary
procedural recommendations regarding how to improve the TOM tool for e-participation.
Yet although they concern in this specific case the Estonian e-participation tool, it is
expected that the following recommendations will be applicable for unleashing the
potential of e-participation initiatives in any context and hence they are perhaps best rest
in a context-independent manner. Whilst the analysis, therefore, takes place in the light of
the Estonian experience, we firmly believe that the suggested improvements presented
are a generally valid blueprint for an enhanced e-participation tool.
Our recommendations draw on all four elements of the analysis report – usage activity
data, the survey of TOM users, interviews with authors of legislative proposals and
interviews with public officials – to understand how TOM can be made to perform better
as a way of facilitating citizen participation in decision-making. The following
suggestions for improving TOM are addressed principally to the government authorities
tasked with launching the new, improved TID+. To a lesser degree, however, they also
target citizens whom the tool is supposed to empower since the lessons learnt from TOM
still have to be put into practice by TID+ users.
The suggestions presented here take the form of a series of measures targeted on the one
hand at improving citizen mobilization in using the revamped TID+ tool and, on the other
hand, to increase the legislative impact of TID+-generated ideas on public policy.
However, these suggestions are intended to be only preliminary in nature; they are not
assumed to be definitive given that the TID+ tool is part of a dynamic, web-based process
and reality liable to evolve in an unpredictable manner. Moreover, this report does not
dwell on issues of improving TOM’s technical specifications – although there is some
overlap, which is signaled appropriately – since this is the subject matter of a
3
complementary sister-report (TID+ Technical Specifications). Finally, this paper is
preliminary in a further sense given that it is the product still of the initial phase of an
ongoing project of research, analysis and experimentation in the area of e-participation.
Thus the suggestions for refining the e-participation tool are subject to potential
substantive revision in the light of subsequent trials and evaluations of the enhance e-
participation tool. In any case, future project deliverables, including academic analysis,
will continue to re-assess the validity of the recommendations presented here.
The report is structured as follows. The first section briefly reviews the weaknesses of the
existing TOM in order to identify the priorities for making TID+ a success. These
priorities concern citizen mobilization and legislative impact. Thus section two provides
recommendations on the former, whilst the third section offers suggestions for the latter.
A short conclusion completes the document.
1. Problems with the Existing TOM Tool
Based on the analysis report, two major problems with current TOM usage can be
identified: poor citizen mobilization and the low impact of TOM-generated legislative
ideas. Both these problems are caused by a variety of factors but the end result is,
respectively, a low number of TOM users and few positive government responses to
TOM-generated ideas. Consequently, visitor traffic to the TOM site stagnated to a level
comparable with the average number of visits to a moderately popular Estonian weblog
or the website of a medium-sized Estonian business. The following table summarizes the
causes behind both problems as identified in the earlier analysis report:
4
Poor Mobilization:
• Few users
• Dominance of a few mega-users
• Authors disappointed by the lack of user comments
• No linkage between the authoring, commenting and voting phases
• Little discussion of government responses as no user notification of responses
• No possibility of re-submitting revised ideas
Low Impact:
• Public officials contemptuous of low public participation rate
• Answering is a burden on civil servants
• Ideas do not correspond with ministerial priorities
• Civil servants in charge of responding do not make policy decisions - they
execute
• TOM-generated ideas are lost once responded to; they drop out of policy debate
as civil servants defend official line
These two problems of mobilization and impact are closely inter-twined. Indeed, it seems
that there is a negative feedback loop that largely explains the drop in the average number
of votes per idea, which fell from 20 in 2001 to 4 by 2006. This negative cycle of poor
citizen mobilization leading to civil servants’ unwillingness to take seriously TOM ideas,
which in turn discourages citizens from using TOM and further results in pessimistic user
comments on TOM ideas, is illustrated in the following graphic:
5
The Negative Feedback Loop Behind Low Citizen Mobilization
Given these weaknesses in the existing TOM tool it is evident that a radically revised
strategy for TID+ usage is necessary to overcome the twofold problem of low
mobilization and impact. However, there is good reason to believe that such a strategy is
relatively simple to put into effect. The emphasis, as far as increasing mobilization is
concerned, should above all be placed on publicity and creative linkages between the
TID+ platform and a variety of other fora for and actors in public debate. Secondly, as far
PUBLIC
OFFICIALS DO
NOT TAKE TOM
IDEAS
SERIOUSLY
TOM AUTHORS
DISCOURAGED
AND
DISENGAGE
TOM
COMMENTS
BECOME
PESSIMISTIC
LOW TOM
USAGE
6
as enabling TID+ to have a much greater legislative impact is concerned, here the priority
is to make the functioning of TID+ more intelligent so as to allow the ideas it generates to
play a greater role in public debate.
