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TERCAP Report Mary Beth Thomas, PhD, RN Chair, TERCAP Committee

TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

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Page 1: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

TERCAP Report

Mary Beth Thomas, PhD, RN

Chair, TERCAP Committee

Page 2: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

TERCAP Committee Members

Mary Beth Thomas (PhD. RN, Chair)

Julia George (MSN, FRE, RN, Board Liaison)

Chuck Cumiskey (MBA, BSN)

Janet Edmonds (MSN, RN)

Marney Halligan (Ed. D., RN)

J.L. Skylar Caddell (RN-BC)

Ann Ricks (MSN, RN)

Melinda Rush (DSN, FNP/ANP, RN)

Liz Faber (BSN, RN)

Page 3: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

NCSBN TERCAP Supporting Team

Maryann Alexander, PhD, RN, Chief Officer

Nancy Spector, PhD, RN, Director

Elizabeth H. Zhong, PhD, Associate

Beth Radtke, MS, Senior coordinator

Qiana Hampton, MBA, Administrative assistant

Page 4: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Outline

Purpose of TERCAP

Key findings from the TERCAP database

2011 TERCAP Instrument

Future plan for the development of the TERCAP

database

Page 5: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Purpose of TERCAP

The TERCAP (Taxonomy of Error, Root Cause

Analysis and Practice Responsibility) database is

designed to collect the practice breakdown data from

boards of Nursing (BONs) to identify the root causes

of nursing practice breakdown from the health care

system and individual perspectives. This approach will

facilitate the development of strategic interventions to

ensure the highest safety standards of nursing

practice.

Page 6: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Significance of TERCAP

Page 7: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Milestones of TERCAP

1999: NCSBN appointed the Disciplinary Issues

Task Force.

2002: Benner, et al., “Individual, Practice, and

System Causes of Errors in Nursing: A

Taxonomy” was published in JONA.

2006: Benner, et al., “TERCAP: Creating a

National Database on Nursing Errors” was

published in Harvard Health Policy Review.

2007: TECARP Online Instrument was released.

Page 8: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Milestones of TERCAP (con’t)

2008: TERCAP Online Instrument was revised.

2008: NCSBN hosted the TERCAP Forum in

Chicago.

2009: The NCSBN published an introduction book

“Nursing Pathways for Patient Safety”.

2011: The first TERCAP report was completed.

2011: The 2011 TERCAP Instrument

accompanied by an updated protocol was

released.

Page 9: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Distribution of 22 Boards of Nursing

Participating in TERCAP

Page 10: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Case Selection

Cases meeting the following criteria are used for the

analysis:

The case involves a nurse who was involved in the

practice breakdown.

The case involves one or more identifiable patients.

The case results in some types of board action

(disciplinary action, alternative program, non-

disciplinary action, referral to other agency).

Page 11: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Profile of Nurses Who Committed

Practice Breakdown

861 nurses were reported to 20 BONs for having

committed practice errors.

83% were female and 17% were male.

The average age of the nurses was 46.2 (SD=11.6,

n=834), ranging from 21 to 77.

Page 12: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Sixty percent of the nurses held RN licenses, 37%

held LPN/VN licenses, and 3% of them held multiple

licenses (RN and LPN/VN or APRN licenses, while

1% of them were advanced practice registered

nurses (APRN).

Profile of Nurses Who Committed

Practice Breakdown (con’t)

Page 13: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Profile of Nurses Who Committed

Practice Breakdown (con’t)

TERCAP

Statistics

(N=837)

State License

Statistics

(N=1,543,871)

2010 TERCAP Statistics and License

Statistics in 20 Jurisdictions

RN

LPN/VN

APRN

% C

om

po

sit

ion

61%

38%

74%

22%

Page 14: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Profile of Nurses Who Committed

Practice Breakdown (con’t)

Employment Setting

Employment Setting % (N)

Hospital 38 (331)

Long-term Care/Assisted Living 32 (277)

Outpatient Setting 17 (147)

Behavioral health 3 (27)

Other 10 (79)

Page 15: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Profile of Nurses Who Committed

Practice Breakdown (con’t)

Length of Licensure

Years Licensed % (N)

Less than 5 years 20 (171)

5 to10 years 17 (148)

11 to 20 years 22 (191)

21 to 30 years 15 (126)

Above 30 years 8 (72)

Missing 18 (153)

Page 16: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Profile of Nurses Who Committed

Practice Breakdown (con’t)

Composition of Employment History (N=725)

Page 17: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Employment Status

Have you seen this nurse?

