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Thompson_Anne_E
PURPOSE
3.
FINANCIAL DISCLOSURE REPORT
Page 2of18
Name of Person Reporting Date of Report
Thompson, Anne E. 05/8/2009
III. NON-INVESTMENT JN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I. 2008 National Conference of Bar Examiners - Fees earned for drafting, editing $6,000.00 & revising bar exam and evaluating performance of test questions.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this sectiolL (Dollar amount not required except for honoraria)
[l] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
IV. REI1\IBURSE1\1ENTS -transportation, lodging.food, entertainment (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION ITEMS PAID OR PROVIDED
I. National Conference of Bar May 15-18, 2008 Alexandria, VA Activity of Organization Airfare, Hotel, Meals & Local Transp. Examiners
2. National Conference of Bar September 18-21, 2008 San Diego, CA Activity of Organization Airfare, Hotel, Meals & Local Transp. Examiners
4.
SOURCE
CREDITOR
5.
FINANCIAL DISCLOSURE REPORT
Page 3of18
Name or Person Reporting
Thompson, Anne E.
Date or Report
05/8/2009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[Z] NONE (No reportable gifts.)
I.
DESCRIPTION VALUE
3.
4.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[Z] NONE (No reportable liabilities.)
DESCRIPTION VALUE CODE
2.
3.
4.
5.
B.
FINANCIAL DISCLOSURE REPORT
Page 4of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
05/8/2009
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller
(A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
1. Vanguard U.S. Growth Fund None Sold 01102 L A
2. Vanguard International Growth Fund None Sold 01/02 L E
3. Sun Nat') Bank Checking Account A Interest K T
4. Sun Nat'! Bank Checking Account #2 None Transferred (to line 3)
5. Dukes County Bank Account None 1 T
6. ING Direct A Interest 1 T
7. Glenrnede Tax-Exempt Fund A Int./Div. 1 T
8. Genentech Inc None 1 T Sold 09104 1 B (part)
9. Talisman Energy A Dividend 1 T Sold 06/16 1 B (part)
10. Apple Compuer Inc None Sold 05/01 1 c (part)
11. Apple Compuer Inc None Sold 06/16 1 c
12. American International Group Inc None Sold 01/17 1 A
13. Equitable Resources Inc None Sold 01/15 1 B
14. Procter & Gamble Co A Dividend J T
15. Cisco Systems None Sold 06120 1 A
16. Valero Energy Corp A Dividend Sold 03/14 1 A
17. Joy Global Inc A Dividend Sold 03/05 J A
I. Income Gain Codes: A =SI ,000 or Jess B=Sl,001 -$2,500 C =S2,501 -S5,000 D =$5,001 - SJ5,000 E=SJ5,001-S50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000 (See Columns Cl and DJ) N =S250,001 - $500,000 0 =S500,00I - $1,000,000 Pl =Sl,OOO,OOl -$5,000,000 P2 =$5,000,001 - $25,000,000
PJ =$25,000,001 -S50,000,000 P4 =More than SS0,000,000 3. Value Mithod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V=Other W =Estimated
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
05/8/2009Thompson, Anne E. Page 5of18
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse 'and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g. , Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
18. FPL Group A Dividend J T
19. Ace Limited Ord A Dividend Sold 07/10 J A
20. McDermott International Inc None Sold 06106 J A (part)
21. McDermott International Inc None Buy 10/29 J (add'))
22. McDermott International Inc None Sold 12124 J A
23. Texas Instruments Inc A Dividend Sold 12124 J A
24. Hansen Natural Corp None J T
25. ITT Educational Services Inc None Sold 01/08 J A
26. Coach Inc None Buy 01/04 J
27. Coach Inc None Sold 10/30 J A
28. American Express Co A Dividend Buy 01/11 J
29. American Express Co None Sold 09125 J A
30. Fairpoint Communications Inc None Buy 02120 J
31. Fairpoint Communications Inc None Sold 04/01 J A
