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BEFORE THE MEDICAL BOARD OF CALIFORNIA DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA In the Matter of the Accusation Against: ) ) ) ) WALTON JAMES MONTEGUT, M.D. ) Case No. 04-2010-207017 Physician's and Surgeon's Certificate No. A 60845 Respondent ) ) ) ) ) __________________________ ) DECISION The attached Stipulated Settlement and Disciplinary Order is hereby adopted as the Decision and Order of the Medical Board of California, Department of Consumer Affairs, State of California. This Decision shall become effective at 5:00p.m. on February 3, 2017. IT IS SO ORDERED: January 5, 2017. MEDICAL BOARD OF CALIFORNIA Michelle Anne Bholat, M.D., Chair PanelB

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Page 1: The Patient Safety League4patientsafety.org/documents/Montegut, Walton James... · 1 Surgeon's Certificate was in full force and effect at all times relevant to the charges brought

BEFORE THE MEDICAL BOARD OF CALIFORNIA

DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA

In the Matter of the Accusation Against:

) ) ) )

WALTON JAMES MONTEGUT, M.D. ) Case No. 04-2010-207017

Physician's and Surgeon's Certificate No. A 60845

Respondent

) ) ) ) ) __________________________ )

DECISION

The attached Stipulated Settlement and Disciplinary Order is hereby adopted as the Decision and Order of the Medical Board of California, Department of Consumer Affairs, State of California.

This Decision shall become effective at 5:00p.m. on February 3, 2017.

IT IS SO ORDERED: January 5, 2017.

MEDICAL BOARD OF CALIFORNIA

Michelle Anne Bholat, M.D., Chair PanelB

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1 KAMALA D. HARRIS Attorney General of California E. A. JONES III Supervising Deputy Attorney General CINDY M. LOPEZ Deputy Attorney General State Bar No. 119988

California Department of Justice 300 So. Spring Street, Suite 1702 Los Angeles, CA 90013 Telephone: (213) 897-7373 Facsimile: (213) 897-9395

Attorneys for Complainant

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BEFORE THE MEDICAL BOARD OF CALIFORNIA

DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA

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11 In the Matter of the Accusation Against:

12 WALTON MONTEGUT, M.D. 1401 Avocado Avenue, Suite 610

13 Newport Beach, CA 92660

14 Physician's and Surgeon's Certificate No. A 60845

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Case No. 04-2010-207017

OAH No. 2016060059

STIPULATED SETTLEMENT AND DISCIPLINARY ORDER

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Respondent.

PARTIES

1. Kimberly Kirchmeyer (Complainant) is the Executive Director of the Medical Board

20 of California (Board). She brought this action solely in her official capacity and is represented in

21 this matter by Kamala D. Harris, Attorney General ofthe State of California, by Cindy M. Lopez,

22 Deputy Attorney General.

23 2. Respondent WALTON MONTEGUT, M.D. (Respondent) is represented in this

24 proceeding by attorney Henry Lewin, Esq., whose address is: 11377 West Olympic Blvd., 5th

25 Floor, Los Angeles, CA 90064-1683.

26 3. On or about September 5, 1996, the Board issued Physician's and Surgeon's

27 Certificate No. A 60845 to WALTON MONTEGUT, M.D. (Respondent). The Physician's and

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STJPULA TED SETTLEMENT (04-20 10-2070 17)

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1 Surgeon's Certificate was in full force and effect at all times relevant to the charges brought in

2 Accusation No. 04-2010-207017, and will expire on June 30, 2018, unless renewed.

3 JURISDICTION

4 4. Accusation No. 04-2010-207017 was filed before the Board, and is currently pending

5 against Respondent. The Accusation and all other statutorily required documents were properly

6 served on Respondent on July 14, 2015. Respondent timely filed his Notice of Defense

7 contesting the Accusation.

8 5. A copy of Accusation No. 04-2010-207017 is attached as exhibit A and incorporated

9 herein by reference.

