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Thompson_Anne_E

Thompson Anne E - Judicial Watch...revising bar exam and evaluating performance of test questions. 2. 3. 4. B. Spouse's Non-Investment Income -If you were married during any portion

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  • Thompson_Anne_E

  • PURPOSE

    3.

    FINANCIAL DISCLOSURE REPORT

    Page 2of18

    Name of Person Reporting Date of Report

    Thompson, Anne E. 05/8/2009

    III. NON-INVESTMENT JN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

    A. Filer's Non-Investment Income

    D NONE (No reportable non-investment income.)

    SOURCE AND TYPE INCOME (yours, not spouse's)

    I. 2008 National Conference of Bar Examiners - Fees earned for drafting, editing $6,000.00 & revising bar exam and evaluating performance of test questions.

    2.

    3.

    4.

    B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this sectiolL (Dollar amount not required except for honoraria)

    [l] NONE (No reportable non-investment income.)

    SOURCE AND TYPE

    I.

    2.

    3.

    4.

    IV. REI1\IBURSE1\1ENTS -transportation, lodging.food, entertainment (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    D NONE (No reportable reimbursements.)

    SOURCE DATES LOCATION ITEMS PAID OR PROVIDED

    I. National Conference of Bar May 15-18, 2008 Alexandria, VA Activity of Organization Airfare, Hotel, Meals & Local Transp. Examiners

    2. National Conference of Bar September 18-21, 2008 San Diego, CA Activity of Organization Airfare, Hotel, Meals & Local Transp. Examiners

    4.

  • SOURCE

    CREDITOR

    5.

    FINANCIAL DISCLOSURE REPORT

    Page 3of18

    Name or Person Reporting

    Thompson, Anne E.

    Date or Report

    05/8/2009

    V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

    [Z] NONE (No reportable gifts.)

    I.

    DESCRIPTION VALUE

    3.

    4.

    VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

    [Z] NONE (No reportable liabilities.)

    DESCRIPTION VALUE CODE

    2.

    3.

    4.

    5.

  • B.

    FINANCIAL DISCLOSURE REPORT

    Page 4of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    05/8/2009

    VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. c. D.

    Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5)

    Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller

    (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    1. Vanguard U.S. Growth Fund None Sold 01102 L A

    2. Vanguard International Growth Fund None Sold 01/02 L E

    3. Sun Nat') Bank Checking Account A Interest K T

    4. Sun Nat'! Bank Checking Account #2 None Transferred (to line 3)

    5. Dukes County Bank Account None 1 T

    6. ING Direct A Interest 1 T

    7. Glenrnede Tax-Exempt Fund A Int./Div. 1 T

    8. Genentech Inc None 1 T Sold 09104 1 B (part)

    9. Talisman Energy A Dividend 1 T Sold 06/16 1 B (part)

    10. Apple Compuer Inc None Sold 05/01 1 c (part)

    11. Apple Compuer Inc None Sold 06/16 1 c

    12. American International Group Inc None Sold 01/17 1 A

    13. Equitable Resources Inc None Sold 01/15 1 B

    14. Procter & Gamble Co A Dividend J T

    15. Cisco Systems None Sold 06120 1 A

    16. Valero Energy Corp A Dividend Sold 03/14 1 A

    17. Joy Global Inc A Dividend Sold 03/05 J A

    I. Income Gain Codes: A =SI ,000 or Jess B=Sl,001 -$2,500 C =S2,501 -S5,000 D =$5,001 - SJ5,000 E=SJ5,001-S50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

    2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000 (See Columns Cl and DJ) N =S250,001 - $500,000 0 =S500,00I - $1,000,000 Pl =Sl,OOO,OOl -$5,000,000 P2 =$5,000,001 - $25,000,000

    PJ =$25,000,001 -S50,000,000 P4 =More than SS0,000,000 3. Value Mithod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

    (See Column C2) U =Book Value V=Other W =Estimated

  • FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

    05/8/2009Thompson, Anne E. Page 5of18

    VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse 'and dependent children; see PP· 34-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. C. D.

    Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g. , Date Value Gain Identity of

    exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    18. FPL Group A Dividend J T

    19. Ace Limited Ord A Dividend Sold 07/10 J A

    20. McDermott International Inc None Sold 06106 J A (part)

    21. McDermott International Inc None Buy 10/29 J (add'))

    22. McDermott International Inc None Sold 12124 J A

    23. Texas Instruments Inc A Dividend Sold 12124 J A

    24. Hansen Natural Corp None J T

    25. ITT Educational Services Inc None Sold 01/08 J A

    26. Coach Inc None Buy 01/04 J

    27. Coach Inc None Sold 10/30 J A

    28. American Express Co A Dividend Buy 01/11 J

    29. American Express Co None Sold 09125 J A

    30. Fairpoint Communications Inc None Buy 02120 J

    31. Fairpoint Communications Inc None Sold 04/01 J A

    32. Verizon Communications A Dividend Buy 02/20 J

    33. Verizon Communications None Sold 11/24 J A

    34. NII Holdings Inc-CJ B None Buy 04/10 J

    I. Income Gain Codes: A=SJ,OOOorlcss B=$1,001 - $2,500 c=$2,501 -$5,000 D=$5,001 • $15,000 E =$15,001 • $50,000 (See Columns BI and D4) F =$50,001 • $100,000 G =$100,001-$1,000,000 HI =$1,000,001 • $5,000,000 Hl =More than $5,000,000

    2. Value Codes J=SJ 5,000 or less K =S 15,001 - $50,000 L=$50,001 -S 100,000 M =SI 00,00I - $250,000 (See Columns Cl and 03) N=$250,001 -$500,000 0=$500,001 - SI ,000,000 Pl =SJ,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

    P3 =S25,000,001 • $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q=Appraisal R =Cost {Real Estate Only) S=Assessment T =Cash Market

    {See Column C2) U =Book Value V=Other W=Estimated

  • FINANCIAL DISCLOSURE REPORT

    Page 6of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    051812009

    VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. c. D.

    Description of Assets I ncome du ring G r oss value a t en d of T ra nsactions du ring repor ting period

    (inclu ding trust assets) r eporting period r eporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset A mou n t Type (e.g., Value Value Type (e.g., Date Value Gain I den tity of

    exempt from prior discl osure Code I div., ren t Code2 Method buy, sell, M on th- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transac tion)

    35. NII Holdings Inc-Cl B None Sold 09105 J A

    36. Carpenter Technology Corp A Dividend Buy 04/25 J

    37. Carpenter Technology Corp None Sold 12/05 J A

    38. JP Morgan Chase & Co A Dividend J T Buy 03/17 J

    39. General Electric Co A Dividend J T Buy 06/16 J

    40. Express Scripts None J T Buy 10/07 J .

    41. CVS Corp A Dividend J T Buy 10/17 J

    42. Goldman Sachs Group Inc None J T Buy 11/14 J

    43. Rio Tinto PLC None J T Buy 11/26 J

    44. U.S. Bancorp None J T Buy 12/02 J

    45. Trust #I -- U/W Art. Fifth D Dividend N T

    46. -- Delaware River Port Auth Bond Sold 11112 K A

    47. -- Lindenwold Boro NJ Bond Sold 11112 J A

    48. -- NJ State Tpk Auth Bond Sold 01/01 J A (part)

    49. - Columbia Money Market Fund Sold 11/12 K B

    50. -- Fidelity Diversified Int'! Fund Sold 11/24 K A (part)

    51. - Columbia Acom Fund Cl. Z Sold 11/24 J c

    l. Income Gain Codes: A =S 1,000 or less B =$1,001 - S2,500 C =S2,501 - S5,000 D =S5,00I - Sl5,000 E =$15,001 • $50,000

    (Sec Colwnns BI and D4) F =S50,00l -SIOO,OOO G =SI00,001 - Sl,000,000 HI =$1,000,001 • $5,000,000 H2 =Mon: lhan $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 - $100,000 M =SI00,001 - S250,000

    (See Columns Cl and 03) N =$250,00I - $500,000 0 =S500,00I • Sl,000,000 Pl =Sl,000,001-S5,000,000 P2 =SS,000,001 • $25,000,000 PJ =$25,000,001 • SS0,000,000 P4 =More than $50,000,000

    3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

  • Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

    Page 7of18 Thompson, Anne - 05/8/2009

    VD. INVEST1\1ENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (l) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

    exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    52. -- Columbia Acom Select Fund Sold 11/24 J A