2. A Strategy for Improving E-Participation with TID+: Mobilizing
Citizens and Making an Impact
The two elements of the strategy proposed here for improving the TOM tool are
complementary or, better, mutually reinforcing. Whereas the weaknesses of the current
TOM tool were seen to create a negative feedback loop, the purpose of these procedural
recommendations is to foster a positive feedback mechanism. Based on the survey and
interview data gathered from users, authors and civil servants, it is possible to identify
various measures to increase citizen mobilization and the impact of TOM-generated ideas
in the Estonian public sphere. These will first be discussed separately before then
showing how mobilization and impact strategies will work in tandem.
2.1 How to Mobilize Citizens: Four Recommendations
The most evident flaw in the current TOM tool was the lack of publicity concerning its
very existence. The statistics from the user analysis are very clear. Usage, in terms of
both the number of legislative proposals and number of votes per idea, was greatest in
2001 when TOM-generated ideas were mirrored on Estonia’s largest internet portal,
www.delfi.ee. Combined with the coverage accorded to the launch of TOM, this linkage
between TOM and a major internet portal provided the type of publicity necessary for
attracting users to the e-participation tool. Hence the first recommendation for TID+ is as
follows:
7
Mobilization Recommendation Number One – the TID+ tool has to be advertised
permanently across internet and other media.
The method for advertising TID+ can vary across different media yet is nevertheless
simple to put into effect. For instance, internet portals and online newspapers should all
incorporate permanent links to TID+ in their current affairs coverage. Likewise,
traditional print media (newspapers and periodicals) as well as TV and radio coverage
should mention the TID+ tool website, even if only in a byline, as a forum for further
public debate or for demanding government action in their opinion pieces or commentary
articles. However, the purpose of such coverage must extend beyond simply linking or
commenting directly on TID+-generated ideas, which is likely to occur naturally once
TID+ attracts more users, as happened in the case of the huge petition against road tolls
in the UK (the latter generated extensive press coverage, see
http://news.bbc.co.uk/2/hi/uk_news/6349027.stm; ‘Petitions, Politics and Prats: A
Cautionary Tale for Number 10[, Guardian 17 February, 2007; ‘The E-Petition Shows
My Government is Listening’, Observer, 18 February, 2007). Rather, the TID+ tool needs
to be advertised as a means to pass new legislation. TID+, therefore, needs to be visible
and recognized as the obvious space for citizens to engage in public debate and contribute
to discussing as well as proposing legislative change.
These two measures by themselves would suffice to heighten awareness of the TID+ tool,
thereby allowing the TID+ tool and TID+-generated ideas to reach a greater audience,
including potentially NGOs, political parties and private weblogs. In this context a “send
to a friend” service, commonplace in online newspapers, allowing users to introduce
TID+-generated ideas to their circle of friends, would be an optimal solution for
increasing TID+ awareness.
Increased publicity can also be expected to have a positive impact on the discussion
taking place amongst TID+ users. Interviews with the authors of TOM ideas revealed
particular disappointment with the quality and quantity of discussion amongst TOM
users. This is the subject of our second recommendation for improving mobilization.