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ADVISEMENT AND WAIVERS

6. Respondent has carefully read, fully discussed with counsel, and understands the

12 charges and allegations in Accusation No. 04-2010-207017. Respondent has also carefully read,

13 fully discussed with counsel, and understands the effects ofthis Stipulated Settlement and

14 Disciplinary Order.

15 7. Respondent is fully aware of his legal rights in this matter, including the right to a

16 hearing on the charges and allegations in the Accusation; the right to confront and cross-examine

17 the witnesses against him; the right to present evidence and to testify on his own behalf; the right

18 to the issuance of subpoenas to compel the attendance of witnesses and the production of

19 documents; the right to reconsideration and court review of an adverse decision; and all other

20 rights accorded by the California Administrative Procedure Act and other applicable laws.

21 8. Respondent voluntarily, knowingly, and intelligently waives and gives up each and

22 every right set forth above.

23 CULPABILITY

24 9. Respondent understands and agrees that the charges and allegations in Accusation

25 No. 04-2010-207017, if proven at a hearing, constitute cause for imposing discipline upon his

26 Physician's and Surgeon's Certificate.

27 10. For the purpose of resolving the Accusation without the expense and uncertainty of

28 further proceedings, Respondent agrees that, at a hearing, Complainant could establish a factual

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STIPULATED SETTLEMENT (04-20 I 0-2070 17)

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1 basis for the charges in the Accusation, and that Respondent hereby gives up his right to contest

2 those charges.

3 11. Respondent agrees that his Physician's and Surgeon's Certificate is subject

4 todiscipline and he agrees to be bound by the Board's probationary terms as set forth in the

5 Disciplinary Order below.

6 CONTINGENCY

7 12. This stipulation shall be subject to approval by the Medical Board of California.

8 Respondent understands and agrees that counsel for Complainant and the staff of the Medical

9 Board of California may communicate directly with the Board regarding this stipulation and

10 settlement, without notice to or participation by Respondent or his counsel. By signing the

11 stipulation, Respondent understands and agrees that he may not withdraw his agreement or seek

12 to rescind the stipulation prior to the time the Board considers and acts upon it. If the Board fails

13 to adopt this stipulation as its Decision and Order, the Stipulated Settlement and Disciplinary

14 Order shall be of no force or effect, except for this paragraph, it shall be inadmissible in any legal

15 action between the parties, and the Board shall not be disqualified from further action by having

16 considered this matter.

17 13. The parties understand and agree that Portable Document Format (PDF) and facsimile

18 copies of this Stipulated Settlement and Disciplinary Order, including PDF and facsimile

19 signatures thereto, shall have the same force and effect as the originals.

20 14. In consideration of the foregoing admissions and stipulations, the parties agree that

21 the Board may, without further notice or formal proceeding, issue and enter the following

22 Disciplinary Order:

23 DISCIPLINARY ORDER

24 IT IS HEREBY ORDERED that Physician's and Surgeon's Certificate No. A 60845 issued

25 to Respondent WALTON MONTEGUT, M.D. is revoked. However, the revocation is stayed and

26 Respondent is placed on probation for three (3) years on the following terms and conditions.

27 1. EDUCATION COURSE. Within 60 calendar days of the effective date of this

28 Decision, and on an annual basis thereafter, Respondent shall submit to the Board or its designee

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STIPULATED SETTLEMENT (04-20 I 0-2070 I 7)

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1 for its prior approval educational program(s) or course(s) which shall not be less than 40 hours

2 per year, for each year of probation. The educational program(s) or course(s) shall be aimed at

3 correcting any areas of deficient practice or knowledge and shall be Category I certified. The

4 educational program(s) or course(s) shall be at Respondent's expense and shall be in addition to

5 the Continuing Medical Education (CME) requirements for renewal of licensure. Following the

6 completion of each course, the Board or its designee may administer an examination to test

7 Respondent's knowledge of the course. Respondent shall provide proof of attendance for 65

8 hours of CME of which 40 hours were in satisfaction of this condition.