    53. -- Columbia Mid-Cap Value Fund Cl. Z Sold 11124 J A

    54. -- Fidelity Income Strategic Fund Sold 11/24 M A

    55. -- Dodge & Cox Fund Sold 11/24 L A

    56. -- Columbia Marisco Growth Fund Sold 11/24 L A

    57. -- Bond, Branchburg Twp, NJ Sold 11/24 L A

    58. -- Columbia Marisco 21st Century Fund Sold 11/24 J c

    59. -- Fidelity Cash Reserves Buy 11/24 J

    60. -- Fidelity Advisor New Insights Fund Cl. I Buy 11/24 J

    61. - Fidelity Real Estate Investment Fund Buy 11/24 J

    62. -- Fidelity Blue Chip Growth Fund Buy 11/24 J

    63. -- Fidelity NJ Municipal Income Fund Buy 11124 K

    64. -- Fidelity Short-Inter Mediate Muni Income Buy 11/24 K Fund

    65. -- Cambriar Opportunity Investor Fund Buy 11/24 J

    66. -- AllianceBem Muni Inc Fund II NJ CI. A Buy 11/24 K

    67. -- Allianz NFJ Dividend Value Fund CL D Buy 11/24 K

    68. -- Baron Growth Fund Buy 11/24 J

    1. Inco me Gain Codes: A =Sl,000 or less B =Sl,001-$2,500 c =$2,501 - $5,000 0 =S5,001-Sl5,000 E =SI5,001 - $50,000 (See Column s Bl and 04) F =S50,00J - SI00,000 G =S 100,00 l - S 1,000,000 HI =Sl,000,001 • $5,000,000 H2 =More than $5,000,000

    2. Value Codes J =$15,000 o r less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (See Columns CJ a nd 03) N =$250,001 -$500,000 0 =S500,00I - $1,000,000 Pl =SJ,OOO,OOJ -S5,000,000 P2 =S5,000,00J -$25,000,000

    P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value M ethod Codes Q =Appra isal R =Co st (Real Estate Only) S =Assessment T =Cash M arket

    (See Column C2) U =Book Value V=Other W =Estima ted

  • F ANCIAL DISCLOSURE REPORT

    Page 8of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    05/8/2009

    VIl. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. c. D.

    Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

    exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate

    (Q-W) transaction)

    69. -- Clipper Fund Buy 11/24 J

    70. -- Columbia Marisco Focused Eq. CL A Buy 11/24 K

    71. - Credit Suisse Commd Return Strategy Buy 11/24 J Com Shr

    72. - DWS Strategic High Yield Tax Free CL S Buy 11/24 K

    73. -- Davis NY Venture CL A Buy 11/24 K

    74. - Diamond Hill Small Cap Fund CL A Buy 11/24 J

    75. -- Eaton Vance Float Rate High Income F Buy 11/24 J und Adv

    76. -- Franklin NJ Tax Free Income Fund A Buy 11/24 K

    77. - Harbor Capital Appreciation Fund Buy 11/24 J

    78. -- Hartford Capital Appreciation Fund Cl. A Buy 11/24 J

    79. -- Hotchkins & Wiley Mid Cap Value Fund Buy 11/24 J Cl.A

    80. -- Morgan Stanley Mid Cap Growth Port CL Buy 11/24 J p

    81. -- Mutual Series Mutual Shares CL A Buy 11/24 J

    82. -- Nuveen NJ Muni Bond Fund CL A Buy 11/24 K

    83. -- T Rowe Price Mid Cal Value Fund Adv Buy 11/24 J Class

    84. -- T Rowe Price Value Fund Adv Class Buy 11/24 K

    85. -- Royce PA Mutual Fund Buy 11/24 J

    1. Income Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C =S2,501 -S5,000 D =$5,001 -Sl5,000 E =Sl5,001 -$50,000 (Sec Columns Bl and D4) F =SS0,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,OOO,OOl -S5,000,000 H2 =More than SS,000,000

    2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =S50,001-Sl00,000 M =$100,001-$250,000

    (Sec Columns Cl and D3) N =$250,001 - $500,000 0 =S500,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =SS,000,001 - $25,000,000

    P3 =S25,000,001 - S50,000,000 P4 =More than $50,000,000 3. Valu e M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =Ass essment T =Cash Market

    (Sec Column C2) U =Book Valu e V=Other W =Estimated

  • U/W

    FINANCIAL DISCLOSURE REPORT

    Page 9of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    051812009

    VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

    exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    86. -- S&P 500 Depository Receipt Buy 11/24 K

