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Sleep phenotyping of the animal models of neurodegenerative
diseases: Focus on the REM sleep behavior disorder (RBD)
Pierre-Hervé Luppi, Team "Physiopathology of the neuronal network
of the sleep-waking cycle” Centre of Neuroscience of Lyon
UMR 5292 CNRS/U1028 INSERM , Lyon, France
Michel Jouvet: the father of paradoxical (REM) sleep and RBD!
16 November 1925- 3 October 2017
CNRS Research Director (full time researcher)
2011- Head of the Team “Physiopathology of the neuronal network of the sleep-waking cycle" of the Center of Neuroscience of Lyon, UMR 5292 CNRS/U1028 INSERM, Université Claude Bernard Lyon 1, France.
2002-2010: Director of the CNRS laboratory UMR5167, University Claude Bernard Lyon I. 1999 – 2001 Director of Research (DR2), CNRS, INSERM U52, University Claude Bernard Lyon I. 1989 – 1999 CR1 CNRS, INSERM U52, University Claude Bernard Lyon I. 1984 – 1989 PhD in Neurosciences, University Claude Bernard Lyon I. Michel Jouvet, Advisor.1983 – 1984 DEA (Master) Neuroscience, University Claude Bernard Lyon I. Michel Jouvet, Advisor.
1990-91 Visiting scientist (6 months in total) at the Department of Mental Health Sciences, Hahnemann University, Philadelphia, USA (Pr. ASTON-JONES), Study of the afferents to the locus coeruleus.1992 Invited scientist (6 months), at the Brain Research Institute, UCLA, Los Angeles, USA. (Dr. MICHAEL CHASE), Study of the glycinergic neurons responsible for muscle atonia of paradoxical sleep.
What is paradoxical (REM) sleep (PS)?
Waking SWS or nonREM sleep
Paradoxical (REM) sleep
Hypnogram of 24h
PS
SWS
W
07h00 19h00 07h00
EEG
EEG
EEG
EMG
EMG
EMG
EOG
EOG
EOG
total sleep 12h50 (SWS 10h50 min - PS2h00 min)
A paradoxical (REM) sleep (PS)like state with muscle atonia is still present in “pontine cats”: muscle atonia of PS is generated by a brainstem circuit
Jouvet, 1962, Arch. Ital. Biol.
A: intact animalB: total decortication (pontine cat)C: mesencephalic section
SLD
The SLD generates PS
SLD: sublaterodorsal tegmental nucleus ±SubC: subcoeruleus nucleusPeri-LC: nucleus peri-LC alphaPIA: pontine inhibitory areaNPO: nucleus pontis oralis
The lesion of SLD in cats induces PS without atonia (RWA)and REM sleep behavior disorder (RBD) like behavior:
Sastre et coll., 1979, Physiology & Behavior
These results indicate that motoneurones1) are tonically inhibited during PS by a pathway arising from the SLD2) are phasically excited by a pathway (originating from the cortex?)
Courtesy of Dario Arnaldi
University of Genoa, IT
Rem Behavior Disorder
Mark Mahowald and Carlos Schenck 1985
W-on neurons
Excitatory pathways PS-off neurons SWS-on neurons
PS-on neurons Inhibitory pathways
MUSCLEATONIA
CORTICAL ACTIVATION
Identification of the neuronal circuit responsible for muscle atonia and movements during PS is required
MotorcortexMotorcortex
SLD
REM sleep behaviour disorder (RBD):Is the motor cortex inducing the movements?Which type of neurons degenerate? SLD?
What is the Neurotransmitter of the PSon neurons of the SLD ?Glutamate, acetylcholine or GABA?
« In situ » hybridization of vesicular glutamate transporter 2 (vGlut2), GAD67 or ChAt immunohistochemistry combined with CFos immunohistochemistry after PS hypersomnia
Clement et al., 2011
SLD section stained with vGlut2 and CFos
Conclusion: SLD PS-on neurons express only vGlut 2 and are glutamatergic
CFos/vGlut2 neurons
Control
Deprivation
Rebound
W
W
W
SWS
SWS
SWS
PS
PS
PS
13 h 16 h
Mean PS quantities
Control : 14,6%
Deprivation : 0%
Rebound : 50,4%
PS deprivation
Ascending and descending projections of the SLD PS-on neurons
The SLD neurons activated during PS project caudally to the ventral gigantocellular nucleus (GiV) but not rostrally to the thalamic intralaminar nuclei (Itha)
GiV
ITha
W-on neurons
Excitatory pathways PS-off neurons SWS-on neurons
PS-on neurons Inhibitory pathways
Spinalmotoneurons
MUSCLEATONIA
CORTICAL ACTIVATION
Neuronal circuit responsible for muscle atonia during PS
Intralaminar thalamic nuclei
Intralaminar thalamic nuclei
GiVGly/GABA?
GiVGly/GABA?
MotorcortexMotorcortex
SLDGlutamate
REM sleep behaviour disorder (RBD):SLD glutamatergic descending neurons degenerate?