9 2. PRESCRIBING PRACTICES COURSE. Within 60 calendar days of the effective

10 date of this Decision, Respondent shall enroll in a course in prescribing practices equivalent to the

11 Prescribing Practices Course at the Physician Assessment and Clinical Education Program,

12 University of California, San Diego School of Medicine (Program), approved in advance by the

13 Board or its designee. Respondent shall provide the program with any information and documents

14 that the Program may deem pertinent. Respondent shall participate in and successfully complete

15 the classroom component of the course not later than six (6) months after Respondent's initial

16 enrollment. Respondent shall successfully complete any other component of the course within

17 one (1) year of enrollment. The prescribing practices course shall be at Respondent's expense

18 and shall be in addition to the Continuing Medical Education (CME) requirements for renewal of

19 licensure.

20 A prescribing practices course taken after the acts that gave rise to the charges in the

21 Accusation, but prior to the effective date of the Decision may, in the sole discretion ofthe Board

22 or its designee, be accepted towards the fulfillment of this condition if the course would have

23 been approved by the Board or its designee had the course been taken after the effective date of

24 this Decision.

25 Respondent shall submit a certification of successful completion to the Board or its

26 designee not later than 15 calendar days after successfully completing the course, or not later than

27 15 calendar days after the effective date of the Decision, whichever is later.

28 3. MEDICAL RECORD KEEPING COURSE. Within 60 calendar days ofthe effective

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STIPULATED SETTLEMENT (04-20 I 0-207017)

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1 date of this Decision, Respondent shall enroll in a course in medical record keeping equivalent to

2 the Medical Record Keeping Course offered by the Physician Assessment and Clinical Education

3 Program, University of California, San Diego School ofMedicine (Program), approved in

4 advance by the Board or its designee. Respondent shall provide the program with any information

5 and documents that the Program may deem pertinent. Respondent shall participate in and

6 successfully complete the classroom component of the course not later than six (6) months after

7 Respondent's initial enrollment. Respondent shall successfully complete any other component of

8 the course within one (1) year of enrollment. The medical record keeping course shall be at

9 Respondent's expense and shall be in addition to the Continuing Medical Education (CME)

10 requirements for renewal of licensure.

11 A medical record keeping course taken after the acts that gave rise to the charges in the

12 Accusation, but prior to the effective date of the Decision may, in the sole discretion of the Board

13 or its designee, be accepted towards the fulfillment of this condition if the course would have

14 been approved by the Board or its designee had the course been taken after the effective date of

15 this Decision.

16 Respondent shall submit a certification of successful completion to the Board or its

17 designee not later than 15 calendar days after successfully completing the course, or not later than

18 15 calendar days after the effective date of the Decision, whichever is later.

19 4. PROFESSIONALISM PROGRAM (ETHICS COURSE). Within 60 calendar days of

20 the effective date ofthis Decision, Respondent shall enroll in a professionalism program, that

21 meets the requirements of Title 16, California Code of Regulations (CCR) section 1358.

22 Respondent shall participate in and successfully complete that program. Respondent shall

23 provide any information and documents that the program may deem pertinent. Respondent shall

24 successfully complete the classroom component of the program not later than six (6) months after

25 Respondent's initial enrollment, and the longitudinal component of the program not later than the

26 time specified by the program, but no later than one ( 1) year after attending the classroom

27 component. The professionalism program shall be at Respondent's expense and shall be in

28 addition to the Continuing Medical Education (CME) requirements for renewal oflicensure.

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STIPULATED SETTLEMENT (04-20 I 0-2070 17)

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1 A professionalism program taken after the acts that gave rise to the charges in the

2 Accusation, but prior to the effective date of the Decision may, in the sole discretion of the Board

3 or its designee, be accepted towards the fulfillment of this condition if the program would have

4 been approved by the Board or its designee had the program been taken after the effective date of

5 this Decision.

6 Respondent shall submit a certification of successful completion to the Board or its

7 designee not later than 15 calendar days after successfully completing the program or not later

8 than 15 calendar days after the effective date of the Decision, whichever is later.

9 5. MONITORING- PRACTICE. Within 30 calendar days of the effective date of this

10 Decision, Respondent shall submit to the Board or its designee for prior approval as a practice

11 monitor, the name and qualifications of one or more licensed physicians and surgeons whose

12 licenses are valid and in good standing, and who are preferably American Board of Medical

13 Specialties (ABMS) certified. A monitor shall have no prior or current business or personal

14 relationship with Respondent, or other relationship that could reasonably be expected to

15 compromise the ability of the monitor to render fair and unbiased reports to the Board, including

16 but not limited to any form ofbartering, shall be in Respondent's field of practice, and must agree

17 to serve as Respondent's monitor. Respondent shall pay all monitoring costs.