    87. --CRM Mid Cap Value Investor Fund Buy 11/24 J

    88. Trust #2 Art. Sixth c Dividend 0 T

    89. -- Burlington County NJ Bond

    90. -- NJ Health Care Faes Bond Sold 11/12 J A

    91. -- NJ State Transit Corp Bond Sold 11/12 L A

    92. -- Ocean City NJ Bond

    93. -- Columbia Money Market Fund Sold 11/12 K B

    94. -- Fidelity Diversified Int'! Fund Sold 11/21 K B (part)

    95. -- Columbia Acom Fund Cl. Z Sold 11/21 J A

    96. -- Columbia Acom Select Fund Sold 11/21 J A

    97. -- Columbia Mid-Cap Value Fund Cl. Z Sold 11/21 J A

    98. -- Dodge & Cox Fund Sold 11/21 L A

    99. -- Columbia Marisco Growth Fund Sold 11/21 L B

    100. -- Bond, Branchburg T"P· NJ Sold 11/21 L A

    IOI. -- Fidelity Cash Reserves Buy 11/24 J

    102. -- Fidelity Advisor Mid Cap Fund II Cl. I Buy 11/24 J

    l . Income Gain Codes: A =Sl,000 or less B =Sl,001 -$2,500 C =$2,501 -S5,000 D=S5,001-Sl5,000 E =$15,001-$50,000

    (Sec Columns Bl and 04) F =$50,001 -$100,000 G =s100.001 - s1.ooo.ooo HI =S l,000,001 - $5,000,000 Ill =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,00I - $50.000 L =$50,001 -SI00,000 M =SI00,001 - $250,000

    (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000.000 P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,000

    3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

  • Fur

    FINANCIAL DISCLOSURE REPORT

    Page 10of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    05/8/2009

    VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (I) (2) (I ) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

    exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J.P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    103. -- Fidelity Advisor Int'! Discovery Fund Cl. Buy 11124 J

    104. -- Fidelity Real Estate Investment Fund Buy 11124 J

    105. - Fidelity Blue Chip Growth Fund Buy 11/24 J

    106. -- Fidelity Short-Inter Mediate Muni Income Buy 11124 K Fund

    107. -Allianz NFJ Dividend Value Fund Cl. D Buy 11124 K

    108. -- Baron Growth Fund Buy 11124 J

    109. -- Columbia Marisco Focused Eq. Cl. A Buy 11124 K

    110. - Credit Suisse Commd Return Strategy Com Shr

    Buy 11124 J

    111. -- DWS Strategic High Yield Tax Free Cl. S Buy 11124 L

    112. -- Davis NY Venture Cl. A Buy 11124 K

    113. -- Diamond Hill Small Cap Fund Cl. A Buy 11124 J

    114. -- Eaton Vance Float Rate High Income F undAdv

    Buy 11124 J

    I 15. -- Franklin NJ Tax Free Income Fund A Buy 11124 K

    116. -- Harbor Capital Appreciation Fund Buy 11/24 J

    117. -- Hartford Capital Appreciation Fund Cl. A Buy 11/24 K

    118. - !Shares TR Russell 100 Growth Index Buy 11124 J d

    119. --Artio Int'! Equity Fund II Cl. A Buy 11/24 J

    I. Inco m e Gain Codes: A =Sl.000 orless B =Sl,001 -S:Z,500 c =$2,501 - $5,000 D=S5,00l -Sl5,000 E=Sl5,001-S50,000

    (See Columns Bl and 04) F=S50,00l -$100,000 G =$100,001 - Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than SS,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =$100,001 -$250,000

    (See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

    P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =Cash Market

    (See Column C2) U =Book Value V=Other W=Estimated

  • of filing

    '

    Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    Page 11of18 Thompson, Anne E. 05/8/2009

    VII. INVES Tl\1ENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 instrucaons.J

    D NONE (No reportablt: income, assets, or transactions.)

    A.

