SEC NEWS DIGEST · subject to change, please confirm them with the SEC's Office of Public Affairs or the sponsoring ... Tulane Law School's Corporate Law Institute Where: New Orleans,

SEC NEWS DIGESTIssue 2000-41 March 3, 2000

COMMISSION ANNOUNCEMENTS

PUBLIC APPEARANCES OF SENIOR COMMISSION OFFICIALS -- MARCH '2000

The following is a schedule for March 2000 of the public appearances of SEC officials, including the Chairman, Commissioners and senior staff members. For additional information on events hosted by groups other than the Commission, please call the contact numbers listed As events are subject to change, please confirm them with the SEC's Office of Public Affairs or the sponsoring organizations

When Friday, March)Who Chairman Arthur LevittWhat Association of SEC Alumni Annual Award DinnerWhere Washington, DCContact Office of Public Affairs, (202) 942-0020

When Friday, March 3 - Saturday, March 4 Who. Commissioner Norman Johnson; Commissioner Isaac Hunt; Commissioner Laura Unger, Commissioner Paul Carey, Richard Walker, DIrector of the Divisron of Enforcement, Paul Roye, Director of the Division of Investment Management, David Martin, Director of the Division of Corporation Finance, Annette Nazareth, Director of the Division of Market Regulation, Lori Richards, DIrector of the Office of Compliance Inspections and ExaminationsWhat· SEC SpeaksWhere Washington, DCContact Practicing Law Institute, (800) 260-4754

When Monday, March 6Who Chairman Arthur LevittWhat Boston College Conference on the New EconomyWhere Boston, MAContact. Jack Dunn, (617) 552-3350

When. Friday, March ]0 Who. Richard Walker, Director of the Division of Enforcement What: Tulane Law School's Corporate Law Institute Where: New Orleans, LA Contact: Ann Schumacher, (504) 865-5900

When: Monday, March 13 Who: Paul Maco, Director of the Office of Municipal Securities What Municipal Securities Rulemaking Board Forum Where. New York, NY Contact MSRB, (202) 223-9347

When Thursday, March 16 Who' Chairman Arthur Levitt What Northwestern University's Linthicum Lecture Where Chicago, IL Contact. Pat Tremmel, (847) 491-4892

When Friday, March 17 Who Paul Maco, Director of the Office of Municipal Securities What Municipal Securities Rulemaking Board Forum Where San Francisco, CA Contact MSRB, (202) 223-9347

When Wednesday, March 22 Who Chairman Arthur Levitt What American Association of Publishers Where Washington, DC Contact Amy Gwiazdowsky, (202) 220-4550

When Wednesday, March 22 - Thursday, March 23 Who Paul Maco What New York State Government Finance Officers Association Annual Conference Where. Albany, NY Contact MauraRyan, (518)465-1512

When Thursday, March 23 Who Chairman Arthur Levitt What: Investors Town Meeting Where St Louis, MO Contact John Nester, (202) 942-7083

NEWS DIGEST, March 3,2000 2

When Friday, March 24 Who Chairman Arthur Levitt, Richard Walker, Director of the DIVlsIOnof Enforcement What Washington University Securities Law Symposium Where St Louis, MO Contact: Erick Ojala, (314) 935-9003

When' Friday, March 24Who David Martin, Director of the Division of Corporation FinanceWhat ABA Spring MeetingWhere: Columbus, OHContact: Joanne Travis, (312) 988-5680

When' Monday, March 27 - Wednesday, March 29 Who Paul Roye, Director of the Division of Investment Management, Lori Richards, Director of the Office of Compliance Inspections and Examinations What ICI Mutual Funds Conference Where Palm Desert, CA Contact John Collins, (202) 326-5864

ENFORCEMENT PROCEEDINGS

INVESTMENT ADVISER,CENSURED, ORDERED TO CEASE AND DESIST AND FINED FOR FAILING TO MAKE TIMELY YEAR 2000-RELATED DISCLOSURE

The Commission announced today that it entered an Order Making Findings, Issuing Cease and Desist Order and Imposing Civil Penalty as to Robert C Sears (Order) The Commission accepted Sears' Offer of Settlement, In which he agreed to the following relief a censure, an order that he cease and desist from committing or causing any violation and any future violation of the ADV- Y2K provisions of the Investment Advisers Act of 1940, Section 204 and Rule 204-5. Additionally, Sears was ordered to pay a $5,000 civil penalty

The Order finds that Sears was required to and failed to file Part I of Form ADV-Y2K by June 7, 1999 Form ADV-Y2K was designed to enable the Commission to evaluate the preparedness of investment advisers for the Year 2000 (Rei IA-1858, File No 3-9985)

