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Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter School on Strings, Particles and Cosmology 1

Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

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Page 1: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Techniques for exact calculations in 4D SUSY gauge theories

Takuya OkudaUniversity of Tokyo, Komaba

6th Asian Winter School on Strings, Particles and Cosmology

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Page 2: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

First lectureMotivations for studying four dimensional N=2 theories

N=2 supersymmetric gauge theories

Older examples of exact results in four-dimensional N=2 gauge theories

Wilson loops in N=4 super Yang-Mills and AdS/CFT

Localization for N=2 gauge theories on S4

Strategy for localization

Localization equations and their solutions

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Page 3: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Second lectureLocalization for N=2 gauge theories on S4

(continued)Gauge-fixingFluctuation determinants and the equivariant indexOne-loop contributions

Instanton partition function on R4

Instanton contributions on S4

4D/2D correspondence

S-duality

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Page 4: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Third lectureLocalization for ’t Hooft loops on S4

Motivations, set-up and localizationMonopole/instanton correspondenceResults and comparison with 2D theories

Line operators on S1×R3

Instanton counting with surface operatorsInstanton counting on ALE spacesSuperconformal indexConcluding remarks

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Page 5: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

First lectureMotivations for studying four dimensional N=2 theories

N=2 supersymmetric gauge theories

Older examples of exact results in four-dimensional N=2 gauge theories

Wilson loops in N=4 super Yang-Mills and AdS/CFT

Localization for N=2 gauge theories on S4

Strategy for localization

Localization equations and their solutions

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Page 6: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Motivations

N=2 theories are not chiral, so not suitable as a model for the physics beyond the Standard Model. Why are we interested?

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Page 7: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Motivations

Good theoretical laboratories for studying non-perturbative effects and dualities.

Rich mathematical structure: Donaldson theory, geometric Langlands program, etc.

May help understand M5-brane theory.

∃Holographic duals. cond-mat applications?

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Page 8: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

MotivationsN=2 gauge theories are related to

2D CFTs Hitchin systemsOther integrable models

N=2 theories admit interesting operatorsWilson-’t Hooft loop operatorsSurface operatorsDomain walls

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Page 9: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Basics of N=2 SUSY gauge theories

Vector multiplet for gauge group G

Hypermultiplet in representation R

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Page 10: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Basics of N=2 SUSY gauge theories

Vector multiplet for gauge group G

Hypermultiplet in representation R

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N=1 multiplets

Page 11: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Basics of N=2 SUSY gauge theories

Vector multiplet for gauge group G

Hypermultiplet in representation R

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SU(2) R-symmetry

Page 12: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

N=2 SUSY is restrictive. After the gauge group and the matter representations are specified, variable parameters are gauge couplings, theta angles, and masses. Given them, the renormalizable Lagrangian on R4 is unique.

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Page 13: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

(Older) exact results in N=2 theories

Witten ’88: topological twist of N=2 gauge

theory

Seiberg and Witten ’94: exact low-energy

effective action in terms of the prepotential

Nekrasov ’02: instanton partition functions

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Page 14: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Topological twist of N=2 gauge theory

Fields in N=2 theory transform under the Lorentz and R-symmetry groups

Interpret

as the new Lorentz group. Twisted theory.

There exists a scalar supercharge Q.

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Page 15: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Can put the twisted theory on an arbitrary curved 4-manifold X4.

The action is Q-exact up to a topological term

If there is no matter, the Q-exact term is the Mathai-Quillen representative of the Euler class on the space of connections.

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Page 16: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

The infinite dimensional path integral reduces to the finite dimensional ones

These are Donaldson’s invariants for the 4-manifold X4.

No IR divergence for compact X4.

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Page 17: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Seiberg-Witten prepotential

In '94 Seiberg and Witten determined the low-energy effective action for N=2 gauge theories in the Coulomb branch.

Exact prepotential F determined by consistency conditions, mainly holomorphy.

Direct calculation difficult. ∃IR divergence on R4.

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Page 18: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Nekrasov’s instanton partition function

In ’02, Nekrasov circumvented this IR problem by introducing a useful regularization called Omega deformation.

R4 fibered over S1 with rotations in two planes. Reduce on S1. Parameters .

Omega deformation + topological twist ➔ “Mathai-Quillen representative of the equivariant Euler class” of certain bundles.

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Page 19: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Nekrasov used an RG flow to argue that Zinst

should be related the prepotential:

Nekrasov and Okounkov confirmed this by computing the limit and comparing with known results.

Will compute Zinst in the next lecture.

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as

Page 20: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Wilson loops in N=4 super Yang-MillsFor Pestun, the motivation for exact localization calculation came from a conjecture inspired by AdS/CFT.

N=4 U(N) SYM ⇔ Type IIB string on AdS5xS5

Maldacena-Wilson loop ⇔ Minimal surface

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R: fundamental of U(N)

Page 21: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Gaussian matrix model conjecture

Half-BPS loop: circular or straight line.

Sum of planar rainbow diagrams for(combinatorics captured by Gaussian matrix model) reproduce the regularized area of the minimal surface. [Erickson-Semenoff-Zarembo]

Perturbatively, a conformal anomaly implies that reduces to some matrix model. [Drukker-Gross]

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Page 22: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Conjecture:

Z: partition function of the matrix model

: Cartan of U(N) = hermitian matrices

Many, many tests by AdS/CFT.

Pestun wanted to prove the conjecture by localization.

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Page 23: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

10D notation

4D N=4 super Yang-Mills is a dimensional reduction of the 10D super Yang-Mills.

: 10D gauge field, : 16-component chiral spinor.

10D Euclidean metric

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Page 24: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

10D gamma matrices

are symmetric 16x16 matrices.