    Description of Assets

    (including trust assets)

    Place "(X)" after each asset exempt from prior disclosure

    B. C. D.

    Income during Gross value at end of Transactions during reporting period

    reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    120. -- Mutual Series Mutual Shares Cl. A Buy 11124 J

    121. -- Nuveen NJ Muni Bond Fund CL A Buy 11/24 J

    122. -- RS Value Fund Buy 11/24 J

    123. - Rainier Large Cap Equity Port Fund Buy 11124 J

    124. --T Rowe Price Mid Cal Value Fund Adv Buy 11124 J Class

    125. -T Rowe Price Value Fund Adv Class Buy 11124 K

    126. - Royce PA Mutual Fund Buy 11124 J

    127. - S&P 500 Depository Receipt Buy 11124 K

    128. --Thornburg Value Fund Cl. A Buy 11124 J

    129. - Van Kampen Com Stock CL A Buy 11124 J

    130. - CRM Mid Cap Value Investor Fund Buy 11124 J

    131. Glenmede Trust IRA E Distribution 0 T

    132. - Glenmede Core Fixed Income Port

    133. -- Bank of America Bond

    134. - Corp Backed Trust Certs Bond

    135. - Corts GE Capital Bond

    136. -- ING Group Bond

    I. lne-0me Gain Codes: A =Sl,000 orlcss B =SJ,001 -S2,500 C =S2,50J - $5,000 D =S5,00J -SJ5,000 E =SJ5,00I -S50,000

    (See Columns Bl and 04) F =$50,001 -$100,000 G =SJ00,001 - Sl,000,000 HI =Sl,000,001-$5,000,000 H1 =More than S5,000,000 2. Value Codes J =S15,000 or less K =$15,001 - $50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000

    (See Columns CJ and 03) N =$250,001 -$500,000 O =$500,001 -SJ,000,000 Pl =Sl,000,001 -$5,000,000 P2 =S5,000,00J - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

    3. Value M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book V alue V=Other W=Estimated

  • (2) (3) (4) (5)

    Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    Page-12of18 05/8/2009Thompson, Anne E.

    VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    0 NONE (No reportable income, assets, or transactions.)

    A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period

    (including trust assets) reporting period reporting period

    (2)(I) (I) (I) (2) Place "(X)" after each asset

    exempt from prior disclosure

    Amount Code I (A-H)

    Type (e.g.,

    div., rent,

    or int.)

    Value

    Code2

    (J-P)

    Value

    Method

    Code 3

    (Q-W)

    137. - General Electric Co

    138. - ChevronTexaco Corp

    139. -- Exxon Mobil Corp

    140. -- Bank of America Corp

    141. - Citigroup Inc

    142. - Johnson & Johnson

    143. - Microsoft Corp

    144. - Duke Energy Corp

    145. -- Glenmede Govt Cash Fund

    146. - Talisman Energy

    14 7. -- FNMA Dtd 2/18/04

    148. -- Glenmede International Fund

    149. - Devon Energy Group

    Type (e.g.,

    buy, sell,

    redemption)

    Buy (add'!)

    Sold

    Sold

    Sold

    Sold

    Buy (add'!)

    Sold

    Sold (part)

    Date

    Month-

    Day

    06/19

    01104

    06/18

    11/21

    05130

    07/11

    01/25

    05119

    Value

    Code 2 (J-P)

    Gain

    Code I (A-H)

    Identity of

    buyer/seller

    (if private

    transaction)

    J

    K D

    J A

    J A

    J c

    J

    K A

    J c

    150. -- Merrill Lynch Bond Sold 09/11 K A

    151. -- Genentech Inc Sold 09104 J B (part)

    152. - Equitable Resources Inc Sold 01115 J D (part)

    153. - Equitable Resources Inc Buy 06/26 J (add'l)

    I. Income Gain Codes: A =S 1,000 orless B =SJ,oot - S2,500 C =S2,50 t - SS,000 D =SS,OOt • SlS,000 E =Sl5,00t • $50,000

    (Sec Cotwnns BI and 04) F =S50,00I • St00,000 G =SI00,001 - St,000,000 Ht =Sl,000,001 • SS,000,000 H2 =More than SS,000,000 2. Value Codes J =$15,000 orless K =$15,001 - $50,000 L =$50,001. SI00,000 M =$100,001 • $250,000

    (See Columns Ct a nd 03) N =S250,00t - $500,000 0 =$500,001 - Sl,000,000 Pt =$1,000,001 - SS,000,000 P2 =S5,000,00I - S25,000,000

    P3 =$25,000,001 • SS0,000,000 P4 =More than SS0,000,000 3. Value M ethod Codes Q=Appraisal R =Cost (Real Esta te Only) S =Assessment T =Cash Market

    (Sec Column C2) U=Bo okValue V =Other W=Estima ted

  • Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    Page 13of18 Thompson, Anne E. 05/8/2009

    VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

    0 NONE (No reportable income, assets, or transactions.)

    A.