8
Mobilization Recommendation Number Two – a system of email or RSS notification
linking authors and discussants is necessary to improve the quality and quantity of
discussion of TID+-generated ideas.
Although it is expected that greater coverage will increase discussion of TID+-generated
ideas amongst users, further measures need to be taken to improve the added value of this
inter-user debate. The current TOM tool subdivides the practice of e-participation into
different phases once an idea is proposed: discussion, revision followed by voting. TOM
users, authors in particular, expressed dissatisfaction with the linkages between these
separate phases. Invariably, users explained that there was no way to keep track of
discussion and revision of TOM-generated ideas, which led to disengagement with the e-
participation process. Authors were disinclined to remain engaged in e-participation in
the face of the indifference of other users as indicated by a lack of comments.
Hence we propose the introduction of a system of email notification or RSS feed (Really
Simple Syndication, an automatic system for alerting subscribers of updated website
content without them having to visit the actual website) that automatically informs
authors that their idea has been commented upon. Similarly, this principle can also be
reversed in the next phase of the TID+ process, revision, meaning that users who have
commented on an idea can be alerted regarding how the original idea has been
subsequently revised after the discussion phase. Furthermore, the whole process of
authorship and commenting should be complemented by the ready availability of
reputational information for each user (specifying number of comments and ideas etc, but
without revealing real identity) as proposed in the TID+ technical specifications. This
information is necessary to curtail the dominance of mega-users, as has occurred with the
existing tool, and prevent discussions from becoming a user cartel (participation
inequality is a recurrent problem for online communities, see
http://www.useit.com/alertbox/participation_inequality.html) beset by comments that
tend towards the personal. Another technical specification that overlaps with the third
procedural recommendation presented here, concerns the creation of a fully searchable
database of TID+-generated ideas and comments.
9
Mobilization Recommendation Number Three – the TID+ tool requires the creation
of a searchable database of TID+ ideas to signal previous attempts to address a
problem and make it easier to mobilize TID+ users.
To improve further the quality of comments on TID+-generated ideas and stimulate
citizen participation, it is suggested that there needs to be a way of storing and retrieving
previous TID+ ideas and the comments they elicited. This database should be fully
searchable according to the policy area or subject matter of the ideas proposed.
As discussed above, user feedback clearly indicated a tendency towards disengagement –
especially amongst authors of ideas – with the TOM tool in the face of the perceived
indifference of other users. One way to overcome this problem, therefore, is the creation
of a database of all TID+-generated ideas and comments to assist authors when proposing
new legislative ideas in cognate areas. In this way, users will also be able to make contact
with previous authors and those who have commented on relevant previous ideas. This
will make it easier for new authors to mobilize a community of TID+ users to support a
TID+-generated idea. Furthermore, the knowledge that comments will be stored for
future use should also act as a disincentive for users to post ad hominem messages
(replying to an argument or factual claim by attacking or appealing to the person making
the argument or claim, rather than by addressing the substance of the argument or
producing evidence against the claim). Thus the quality of debate will also be improved.
However, the participant feedback analysis also indicated that authors of TID+-generated
ideas were particularly disappointed by the post-TID+ phase of e-participation, i.e. the
process whereby a legislative proposal is delivered to a government ministry. This forms
the basis of the fourth and final recommendation for improving citizen mobilization.
10
Mobilization Recommendation Number Four – an automatic system for tracing the
progress of TID+-generated ideas once they have been delivered to the government
is required.
The analysis report revealed that authors were particularly disappointed with the lack of
information regarding the progress of their TOM idea once successfully voted upon and
sent to a government ministry. Thus we propose the creation of an automatic system (by
email notification or RSS) whereby authors and other TID+ users can track the progress
of a TID+-generated idea in the stage leading up to an official government response. This
would not only ensure the transparency of e-participation process, thereby showing that
the government takes the fruits of e-participation seriously. It would also enable the TID+
user community to mobilize in the crucial period of government decision-making by
allowing users to know the timing of government decisions and thus organize their
mobilization accordingly.