The new genetic method used induces a permanent inactivation of glutamatergic transmission in neurons of the SLD in rats
Expression of vGluT2 mRNAs within SLD Note the lack of cell body labeling in the SLD of vGluT2- versus ctrl mice.
Location with mCherry of AAVs injection sites centered on the SLD of control (n=5) and vGluT2- rats (n=5)
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Brain, 2017
Control shRNA vglut2
Inactivation of SLD glutamatergic neurons with adeno-associated virus (AAVs) carrying short-hairpin RNA (shRNA) targeting vesicular glutamate transporter 2
The removal of vGluT2 from glutamatergic SLD neurons induces only a 30% decrease in PS quantities in vGluT2- rats
Glutamatergic neurons of the SLD are not the only neurons generating PS?
W, PS and SWS quantities (24h) Number of SWS and PS episodes
Daily percentage of vigilance states and number of sleep bouts in vGluT2- vs control rats 30 days post shRNA injection.
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Brain, 2017
The inactivation of glutamate transmission of SLD neurons in rats using short hairpin RNA for vglut2 induces REM sleep without atonia (RWA) and RBD like behaviors
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Brain, 2017
How SLD glutamatergic neurons generate muscle atonia?
ControlStrychnine
SWSPS
A. Control
B. Strychnine
EEGEOGPGOEMG
Membranepotential
EEGEOGPGOEMG
Paradoxical sleep
30 s
-60
-70
-60
-70(Soja et al., 1991)
Membranepotential
Glycinergic premotoneurons are hyperpolarizing motoneurones during PS
Effect of strychnine (glycine antagonist) application during PS on spinal motoneurons in cats
Localisation of the glycine neurons specifically active during PS hypersomnia?
Only the glycine neurons of the ventral gigantocellular reticular nucleus (GiV) are specifically active during PS rebound
Expression of GlyT2 mRNAs in GiV and spinal cord neurons
Glycine transporter 2 (GlyT2) is a specific marker of glycine neurons
Localisation of the neurons active during PS hypersomnia and projecting to the lumbar motoneurons
Neurons of the GiV specifically activated during PS send direct projections to lumbar motoneurons
Résultats
PSC PSD PSR
GiV
The glycinergic neurons responsible for PS atonia are likely also GABAergic
Fos/GAD « in situ »
Sapin et al., 2009
GiV
W-on neurons
Excitatory pathways PS-off neurons SWS-on neurons
PS-on neurons Inhibitory pathways
Spinalmotoneurons
MUSCLEATONIA
CORTICAL ACTIVATION
GiVGly/GABA
GiVGly/GABA
MotorcortexMotorcortex
Neuronal circuit responsible for muscle atonia during PS: role of the GABA/glycinergic neurons of the Giv?
REM sleep behaviour disorder (RBD):GiV GABA/glycinergic descending neurons degenerate?
SLDGlutamate
Inactivation of the vesicular GABA/glycine transporter (vGAT) in GiV neurons using transfection with adenoviral vector of short hairpin RNA targeting the vGAT mRNA
Neurons lack expression of vGAT mRNA in the RMg, GiA and GiV in shRNA injected rats
GiVGiV
Valencia Garcia et al., Nat. Com., 2018
Second model of RBD:VGAT knockout in the GiV induces PS without atonia and RBD.
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Nat. Com., 2018
W-on neurons
Excitatory pathways PS-off neurons SWS-on neurons
PS-on neurons Inhibitory pathways
Spinalmotoneurons
MUSCLEATONIA
CORTICAL ACTIVATION
Intralaminar thalamic nuclei
Intralaminar thalamic nuclei
GiVGly/GABA
GiVGly/GABA
MotorcortexMotorcortex
SLDGlutamate
In summary:The glutamatergic neurons of the SLD and the GABA/glycinergic neurons of the
GiV are responsible for muscle atonia during PSTheir degeneration can be responsible for RBD
What is generating the movements? Motor cortex?