RECEIVER APPOINTED IN MOBLEY CASE

The United States District Court has appointed Otto G Obermaier, a partner at the law firm of Weil, Gotshal & Manges LLP in New York City, as the receiver for David M Mobley, Sr , Maricopa Investment Fund, Ltd., and the other defendants and relief defendants

Under the Court's order, Mr Obermaier is empowered to take possession of all of the defendants' and relief defendants' assets and to search for any hidden or undisclosed assets Mr Oberrnaier is required to prepare a report by May 3 I, 2000, setting forth, among other

NEWS DIGEST, March 3, 2000 3

things. the defendants' and relief defendants' assets and liabilities, all funds and other assets received by the defendants and relief defendants since September 1, 1992, and all funds and other assets disbursed by the defendants and relief defendants since September 1, 1992

Mr. Obermaier will be assisted by two attorneys in his firm's Miami office, Oscar Cantu and Debra Dandeneau Investors or other interested parties should direct any questions to them at Weil, Gotshal & Manges, 701 Brickell Avenue, Suite 2100, Miami, Flonda 33131, telephone (305) 577-3160, fax (305) 374-7159 Their e~mail addresses are [email protected] and [email protected] [SEC v. David M "Mobley, Sr, et al, Civil Action No 00 Civ. 1316, RCC, USDC, SDNY] (LR-16462), (Press ReI 2000-22)

INVESTMENT COMPANY ACT RELEASES

SCUDDER GWBAL FUND, INC., ET AL.

An order has been issued on an application filed by Scudder Global Fund, et al. under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Secnons 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-I under the Act to permit certain joint transactions. The order permits certain registered management investment companies and certain entities that are excluded from the definition of investment company by Section J(c)(1), 3(c)(7) or 3(c)(11) of the Act to invest uninvested cash in (a) affiliated money market funds and/or short-term bond funds or (b) one or more affiliated

entities that operate as cash management investment vehicles and that are excluded from the

definition of investment company by Section 3(c)(1) or 3(c)(7) of the Act. (ReI. Ie -24322 -February 29)

SELIGMAN PORTFOLIOS, INC. AND J. & W. SELIGMAN & CO. INC.

A notice has been issued giving interested persons until March 23 to request a heanng on an application filed by Seligman Portfolios, Inc (Seligman Portfolios) and J & W Seligman & Co. Inc. (Seligman)(together, Applicants). Applicants seek an order to permit shares of Seligman Portfolios and shares of any other open-end investment company that is designed to fund insurance products and for which Seligman or any of its affiliates may serve now or in the future, as investment adviser, administrator, manager, principal underwriter, or sponsor to be offered to, sold to and held by ( 1) variable annuity and vanable life insurance separated accounts of both affiliated and unaffiliated life insurance companies, and (2) qualified pension and retirement plans outside of the separate account context (Rel IC-24323 - February 29)

FIRST AMERICAN INVESTMENT FUNDS, INC., ET AL.

An order has been issued on an application filed by First Amencan Investment Funds, Inc, et al for exemptions from Sections 10(t) and 17(a)( I) of the Investment Company Act


The order permits certain registered management investment companies to purchase certain securities from an affiliated underwriter and through group orders placed with an underwriting syndicate that includes the affiliated underwriter (ReI IC-24324 - March 1)

THE VICTORY PORTFOLIOS, ET AL.

An order has been issued on an application filed by The Victory Portfolios, et al. under Sections 6(c) and 17(b) of the Investment Company Act of 1940 (Act) for an exemption from Sections 12(d)(1)(A) and 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-l under the Act. The order amends a prior order that permits non-money market series, of a registered open-end management investment company to purchase shares of one or more of the money market series of such registered investment company by adding a registered open-end management investment company and an investment adviser as applicants. (Rei. IC-24325 - February 29)

HOLDING COMPANY ACT RELEASES

NORTHEAST UTILITIES

A notice has been issued giving interested persons until March 23 to request a hearing on a proposal by Northeast Utilities (NU), a registered holding company, III connection with the proposed merger of sm and Consolidated Edison, Inc (CEI), a New York electric and gas public utility holding company exempt from registration under Section 3(a)(l) of the Act under Rule 2, for NU to amend its trust agreement The amendments to the trust agreement will allow for the merger and allow the merger agreement to fix the number of NU trustees An order has been issued authorizing NU to solicit proxies from Its common shareholders to obtain required approval of the merger and to solicit proxies to amend the trust agreement (ReI 35-27144)

SELF-REGULATORY ORGANIZATIONS

APPROVAL OF PROPOSED RULE CHANGE

The Commission approved a proposed rule change submitted by the National AssociatIOn of Securities Dealers (SR-NASD-97-89) which will permit NASD members and associated persons to include bond mutual fund volatility ratings III supplemental sales literature for an 18 month trial period. Publication in the Federal Register IS expected dunng the week of March 6 (Rei 34-42476)