Indeed, this notification system should also encompass the eventual government response
as author interviews indicated that they were particularly dissatisfied by the failure of the
existing tool to signal a government response to their idea. Moreover, the tracking of
TID+ ideas as they progress through the various phases of governmental decision-making
should also become part of the TID+ database. This would enable the authors of new
ideas to discover how seriously previous similar ideas were considered as well as what
the eventual government response was.
11
2.2 How to Increase the Legislative Impact of TID+-Generated Ideas:
Six Recommendations
The increased mobilization that will result from implementing the four recommendations
specified above should obviously have a positive effect on the legislative impact of
TID+-generated ideas given that civil servants were above all lacking self-confidence
towards TOM because of its low number of users. Nevertheless, it is still vital to improve
certain features of the TOM e-participation tool in order to ensure that the ideas it
generates have a greater influence on public policy. Thus we propose six additional
suggestions in order that the improved TOM tool, TID+, can have a greater impact,
which in turn is liable to herald a virtuous circle of greater public mobilization. Hence the
first recommendation targets the audience to which TID+-generated ideas are circulated.
Impact Recommendation Number One – TID+-generated ideas should also be
circulated to a wider network of interested parties, including parliamentary
committees, political parties and NGOs.
The analysis of participant feedback demonstrated that TOM users, especially authors,
were frustrated by the paucity of positive government responses to TOM-generated ideas
and yet recognized the incapacity of civil servants, as administrators rather than decision-
makers, to implement certain ideas. Thus we propose that if TID+ is to have a greater
impact, the ideas it generates ought not to be circulated solely to government ministries.
Rather, these ideas should also be communicated directly to decision-making actors such
as parliamentary committees as well as partisan or advocacy organizations such as
political parties and NGOs. Indeed, when interviewed, civil servants who were involved
in responding to TOM-generated ideas approved the notion that interest groups should be
able to express their support for ideas during the phase of government consideration.
The impact of e-participation will be greater the more TID+-generated ideas are
embraced by politicians and the better the quality of these ideas as a result of more expert
participation in the commenting and revision phases. However, the engagement of
12
politicians and experts cannot be delivered by fiat. Hence the suggestion here to circulate
TID+-generated ideas to the wider policy community is understood to be the best means
of establishing connections between the e-participation platform and decision-makers,
interest groups and experts. Nevertheless, the entire purpose of e-participation is to
empower ordinary citizens – not to have the medium hijacked by already well-established
political actors and institutions – which is why the second suggestion is designed to
increase the information available to TID+ users who wish to propose legislation.
Impact Recommendation Number Two – the TID+ tool needs to connect users to
outside sources of information to help the drafting and commenting of ideas.
The quality of TOM users was already well-regarded according to interviews with civil
servants. Yet to ensure the continuing quality of ideas and to improve that of the
comments, it appears necessary to enable TID+ ideas to be linked to external sources of
information. In fact, the Estonian government originally sought to associate the TOM tool
with a database of public law, a move we wholeheartedly endorse. In addition, the TID+
tool should indicate to its users sources of information relevant to the subject matter of
each legislative idea. This would perhaps require a moderator to upload and maintain
links with external information sources.
Impact Recommendation Number Three – the TID+ tool should indicate the policy
priorities of government ministries.
One of the complaints common to both the authors of TOM ideas and civil servants was
the fact that TOM-generated ideas did not match ministerial priorities. Consequently,
ideas that did not require high-level decision-making nevertheless did not meet with a
positive response. To overcome this problem, we propose that the TID+ tool should have
a feature – which might also be the task of a moderator – specifying the current policy
priorities of each government ministry. This would enable potential TID+ authors to
tailor their suggestions to current priorities, thereby increasing the chances that ideas
generated via e-participation will meet with a positive answer. However, feedback
13
analysis also revealed a desire on the part of TOM users to have the possibility to
resubmit ideas. This is the basis of the fourth impact recommendation.