18 The Board or its designee shall provide the approved monitor with copies of the Decision(s)

19 and Accusation(s), and a proposed monitoring plan. Within 15 calendar days of receipt ofthe

20 Decision, Accusation, and proposed monitoring plan, the monitor shall submit a signed statement

21 that the monitor has read the Decision and Accusation, fully understands the role of a monitor,

22 and agrees or disagrees with the proposed monitoring plan. If the monitor disagrees with the

23 proposed monitoring plan, the monitor shall submit a revised monitoring plan with the signed

24 statement for approval by the Board or its designee.

25 Within 60 calendar days of the effective date of this Decision, and continuing throughout

26 probation, Respondent's practice shall be monitored by the approved monitor. Respondent shall

27 make all records available for immediate inspection and copying on the premises by the monitor

28 at all times during business hours and shall retain the records for the entire term of probation.

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STIPULATED SETTLEMENT (04-20 I 0-2070 17)

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1 If Respondent fails to obtain approval of a monitor within 60 calendar days of the effective

2 date of this Decision, Respondent shall receive a notification from the Board or its designee to

3 cease the practice of medicine within three (3) calendar days after being so notified. Respondent

4 shall cease the practice of medicine until a monitor is approved to provide monitoring

5 responsibility.

6 The monitor shall submit a quarterly written report to the Board or its designee which

7 includes an evaluation of Respondent's performance, indicating whether Respondent's practices

8 are within the standards of practice of medicine, and whether Respondent is practicing medicine

9 safely. It shall be the sole responsibility of Respondent to ensure that the monitor submits the

10 quarterly written reports to the Board or its designee within 10 calendar days after the end of the

11 preceding quarter.

12 If the monitor resigns or is no longer available, Respondent shall, within 5 calendar days of

13 such resignation or unavailability, submit to the Board or its designee, for prior approval, the

14 name and qualifications of a replacement monitor who will be assuming that responsibility within

15 15 calendar days. If Respondent fails to obtain approval of a replacement monitor within 60

16 calendar days of the resignation or unavailability of the monitor, Respondent shall receive a

17 notification from the Board or its designee to cease the practice of medicine within three (3)

18 calendar days after being so notified Respondent shall cease the practice of medicine until a

19 replacement monitor is approved and assumes monitoring responsibility.

20 In lieu of a monitor, Respondent may participate in a professional enhancement program

21 equivalent to the one offered by the Physician Assessment and Clinical Education Program at the

22 University of California, San Diego School of Medicine, that includes, at minimum, quarterly

23 chart review, semi-annual practice assessment, and semi-annual review of professional growth

24 and education. Respondent shall participate in the professional enhancement program at

25 Respondent's expense during the term of probation.

26 6. NOTIFICATION. Within seven (7) days ofthe effective date ofthis Decision, the

27 Respondent shall provide a true copy of this Decision and Accusation to the Chief of Staff or the

28 Chief Executive Officer at every hospital where privileges or membership are extended to

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STIPULATED SETTLEMENT (04-20 I 0-2070 17)

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Respondent, at any other facility where Respondent engages in the practice of medicine,

including all physician and locum tenens registries or other similar agencies, and to the Chief

Executive Officer at every insurance carrier which extends malpractice insurance coverage to

Respondent. Respondent shall submit proof of compliance to the Board or its designee within 15

calendar days.

This condition shall apply to any change(s) in hospitals, other facilities or insurance carrier.

7. OBEY ALL LAWS. Respondent shall obey all federal, state and local laws, all rules

governing the practice of medicine in California and remain in full compliance with any court

ordered criminal probation, payments, and other orders.

8. QUARTERLY DECLARATIONS. Respondent shall submit quarterly declarations

under penalty of perjury on forms provided by the Board, stating whether there has been

compliance with all the conditions of probation.

