Strategy and Policy

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    STRATEGY AND

    POLICY8802A

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    Course Overview(Composition and Organization)

    Part I

    L1: Grand Strategy: Theory and

    Practice

    L2: National Security Decision Making

    L3: Economics and Policy L4: Intelligence and Policy

    L5: Total Force

    L6: National Strategic Planning

    Part II

    L7: WWII: Pre-war Strategy andPlanning

    L8: WWII: Why the Allies Won

    L9: National Security Strategy

    during the Cold War (with VietnamCase Study)

    L10: The UN and NATO in Post-Cold War Era

    L11: Post-Cold War Contemp.Issues: China

    L12 Post-Cold War Contemp.Issues: Middle East

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    Course Overview(Composition and Organization)

    Multimedia DOCNET

    Digitized lectures

    Video interviews

    Radio-style interview (audio CD included) Exam linkage to educational objectives (EOs)

    Cover EOs

    Cover material on the exam

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    STRATEGY ANDPOLICY

    (8802A)Lesson 1Grand Strategy: Theory and Practice

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    Agenda

    Strategic Constants and Norms

    International Relations Theory

    Instruments/Elements of National Power

    The Limits of Military Power

    Strategy as a Concept and a Process

    National Interests

    The National Security Strategy (NSS) 2002

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    Requirements

    1. Strategic Environment

    2. Means

    3. Elements of national power

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    Requirement 1

    The environment

    Objective 1. Describe the various

    characteristics that make up the strategic

    environment.

    Objective 2. Explain International Relations

    (IR) theory and relate it to our understanding

    of important security issues that shapestrategy.

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    Strategic Constants and Norms

    Physical Environment

    National Character

    Relationship between war and state

    Balance of power mechanism

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    Strategic Constants and Norms(Strategic Characteristics)

    Physical Environment:

    Traditional elements: land forms, terrain, ocean and seas, climate

    Spatial elements: natural resources, lines of communication

    Political, economic, and social makeup of a nation results in part

    from physical environment

    Location of international borders (land-locked vs. island nation)

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    Strategic Constants and Norms(Strategic Characteristics)

    National Character:

    Character derived from: location, language, culture, religion,

    societal politics, historical circumstances

    Always evolving

    Psychological profile of each nation or political group involvedin the conflict:

    Enemies

    Allies

    Potential enemies and allies

    Ones own nation

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    Strategic Constants and Norms(Strategic Characteristics)

    The Relationship between War and the State:

    A state will almost always become involved

    States are normally replaced by other states or groups

    Generally, a state is remarkably tough and enduring

    Context of the state system(s) No political entity is permanent

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    Strategic Constants and Norms(Strategic Characteristics)

    The Balance of Power Mechanism:

    status quo in the distribution of power

    no one dominant entity or group of entities

    more than one political power center

    Breaks down if: One or more of the participants rebel

    A power vacuum occurs

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    International Relations Theory

    Main schools

    Realism

    Idealism/liberalism

    Characteristics

    Problem

    Actors

    Characteristics

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    International Relations Theory

    Realism: Central problem: war and the use of force

    Central actors: states interacting with other states (

    Anarchic system of states

    Hobbs, Just as stormy weather does not mean perpetual rain, so astate of war does not mean constant war.

    Thucydides, The strong do what they have the power to do and the

    weak accept what they have to accept (Penguin translation).

    View: International politics is ajungle dominated by the

    exercise of power and power politics

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    International Relations Theory

    Idealism/Liberalism: Views a global society that functions alongside the states and

    sets part of the context for states

    Trade crosses borders, people have global contacts, and

    international institutions (UN, NATO, etc.) create a context in

    which the realist view of pure anarchy is insufficient

    International system: community

    State of war focuses only on extreme situations and misses the

    growth of economic interdependence and the evolution of a

    transnational global society Views international politics as a garden

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    Requirement 2

    Objective 3. Describe how national-

    level strategy and policy incorporates the

    instruments of national power as ameans of exercising power and

    influence.

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    Instruments/Elements of National Power

    Diplomatic/political

    Informational

    Military

    Economic

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    Instruments/Elements of National

    Power

    Diplomatic/Political: The use of a countrys

    international diplomatic skills and political position to

    achieve national interests

    Informational: The use of a countrys information

    systems to achieve national interests

    Military: The extent a countrys armed forces can be

    used to achieve national interests.

    Economic: The application of a countrys material

    resources to achieve national interests

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    The Limits of Military Power

    Political and psychological limits

    Legitimacy and the credible capacity to coerce

    Physical limits

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    The Limits of Military Power

    Culminating points

    Strategic and operational culminating points:

    Culminating points short of victory:

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    Requirement 3

    Objective 4. Determine how the full

    dimension of strategy as a concept and

    as a process relates to the policy,strategy, and military operations

    relationship.

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    Strategy as a Concept and a Process

    The Strategy Process:

    1. Determining national security objectives

    2. Formulating grand strategy

    3. Developing military strategy

    4. Designing operational strategy

    5. Formulating battlefield strategy (tactics)

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    Strategy as a Concept and a Process

    Strategy

    the bridge between policy and operations

    Effective strategy must integrate political and military criteria rather

    than separate them

    Civilian and military leaders may tend to polarize toward oppositesides of the bridge

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    Key PointsL1: Grand Strategy: Theory and Practice (continued)

    POLICY

    Democracy

    OPERATIONSStrategy

    Grand

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    Strategy as a Concept and a Process

    Complicating factors

    steps not neat or compartmentalized but blend and flow from

    national security objectives to tactics

    reverse flow or feedback system within the process

    Numerous external factors have influence where and by whom are decisions decisions made

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    Strategy as a Concept and a Process

    Characteristics of political/policy strategicobjectives:

    First step in making strategy is deciding

    which political objectives a strategy will aimto achieve

    These objectives should establish:

    Definitions for survival and victory for all

    participants in the conflict Whether the nation is pursuing a limited or

    unlimited political objective

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    Strategy as a Concept and a Process

    Characteristics of military strategic objectives:

    Military objectives flow from political/policy objectives

    Use of military power should not produce unintended or

    undesirable political results Must consider centers of gravity and critical vulnerabilities

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    National Interests

    Vital national interests:

    An interest on which the nation isunwilling to compromise

    An interest over which a nation would goto war

    Sometimes interests are categorized

    Survival

    Vital

    Major

    Peripheral

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    Requirement 4

    Objective 5. Discuss how the current U.

    S. National Security Strategy integrates

    the various elements of national power toachieve its goals and objectives.

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    National Security Strategy(September 2002)

    Goals

    Champion aspirations for human dignity

    Strengthen alliances to defeat global terrorism and

    work to prevent attacks against us and our friends Work with others to defuse regional conflicts

    Prevent our enemies from threatening us, our allies,

    and our friends with weapons of mass destruction

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    National Security Strategy(September 2002)

    Goals Ignite a new era of global economic growth through

    free markets and free trade

    Expand the circle of development by opening societies

    and building the infrastructure of democracy Develop agendas for cooperative action with other

    main centers of global power

    Transform Americas national security institutions to

    meet the challenges and opportunities of the twenty-first century

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    Summary

    Agenda

    Strategic Constants and Norms

    International Relations Theory

    Instruments/Elements of National Power The Limits of Military Power

    Strategy as a Concept and a Process

    National Interests

    The National Security Strategy (NSS) 2002

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    Points to remember

    The Notions of the IR Theories

    Characteristics of the strategic environment

    Aspects of the M instrument

    Themes of the policy and strategy relationship andprocess

    Political/policy and Military Objectives

    NSS 2002 Objectives and Elements