Compactify on small T6 to get a 4D theory.

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Page 25: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

The 4D action for N=4 super Yang-Mills on R4 is simply

Covariant derivative and field strength

Pointcare SUSY

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Page 26: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

4D field content

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Page 27: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Superconformal symmetry of N=4 SYM

N=4 superconformal transformations on R4

are generated by position dependent SUSY parameter

Fermionic transformations in N=4 SYM are

Generate N=4 superconformal algebra

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Page 28: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Conformal Killing spinor equations

The spinor satisfies the conformal Killing spinor equations

The equations are invariant under Weyl rescaling if the spinor transforms as

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Page 29: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

From R4 to S4

Now stereographically map R4 to S4 of radius r by taking a conformal factor

Still have as symmetry.

Place a Wilson loop along the equatorial S1

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S1

S4

Page 30: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Breaking to N=2 superconformal algebra

To restrict to N=2 subalgebra, impose the projection condition

Generate N=2 superconformal algebra

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Page 31: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Breaking to N=2 SUSY algebra on S4

It is possible to further restrict SUSY parameters so that the anti-commutators of fermionic charges do not generate dilatation or U(1)R symmetry. This will allow mass.

After choosing a U(1) subgroup of SU(2)R

generated by self-dual 4x4 anti-symmetric matrix Rkl normalized as RklRkl=4, these SUSY parameters are characterized by

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Page 32: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

The restricted SUSY parameters geenerate OSp(2|4) : N=2 SUSY algebra on S4. [Pestun]

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Page 33: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Adding massOSp(2|4) does not include dilatation that would be broken by mass. Can we add a mass term?

Choose M: a generator of the flavor symmetry SU(2)F. M=diag(m,-m).

Weakly gauge the flavor symmetry SU(2)F and set a real scalar in the new vector multiplet to M.

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Page 34: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Redefine

Can be regarded as a background Wilson line in the compactified 0-direction. Green-Schwarz mechanism.

“10D field strength” includes mass.

SUSY transformations get deformed by mass.

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Page 35: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

M acts as an anti-self-dual 4x4 anti-symmetric matrix on hypermultiplet scalars:

On spinors,

Real work: find a mass-deformed action preserving N=2 SUSY.

Strategy: start with the familiar action with a conformal coupling to the curvature and compute

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Page 36: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

This turns out to equal

Thus the action

is supersymmetric.

Action for mass-deformed N=4 SYM (known as N=2*) can be generalized to other N=2 theories. Will use N=2* to simplify notation, but will get results for general N=2 theories.

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Page 37: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Will need just one supercharge for localization.

In the usual formulation, its square is a bosonic symmetry generator up to the equation of motion (on-shell).

For localization we need it to square to a bosonic symmetry off-shell.

Need auxiliary fields.

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Off-shell SUSY

Page 38: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

First we construct seven chiral spinors (j=1, . . . , 7) satisfying

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Berkovits’ method

Page 39: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Add real bosonic auxiliary fields Kj.

Off-shell SUSY transformations are

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Page 40: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

The supercharge squares to bosonic symmetries off-shell.

Define and normalize so that

Then

Here J is the isometry generated by the vector field , R is the R-symmetry generator, acts as a gauge transformation, and M is the flavor symmetry generator.

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Page 41: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

The action with auxiliary fields for N=2* SYM on S4 is given by

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Page 42: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Pestun’s calculation in 2007 is the prototype of localization calculations discussed in S. Kim’s lectures.

Choose a supercharge Q that preserves the operator and modify the action

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Strategy for localization

Page 43: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

For Q2-invariant V, the path integral is independent of t. To see this, compute

We used Q-invariance of S and O, and Q2-invariance of V.

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Page 44: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

We may write

This is a functional analog of the exterior derivative d. Thus

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Page 45: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

If we take the bosonic terms are given by

This is positive-semidefinite. In the limit

the path integral localizes to the solutions of

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Page 46: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

1. Pick a supercharge Q that is preserved by the operator to compute. Add auxiliary fields so that Q squares to bosonic symmetries off-shell.

2.Choose a Q2-invariant functional V such that the bosonic terms of Q·V are positive-semidefinite. Add tQ·V to the action.

3.Find the saddle points of e-tQ·V.

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General procedure for localization

Page 47: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

4.Compute the fluctuation determinants at the saddle points. This involves gauge-fixing and the inclusion of ghost fields. Either expand fields in the eigenmodes of kinetic operators, or use the equivariant index theorem.

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Page 48: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

OSp(2|4) (N=2 on S4) has 8 supercharges.

Wilson loop preserves 4 out of 8

Require that is right-handed at the north pole (Q∼scalar supercharge for twisted theory) . 2 out of 4.

Any linear combination of the two will do.

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Our choice of Q

Page 49: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Completing squaresTo solve the localization equation, eliminate gamma matrices from and complete squares. For the vector multiplet

and wi are expressions constructed from and gamma matrices. θis the longitude such that the north and south poles are at θ=0 andπ.

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Page 50: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Away from the north and south poles (i.e., ),

Bianchi identity implies that

is non-zero, so and hence have to vanish.

can be a non-zero constant.

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Page 51: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

A similar expression (complete squares) for the hypermultiplet contains positive-definite terms

Hypermultiplet scalars must vanish.

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Page 52: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

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Solutions of

Page 53: Techniques for exact calculations in 4D SUSY gauge theories · Techniques for exact calculations in 4D SUSY gauge theories Takuya Okuda University of Tokyo, Komaba 6th Asian Winter

Non-perturbative saddle points

The vanishing of assumed that we were away from the north and south poles.

Configurations that are localized at the poles may contribute.

The localization action is approximately the action for the Omega-deformed theory of Nekrasov. Small instantons will contribute.

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