XX
Review ARticle published: 01 November 2010 doi: 10.3389/fneur.2010.00140
Beyond dreams: do sleep-related movements contribute to brain development? Mark S. Blumberg* Department of Psychology and Delta Center, The University of Iowa, Iowa City, IA, USA
In newborn rats, motor cortex is not mature and the animals still show muscle twitches after mesencephalic sectionAdult cats with mesencephalic section still show REMs and muscle twitching
Hypothesis: A brainstem system generate the movement and the sensory feedback from the vigorous movements trigger the violent dreams of RBD without intervention of the motor cortex
Alternative hypothesis
6h
72h 6h
72h 6h
72h
Control 10% of PS
PS deprivation 0%
PS hypersomnia 32%
Waking 100%
3h
Study of the distribution and number of neurons activated in the cortex during PS hypersomnia and waking
Immunohistochemistry of FOS, Arc, Cox-2
« in situ » Hybridation of Bdnf
Renouard et al., 2015
*
Vigilance states quantities (%)
**###
#
W PSSWS
PSCPSDPSR
Distribution of FOS+ neurons in the hippocampus during PS hypersomnia
PS Hypersomnia Waking
Dentate gyrus CA3 CA10
50
100
150
200
250 PSCPSDPSRW
Number of FOS+neurones +
+
**##
*
****
**##
##
##
++
PS hypersomnia induces an increase in the number of Fos+ neurons specifically in the dentate gyrus Renouard et al., 2015
Distribution of FOS+ neurons in the somatosensory cortex during PS hypersomnia
cortex somatosensoriel0
500
1000
1500
2000
2500
3000
3500
4000 PSCPSDPSREV
Nombre de neurones FOS+
*##
++**##
PS deprivation PS hypersomniaWaking
SS
Number of FOS+
neurons
Somatosensory
cortex
Cortical activity is suppressed globally during sleep, being lowest during REM sleep
RBD-associated behaviors are reported to occur
more frequently during phasic REM sleep
Manni et al Sleep 2009; Frauscher et al 2009
De Carli et al Annals of Neurology 2016
Activation of the motor cortex during movement and in phasic REM sleep
rest mov
Tonic Phasic• During tonic REM sleep the
human Motor cortex exhibits an EEG pattern similar to the one observed during the resting state
• During phasic REM sleep the human Motor cortex exhibits an EEG pattern similar to the one observed when the Motor cortex is activated
mean frequency spectral values
Dauvilliers et al Sleep Medicine 2011; Mayer et al Brain 2015
Ictal SPECT in patients with RBD
Activation of the supplementary motor region
the neural activity generating movement during episodes of rapid eye movement sleep behaviour disorder by-passes the basal ganglia
Activation of the premotor-regions
Restoration of normal motor control in Parkinson’s disease during REM sleep
the movements during the RBD would be generated by the motor cortex and would follow the pyramidal tract bypassing the
extrapyramidal system.
Cochen De Cock et al Brain 2007
cortex cingulé antérieur0
100
200
300
400
500
600
700
800
PSC
Number of FOS+neurons
** **
**##
++
Distribution of FOS+ neurones in the anterior cingulate cortex during PS hypersomnia
ACA
PS deprivation PS hypersomniaWaking
Anteriorcingulate
cortexPSD
PSR
BDNF Arc
PSD
PSR
Distribution of FOS+ neurons in the retrosplenial and medial entorhinal cortex during PS hypersomnia
Cortex rétrosplénial0
500
1000
1500
2000
2500
3000
3500PSCPSD
Number of FOS+neurons
**
****
##
++RS
PS deprivation PS hypersomniaWaking
PSD
PSR
BDNF Arc
PSD
PSR
Retrosplenial
cortex
Multiunit recordings in the rat retrosplenial cortex during the sleep-waking cycle
Pourcentages [ % ] Structure
State comparison RSC
aWk > SWS > REM 14,3
aWk > REM > SWS 14,3
SWS > aWk > REM 2,9
SWS > REM > aWk 0,0
REM > aWk > SWS 57,1
REM > SWS > aWk 11,4
total 97,2
Number of neurons Structure
State comparison RSC
aWk > SWS > REM 5
aWk > REM > SWS 5
SWS > aWk > REM 1
SWS > REM > aWk 0
REM > aWk > SWS 20
REM > SWS > aWk 4
sum 35
total 36
68% of the retrosplenial neurons recorded are more active during PS than W and SWS in agreement with functional neuroanatomical data
Correlation with theta activity
W SWS PS
In collaboration with Brain institute of Natal, Brazil, Koike et al., J. Neuro, 2017
TRAP method enables us to label neurons activated during two different successive periods of waking or paradoxical sleep and to study their function
What is the state of the cortex during PS? Use of TRAP mice (Targeted recombination in active population)
Few neurons are activated during PS in the cortex and they are different than those activated during waking
They are localized only in a few limbic cortical structure such as the dentate gyrus, retrosplenial, medial entorhinal and anterior cingulate cortices and claustrum
Paradoxical (REM) sleep and Waking are two completely different states
CLA
CLA
DG
RSP
Hippocampus
PAG
VIS
ACCA
Dentate gyrus
Retrosplenial cortex
Anterior cingulate
Supramammillary nucleus (Sum)
Localisation of the neurons activated during PS hypersomnia (FOS+) projecting to the dentate gyrus, anterior cingulate and retrosplenial cortices
Claustrum (CLA)
Iontophoretic Injections of CTb or Fluorogold retrograde tracers
Renouard et al., 2015
SLDGlutamate
SLDGlutamate
GiVGly/GABA
GiVGly/GABA
Excitatory pathways
PS-on neurons Inhibitory pathways
Spinalmotoneurons
MUSCLEATONIA
CORTICAL ACTIVATION
ClaustrumGLU
ClaustrumGLU SumL
GABA/GLUSumL
GABA/GLU
DG
RS
ACAMotorcortexMotorcortex
What is the function of the activation of limbic cortical neurons during PS?Hypothesis:
In adults, they could generate dreams sceneries and activate downstream motor cortex
In Newborns, the cortical limbic structures would not be yet active and muscles twitches generated by a brainstem generator would help to set up the cortices
• Nearly all individuals with idiopathic REM sleep behaviour disorder will eventually develop Parkinson’s disease.