Impact Recommendation Number Four – TID+ should allow users to revise and
resubmit ideas that have received a negative answer from the relevant government
ministry.
The existing TOM tool does not allow for the resubmission of rejected ideas. This was
considered a flaw by TOM users, reducing the ability for citizens to engage government
administrations in a dialogical process. Thus we suggest that a system for revising and
resubmitting ideas be incorporated into TID+. Depending on the type of response a
TID+-generated idea received from the government, the resubmission facility should
allow users to amend the legislative proposal accordingly. It seems only appropriate,
however, that a newly-amended proposal for resubmission also be subject to a new vote
by the community of users. In this was spurious amendments of rejected ideas could be
avoided whilst also creating an incentive for ministries to consider proposals more
seriously as ideas too hastily shelved would be likely to be resubmitted. Moreover,
resubmission might be taken by other parties to whom TID+ ideas are circulated as proof
of a strong constituency and thus adopted by these same interested parties.
Impact Recommendation Number Five – a quorum of votes is needed for adopting
TID+-generated ideas, which could rise in line with user numbers.
Impact is directly related to the number of TOM users, in particular the number of user
votes each idea musters. The current TOM tool only requires a simple majority of votes
to allow an idea to pass; there is no quorum. This was interpreted by civil servants as a
major weakness because it meant that they had to respond to ideas through a formal,
cumbersome process on the basis of a mere handful of votes. To avoid this awkward
situation, we thus propose the introduction of a formal quorum to ensure that the ideas
presented to the various government ministries have the backing of a more significant
number of users. In fact, it seems appropriate to relate the quorum to the actual number of
14
users so that greater citizen mobilization can be reflected directly in the voting process.
As a result, the ideas voted in will have the sanction of a greater number of users, thereby
increasing the chances that the government and other parties will take them credibly.
Impact Recommendation Number Six – rejected TID+ ideas should be linked to
future statute amendment.
The final suggestion for improving the impact the new TID+ tool will have on public
policy concerns the relationship between e-participation and future statute amendments.
To maximize the possibilities that TID+-generated ideas will have to influence Estonian
legislation, we suggest that rejected ideas nevertheless be kept on file in the relevant
ministries, especially those rejected for their lack of congruence with current government
priorities. In this way, subsequent statute amendment that might correspond with or relate
better to earlier TID+-generated ideas will not be lost and might well benefit from the
input of earlier TID+ debates.
15
3. Conclusions: Creating a Virtuous Circle of Mobilization and
Impact through TID+
The various recommendations presented in this report are designed to address specific
weaknesses in the existing TOM tool for e-participation as revealed in the analysis report.
Poor citizen mobilization and the weak legislative impact of TOM were singled out as the
two major drawbacks of the current tool. This was seen to lead to a negative feedback
loop whereby low mobilization inevitably hampered the positive impact TOM could have
on public policy.
To address these problems – which were often formulated as concerns on the part of
users and public officials interviewed for the analysis report – we have compiled a list of
remedies in the form of four proposals for engendering citizen mobilization and six
aimed at increasing legislative impact. These recommendations are not assumed to be
exhaustive although they are considered, at this stage, the most compelling. They are
also, as should be clear from their descriptions, relatively easy to implement. In addition,
the recommendations for mobilization and impact are intended to complement one
another, working in tandem so that a greater legislative impact can improve mobilization
whilst the latter serves also to increase the former. This complementarity can be
illustrated as follows:
16
More votes for
TID+ ideas,
quorum for passing
increases
TID+ ideas taken
more credibly by
public officials and
circulated to other
interested parties
More interest in
TID+
More TID+ Users
thanks to better
publicity, more and
better comments
thanks to
notification system
and database