IMMEDIA TE EFFECTIVENESS OF PROPOSED RULE CHANGE

A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-00-07) regarding the extension of its after-hours trading pilot has become effective under Section 19(b)(3)(A)) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 6. (Rei. 34-42481)

DELISTINGS GRANTED

An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration Pittway Corporation, Common Stock, $1.00 par value (ReI. 34-42471)

An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration American Banknote Corporation, Common. Stock, $ 01 par value (ReI 34-42478)

An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration Tultex Corporation, Common Stock, $1 00 par value (Rei. 34-42479)

An order has been issued granting the apphcation of the American Stock Exchange to strike from listing and registration Mandatory Common Exchange Trust, Trust Issued Mandatory Exchange Securities, -due August 15, 2000 (Rei 34-42480)

SELF-REGULATORY ORGANIZATIONS

, The following registration statements have been filed with the SEC under the Secunties Act of 1933 The reported information appears as follows Form, Name, Address and Phone Number (if available) of the issuer of the security, Title and the number and/or face amount of the securities bemg offered, Name of the managing underwriter or depositor (if applicable), File number and date filed,Assigned Branch, and a designation if the statement is a New Issue

Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N W., Washington, D C. 20549 or at the following e-mail box address <publicinfo@sec> In most cases, this information is also available on the Commission's website <www.sec gov>

F-l GT GROUP TELECOM INC, 20 BAY STREET, 7TH FLOOR, TORONTO ONTARIO M5J 2N8,

A6 00000 - 18,400,000 ($220,800,000) FOREIGN COMMON STOCK. (FILE333-11506 - FEB. 18) (BR. 7 - NEW ISSUE)


F-6 BANQUE NATIONALE DE PARIS/ADR/, BANK OF NEW YORK, 101 BARCLAY ST 22W,NEW YORK, NY 10286 (212) 815-2084 - 25,000,000 ($1,250,000)DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-11516 - FEB. 17) (BR. 99 - NEW ISSUE)

F-6 RIVERDEEP GROUP PLC /ADR/, 101 BARCLAY STREET, 22ND FLOOR, NEW YORK,NY

10286 - 20,000,000 ($1,000,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE 333-11526 - FEB. 23) (BR. 99 - NEW ISSUE) _

F-6 ACTIVCARD SA /ADR/, 101 BARCLAY STREET, 22ND FLOOR, NEW YORK, NY 10286 - 20,000,000 ($1,000,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE333-11538 - FEB. 23) (BR. 99 - NEW ISSUE)

F-1 ACTIVCARD SA, 24-28 AVENUE DU GENERAL DE GAULLE, (33-1) 42-04-8400, 92156 SURESNES CEDEX, 10 29156 - 4,600,000 ($216,200,000)FOREIGN COMMON STOCK. (FILE 333-11540 - FEB. 23) (BR. 3 - NEW ISSUE)

F-3 BOS BETTER ONLINE SOLUTIONS LTD, 100 BOS RD, TERADION 20179 ISRAEL, L3 20179 - 1,972,644 ($14,104,404.60) FOREIGN COMMON STOCK. (FILE 333-11544

FEB. 23) (BR. 3)

S-4 PEGASUS COMMUNICATIONS CORP, C/O PEGASUS COMMUNICATIONS MANAGEMENT, 225 CITY LINE AVENUE SUITE 200, BALA CYNWYD, PA 19087 (610) 341-1801 -6,500,000 ($2,405~ COMMON STOCK. (FILE 333-31080 - FEB. 25) (BR.7)

SB-2 UNISERVICE CORP/FL, 1900 GLADES RD, SUITE 351, BOCA RATON, FL 33431 (561) 347-6398 - 1,380,000 ($6,900,000) PREFERRED STOCK. 1,380,000 ($8,280,000) COMMON STOCK. 240,000 ($990,012) WARRANTS, OPTIONS OR

RIGHTS. 120.'000 ($1,188,000) COMMON STOCK. (FILE 333-31082 - FEB. 25) (BR. 9)

S-8 VOICESTREAM WIRELESS HOLDING CORP, 3650 131ST AVENUE SE, SUITE 400, BELLEVUE, WA 98006 (425) 650-4600 - 1,500,000 ($216,937,500) COMMON STOCK. (FILE 333-31086 - FEB. 25) (BR. 9)

S-8 VOICESTREAM WIRELESS HOLDING CORP, 3650 131ST AVENUE SE, SUITE 400, BELLEVUE, WA 98006 (425) 650-4600 - 200,000 ($28,925,000) COMMON STOCK. (FILE 333-31088 - FEB. 25) (BR. 9)