32. Verizon Communications A Dividend Buy 02/20 J
33. Verizon Communications None Sold 11/24 J A
34. NII Holdings Inc-CJ B None Buy 04/10 J
I. Income Gain Codes: A=SJ,OOOorlcss B=$1,001 - $2,500 c=$2,501 -$5,000 D=$5,001 • $15,000 E =$15,001 • $50,000 (See Columns BI and D4) F =$50,001 • $100,000 G =$100,001-$1,000,000 HI =$1,000,001 • $5,000,000 Hl =More than $5,000,000
2. Value Codes J=SJ 5,000 or less K =S 15,001 - $50,000 L=$50,001 -S 100,000 M =SI 00,00I - $250,000 (See Columns Cl and 03) N=$250,001 -$500,000 0=$500,001 - SI ,000,000 Pl =SJ,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =S25,000,001 • $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q=Appraisal R =Cost {Real Estate Only) S=Assessment T =Cash Market
{See Column C2) U =Book Value V=Other W=Estimated
FINANCIAL DISCLOSURE REPORT
Page 6of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
051812009
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets I ncome du ring G r oss value a t en d of T ra nsactions du ring repor ting period
(inclu ding trust assets) r eporting period r eporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset A mou n t Type (e.g., Value Value Type (e.g., Date Value Gain I den tity of
exempt from prior discl osure Code I div., ren t Code2 Method buy, sell, M on th- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transac tion)
35. NII Holdings Inc-Cl B None Sold 09105 J A
36. Carpenter Technology Corp A Dividend Buy 04/25 J
37. Carpenter Technology Corp None Sold 12/05 J A
38. JP Morgan Chase & Co A Dividend J T Buy 03/17 J
39. General Electric Co A Dividend J T Buy 06/16 J
40. Express Scripts None J T Buy 10/07 J .
41. CVS Corp A Dividend J T Buy 10/17 J
42. Goldman Sachs Group Inc None J T Buy 11/14 J
43. Rio Tinto PLC None J T Buy 11/26 J
44. U.S. Bancorp None J T Buy 12/02 J
45. Trust #I -- U/W Art. Fifth D Dividend N T
46. -- Delaware River Port Auth Bond Sold 11112 K A
47. -- Lindenwold Boro NJ Bond Sold 11112 J A
48. -- NJ State Tpk Auth Bond Sold 01/01 J A (part)
49. - Columbia Money Market Fund Sold 11/12 K B
50. -- Fidelity Diversified Int'! Fund Sold 11/24 K A (part)
51. - Columbia Acom Fund Cl. Z Sold 11/24 J c
l. Income Gain Codes: A =S 1,000 or less B =$1,001 - S2,500 C =S2,501 - S5,000 D =S5,00I - Sl5,000 E =$15,001 • $50,000
(Sec Colwnns BI and D4) F =S50,00l -SIOO,OOO G =SI00,001 - Sl,000,000 HI =$1,000,001 • $5,000,000 H2 =Mon: lhan $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =SI00,001 - S250,000
(See Columns Cl and 03) N =$250,00I - $500,000 0 =S500,00I • Sl,000,000 Pl =Sl,000,001-S5,000,000 P2 =SS,000,001 • $25,000,000 PJ =$25,000,001 • SS0,000,000 P4 =More than $50,000,000
3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of18 Thompson, Anne - 05/8/2009
VD. INVEST1\1ENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. -- Columbia Acom Select Fund Sold 11/24 J A
53. -- Columbia Mid-Cap Value Fund Cl. Z Sold 11124 J A
54. -- Fidelity Income Strategic Fund Sold 11/24 M A
55. -- Dodge & Cox Fund Sold 11/24 L A
56. -- Columbia Marisco Growth Fund Sold 11/24 L A
57. -- Bond, Branchburg Twp, NJ Sold 11/24 L A
58. -- Columbia Marisco 21st Century Fund Sold 11/24 J c
59. -- Fidelity Cash Reserves Buy 11/24 J
60. -- Fidelity Advisor New Insights Fund Cl. I Buy 11/24 J
61. - Fidelity Real Estate Investment Fund Buy 11/24 J
62. -- Fidelity Blue Chip Growth Fund Buy 11/24 J
63. -- Fidelity NJ Municipal Income Fund Buy 11124 K
64. -- Fidelity Short-Inter Mediate Muni Income Buy 11/24 K Fund
65. -- Cambriar Opportunity Investor Fund Buy 11/24 J
66. -- AllianceBem Muni Inc Fund II NJ CI. A Buy 11/24 K
67. -- Allianz NFJ Dividend Value Fund CL D Buy 11/24 K
68. -- Baron Growth Fund Buy 11/24 J