• Parkinson’s disease is a progressive neurodegenerative disorders characterised by abnormal aggregation and accumulation of the protein a-synuclein in neurons and dopamine deficiency in the nigrostriatal system
• Accumulating evidence suggests that α-synuclein aggregation is hypothesised to start in autonomic nerve terminals years before the appearance of motor symptoms, and subsequently spread via autonomic nerves to the spinal cord and brainstem
Rem Behaviour Disorder physiopathology
Risk and predictors of dementia and parkinsonism in idiopathic REM sleep behaviour disorder
Postuma et al. Brain 2019
• Mean interval between baseline evaluation and phenoconversion was 4.6 +/- 3.5 years.
• Overall phenoconversion rate of 6.25% per year
• 199 (56.5%) developed parkinsonism first
• 153 (43.5%) developed dementia first
• The average age was 66.3 +/- 8.4 and 82.5% were male.
uptake of ¹¹C-donepezil in the colon is lower
in patients with idiopathic RBD and PD than in healthy controls
indicating decreased cholinergic (including parasympathetic)
innervation of the gut
¹²³I- metaiodobenzylguanidine scintigraphy of the heart (arrow)
showing no uptake in patients with idiopathic RBD and PD measure
indicating decreased sympathetic cardiac innervation
In-vivo staging of pathology in REM sleep behaviour disorder
Knudsen et al. Lancet Neurol. 2018
In-vivo staging of pathology in REM sleep behaviour disorder
Knudsen et al. Lancet Neurol. 2018
Neuromelanin sensitive MRI of locus coeruleus The signal in the LC is lower in
patients with idiopathic RBD and PD indicating neurodegeneration of LC
neurons
Putamen ¹⁸F-DOPA signal (arrows) is decreased in some idiopathic RBD, but markedly decreased in PD indicating
decreased dopamine transmission
Thalamic MeNER binding potential (BPND; arrows)
is decreased in patients with idiopathic RBD and PD indicating decreased
noradrenergic innervation
In-vivo staging of pathology in REM sleep behaviour disorder
Knudsen et al. Lancet Neurol. 2018
Patients with idiopathic REM sleep behaviour disorder had fully developed pathology in the peripheral autonomic nervous system and the locus coeruleus, equal to that in diagnosed Parkinson’s disease. These patients also showed noradrenergic thalamic denervation, but most had normal putaminal dopaminergic storage capacity.
These findings indicate that the disease first target the periphery and the brainstem. They could help developing therapeutic strategies to halt or delay disease progression in its earliest stages
To this aim, there is a need to identify the specific populations of neurons involved using animal research.
Team "Physiopathology of the neuronal network of the sleep-waking cycle” Centre of Neuroscience of Lyon UMR 5292 CNRS/U1028 INSERM , Lyon, France
Olivier Clément, Sara Garcia Valencia, Patrice FortFrancesca Billwiller, Risa Yamazaki, Frédéric Brischoux, Christelle Peyron,and Patrice Fort
Michael Lazarus, University of Tsukuba, International Institute for Integrative Sleep Medicine, Japan
Second model of RBD:VGAT knockout in the GiV induces PS without atonia and RBD.
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Nat. Com., 2018
Muscle tone and muscle phasic movements are present during PS in vGluT2- compared to control rats.
Polysomnographic recordings illustrating SWS and PS in representative control vs vGluT2- rats
Collaboration with Michael Lazarus, Tsukuba, Valencia Garcia et al., Brain, 2017
PS deprivation PS hypersomnia
Bdnf
ARC
COX2
Localisation of ARC+, Cox2+ and Bdnf+ neurons in the hippocampus during PS hypersomnia using immunohistochemistry and « in situ » hybridization
Granule cells of the dentate gyrus overexpress genes implicated in synaptic plasticity during PS hypersomniaRenouard et al., 2015
Claustrum0
20
40
60
80
100
120PSCPSDPSR
Number of FOS+neurons
*
**
**##
##
Distribution of FOS+ neurones in the claustrum during PS hypersomnia
CLA
PS deprivation PS hypersomniaWaking
PSD
PSR
BDNF Arc
PSD
PSR
PSD
PSR
Dreamed Movement Elicits Activationin the Sensorimotor Cortex
(a study in lucid dreamers)
Han
d m
ov.