Respondent shall submit quarterly declarations not later than 10 calendar days after the end

of the preceding quarter.

9. GENERAL PROBATION REQUIREMENTS.

Compliance with Probation Unit

Respondent shall comply with the Board's probation unit and all terms and conditions of

this Decision.

Address Changes

Respondent shall, at all times, keep the Board informed of Respondent's business and

residence addresses, email address (if available), and telephone number. Changes of such

addresses shall be immediately communicated in writing to the Board or its designee. Under no

circumstances shall a post office box serve as an address of record, except as allowed by Business

and Professions Code section 2021 (b).

Place of Practice

Respondent shall not engage in the practice of medicine in Respondent's or patient's place

of residence, unless the patient resides in a skilled nursing facility or other similar licensed

facility.

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STIPULATED SETTLEMENT (04-2010-207017)

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1 License Renewal

2 Respondent shall maintain a current and renewed California physician's and surgeon's

3 license.

4 Travel or Residence Outside California

5 Respondent shall immediately inform the Board or its designee, in writing, of travel to any

6 areas outside the jurisdiction of California which lasts, or is contemplated to last, more than thirty

7 (30) calendar days.

8 In the event Respondent should leave the State of California to reside or to practice

9 Respondent shall notify the Board or its designee in writing 30 calendar days prior to the dates of

1 0 departure and return.

11 10. INTERVIEW WITH THE BOARD OR ITS DESIGNEE. Respondent shall be

12 available in person upon request for interviews either at Respondent's place of business or at the

13 probation unit office, with or without prior notice throughout the term of probation.

14 11. NON-PRACTICE WHILE ON PROBATION. Respondent shall notify the Board or

15 its designee in writing within 15 calendar days of any periods of non-practice lasting more than

16 30 calendar days and within 15 calendar days of Respondent's return to practice. Non-practice is

17 defined as any period of time Respondent is not practicing medicine in California as defined in

18 Business and Professions Code sections 2051 and 2052 for at least 40 hours in a calendar month

19 in direct patient care, clinical activity or teaching, or other activity as approved by the Board. All

20 time spent in an intensive training program which has been approved by the Board or its designee

21 shall not be considered non-practice. Practicing medicine in another state of the United States or

22 Federal jurisdiction while on probation with the medical licensing authority of that state or

23 jurisdiction shall not be considered non-practice. A Board-ordered suspension of practice shall

24 not be considered as a period of non-practice.

25 In the event Respondent's period of non-practice while on probation exceeds 18 calendar

26 months, Respondent shall successfully complete a clinical training program that meets the criteria

27 of Condition 18 ofthe current version of the Board's "Manual of Model Disciplinary Orders and

28 Disciplinary Guidelines" prior to resuming the practice of medicine.

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STIPULATED SETTLEMENT (04-20 I 0-2070 I 7)

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1 Respondent's period of non-practice while on probation shall not exceed two (2) years.

2 Periods of non-practice will not apply to the reduction of the probationary term.

3 Periods of non-practice will relieve Respondent of the responsibility to comply with the

4 probationary terms and conditions with the exception of this condition and the following terms

5 and conditions of probation: Obey All Laws; and General Probation Requirements.

6 12. COMPLETION OF PROBATION. Respondent shall comply with all financial

7 obligations (e.g., restitution, probation costs) not later than 120 calendar days prior to the

8 completion of probation. Upon successful completion of probation, Respondent's certificate shall

9 be fully restored.

10 13. VIOLATION OF PROBATION. Failure to fully comply with any term or condition

11 of probation is a violation of probation. If Respondent violates probation in any respect, the

12 Board, after giving Respondent notice and the opportunity to be heard, may revoke probation and

13 carry out the disciplinary order that was stayed. If an Accusation, or Petition to Revoke Probation,

14 or an Interim Suspension Order is filed against Respondent during probation, the Board shall have

15 continuing jurisdiction until the matter is final, and the period of probation shall be extended until

16 the matter is final.

17 14. LICENSE SURRENDER. Following the effective date of this Decision, if

18 Respondent ceases practicing due to retirement or health reasons or is otherwise unable to satisfy

19 the terms and conditions of probation, Respondent may request to surrender his or her license.