S-8 VOICESTREAM WIRELESS HOLDING CORP, 3650 131ST AVENUE SE, SUITE 400,BELLEVUE, WA 98006 (425) 650-4600 - 20,000,000 ($1,505,719,330)COMMON STOCK. (FILE 333-31090 - FEB. 25) (BR. 9)

S-8 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX 77056 (713) 296-6000 - 1,100,000 ($39,703,400) COMMON STOCI<:. (FILE333-31092 - FEB. 25) (BR. 4)

S-8 INTERSIL HOLDING CO, 2401 PALM BAY ROAD NORTHEAST, PALM BAY, FL 32905 (407) 724-7000 - 8,833,334 ($441,666.70) COMMON STOCK. (FILE 333-31C94 -FEB. 25) (BR. 5)

"

7 NEWS DIGEST, March 3,2000

S-8 OLIN CORP, 501 MERRITT 7, POBOX 4500, NORWALK, CT 06856 (203) 750-3000

- 317,674 ($4,953,728.93) COMMON STOCK. (FILE 333-31096 - FEB. 25)(BR. 4)

S-8 OLIN CORP,· 501 MERRITT 7, POBOX 4500, NORWALK, CT 06856 (203) 750-3000

- 608,501 ($9,488,812.46) COMMON STOCK. (FILE 333-31098 - FEB. 25)(BR. 4)

S-3 EPLUS INC, 400 HERNDON PARKWAY, HERNDON, VA 20170 (703) 834-5710 -2,875,000 ($84,453,125) COMMON STOCK. (FILE 333-31102 - FEB. 25) (BR. 7)

S-8 IMAGING TECHNOLOGIES CORP/CA, 15175 INNOVATION DRIVE, SAN DIEGO, CA 92128 (619) 613-1300 - 500,000 ($437,500) COMMON STOCK. (FILE 333-31104 -FEB. 25) (BR. 3)

S-8 COORSTEK INC, 16000 TABLE MOUNTAIN PARKWAY, GOLDEN, CO 80403 (303) 271-7000 - 4,500,000 ($84,093,750) COMMON STOCK. (FILE 333-31106 -FEB. 25) (BR. 6)

S-8 CRONOS GROUP, 16, ALLEE MARCONI, BOlTE POSTALE 260, L 2012, L 2012 LUXEMBURG, N4 - 800,000 ($4,031,250) COMMON STOCK. (FILE 333-31108 - FEB. 25) (BR. 6)

S-8 CARTER WALLACE INC /DEi, 1345 AVE OF THE AMERICAS, NEW YORK, NY 10105 (212) 339-5000 - 4,500,000 ($81,281,250) COMMON STOCK. (FILE 333-31110 -FEB. 25) (BR. 1) "

S-8 DIGlMARC CORP, ONE CENTERPOINE DR, STE 500, LAKE OSWEGO, OR 97035 (503) 968-2908 - 4,525,000 ($236,431,250) COMMON STOCK. (FILE 333-31114 -FEB. 25) (BR. 3)

S-3 NANOPIERCE TECHNOLOGIES INC, 370 SEVENTEENTH STREET, SUITE 3580, DENVER,

CO 80202 (303) 592-1010 - 430,000 ($1,253,450) WARRANTS, OPTIONS OR RIGHTS.

2,744,426 ($4,000,000) COMMON STOCK. (FILE 333-31118 - FEB. 25) (BR. 5)

S-8 EXAR CORP, 2222 QUME DR, PO BOX 49007, SAN JOSE, CA 95131 (408) 434-6400

- 450,000 ($22,331,250) COMMON STOCK. (FILE 333-31120 - FEB. 25) (BR. 5)

S-l PAYMAP INC, 3 EMBARCADERO CENTER, SUITE 500, SAN FRANCISCO, CA 94111 (415) 743-1310 - $57,500,000 COMMON STOCK. (FILE 333-31122 - FEB. 25)(NEW ISSUE)

S-3 FNB CORP/PA, ONE FNB BLVD, HERMITAGE SQUARE, HERMITAGE, PA 16148 (724) 981-6000 - 833,5951$17,713,894) COMMON STOCK. (FILE 333-31124-FEB. 25) (BR. 7)

S-8 ELANTEC SEMICONDUCTOR INC, 675 TRADE ZONE BOULEVARD, MILPITAS, CA 95035 (408) 945-1323 - 470,000 1$33,017,500) COMMON STOCK. (FILE 333-31120 -FEB. 25) (BR . 5)

8 NEWS DIGEST, March 3, 2000

S-l EMED TECHNOLOGIES CORP, 25 HARTWELL AVENUE, LEXINGTON, MA 02421 (781) 862-0000 - $46,000,000 COMMON STOCK. (FILE 333-31128 - FEB. 25)(BR. 5)

S-8 FUNDTECH LTD, C/O FUNDTECH CORP, 30 MONTGOMERY ST STE 501, JERSEY CITY, NJ 07302 (201) '946-1100 (FILE 333-31130 - FEB.