wake
Imag
. H
an
d m
ov
Dre
am
ed
Han
d m
ov
Dresler et al Current Biology 2011
Hand mov. wakeImag. Hand movDreamed Hand mov
MIMDM
Rapid eye movements (REMs) in sleep are associated with visual-like activity,
as during wakefulness
Andrillon et al Nature Communication 2015
visual-mnemonic responses
The Sum neurons activating dentate granule cells during PS are both GABA and glutamatergic
FOS/vGLUT2 + FOS/vGAT +
Neurochemical nature of Sum neurons active during PS
FOS/vGLUT2= 83,5% of FOS+ SumL neurons
FOS/vGAT= 80,5% ofFOS+ SumL neurons
Numberof neurons
SumMSumL
Billwiller et al., 2017
DG
RSP
ACA
CLA
0.76
6.36
11.9
5
17.5
5
23.1
4
28.7
4
34.3
3
39.9
3
45.5
20,6
0,8
1
1,2
1,4
1,6
Subcortical pathways responsible for cortical activation during PS
Sum
Powerspectrum analysis
Lesion/sham
Distribution of Fos+ cells in the DG
Effect of the Neurotoxic lesion of the Sum on DG
activation during PSSUMGLU
Macaque
Motor cortexREM sleep
parietal cortex
Mice
Activation of the sensorimotor cortex in animals
Electrophysiological studies
Jackson et al J Neurophysiol 2007; Brankack et al JSR 2012
Blumberg et al Sleep Medicine Reviews 2016
BOTTOM UP MODEL
Blumberg et al Sleep Medicine Reviews 2016
TOP DOWN MODEL
Andrillon et al Nature Communication 2015
Rapid eye movements (REMs) in sleep are associated with visual-like activity,
as during wakefulness
contacts pairs localized within the Mc and the dlPFc, as confirmed by postimplantation MRI, motor evoked potentials,
intracerebral electrical stimulation
Intracerebral Low Frequency Electrical
Stimulation
Motor Evoked potentials (MEP)
Paracentral Lobule(leg)
MC
dlPFC
Fz-Cz
EOG
EMG
Tonic REM sleep
MC
dlPFC
Fz-Cz
EOG
EMG
Tonic REM sleep
Hz
MC
0 5 10 15 20 25 30
MC
dlPFC
Fz-Cz
EOG
EMG
Phasic REM sleep
MC
dlPFC
Fz-Cz
EOG
EMG
Phasic REM sleep
Hz
MC
MC
dlPFC
Fz-Cz
EOG
EMG
Phasic REM sleep
Tonic and Phasic REM sleep
De Carli et al Annals of Neurology 2016
Tonic and Phasic REM sleep
De Carli et al Annals of Neurology 2016
the activation of the Mc during phasic REM sleep seems to reflect a widespread
involvement of the motor system
t test 1.58, df 6; NS
Mc pre REMS: 19.98 +/- 0.86 Hz Mc post REMS: 20.89 +/- 1.08 Hz
mean frequency spectral values
8-sec intervals preceding and following the onset of REM sequences
(Sequences of REMs, preceded by at least 10 seconds of silent EOG activity)
1 sec1 sec
REST Movement
Activation of the motor cortex during movement in wakefulness
De Carli et al Annals of Neurology 2016
Activation of the motor cortex during movement in wakefulness
(at least 2 leg movements; range 2–10)
De Carli et al Annals of Neurology 2016
Activation of the motor cortex during movement in wakefulness
(at least 2 leg movements; range 2–10)
ANOVA
De Carli et al Annals of Neurology 2016
Activation of the motor cortex during movement in wakefulness
(at least 2 leg movements; range 2–10)
mean frequency spectral values
Miller et al PNAS 2010; Pfurtscheller et al EEG Journal 1997
Activation of the motor cortex during movement in wakefulness
REM tonic REM phasic
Fz-Cz
EOG
EMG
Fz-Cz
EOG
EMG
Fz-Cz
EOG
EMG
RBD
Two different levels of Motor cortex activation during REM sleep?
SLDGlutamate
SLDGlutamate
GiVGly/GABA
GiVGly/GABA
LCNALCNA
TMNHIS
TMNHIS
Thalamus Thalamus vlPAG
dDPMeGABA GABA
W-on neurons
Excitatory pathways PS-off neurons PS-on cortical system
PS-on neurons Inhibitory pathways
Hcrt PH
MCH/GABA
DRN5 HT
DRN5 HT
Spinalmotoneurons
MUSCLEATONIA
DPGiGABA
DPGiGABA
CORTICAL ACTIVATION
What is the function of the activation of limbic cortical system during PS? What is the link between the cortical system and the hypothalamic and brainstem network generating PS?