    Description of Assets

    (including trust assets)

    Place "{X)" after each asset exempt from prior disclosure

    154. -- Weatherford Int'! Ltd Buy 02/06 1 {add'!)

    B. c. D.

    Income during Gross value at end of Transactions during reporting period reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    155. -- Apple Computer Inc

    156. -American International Group Sold 01117 1 A

    157. -- Unitedhealth Group Buy 04103 1 (add'!)

    158. - Unitedhealth Group Sold 06119 1 A

    159. -- Qualcomm Corp Buy 07/01 1 (add'!)

    160. - U.S. Treas Notes Dtd 10/31/06 4.875% Sold 10131 L A

    161. -- Rio Tinto PLC

    162. -- NII Holdings Inc - Cl. B Buy 03107 1 (add'!)

    163. -- NII Holdings Inc - Cl. B Sold 09105 1 A {part)

    164. -- McDermott International Inc Sold 06106 1 D (part)

    165. -- McDermott International Inc Buy 08/08 1 (add'!)

    166. -- Procter & Gamble Co

    167. -- Cisco Systems Sold 07109 1 A

    168. -- Nordstrom Inc Sold 01/25 1 A

    169. - Valero Energy Corp Sold 03/14 1 A

    170. -- Wachovia Corp Sold 09130 1 A

    l. Income Gain Codes: A =SJ ,000 or less B =SI,001 -S2,500 C =$2,50 I - $5,000 D =S5,00I -$15,000 E =SI5,00I -S50,000

    (Sec Columns BI and 04) F =$50,001 • SI00,000 G =SI00,001 • SI,000,000 HI =SI,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =SIS,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000

    (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 Pl =$5,000,001 -$25,000,000 P3 =$15,000,001 • $50,000,000 P4 =More thao $50,000,000

    3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column Cl) U =Book Value V =Other W =Estimated

  • FINANCIAL DISCLOSURE REPORT

    Page 14of18

    Name of Person Reporting

    Thompson, Anne E.

    Date of Report

    051812009

    VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

    D NONE (No reportable income, assets, or transactions.)

    A.

    Description of Assets

    (including trust assets)

    Place "(X)" after each asset

    exempt from prior disclosure

    171. -- Joy Global Inc

    172. -- Wellpoint Inc

    173. -- FPL Group Inc

    174. -- Neustar Inc

    I 75. -- Neustar Inc

    176. --Ace Limited ORD

    177. -- Nvidia Corp

    178. - Hansen Natural Corp

    179. -- Texas Instruments Inc

    180. --Accenture Ltd

    181. --AT&T Inc

    182. - Bond, Freddie Mac

    183. -- ITT Educational Services Inc

    184. -- Nucor Corp

    185. -- Nucor Corp

    186. -- Coach Inc

    187. -- Coach Inc

    B. c.

    Income during Gross value at end of

    reporting period reporting period

    (I) (2) (I) Amount Type(e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)

    (2) (I) Value Type(e.g.,

    Method buy, sell,

    Code 3 redemption) (Q-W)

    Sold

    Sold

    Buy (add'!)

    Sold

    Sold

    Buy (add'!)

    Buy (add'!)

    Sold

    Sold

    Buy

    Sold

    Buy

    Sold

    D.

    Transactions during reporting period

    (2) (3) (4) Date Value Gain

    Month- Code 2 Code I Day (J-P) (A-H)

    02/08 K c

    01/09 J A

    02106 J

    11/21 J A

    07110 J A

    05109 J

    01/30 J

    09/08 J A

    01/08 J A

    01104 J

    05/08 K D

    01104 J

    10/30 J A

    (5) Identity of

    buyer/seller

    (if private

    transaction)

    I. Income Gain Cod es: A =S 1,000 or less B =Sl,001 -$2,500 C =S2,501 - $5,000 D =$5,001- Sl5,000 E =S15,001-S50,000

    (See Colwnns Bl and D4) F =$50,001 - SI00,000 G =$100,001 - Sl,000,000 HI =S 1,000,00 I -$5,000,000 H2 =More than $5,000,000

    2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=S50,001-$100,000 M =SI00,001 • $250,000

    (See Colwnns Cl and DJ) N =$250,001 • $500,000 0 =$500,001 • Sl,000,000 Pl =$1,000,001-S5,000,000 P2 =S5,000,001 • S25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,000

    3. Value M ethod Codes Q =Appraisal R =Cost (Real Estat e Only) S =Assessm ent T =Cash Market

    (See Column C2) U =Book Value V=Otber W =Estimated

  • of filing

    --

    A.

    Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

    Page 15of18 Thompson, Anne E. 05/8/2009

    VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 instructions.)-

    D NONE (No reportable income, assets, or transactions.)

    Description of Assets

    (including trust assets)

    Place "(X)" after each asset

    exempt from prior disclosure

    188. -- Bond, Fannie Mae Buy 01/08 K

    B. c. D.

    Income during Gross value at end of Transactions during reporting period

    reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month· Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    189. -- Bond, Fannie Mae Sold 09/08 J A

    190. -- American Express Co Buy 01/11 J

    191. -- American Express Co Sold 09125 J A

    192. -- Hartford Financial Services Group Inc Buy 01/28 J

    193. Fairpoint Communications Inc Buy 02/20 J

    194. -- F airpoint Communications Inc Sold 04/11 J A

    195. -- Verizon Communications Buy 02/20 J

    196. -- Verizon Communications Sold 11/24 J A

    197. -- Google Inc Buy 02/21 K

    198. - JP Morgan Chase & Co Buy 03/17 J

    199. -- Carpenter Technology Corp Buy 04/30 J

    200. -- Black & Decker Corp Buy 06104 K

    201. -- Black & Decker Corp Sold 09/18 K A

    202. -- Honeywell International Inc Buy 06125 J

    203. -- Gannin Ltd Buy 06/27 J

    204. -- Garmin Ltd Sold 09104 J A

    l. Income Gain Codes: A =S 1,000 or less B =Sl,001 -S2,500 C =S2,501 -S5,000 D =S5,00I -Sl 5,000 E =S15,00I -S50,000

    (See Columns Bl and 04) F =$50,001 -$100,000 G =SJ00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 Ill =More than $5,000,000 2. Value Codes J415,000 orless K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

    (See Columns Cl and DJ) N =S250,001 -$500,000 O=S500,00l -Sl ,OOO,OOO Pl =Sl,000,001 -S5,000,000 P2 =S5,000,00I -S25,000,000 P3 =S25,000,00I -S50,000,000 P4 =More than $50,000,000

    3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated

  • --

    FINANCIAL DISCLOSURE REPORT

    Page 16of18

    Name of Person Reporting Date of Report

    Thompson, Anne E. 05/8/2009

    VII. INVESTMENTS and TRUSTS -income, value, transacJions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing 1ns1ructions.J

    D NONE (No reportable income, assets, or transactions.)

    A.

    Description of Assets

    (including trust assets)

    Place "(X)" after each asset

    exempt from prior disclosure

    205. Nucor Corp Buy 08/07 J

    B. c. D.

    Income during Gross value at end of Transactions during reporting period

    reporting period reporting period

    (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

    (Q-W) transaction)

    206. -- Express Scripts Buy 10/07 J

    207. -- CVS Corp Buy 10/17 J

    208. Goldman Sachs Group Inc Buy 11/14 J-

    209. - U.S. Bancorp Buy 12/02 J-

    I. Income Gain Codes: A =$1,000 or less B =SI,001 • S2,500 C =$2,50 I -S5,000 D=S5,001-Sl5,000 E =$15,00I -$50,000

    (Sec Columns B l and 04) F =$50,001 -SI00,000 G =SI00,001 • SI,000,000 HI =SJ,000,001 • $5,000,000 H2 =More than $5,000,000 2. Value Codes ] =$15,000 or l ess K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI00,001 -$250,000

    (See Columns CI a nd 03) N =$250,001 -$500,000 0 =$500,001 -SI,000,000 Pl =SI,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =Mor e than $50,000,000

    3. Value M ethod Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated

  • Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    Page 17of18 Thompson, Anne E. 05/8/2009

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/ReporL)

  • FINANCIAL DISCLOSURE REPORT

    Page 18of18

    Name of Person Reporting Date of Report

    Thompson, Anne E. 05/8/2009

    IX. CERTIFICATION.

    I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

    I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

    Signatur

    NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REP AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

    FILING INSTRUCTIONS

    Mail signed original and 3 additional copies to:

    Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544