S-8 SOUTHTRUST CORP, 420 1,000,000 ($24,125,000)

S-l PIXELWORKS INC, 7700

- 934,747 ($29,678,217) FOREIGN COMMON STOCK. 25) (BR. 3)

N 20TH ST, BIRMINGHAM, AL 35203 12&5) 254-5000 -COMMON STOCK. (FILE 333-31132 - FEB ..25) (BR. 7)

SW MOHAWK, TUALATIN, OR 97062 - $75,000,000 COMMON STOCK. (FILE 333-31134 - FEB. 25)

S-l TUT SYSTEMS INC, 2495 ESTAND WAY, PLEASANT HILL, CA 94523 (925) 682-6510

- 168,679 ($6,583,753) COMMON STOCK. (FILE

S-8 ESCALON MEDICAL CORP, 351 EAST CONESTOGA 19087 (610) 688-6830 - 565,000 ($1,627,200) - FEB. 25) (BR. 5)

S-l ATHEROGENICS INC, 8995 WESTSIDE PARKWAY, (678) 336-2500 - $100,000,000 COMMON STOCK. (NEW ISSUE)

333-31136 - FEB. 25) (BR. 7)

ROAD, PLZ LEVEL, WAYNE, PA COMMON STOCK. (FiLE 333-31138

ALPHARETTA, GA 30004 (FILE 333-31140 - FEB. 25)

S-3 LA JOLLA PHARMACEUTICAL CO, 6455 NANCY RIDGE DR, SAN DIEGO, CA 92121 (619) 452-6600 - 4,040,000 ($27,148,800) COMMON STOCK. (FILE 333-31142 -FEB. 25) (BR . 1) ,

S-3 WASHINGTON MUTUAL INC, 1201 THIRD AVE, STE 1500, SEATTLE, WA 98101 (206) 461-2000 - 1,000,000,000 ($1,000,000,000) STRAIGHT BONDS. (FILE333 -31144 - FEB. 25) (BR. 7)

S-l .TUT SYSTEMS INC, 2495 ESTAND WAY, PLEASANT HILL, CA 94523 (925) 682-6510

- 2,875,000 ($112,214,844) COMMON STOCK. (FILE 333-31146 - FEB. 25)(BR. 7)

S-8 ACNIELSEN CORP, 177 BROAD STREET, STAMFORD, CT 06901 (203) 834-4200 -5,000,000 ($5,000,000) OTHER SECURITIES INCLUDING VOTING TRUST. (FILE333-31152 - FEB. 25) (BR. 6)

S-4 YOUNG BROADCASTING INC /DE/, 599 LEXINGTON AVENUE, NEW YORY, NY 10022 (212) 754-7070 - 3,888,788 ($45,473,400) COMMON STOCK. (FILE 333-31156 -FEB. 25) (BR. 7)

S-3 CELERITEK INC/CA, 3236 SCOTT BLVD, SANTA CLARA, CA 95054 (408) 986-5060 _ 1,499,998 ($56,812,424) COMMON STOCK. (FILE 333-31160 - FEB. 2S)

(BR. 5)

5-8 PINNACLE ENTERTAINMENT INC, 330 NORTH BRAND BOULEVARD, SUITE 1110,GLENDALE, CA 91203 (818) 662-5900 - 15,000, 000 ($15,000, 000)OTHER SECURITIES INCLUDING VOTING TRUST. (FILE 333-31162 - FEB. 25)

(BR. 5)


S-8 CELADON GROUP INC, ONE CELADON DR, INDIANAPOLIS, IN 46236 (212) 977--4447

- 150,000 ($1,500,000) COMMON STOCK. (FILE 333-31164 - FEB. 25) (BR. 5)

S-3 GENERAL MOTORS ACCEPTANCE CORP, 3044 W GRAND BLVD, DETROIT, MI 48202 (313) 556-1508·- 13,621,200,000 ($3,621,200,000) STRAIGHT BONDS. (FILE333-31166 - FEB. 25) (BR. 7)

S-4 PE CORP, 761 MAIN AVE, NORWALK, CT 06859 (203) 762-10~0-: 4,009,685($318,581,903.30) COMMON STOCK. (FILE 333-31168 - FEB. 25) (BR. 5)

S-8 GEMSTAR INTERNATIONAL GROUP LTD, 135 NORTH LOS ROBLES AVE, STE 800, PASADENA, CA 91101 (818) 792-5700 - 529,484 ($5,083,046) COMMON STOCK. (FILE 333-31.n0 - FEB. 25) (BR. 2)