20 The Board reserves the right to evaluate Respondent's request and to exercise its discretion in

21 determining whether or not to grant the request, or to take any other action deemed appropriate

22 and reasonable under the circumstances. Upon formal acceptance of the surrender, Respondent

23 shall within 15 calendar days deliver Respondent's wallet and wall certificate to the Board or its

24 designee and Respondent shall no longer practice medicine. Respondent will no longer be subject

25 to the terms and conditions of probation. If Respondent re-applies for a medical license, the

26 application shall be treated as a petition for reinstatement of a revoked certificate.

27 15. PROBATION MONITORING COSTS. Respondent shall pay the costs associated

28 with probation monitoring each and every year of probation, as designated by the Board, which

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STIPULATED SETTLEMENT (04-20 I 0-2070 I 7)

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may be adjusted on an annual basis. Such costs sha11 be payable to the Medical Board of

, 2 California and delivered to the Board or its designee no later than January 31 of each calendar

3 year.

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5 ACCEPTANCE

6 I have carefully read the above Stipulated Settlement and Disciplinary Order and have fully

7 discussed it with my attorney, Henry Lewin, Esq .. I understand the stipulation and the effect it

8 will have on my Physician's and Surgeon's ~ertificate. I enter into this Stipulated Settlement and

9 Disciplinary Order voluntarily, knowingly, and intelligent y, and agree to be bound by the

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Decision and Order of the Medical Board

DATED 1{4v~~....J..Id7 .D.

14 I have read and fully discussed with spondent WALTON MONTEGUT, M.D. the terms

15 and conditions and other matters contained in the above Stipulated Settlement and Disciplinary

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Order. I appro ·e its form and content.

DATED: ~-/- ;;J...e>f b ----·---·-HENRY LEWlN, ESQ. Attvrne.v.for Respondem

20 ENDORSEMENT

l ' -~.

21 The foregoing Stipulated Settlement and Disciplinary Order is hereby respectfully

22 submitted for consideration by the Medical Board of California.

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11 ----~---------·-· --···-·-·· STIPULATED sEn:J:E'MENT (o4-:2oW-2070l7)

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Dated: //. )5 · 2.-0/ b

LA20 15600584 62177860.docx

12

Respectfully submitted,

KAMALA D. HARRIS Attorney General of California E. A. JONES III Supervising Deputy Attorney General

~~ m_V)~ CINDY M. LOPEZ Deputy Attorney General Attorneysfor Complainant

STIPULATED SETTLEMENT (04-20 I 0-2070 17)

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Exhibit A

Accusation No. 04-2010-207017

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KAMALA D. HARRIS Attorney General of California E. A. JONES III Supervising Deputy Attorney General CINDY M. LoPEZ Deputy Attorney General State Bar No. 119988

California Department of Justice 300 So. Spring Street, Suite 1702 Los Angeles, CA 90013 Telephone: (213) 897-7373 Facsimile: (213) 897-9395

Attorneys for Complainant

FILED STATE OF CALIFORNIA

MEDICAL BOARD OF CALIFORNIA

SA~M~TO~~ 20ll_ BY·~. ~~jl:NALYST

BEFORE THE

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9 MEDICAL BOARD OF CALIFORNIA

DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA

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In the Matter of the Accusation Against:

Walton Montegut, M.D. 1401 Avocado A venue, Suite 610 Newport Beach, CA 92660

14 Physician's and Surgeon's Certificate No. A60845,

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18 Complainant alleges:

Respondent.

Case No. 04-2010-207017

ACCUSATION

19 PARTIES

20 1. Kimberly Kirchmeyer (Complainant) brings this Accusation solely in her official

21 capacity as the Executive Director of the Medical Board of California, Department of Consumer

22 Affairs (Board).

23 2. On or about September 5, 1996, the Medical Board issued Physician's and Surgeon's

24 Certificate Number A 60845 to Walton Montegut, M.D. (Respondent). The Physician's and

25 Surgeon's Certificate was in full force and effect at all times relevant to the charges brought

26 herein and will expire on June 30, 2016, unless renewed.