Practice Breakdown New Employment

Additional Practice Breakdown

Page 18: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Individual Factors Contributing to

Practice Breakdown

55% of the nurses committed a practice breakdown

when they worked in a location for two years or

less, but 73% of them had been licensed for two

years or longer.

36% of these nurses were previously disciplined

and 38% were terminated by their employers for

practice related issues in the past.

Page 19: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Nature of Practice Breakdown Cases

Practice Breakdown Categories % (N)

Lack of Professional Responsibility 77 (665)

Lack of Clinical Reasoning 51 (441)

Lack of Intervention 50 (434)

Documentation Error 44 (380)

Lack of Interpretation 40 (343)

Medication Error 32 (278)

Lack of Attentiveness 25 (219)

Lack of Prevention 24 (208)

Practice Breakdown Categories

Page 20: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Nature of Practice Breakdown Cases (con’t)

Total Number of Practice Breakdown Categories Selected

Page 21: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Nature of Practice Breakdown Cases (con’t)

72% of the cases involved unintentional human

errors.

52% of the practice breakdown cases did not cause

any harm to patients.

59% of the cases investigated resulted in

disciplinary actions, and 23% of the cases were

sanctioned non-disciplinary actions.

Page 22: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Summary

A statistically significant link between the

employment history and the risk of committing

additional practice breakdown is established by the

current analysis. This finding indicates that the

nurses’ employment history can serve as a useful

tool to identify a small group of nurses with a high

risk of committing violations.

We were not able to identify sufficient association

between system factors and the practice

breakdown, possibly due to constraints in sample

size.

Page 23: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Build the Bridge

“Changes in health care policy requires the input

and action of legislators and officials” who need to

“have an in-depth understanding of the nursing

practice” (Benner, et al., 2006).

To influence health care and nursing policy at local,

state, national, and possibly international levels, a

national database on nursing practice breakdown is

prerequisite.

TERCAP will function as a national adverse events

database to bridge nursing professionals with public

officials and legislators.

Page 24: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Rationale for the 2011 Instrument Update

To establish TERCAP as a national database on

nursing practice breakdown.

To collect more valid data to determine the impact

of system factors in practice breakdown.

To make the data entry less time consuming.

To reduce missing records or selection of

“unknown” in data entry.

Page 25: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Features of the 2011 TERCAP Instrument

Streamlined

Shorter

Focused

Concise

Page 26: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Overview of the 2011 TERCAP Instrument

The updated instrument contains 45 mandatory

and 17 optional questions

Nurse Characteristics

Patient Characteristics

System Factors

Practice Breakdown

Optional Questions

Page 27: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

2011 TERCAP Instrument in WORD Format

Page 28: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

2011 TERCAP online Data Entry Screen Shot

Page 29: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Future Plan

Publish the TERAP findings in 2012.

Collect 1,000 additional practice breakdown cases

by April 2012.

Explore the impact of system factors and other

unsolved research questions.

Page 30: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Acknowledgement

Page 31: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Participating BONs

Texas State Board of Nursing

North Carolina Board of Nursing

Arizona State Boards of Nurse

North Dakota State Board of Nursing

Idaho Board of Nursing

Minnesota Board of Nursing

Page 32: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Participating BONs

Kentucky Board of Nursing

Oklahoma Board of Nursing

Ohio Board of Nursing

Alaska Board of Nursing

Nevada Board of Nursing

New Hampshire Board of Nursing

Page 33: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Participating BONs

New Jersey Board of Nursing

Maine State Board of Nursing

Mississippi Board of Nursing

Virginia Board of Nursing

New Mexico Board of Nursing

West Virginia Board of Examiners for

Registered Professional Nurses

Page 34: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

Participating BONs

Louisiana State Board of Practical Nurse

Examiners

West Virginia State Board of Examiners for

Licensed Practical Nurses.

Arkansas Board of Nursing

New York State Board of Nursing

Page 35: TERCAP Report - National Council of State Boards of Nursing · Profile of Nurses Who Committed Practice Breakdown 861 nurses were reported to 20 BONs for having committed practice

TERCAP Contact

Elizabeth H. Zhong

E-mail: [email protected]

Beth Radtke

E-mail: [email protected]