ClaustrumGLU
ClaustrumGLU Sum
GABA/GLUSum
GABA/GLU
DG
RS
ACA
MSGABAMS
GABA
Strong Expression of ChR2-EYFP in SumL fibers localized in the DG
G
GD
optrode
OPTRODE
SumM
GD
SumL
FERULE
Optic fiber
Catheter
LFP electrode
2
0.3
m
m6
mm
m
m
Optimal transfection of SumL neurons (n=10 mice)
AAV5 (ChR2)
Patch clamp recordings:Co-transmission GABA/Glutamate
Study of the SumL-DG pathway using optogenetic
Collaboration with Monique Esclapez (Marseille)
Transfection of ChR2 or NpHR3.0 in glutamatergic neurons of the Sum in
knock-in vGLUT2-Cre mice:
- Electrophysiological effect on DG- Effect on learning and memory
EPSCAMPA/NMDA
IPSCGABA-A
Blue Light
0 5 10 15 20 25 30 35 400
0,05
0,1
0,15
0,2
0,25
0,3
theta
delta thêta lent gamma 85-95 Hz0
0,5
1
1,5
2
delta thêta lent gamma 85-95 Hz0
0,20,40,60,8
11,21,41,61,8
2DG LFP EEG
Delta(2-5 Hz)
Theta (6-9 Hz)
*
Control
ChR2
Gamma(65-115 Hz)
Delta(2-5 Hz)
Theta (6-9 Hz)
Gamma(65-115 Hz)
Stimulation of the SumL/DG pathway during PS induces an increase in the power and frequency of theta
Effect on spectral composition of stimulation of the SumL-DG pathway during PS
6,8 Hz
8,3 Hz
Prestim
Stim
Billwiller et al., unpublished
EYFP/FOS double staining after optogenetic stimulation
Stimulation: 20 Hz during 15 minPerfusion after 90 min
ChR2
60 70 80 90 100 110 1200
0
0
0
0
0
0
0 5 10 15 20 25 30 35 400
0,05
0,1
0,15
0,2
Prestim
Stim
Stimulation of the Sum/DG pathway during W induces behavioral activation and an increase in the power and frequency of theta
Effect of stimulation of the Sum-DG pathway during W
CA3CA3
CA1CA1
SumLSumL
GABA
GLU
GABAa
NMDA
GD
PS
PSCPSDPSR Excitation
Synapticplasticity
Inhibition
- Glutamate receptors on dendrites?- GABAergic receptors on somas ?
Function of the GABA/GLU Sum-DG pathway activated during PS?
GD is implicated in pattern separation, fear conditioning (Deng et al., 2013)
PS deprivation: fear conditioning (Ravassard ↘ et al., 2015)
Hypothesis: activation of DG granule cells by the SumL during PS plays a role in consolidation of contextual learning and memory
Fig. 1. ArchT-mediated inhibition of medial septum (MS)
GABA neurons during REMS reduces theta rhythm
Fig. 3. Inhibiting MS GABA neurons selectively
during REMS impairs memory consolidation in NOPR
novel object place recognition (NOPR)
During development, the number of new dendritic spines in the motor cortex decreases during REM sleep while the size of the remaining spines increases
• Only a few cortical limbic structures are activated by the claustrum and the lateral supramammillary nucleus during paradoxical (REM) sleep
• The somatosensory cortices are deactivated• The medial septum GABAergic neurons drive theta during PS and play crucial in memory consolidation
• In the motor cortex, a large number of new dendritic spines prune and the remaining ones grow during REM sleep during development and learning
Summary on what’s happening in the cortex during paradoxical (REM) sleep
GABAHcrt
VLPOMCH
EveilSommeil lent
Thalamus
Cortex
TMNSCN
BF
Boissard et al., 2002
SLD
What turn on SLD neurons at the onset of PS? : pharmacological studies
Kynurenic acid
PSlikeSWSW
SLD PSon neurons are activated during PS by the removal of a GABAergic input present during W and SWS
Iontophoresis of bicuculline, kynurenic acid and atropine in head restrained rats
PSlike
12.3 Hz 12.4 Hz
67.1 Hz
Luppi et al., 2004
Kainic acidKainic acid
(GABAa antagonist)
What turns on GLU SLD neurons at the onset of PS? : pharmacological studies
PS induction by long iontophoretic application of bicuculline in the SLD
500 m
LDTscp
SLD
Localization of the neurons immunoreactive to CFos in the SLD after 90 min of bicuculline (GABAa antagonist) injection
Boissard et al., 2002
PS-likeSWSW
SLD PSon neurons are activated during PS by the removal of a GABAergic input present during W and SWS
(GABAa antagonist)
What turns on the glutamatergic SLD neurons at the onset of PS? : pharmacological studies
Where are located the PSoff GABAergic neurones inhibiting the SLD PSon neurons during waking and slow wave sleep?
Boissard et al., 2003
dDpMe
PS deprivation
Fos/GAD neurons
CTb/GAD neurons
Sapin et al., 2009
vlPAG
Conclusion: PS-off GABAergic neurons inhibiting SLD PS-on neurons during W and SWS are localized in the vlPAG/dDPMe
vlPAG: ventrolateral periaqueductal graydDpMe: dorsal deep mesencephalic nucleus
Delta(1.54Hz)
Theta(4.58.5Hz)
Sigma(914Hz)
Gamma(3050Hz)
Muscle
Hypnogram
30 60 90 120 150 180 210 minW
SWSPS
Mus 90min
Aq
4
DRN
1000µm
dDPMe
Hayashi et al., 2015 (vGAT-CRE mice)
Sapin et al., 2009 (rats)
Inhibition with GABAa agonist (muscimol) injection or DREADD of the vlPAG/ dDpMe GABAergic neurons: induction of PS
%
vlPAG
PSC PSD PSR PSD
Injection of the retrograde tracer CTb in the vlPAG/dDpMe GABAergic PS-off neurons in
PSC, PSD and PSR animals
Aq
4N
vlPAG
dDpMe DR
What is turning off the PSoff GABAergic neurons of the vlPAG/dDpMe at the onset of PS?