1. Inco me Gain Codes: A =Sl,000 or less B =Sl,001-$2,500 c =$2,501 - $5,000 0 =S5,001-Sl5,000 E =SI5,001 - $50,000 (See Column s Bl and 04) F =S50,00J - SI00,000 G =S 100,00 l - S 1,000,000 HI =Sl,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 o r less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns CJ a nd 03) N =$250,001 -$500,000 0 =S500,00I - $1,000,000 Pl =SJ,OOO,OOJ -S5,000,000 P2 =S5,000,00J -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value M ethod Codes Q =Appra isal R =Co st (Real Estate Only) S =Assessment T =Cash M arket
(See Column C2) U =Book Value V=Other W =Estima ted
F ANCIAL DISCLOSURE REPORT
Page 8of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
05/8/2009
VIl. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate
(Q-W) transaction)
69. -- Clipper Fund Buy 11/24 J
70. -- Columbia Marisco Focused Eq. CL A Buy 11/24 K
71. - Credit Suisse Commd Return Strategy Buy 11/24 J Com Shr
72. - DWS Strategic High Yield Tax Free CL S Buy 11/24 K
73. -- Davis NY Venture CL A Buy 11/24 K
74. - Diamond Hill Small Cap Fund CL A Buy 11/24 J
75. -- Eaton Vance Float Rate High Income F Buy 11/24 J und Adv
76. -- Franklin NJ Tax Free Income Fund A Buy 11/24 K
77. - Harbor Capital Appreciation Fund Buy 11/24 J
78. -- Hartford Capital Appreciation Fund Cl. A Buy 11/24 J
79. -- Hotchkins & Wiley Mid Cap Value Fund Buy 11/24 J Cl.A
80. -- Morgan Stanley Mid Cap Growth Port CL Buy 11/24 J p
81. -- Mutual Series Mutual Shares CL A Buy 11/24 J
82. -- Nuveen NJ Muni Bond Fund CL A Buy 11/24 K
83. -- T Rowe Price Mid Cal Value Fund Adv Buy 11/24 J Class
84. -- T Rowe Price Value Fund Adv Class Buy 11/24 K
85. -- Royce PA Mutual Fund Buy 11/24 J
1. Income Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C =S2,501 -S5,000 D =$5,001 -Sl5,000 E =Sl5,001 -$50,000 (Sec Columns Bl and D4) F =SS0,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,OOO,OOl -S5,000,000 H2 =More than SS,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =S50,001-Sl00,000 M =$100,001-$250,000
(Sec Columns Cl and D3) N =$250,001 - $500,000 0 =S500,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =SS,000,001 - $25,000,000
P3 =S25,000,001 - S50,000,000 P4 =More than $50,000,000 3. Valu e M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =Ass essment T =Cash Market
(Sec Column C2) U =Book Valu e V=Other W =Estimated
U/W
FINANCIAL DISCLOSURE REPORT
Page 9of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
051812009
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
86. -- S&P 500 Depository Receipt Buy 11/24 K
87. --CRM Mid Cap Value Investor Fund Buy 11/24 J
88. Trust #2 Art. Sixth c Dividend 0 T
89. -- Burlington County NJ Bond
90. -- NJ Health Care Faes Bond Sold 11/12 J A
91. -- NJ State Transit Corp Bond Sold 11/12 L A
92. -- Ocean City NJ Bond
93. -- Columbia Money Market Fund Sold 11/12 K B
94. -- Fidelity Diversified Int'! Fund Sold 11/21 K B (part)
95. -- Columbia Acom Fund Cl. Z Sold 11/21 J A
96. -- Columbia Acom Select Fund Sold 11/21 J A
97. -- Columbia Mid-Cap Value Fund Cl. Z Sold 11/21 J A
98. -- Dodge & Cox Fund Sold 11/21 L A
99. -- Columbia Marisco Growth Fund Sold 11/21 L B
100. -- Bond, Branchburg T"P· NJ Sold 11/21 L A
IOI. -- Fidelity Cash Reserves Buy 11/24 J
102. -- Fidelity Advisor Mid Cap Fund II Cl. I Buy 11/24 J
l . Income Gain Codes: A =Sl,000 or less B =Sl,001 -$2,500 C =$2,501 -S5,000 D=S5,001-Sl5,000 E =$15,001-$50,000
(Sec Columns Bl and 04) F =$50,001 -$100,000 G =s100.001 - s1.ooo.ooo HI =S l,000,001 - $5,000,000 Ill =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,00I - $50.000 L =$50,001 -SI00,000 M =SI00,001 - $250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000.000 P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated
Fur
FINANCIAL DISCLOSURE REPORT
Page 10of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
05/8/2009
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I ) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
103. -- Fidelity Advisor Int'! Discovery Fund Cl. Buy 11124 J
104. -- Fidelity Real Estate Investment Fund Buy 11124 J
105. - Fidelity Blue Chip Growth Fund Buy 11/24 J
106. -- Fidelity Short-Inter Mediate Muni Income Buy 11124 K Fund
107. -Allianz NFJ Dividend Value Fund Cl. D Buy 11124 K
108. -- Baron Growth Fund Buy 11124 J
109. -- Columbia Marisco Focused Eq. Cl. A Buy 11124 K
110. - Credit Suisse Commd Return Strategy Com Shr
Buy 11124 J
111. -- DWS Strategic High Yield Tax Free Cl. S Buy 11124 L
112. -- Davis NY Venture Cl. A Buy 11124 K
113. -- Diamond Hill Small Cap Fund Cl. A Buy 11124 J
114. -- Eaton Vance Float Rate High Income F undAdv
Buy 11124 J
I 15. -- Franklin NJ Tax Free Income Fund A Buy 11124 K
116. -- Harbor Capital Appreciation Fund Buy 11/24 J
117. -- Hartford Capital Appreciation Fund Cl. A Buy 11/24 K
118. - !Shares TR Russell 100 Growth Index Buy 11124 J d
119. --Artio Int'! Equity Fund II Cl. A Buy 11/24 J
I. Inco m e Gain Codes: A =Sl.000 orless B =Sl,001 -S:Z,500 c =$2,501 - $5,000 D=S5,00l -Sl5,000 E=Sl5,001-S50,000
(See Columns Bl and 04) F=S50,00l -$100,000 G =$100,001 - Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than SS,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V=Other W=Estimated
of filing
'
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 11of18 Thompson, Anne E. 05/8/2009
VII. INVES Tl\1ENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 instrucaons.J
D NONE (No reportablt: income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. C. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
120. -- Mutual Series Mutual Shares Cl. A Buy 11124 J
121. -- Nuveen NJ Muni Bond Fund CL A Buy 11/24 J
122. -- RS Value Fund Buy 11/24 J
123. - Rainier Large Cap Equity Port Fund Buy 11124 J
124. --T Rowe Price Mid Cal Value Fund Adv Buy 11124 J Class
125. -T Rowe Price Value Fund Adv Class Buy 11124 K
126. - Royce PA Mutual Fund Buy 11124 J
127. - S&P 500 Depository Receipt Buy 11124 K
128. --Thornburg Value Fund Cl. A Buy 11124 J
129. - Van Kampen Com Stock CL A Buy 11124 J
130. - CRM Mid Cap Value Investor Fund Buy 11124 J
131. Glenmede Trust IRA E Distribution 0 T
132. - Glenmede Core Fixed Income Port
133. -- Bank of America Bond
134. - Corp Backed Trust Certs Bond
135. - Corts GE Capital Bond
136. -- ING Group Bond
I. lne-0me Gain Codes: A =Sl,000 orlcss B =SJ,001 -S2,500 C =S2,50J - $5,000 D =S5,00J -SJ5,000 E =SJ5,00I -S50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =SJ00,001 - Sl,000,000 HI =Sl,000,001-$5,000,000 H1 =More than S5,000,000 2. Value Codes J =S15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000
(See Columns CJ and 03) N =$250,001 -$500,000 O =$500,001 -SJ,000,000 Pl =Sl,000,001 -$5,000,000 P2 =S5,000,00J - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book V alue V=Other W=Estimated
(2) (3) (4) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page-12of18 05/8/2009Thompson, Anne E.
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2)(I) (I) (I) (2) Place "(X)" after each asset
exempt from prior disclosure
Amount Code I (A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
137. - General Electric Co
138. - ChevronTexaco Corp
139. -- Exxon Mobil Corp
140. -- Bank of America Corp
141. - Citigroup Inc
142. - Johnson & Johnson
143. - Microsoft Corp
144. - Duke Energy Corp
145. -- Glenmede Govt Cash Fund
146. - Talisman Energy
14 7. -- FNMA Dtd 2/18/04
148. -- Glenmede International Fund
149. - Devon Energy Group
Type (e.g.,
buy, sell,
redemption)
Buy (add'!)
