Stephen Anderson Financial Disclosure Report for 2010

8/3/2019 Stephen Anderson Financial Disclosure Report for 2010

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Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting (last name, first , middle init ial)An d e rso n , S t e p h e n H.

2. Court or Organizat ionAppeals , Ten th C i r cu i t

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)

Circu i t Judge (Senior )

7. Chambers or O ffice Address12 5 Sou th Sta te STr eet4201 W al lace F. Benne t t Fede ra l Bui ld ingSal t Lak e C i ty , U T 8 413 8 -1102

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

3. Date of R e p o r t05/04/2011

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( n e p o . i n g individual only; see pp. 9 -13 of fi l ing instruct ions.)~] N O N E (No reportable positions.)

POSITION

2.3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e r o r t i . g individual only; seepp. 14-16 of filing instructions.)[~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t in gAnderson, S tephen H .

Date of Report05/04/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestm ent Incom e~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.(Dollar am ount not requifed except for honoraria.)~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r so n R e p o r t i n gAnderson, Stephen H.

Date of Report05/04/20 ! 1

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.

4.5.

VALUE

V I . L I A B I L I T I E S . a n c i u d e s t h o s e o l s p o u s e ond dependent children; see pp. 32-33 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

N a m e o f P e r s o n R e p o r ti n gAnderson, S tephen H .

D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~-~ NONE income, a ssets, or transactions.)eportable

A. B. D.Descrip tion of Assets Incom e du ring Transactions during reporting period( i n c l u d i n g trust assets) reporting period

exempt from prior disclosure Code 1 div,, rent,[A-H) o r i n t . )

1 . I RA # 1 , P e r sh i n g LLC- C u s t o d i a n (L i n e s2 - 2 1 )2. - Am e g y B a n k , N .A. (CD ) A In teres t

3. A Interest

4. - Ve c t r a Ba n k o f Co l o . (CD ) A In teres t

5. A In te rest

6. - Al l y Ba n k , M i d v a l e , U T (CD ) A In teres t

7. A Interest

8. - Am e g y B a n k , N .A. (CD ) A In teres t

9. A In teres t

1 0 . - D i sco v e r Ba n k , G re e n wo o d , D E (CD ) A In teres t

1 1 . A In teres t

1 2 . - N a t l Ba n k o fAZ (C D ) A In teres t

1 3 . A In teres t

1 4 . - N e v a d a S t a t e Ba n k (CD ) A Interest

1 5 . A In teres t

1 6 . - Am e g y Ba n k , Ho u s t o n , TX (CD ) A In teres t1 7 . A In teres t

Gross va lue a t endof reporting period(1) (2)

Value ValueC o d e : 2 M et h o d

(J-P) Code 3(Q-W)

L T

M T

L T

L T

(1 ) (2) (3) (4) (5 )Type (e .g., Date V al ue Gain Identity ofbuy, sell , m m /d d/y y C od e 2 Code 1 buyer/seller

redempt ion) ( J - P ) (A-H) (if privatetransaction)

B u y 07/13/09 L

M a t u r e d 01/11/10 L

B u y 10/16/09 M

M a t u re d 01/15/10 M

B u y 11/13/09 L

M a t u re d 02/12/10 L

B u y 11/20/09 L

M a t u r e d 02/19/10 LB u y 02/10/10 M

M a t u re d 09/10/10 M

B u y 02/16/10 M

So ld 07/30/10 M

B u y 02122/10 L

M a t u re d 08/23/10 L

B u y 03/19/10 LM a tu re d 06 /1 8 /I0 L

L1..... Ga!n C odes : A =$!i000 or !......(See Co lu n ms B 1 an d IM ) F =$50,001 - $100,000

2. Value C o des J -$1 5 ,000 or le ss(See Co lu mn s CI an d D3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppr a i sa l(See Co lu mn C2 ) U = Bo o k Va lu e

B =$1,001 - $2~500G =$100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $ 1,000,000R =Cost (Real Estate Only)V = O the r

C =$2 ,5 01 - $5 ,000H 1 =$ 1,000,001 - $5,000,000L $5 0, 001 - $100, 000 P 1 =$ 1,000,001 - $5,000,000P4 =More than $50,@00,000S = Assessmen tW =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M $100, 001-$25 0, 000P2 =$5,000,001 - $25,000,000T = Cash M arke t

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t in gAnderson, Stephen H.