4
Clement et al., 2012
c-FOS/CTb
MCHc-FOS/CTb/MCH
The lateral hypothalamus area (LHA) contain PS-on neurons controlling the vlPAG/dDPMe PS-off GABAergic neurons?
The LHA contains 12.2% of the CTb/c-Fos double-labeled neurons in PSR animals after CTb injection in the vlPAG/dDPMe
44% of these neurons express melanin concentrating hormone (MCH)
MCH: melanin concentrating hormone
C-Fos MCH
CTb
Triple labeling c-FOS/CTb/MCH
Clement et al., 2012
LHA
mLH
PSC PSD PSR
PeF
PSC PSD PSR
PSD
PSR
rZI
PSC PSD PSR
The tuberal hypothalamus contains a huge number of Fos/GAD double-labeled neurons after PS hypersomnia
Numberof cells
Fos/GAD neurons
Sapin et al., , 2011
Approximately 1/3 of the GABAergic neurons active during PS located in the tuberal hypothalamus express MCH peptide
Melanin concentrating hormone (MCH) immunohistochemistry combined with GAD67 « in situ » double staining
Sapin et al., , 2011
Hypothalamic MCH neurons are active during PS
Hassani et al., 2009
MCH icv injection induces PS
Verret, Goutagny et al., 2003
MCH is an hypnogenic factor:Treatment of insomnia?
Optogenetic stimulation of MCH neurons induces PS
Jego et al., 2013, Konadhode et al. 2013
SLDGlutamate
SLDGlutamate
GiVGly/GABA
GiVGly/GABA
LCNALCNA
TMNHIS
TMNHIS
Thalamus Thalamus vlPAG
dDPMeGABA GABA
W-on neurons
Excitatory pathways PS-off neurons
PS-on neurons Inhibitory pathways
Hcrt PH
MCH/GABA
DRN5 HT
DRN5 HT
Spinalmotoneurons
MUSCLEATONIA
DPGiGABA
DPGiGABA
CORTICAL ACTIVATION
Paradoxical (REM) sleepgenesis
SLDGlutamate
SLDGlutamate
GiVGly/GABA
GiVGly/GABA
LCNALCNA
TMNHIS
TMNHIS
ThalamusThalamusvlPAG
dDPMeGABA GABA
W-on neurons
Excitatory pathways PS-off neurons
PS-on neurons Inhibitory pathways
Hcrt PH
MCH/GABA
DRN5 HT
DRN5 HT
Spinalmotoneurons
MUSCLEATONIA
DPGiGABA
DPGiGABA
CORTICAL ACTIVATION?
Paradoxical (REM) sleep (PS)generating network
ChR2% awakening
0,8 1 1,21,41,61,8 2 2,20
102030405060708090
100
ControlN=4
ChR2N=6
Effect of stimulation of the Sum-DG pathway using optogenetic
STIMULATION : 20 Hz 10 sec
Billwiller et al., unpublished
SUMGABA/G
LU
DG
RSP
ACA
CLA
GABA/glutamate neurons of the Sum activate dentate granule cells during PS, the claustrum activate the other limbic cortical structures
These results provide evidence for the first time that selective populations of neurons
from the dentate gyrus and a subset of limbic cortices are activated and display
synaptic plasticity during REM sleep. They pave the way for the identification of the
function of REM sleep by means of behavioral and electrophysiological studies combined
with local inactivation of the subcortical pathways revealed.