Sold
Sold
Sold
Sold
Buy (add'!)
Sold
Sold (part)
Date
Month-
Day
06/19
01104
06/18
11/21
05130
07/11
01/25
05119
Value
Code 2 (J-P)
Gain
Code I (A-H)
Identity of
buyer/seller
(if private
transaction)
J
K D
J A
J A
J c
J
K A
J c
150. -- Merrill Lynch Bond Sold 09/11 K A
151. -- Genentech Inc Sold 09104 J B (part)
152. - Equitable Resources Inc Sold 01115 J D (part)
153. - Equitable Resources Inc Buy 06/26 J (add'l)
I. Income Gain Codes: A =S 1,000 orless B =SJ,oot - S2,500 C =S2,50 t - SS,000 D =SS,OOt • SlS,000 E =Sl5,00t • $50,000
(Sec Cotwnns BI and 04) F =S50,00I • St00,000 G =SI00,001 - St,000,000 Ht =Sl,000,001 • SS,000,000 H2 =More than SS,000,000 2. Value Codes J =$15,000 orless K =$15,001 - $50,000 L =$50,001. SI00,000 M =$100,001 • $250,000
(See Columns Ct a nd 03) N =S250,00t - $500,000 0 =$500,001 - Sl,000,000 Pt =$1,000,001 - SS,000,000 P2 =S5,000,00I - S25,000,000
P3 =$25,000,001 • SS0,000,000 P4 =More than SS0,000,000 3. Value M ethod Codes Q=Appraisal R =Cost (Real Esta te Only) S =Assessment T =Cash Market
(Sec Column C2) U=Bo okValue V =Other W=Estima ted
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 13of18 Thompson, Anne E. 05/8/2009
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "{X)" after each asset exempt from prior disclosure
154. -- Weatherford Int'! Ltd Buy 02/06 1 {add'!)
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
155. -- Apple Computer Inc
156. -American International Group Sold 01117 1 A
157. -- Unitedhealth Group Buy 04103 1 (add'!)
158. - Unitedhealth Group Sold 06119 1 A
159. -- Qualcomm Corp Buy 07/01 1 (add'!)
160. - U.S. Treas Notes Dtd 10/31/06 4.875% Sold 10131 L A
161. -- Rio Tinto PLC
162. -- NII Holdings Inc - Cl. B Buy 03107 1 (add'!)
163. -- NII Holdings Inc - Cl. B Sold 09105 1 A {part)
164. -- McDermott International Inc Sold 06106 1 D (part)
165. -- McDermott International Inc Buy 08/08 1 (add'!)
166. -- Procter & Gamble Co
167. -- Cisco Systems Sold 07109 1 A
168. -- Nordstrom Inc Sold 01/25 1 A
169. - Valero Energy Corp Sold 03/14 1 A
170. -- Wachovia Corp Sold 09130 1 A
l. Income Gain Codes: A =SJ ,000 or less B =SI,001 -S2,500 C =$2,50 I - $5,000 D =S5,00I -$15,000 E =SI5,00I -S50,000
(Sec Columns BI and 04) F =$50,001 • SI00,000 G =SI00,001 • SI,000,000 HI =SI,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =SIS,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000
(Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 Pl =$5,000,001 -$25,000,000 P3 =$15,000,001 • $50,000,000 P4 =More thao $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column Cl) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 14of18
Name of Person Reporting
Thompson, Anne E.
Date of Report
051812009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
171. -- Joy Global Inc
172. -- Wellpoint Inc
173. -- FPL Group Inc
174. -- Neustar Inc
I 75. -- Neustar Inc
176. --Ace Limited ORD
177. -- Nvidia Corp
178. - Hansen Natural Corp
179. -- Texas Instruments Inc
180. --Accenture Ltd
181. --AT&T Inc
182. - Bond, Freddie Mac
183. -- ITT Educational Services Inc
184. -- Nucor Corp
185. -- Nucor Corp
186. -- Coach Inc
187. -- Coach Inc
B. c.
Income during Gross value at end of
reporting period reporting period
(I) (2) (I) Amount Type(e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)
(2) (I) Value Type(e.g.,
Method buy, sell,
Code 3 redemption) (Q-W)
Sold
Sold
Buy (add'!)