27 I I I

28 I I I

(WALTON MONTEGUT, M.D.) ACCUSATION NO. 04-2010-207017

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JURISDICTION

3. This Accusation is brought before the Board under the authority of the following

laws. All section references are to the Business and Professions Code unless otherwise indicated.

4. Section 2227 of the Code provides that a licensee who is found guilty under the

Medical Practice Act may have his or her license revoked, suspended for a period not to exceed

one year, placed on probation and required to pay the costs of probation monitoring, or such other

action taken in relation to discipline as the Board deems proper.

5. Section 2234 of the Code, states:

"The board shall take action against any licensee who is charged with unprofessional

conduct. In addition to other provisions of this article, unprofessional conduct includes, but is not

limited to, the following:

"(a) Violating or attempting to violate, directly or indirectly, assisting in or abetting the

violation of, or conspiring to violate any provision of this chapter.

"(b) Gross negligence.

"(c) Repeated negligent acts. To be repeated, there must be two or more negligent acts or

omissions. An initial negligent act or omission followed by a separate and distinct departure from

the applicable standard of care shall constitute repeated negligent acts.

"(1) An initial negligent diagnosis followed by an act or omission medically

appropriate for that negligent diagnosis of the patient shall constitute a single negligent act.

"(2) When the standard of care requires a change in the diagnosis, act, or omission

that constitutes the negligent act described in paragraph ( 1 ), including, but not limited to, a

reevaluation of the diagnosis or a change in treatment, and the licensee's conduct departs

from the applicable standard of care, each departure constitutes a separate and distinct

breach of the standard of care.

"(d) Incompetence.

"(e) The commission of any act involving dishonesty or corruption which is substantially

related to the qualifications, functions, or duties of a physician and surgeon.

"(f) Any action or conduct which would have warranted the denial of a certificate.

2

(WALTON MONTEGUf, M.D.) ACCUSATION NO. 04-2010-207017

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1 "(g) The practice of medicine from this state into another state or country without meeting

2 the legal requirements of that state or country for the practice of medicine. Section 2314 shall not

3 apply to this subdivision. This subdivision shall become operative upon the implementation of the

4 proposed registration program described in Section 2052.5.

5 "(h) The repeated failure by a certificate holder, in the absence of good cause, to attend and

6 participate in an interview by the board. This subdivision shall only apply to a certificate holder

7 who is the subject of an investigation by the board."

8 6. Section 2266 of the Code states: "The failure of a physician and surgeon to maintain

9 adequate and accurate records relating to the provision of services to their patients constitutes

10 unprofessional conduct."

11 FIRST CAUSE FOR DISCIPLINE

12 (Gross Negligence)

13 7. Respondent Walton Montegut, M.D., is subject to disciplinary action under section

14 2234, subdivision (b), in that he was grossly negligent in the care and treatment of four patients.

15 The circumstances are as follows:

16 Factual Allegations:

17 A. Patient M.B. was a 63-year-old female when she went to first see Respondent in July

18 2008. She had no history of any chronic pain syndrome or treatments. M.B. saw Respondent for

19 fat transfer procedures.

20 B. M.B. had the following procedures performed by Respondent: On September 15,

21 2008, fat transfer to the face and upper and lower extremities; on August 20, 2009, a local

22 procedure to the face; on October 27, 2009, breast augmentation and revision abdominoplasty;

23 August 30, 2010, revision of buttocks; and, June 5, 2011, breast capsulectomy.

24 C. The medical records have 52 pages of consents but no history or physicals. There are

25 no pre-operative or post-operative photographs. The progress notes are not dated and not in the

26 proper format.

27 D. Controlled Substance Utilization Review and Evaluation System ("CURES") and the

28 prescription records show that from August 16, 2009, to July 11, 2014, a total of about 60

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1 months, M.B. had 55 prescriptions for controlled substances, such as hydrocodone (also known as

2 Vicodin, a pain killer for moderate to severe pain); zolpidem (also known as Ambien, helps with

3 sleep); and lorazepam (also known as Ativan, used for the management of anxiety disorder). This

4 was approximately 60-100 pills per month for five years.