Date of R e p o r t05/04/2011

V I I . IN V E S T M E N T S a n d T R U S T S - - i n c ~ m e ~ v a l u e ~ t r a n s a c t i ~ n s ( ~ n c l u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 0 ~ f ~ l i n g i n s t r u c t i ~ n s . )N O N E (No reportable income, assets, or transactions.)

De s cr ipt i on of As s e t s( i nc luding t r us t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n gr e por t i ng pe r iod

(1) (2)Amount Type (e.g.,C o d e 1 div . , r en t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o dof repor t ing pe r iod

(1 ) (2 ) (1 } (2) (3) (4) (5 )V a l u e V a l u e Type (e.g., Da te Value G ai n I d e n t i t y o fCode2 M e t h o d b u y , s e l l , mm/dd/yy Code2 C o d e 1 buye r /s e l l e r

( J - P ) C o d e 3 r e d e m p t i o n ) (J- P ) (A -H ) ( i f p r iva te( Q - W ) t r a ns a c t ionl

18 . - Zions Bancorp Sr. Note A Interes t1 9 . - B e a l B a n k , P i a n o , TX (CD) A Interes t20 . - Repu b l ic Bank , Bou n t if u l , U T ( CD) A Interes t21 . - Reser ve Ins d Dep Acct /FDIC insu r ed bank A Interes tdeposi ts22 . IRA #2 , Per sh ing LLC-Cu s tod ian ( L ines23-25)23 . - Discover Bank , Gr eenwood , DE ( CD) A Interes t

M

LLM

T Bu yT Bu y

T Bu yT

Bu y

08/09/10 M09/2 2 /10 L09/29/10 L

02 /04 /10

24 . A Interest Matured 09/10/10 J25 . - MM Acct / Insured Dep. Acct. A I n t e r e s t J T26 . Zions Dir ec t Br ok er age Acct ( L ine 2 7)2 7 . - FD IC I ns d M M A cc t. A I n t e r e s t L T

28 . In te re s t -bea r ing checking account /Wel lsF a r g o B a n k29 . In ter es t -bear ing sav ings acc t /Wel l s Far goBank30 . Coin co l lect ion ( including s i lve r )

A Interest

A I n t e r e s t

None

J

J

J

T

TW

1. lnconie Gain C odes: A =$ 1 ,000 or less B =$1,001 - $2 ,500(See Co lu mn s BI an d D4 ) F =$50,001 - $100.000 G =$100,001 - $1 ,000,000

2 . Va lu e Co d es .~ =$15,000 or less K =$15,001 - $50,000(See Co lu mn s C I an d D3) N =$250,001 - $500,000 O =$500 001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppr a i sa l g = Co s t (Rea l Es ta te O n ly)(See Co lu mn C2 ) U = Bo o k Va lu e V = O the r

C =$2,50I - $5,000 D =$51001 - $15,000 E =$15,001 - $50,000H 1 = $ ,000,001 - $5,000,000 H2 =More than $5 000,000L =$50,001 - $ I00,000 M =$100,001 - $250,000P I =$1,000,001 ~ $51000,000 P2 =$5,000;001. $25 000 000P4 =More than $50~000;000 T =C ash Mark e tS =AssessmentW =Estimated"


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Name of Person Repor t ingA n d e r s o n , S t e p h e n H .

Date of Repor t05/04/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Name of Person Report ingA n d e r s o n , S t e p h e n H .

Date of Repor t05/04/2011

IX. CERTIFICATION.1 c e r t i f y t ha t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature

N O T E : A N Y I ND I V I DU A L W H O K N O W I N G L Y A ND W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Stephen Anderson Financial Disclosure Report for 2010