Sold
Sold
Buy (add'!)
Buy (add'!)
Sold
Sold
Buy
Sold
Buy
Sold
D.
Transactions during reporting period
(2) (3) (4) Date Value Gain
Month- Code 2 Code I Day (J-P) (A-H)
02/08 K c
01/09 J A
02106 J
11/21 J A
07110 J A
05109 J
01/30 J
09/08 J A
01/08 J A
01104 J
05/08 K D
01104 J
10/30 J A
(5) Identity of
buyer/seller
(if private
transaction)
I. Income Gain Cod es: A =S 1,000 or less B =Sl,001 -$2,500 C =S2,501 - $5,000 D =$5,001- Sl5,000 E =S15,001-S50,000
(See Colwnns Bl and D4) F =$50,001 - SI00,000 G =$100,001 - Sl,000,000 HI =S 1,000,00 I -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=S50,001-$100,000 M =SI00,001 • $250,000
(See Colwnns Cl and DJ) N =$250,001 • $500,000 0 =$500,001 • Sl,000,000 Pl =$1,000,001-S5,000,000 P2 =S5,000,001 • S25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,000
3. Value M ethod Codes Q =Appraisal R =Cost (Real Estat e Only) S =Assessm ent T =Cash Market
(See Column C2) U =Book Value V=Otber W =Estimated
of filing
--
A.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 15of18 Thompson, Anne E. 05/8/2009
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 instructions.)-
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
188. -- Bond, Fannie Mae Buy 01/08 K
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
189. -- Bond, Fannie Mae Sold 09/08 J A
190. -- American Express Co Buy 01/11 J
191. -- American Express Co Sold 09125 J A
192. -- Hartford Financial Services Group Inc Buy 01/28 J
193. Fairpoint Communications Inc Buy 02/20 J
194. -- F airpoint Communications Inc Sold 04/11 J A
195. -- Verizon Communications Buy 02/20 J
196. -- Verizon Communications Sold 11/24 J A
197. -- Google Inc Buy 02/21 K
198. - JP Morgan Chase & Co Buy 03/17 J
199. -- Carpenter Technology Corp Buy 04/30 J
200. -- Black & Decker Corp Buy 06104 K
201. -- Black & Decker Corp Sold 09/18 K A
202. -- Honeywell International Inc Buy 06125 J
203. -- Gannin Ltd Buy 06/27 J
204. -- Garmin Ltd Sold 09104 J A
l. Income Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C =S2,501 -S5,000 D =S5,00I -Sl 5,000 E =S15,00I -S50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =SJ00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 Ill =More than $5,000,000 2. Value Codes J415,000 orless K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N =S250,001 -$500,000 O=S500,00l -Sl ,OOO,OOO Pl =Sl,000,001 -S5,000,000 P2 =S5,000,00I -S25,000,000 P3 =S25,000,00I -S50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated
--
FINANCIAL DISCLOSURE REPORT
Page 16of18
Name of Person Reporting Date of Report
Thompson, Anne E. 05/8/2009
VII. INVESTMENTS and TRUSTS -income, value, transacJions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing 1ns1ructions.J
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
205. Nucor Corp Buy 08/07 J
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
206. -- Express Scripts Buy 10/07 J
207. -- CVS Corp Buy 10/17 J
208. Goldman Sachs Group Inc Buy 11/14 J-
209. - U.S. Bancorp Buy 12/02 J-
I. Income Gain Codes: A =$1,000 or less B =SI,001 • S2,500 C =$2,50 I -S5,000 D=S5,001-Sl5,000 E =$15,00I -$50,000
(Sec Columns B l and 04) F =$50,001 -SI00,000 G =SI00,001 • SI,000,000 HI =SJ,000,001 • $5,000,000 H2 =More than $5,000,000 2. Value Codes ] =$15,000 or l ess K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000
(See Columns CI a nd 03) N =$250,001 -$500,000 0 =$500,001 -SI,000,000 Pl =SI,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =Mor e than $50,000,000
3. Value M ethod Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 17of18 Thompson, Anne E. 05/8/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/ReporL)
FINANCIAL DISCLOSURE REPORT
Page 18of18
Name of Person Reporting Date of Report
Thompson, Anne E. 05/8/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signatur
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REP AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544