S-l INSPIRE PHARMACEUTICALS INC, 4222 EMPEROR BLVD STE 470, DURHAM, NC 27703

(919) 941-9777 - $80,000,000 COMMON STOCK. (FILE 333-31174 - FEB. 25)

S-3 IMMUNOMEDICS INC, 300 AMERICAN RD, MORRIS PLAINS, NJ 07950' (973) 605-8200 - 2,325,000 ($60,595,312.50) COMMON STOCK. (FILE 333-31178 - FEB. 28) (BR. 1)

SB-2 HYPERDYNAMICS CORP, 2656 SOUTH LOOP WEST SUITE 103, HOUSTON, TX 77054 (713) 660-9771 - 2,328,113 ($12,923,000) COMMON STOCK. (FILE 333-31180 -FEB. 25) (BR. 9)

S-8 INFORMATION RESOURCES INC, 150 N CLINTON ST, CHICAGO, IL 60661 (312) 726-1221 - ~13,406 ($6,736,369.25) COMMON STOCK. (FILE 333-31182 -FEB. 25) (BR. 6)

SB-2 USA SERVICE SYSTEMS INC, 10770 WILES ROAD, SUITE 216, COR~L SPRINGS, FL 33076 (954) 752-4289 - 2,447,841 ($6,731,562) COMMON STOCK. (FILE333-31188 - FEB. 28) (BR. 2)

S-8 CONCUR TECHNOLOGIES INC, 6222 185TH AVE NE, REDMONn', WA 98052 (425) 702-8808 - 3,726,390 ($84,446,873) COMMON STOCK. (FILE 333-31190 -FEB. 28) (BR. 3)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item 1 Changes in Control of RegistrantItem 2 Acquisition or Dispositiori of AssetsItem 3 Bankruptcy or ReceIv~rship. .Item 4 Changes in Registrant s Certifying AccountantItem 5. Other Materially Important Events.Item 6 Resignations of Registrant's DirectorsItem 7 Financial Statements and ExhibitsItem 8 Change in Fiscal Year, Item 9 Regulation S Offerings


The following companies have filed 8-K reports for the date indicated andlor amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Br.~ch at 450 Fifth Street, N W , Washington, DC 20549 or at the following e-mail boxaddress:<[email protected]>.Inmostcases.this information is also available on the Commission's website: <www.sec gov>

STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATllr COMMENT

------------------------------------------------------------------~-------ABGENIX INC ACME METALS INC /DE/ADAPTIVE BROADBAND CORP ADVANTA MORTGAGE LOAN TRUST 1998-4A ADVANTA MORTGAGE LOAN TRUST 1998-4B ADVANTA MORTGAGE LOAN TRUST 1998-4C ALABAMA POWER CO ALTERNATE MARKETING NETWORKS INC AMERICAN EXPRESS CENTURION BANK AMKOR TECHNOLOGY INC ANDERSONS INC ANDOVER BANCORP INC ARI STAR INC ARMORED STORAGE INCOME INVESTORS LT

D PARTNERSHIP

DE DE DE NY NY DE AL MI UT DE OH DE DE AZ

X

X

X

X X

X X X X

X X

X X

X

X X X X

X

X

X

X X

03/01/0001/20/0002/10/0002/28/0002/28/0002/28/0002/16/0002/17/0002/15/09 AMEND .02/28/0002/25/0003/01/0003/01/0001/28/00

AUTOZONE INC AVERT INC AVIATION GROUP INC AZUL HOLDINGS INC' BAMS MORTGAGE PASS THROUGH

ATES SERIES 1999-12 CERTIFIC

NV CO TX DE DE

x

X X X

x

X X X

x

02/29/0003/01/0002/28/0003/31/0002/25/00

BAMS MORTGAGE ATES SERIES

PASS THROUGH 1999-3

CERTIFIC DE x x 02/25/00


PASS THROUGH 1999-4

CERTIFIC DE X X 02/25/00


PASS THROUGH 1999-5



PASS THROUGH 1999-6

CERTIFIC NC X X 02/25/00


PASS THROUGH 1999-6

CERTIFIC NC X X 02/25/00


PASS THROUGH 1999-8

CERTIFIC DE X X 02/25/00


PASS THROUGH 1999-9


BANK OF AMERICA MORT SEC INC ASS THR CERT SER 1999-1

MORT P DE x x 02/25/00




MORT P DE X X 02/25/00



BANK OF INC

AMERICA MORTGAGE SECURITIES DE x x 02/25/00


....

STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

BANK OF INC

AMERICA MORTGAGE SECURITIES DE X X 02/25/00

BANK OF AMERICA 1999-10 BANK OF AMERICA 1999-11 BANK OF AMERICA 1999-11 BARRINGER LABORATORIES INC BARRINGER LABORATORIES INC BELL ATLANTIC CORP BIOCONTROL TECHNOLOGY INC BIOJECT MEDICAL TECHNOLOGIES INC BOYDS WHEELS INC BROADVISION INC CAMERON FINANCIAL CORP /DE/CAPITOL REVOLVING HOME EQUITY LOAN

TRUST 1996-1

NC

DE DE DE PA OR CA DE DE MD

X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X X

X

X

02/25/0002/25/0002/2~/0009/23/!1910/18/9903/01/0003/02/0003/01/0012/17/99 AMEND 10/11/9903/01/0002/22/00

CAPITOL TRUST

REVOLVING 1996-1

HOME EQUITY LOAN MD X 02/22/-00

CARRIER1 INTERNATIONAL S A CARSON INC CELL THERAPEUTICS INC CENTURA BANKS INC CHARMING SHOP PES MASTER TRUST CHARMING SHOP PES RECEIVABLES CORP CHASE COMMERCIAL MORTGAGE SECURITIE

S CORP , CHASE COMMERCIAL MORTGAGE SECURITIE

S CORP

N4 DE WA NC DE DE NY

NY

X

X

X

X

X

X

X

X

X

X

X

X

11/23/99 03/02/0003/02/0002/18/0002/15/0002/15/0002/17/00

02/18/00

AMEND

CHASE MANHATTAN IT CARD OWNER

BANK USA CHASE TR 2000-1

CRED DE X X 03/02/00

CHEC FUNDING LLC CHL MORTGAGE PASS THROUGH 2000-1 CIBER INC CI4NET COM INC CLECO CORP CNL AMERICAN PROPERTIES FUND INC CNL INCOME FUND II LTD CNL INCOME FUND III LTD CNL INCOME FUND IV LTD CNL INCOME FUND IX LTD CNL INCOME FUND LTD

DE DE DE DE LA FL FL FL FL FL FL

X

X

X X

X

X

X

X

X

X

X

x X

X

02/29/0002/25/0003/01/0002/18/0007/01/9902/23/0002/23/0002/23/0002/23/0002/23/0002/23/00

AMEND

CNL CNL

INCOME INCOME

FUND FUND

V LTD VI LTD

FL FL

X X

02/23/0002/23/00

CNL CNL CNL CNL CNL CNL CNL CNL

INCOME INCOME INCOME INCOME INCOME INCOME INCOME INCOME

FUND FUND FUND FUND FUND FUND FUND FUND

VII LTD VIII LTD X LTD XI LTD XII LTD XIII LTD XIV LTD XV LTD

FL FL FL FL FL FL FL FL

X

X

X X

X

X

X

X

02/23/0002/23/0002/23/0002/23/0002/23/0002/23/0002/23/0002/23/00

CNL INCOME FUND XVI LTD COLONIAL BANCGROUP INC COLUMBUS ENERGY CORP

FL DE CO

X

X X x

02123)0002/16/01'02/:::3/0(1


--------------------------------------------------------------------------

~.STATE BK ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT

COMPAQ COMPUTER CORP DE X 02/28/00X COMPUTER AUTOMATION SYSTEMS INC NV X 02/28/00COMPUTER CONCEPTS CORP /DE DE X X 02/14/00CONCORD COMMUNICATIONS INC MA X X 02/28/00CONDOR CAPITAL INC CO X 02/16/00CONDOR CAPITAL INC CO X 02i2Si' 00 CONSECO FINANCE SECURITIZATIONS COR MN X X 02/08/99

P CONSECO FINANCE SECURITIZATIONS COR MN X 02/28/00

P CONSOLIDATED PAPERp INC WI X X 02/22/00CONSOLIDATED PAPERS INC WI X X 02/22/00CONSULIER ENGINEERING INC FL X X 02/23/00CORNERSTONE INTERNET SOLUTIONS CO / DE X X 03/01/00

DE/CORPAS INVESTMENTS INC X 11/24/99 AMEND COVEST BANCSHARES INC DE X X 03/01/00COVOL TECHNOLOGIES INC DE X X D2/29/00CRAFTCLICK COM INC UT X X 02/15/00CREDENCE SYSTEMS CORP DE X X 02/25/00CURAGEN CORP DE X X 03/02/00CWMBS INC ASSET BACKED CERTI FICATES X X 02/25/00