Functional studies in Human: Cortical activity during PS is close but not identical to Waking
Hypoactive regions during PS: dorso-lateral prefrontal, posterior cingulate and inferior parietal cortices (Maquet et al., 1996)
Limbic region more active during PS : amygdala, hippocampus, anterior cingulate cortex … (Maquet et al., 1996)
Cortex
ThalamusBasal
Telencephalon
LDT/PPT
SLD
Steriade et al., 1982
W
SWS
PS
Hassani et al., 2009
Mechanisms of cortical activation during PS
ChR2-EYFPChR2-EYFP
Injection of AAV in the Sum
EF-1ITR WPRE ITRpolyAloxP
Cre
XNa+
K+
Cl-
H+
Channelorhodopsin (ChR2)
Halorhodopsin (eNpHR3.0)
470 nm 530 nm
loxP
Transfection of ChR2 and NpHR3.0 in glutamatergic neurons of the Sum in
knock-in vGLUT2-Cre mice:
- Electrophysiological effect on DG- Effect on learning and memory
X
Study of the Sum-DG pathway using optogenetic
Strong decrease in the number of FOS+ neurons in the dorsal DG
vGLUT2 +Optic density
ShamLesion
FOS +neurons
PSR- Sham PSR- Lésion
PSR- Sham PSR- Lésion
Disappearance of vGLUT2+ fibers in the dorsal DG
Effect of the Neurotoxic lesion of the Sum on the Dorsal DG
PS hypersomnia
Billwiller et al., unpublished
No decrease in the number of Fos+ neurons
ShamLesion
FOS +neurons
vGLUT2 + optic density
PSR- Sham PSR- Lesion
No decrease of vGLUT2+ fibers
PSR- Sham PSR- Lesion
Effect of the Neurotoxic lesion of the Sum on the ventral DG
PS hypersomnia
The suprammammillary nucleus projection induces Fos expression in dorsal but not in ventral dentate
gyrus neurons
Origin of the activation of the ventral DG during PS
The medial enthorinal cortex projection induces Fos expression in the ventral dentate gyrus neurons
Optogenetic stimulation induces the expression of FOS in the dorsal GD with a distribution close to that seen after PS
hypersomnia
GD
HG
M
Control ChR2
Stimulation: 20 Hz during 15 min Perfusion90 min
Effect of stimulation of the Sum-DG pathway on Fos expression in the DG
IO
100µmGiV neurons immunoreactive to glycine contacted by PHAL fibers from SLD neurons
Localization of the glycinergic neurons responsible for muscle atonia
CFos and glycine neurons in the GiV after PS induction
CFos/Gly neurons
Boissard et al., 2002
GiV
Glycinergic neurons hyperpolarizing motoneurons during PS are localized in the Giv?
CFos and glycine neurons in the medullary ventral gigantocellular reticular nucleus (GiV) after PS hypersomnia
Multiunit recordings in the rat dentate gyrus during the sleep waking cycle
Number of neurons Structure
State comparison DGY
aWk > SWS > REM 7
aWk > REM > SWS 15
SWS > aWk > REM 12
SWS > REM > aWk 50
REM > aWk > SWS 15
REM > SWS > aWk 13
sum 112
total 128
Pourcentages [ % ] Structure
State comparison DGY
aWk > SWS > REM 6,3
aWk > REM > SWS 13,4
SWS > aWk > REM 10,7
SWS > REM > aWk 44,6
REM > aWk > SWS 13,4
REM > SWS > aWk 11,6
total 87,5
55% of the DG neurons recorded are more active during SWS than PS and W while only 25% are more active during PS than W and SWS: granule cells?
W SWS PS
MCH/GABA PS-on neurons of the HLA control PS genesis?Muscimol (GABAa agonist) and clonidine (alpha2 adrenergic
agonist) injections in the LHA
DPGi1,9%
After muscimol injection in the LHA, the MCH and the Hrct neurons are inactivated (Fos-)
c-FOS/Hcrt or c-FOS/MCH neurons
Muscimol and clonidine injections in the LHA inhibit PS:
Clement et al., 2012
The activity of LHA neurons is necessary for PS to occur
By which mechanisms LHA MCH neurons control PS:C-Fos/GAD and C-FOS/CTb double labeling in the vlPAG/dDPMe
The lateral hypothalamic area control PS by means of inhibition of vlPAG/dDpMe PS-off GABAergic neurons projecting to the SLD
c-FOS/GAD or c-FOS/CTb double-labled neurons Clement et al., 2012
Risk and predictors of dementia and parkinsonism in idiopathic REM sleep behaviour disorder
Postuma et al. Brain 2019
The rate of phenoconversion was significantly increased with:1) abnormal quantitative motor testing (HR = 3.16)2) objective motor examination (HR = 3.03)3) olfactory deficit (HR = 2.62)4) mild cognitive impairment (HR = 2.37)5) erectile dysfunction (HR = 2.13)6) motor symptoms (HR = 2.11), 7) abnormal DAT scan (HR = 1.98)8) colour vision abnormalities (HR = 1.69)9) constipation (HR = 1.67)10)REM atonia loss (HR = 1.54)11)Age (HR = 1.54).
Risk and predictors of dementia and parkinsonism in idiopathic REM sleep behaviour disorder
Postuma et al. Brain 2019
No significant predictive value of:• Sex• Daytime somnolence• Insomnia• Restless legs syndrome• Sleep apnoea• Urinary dysfunction• Orthostatic symptoms• Depression• Anxiety• Hyperechogenicity on substantia nigra ultrasound
Risk and predictors of dementia and parkinsonism in idiopathic REM sleep behaviour disorder
• Standardized motor examination• Standardized motor symptoms• Quantitative motor testing• Olfaction• Colour vision• Physician-documented insomnia• Excessive daytime somnolence• Restless legs syndrome• Sleep apnoea• REM sleep without atonia• Constipation
• Urinary symptoms• Erectile dysfunction• Orthostatic symptoms• Orthostatic blood pressure• Cognition, neuropsychological testing• Cognition, office-based diagnosis• Depression• Anxiety• DAT-SPECT• Substantia nigra pars compacta hyperechogenicity
Postuma et al. Brain 2019