5 E. The second patient, C.C., was a 59-year-old female who started seeing Respondent in

6 August 2007. She had a history of narcolepsy and daily use of phentermine (appetite

7 suppressant). C.C. saw Respondent from August 2007 to August 2011. She received botox

8 treatments and refills for phentermine, 500 tablets at a time. CURES showed she received 200

9 pills bi-monthly until January 7, 2014. Respondent's medical records are not sufficiently

10 documented and do not show dosage or amounts of pills. C. C. received refills from Respondent

11 three years beyond the last entry in the medical record.

12 F. The third patient, M.H., was a 42-year-old female who first visited Respondent in

13 October 2007. In the summer of 2008, she underwent a fat transfer procedure to her face. There

14 was no history, physical or photographs in Respondent's medical records for her.

15 G. Prescription records show that M.H. received 25 prescriptions for Ambien and

16 alprazolam (also known as Xanax, used to treat anxiety caused by depression) 25 times from

17 October 2009 to February 2013, which is 40 months. There are eight entries in Respondent's

18 progress notes but they are incomplete. There is no documentation to justify the need for almost

19 daily, long-term use of zolpidem or alprazolam.

20 H. The fourth patient, R.H., was a 58-year old male and married to patient M.H. He first

21 presented to Respondent in April 2008. On July 7, 2008, he had a face and neck lift, and fat

22 injections. The records do not show a physical or history. He had minor skin excisions in July

23 2008, and March 2011. On April29, 2009, Respondent performed a liposuction, blepharoplasty,

24 (a procedure to repair eyelids), rhinoplasty (reconstructing the nose) and scar revision. There is

25 no physical or history or photos in Respondent's medical records for R.H.

26 I. Prescription records show that R.H. received 49 prescriptions for zolpidem and 49

27 times he received alprazolam, from August 2008 to April2014. There are only three entries in the

28 medical records for a prescription for zolpidem. There is no indication as to the need for the

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1 chronic, long term use of these drugs.

2 Allegations of Gross Negligence:

3 J. In a standard plastic surgery setting, a doctor should only prescribe narcotics as it is

4 reasonably related to the type of procedure performed. With each of these patients, Respondent

5 wrongfully overprescribed.

6 K. Patient M.B.: The drugs that were prescribed were over and beyond what was

7 indicated given the procedures performed.

8 L. Patient C. C.: The dosage of 5-8 pills of phentermine daily was far larger than the

9 accepted dosage of one pill twice daily. Phentermine is not indicated for long term use.

10 M. Patients M.H. and R.H. received prescriptions for zolpidem and alprazolam in excess

11 of any medical indication; these drugs are for short term use only.

12 SECOND CAUSE FOR DISCIPLINE

13

14 8.

(Inadequate Medical Records)

Respondent Walton Montegut, M.D. is subject to disciplinary action under section

15 2266 for failure to maintain adequate records. The circumstances are as follows:

16 A. Complainant realleges the allegations in paragraphs 7, A-I, as though fully set forth

17 herein.

18 B. There were no photos contained in the records. The progress notes were not dated.

19 History and physicals, and operative reports are missing. Most of the controlled substance

20 prescriptions are missing or not sufficiently documented.

21 PRAYER

22 WHEREFORE, Complainant requests that a hearing be held on the matters herein alleged,

23 and that following the hearing, the Medical Board of California issue a decision:

24 1. Revoking or suspending Physician's and Surgeon's Certificate Number A 60845,

25 issued to Walton Montegut, M.D.;

26 2. Revoking, suspending or denying approval of Walton Montegut, M.D.'s authority to

27 supervise physician assistants, pursuant to section 3527 of the Code;

28 3. Ordering Walton Montegut, M.D., if placed on probation, to pay the Board the costs

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4. Taking such other and further action as deemed necessary and proper.

;)/1 .· i/1:'• DATED: ~J~u~l~y~l4~,~2~0~I~5 ______ _

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&~~~ . L[<,{;i --K~Lt,, LL{ ·;(/ KIMBERLY ¥IRtHMEYERi Executive Director Medical Board of California Department of Consumer Affairs State of California Complainant

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