SERIES 1999-3 CWMBS INC ASSET BACKED CERTIFICATES DE X X 02/25/00

SERIES 1999-4 CWMBS INC CHL MORTGAGE l?ASS THROUGH DE X X 02/25/00

TRUST 1999-2 CWMBS INC MORT PASS THR CERT SER 19 DE X X 02/25/00

99-10 CWMBS INC MORT PASS THR CERT SER 19 DE X X 07/25/00

99-11 CWMBS INC MORT PASS THR CERT SER 19 DE X Y. 02/25/00




99-5 CWMBS INC MORT PASS THR CERT SER 19 DE X Y. 02/25/00

99-6 CWMBS INC MORT PASS THF CERT SER 19 DE X Y. 02/25/00


99-8 CWMBS INC MORT PASS THR CERT SEF 19 DE X X 0:::/25/00

99-9 CWMBS INC MORTGAGE PASS THR CERT TR DE X X 02/25/00

UST 1999 1 CWMBS INC MORTGAGE PASS THR CERT TR DE X X 02/25/00

UST 1999 1 CWMBS INC RASTA 1999-A1 1999-A DE X X 02/25/00CWMBS INC RASTA 1999-A2 1999-B DE X X 02125/00 CWMBS INC RASTA 1999-A3 1999-C DE X X 02/25/00


--------------------------------------------------------------------------

~'"STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3456789 DATE COMMENT

CWMBS INC RASTA 1999-A4 1999-D CWMBS INC RASTA 1999-A5 1999-E DATA CRITICAL CORP DATA SYSTEMS & SOFTWARE INC DATA SYSTEMS NETWORK CORP DATA SYSTEMS NETWORK CORP

DE DE DE DE MI MI

X

X X

X X

X X X

X X

02/25/0002/25/0012/17/9912/22/9902/28/0002i2g.;/00

AMEND AMEND

DATRON SYSTEMS INC/DEDAVEL COMMUNICATIONS INC DENTS PLY INTERNATIONAL INC DIGITAL BRIDGE INC DIVA ENTERTAINMENT, INC DORAL FINANCIAL CORP DYNAMIC I-T INC ECOGEN INC EFFICIENT NETWORKS INC EGGHEAD COM INC/DEEMISPHERE TECHNOLOGIES INC

/DE/

DE IL

DE NV

DE PR CO DE DE DE DE

X

X

X X

X

X

X X X

X X

X

X X X X X

02/23/0002/28/0002/16/0002/14/0004/28/9902/04/0002/29/0002/15/0003/01/0002/17/0003/02/00

AMEND

AMEND

EMPIRE ENERGY CORP EN POINTE TECHNOLOGIES INC ENTERPRISE PRODUCTS PARTNERS L P ENTRADE INC EVANS SYSTEMS INC EXPRESS SCRIPTS INC FARM FAMILY HOLDINGS INC FARMER MAC MORTGAGE SECURITIES CORP FAROUDJA INC "-FERRELLGAS PARTNERS FINANCE CORP FERRELLGAS PARTNERS FINANCE CORP FERRELLGAS PARTNERS L P FERRELLGAS PARTNERS L P FIRST FINANCIAL HOLDINGS INC /DE/FIRST USA, BANK NATIONAL ASSOCIATION FOCUS ENHANCEMENTS INC FRANKLIN OPHTHALMIC INSTRUMENTS CO

INC

UT DE DE PA TX DE DE DE DE DE DE DE DE DE

DE DE

X

X

X

X

X X

X X

X

X

X

X

X X

X

X X

X

X X X X X

Z

X X

"03/01/00 AMEND 03/02/0003/02/0001/26/0001/23/00 AMEND 03/02/0012/31/9902/10/0002/22/0012/29/9902/28/0012/29/9902/28/0002/25/00 AMEND 02/10/0003/01/0001/20/00

GE CAPITAL MORTGAGE 00-1 TRUST

SERVICES INC 20 NJ X X 01/28/00

GENEREX BIOTECHNOLOGY CORP GEORGIA POWER CO GETTY IMAGES INC GLOBAL CROSSING HOLDINGS LTD GLOBAL CROSSING LTD GMAC COMMERCIAL MORTGAGE SECURITIES

INC

DE GA DE

DE

X

Z

Z

X X

Z

X Z X X

03/01/0002/16/0002/25/0002/22/0002/22/0COU24/00

GOLD BANC CORP INC GOTTSCHALKS INC GULF POWER CO HARLEYSVILLE SAVINGS FINANCIAL CORP HAWK CORP HEALTH & LEISURE INC /DE/HELLER FUNDING CORP HOTEL RESERVATIONS NETWORK INC HOUSEHOLD AUTOMOTIVE TRUST IV SERlE

KS DE ME

DE DE DE DE

X

X

X

Z X

X X

X

X

X

X

X

X

x

01/26/0002/23/0002/16/0003/01/0001/28/0003/02/0002/25/0002/25/0003/0}/00

.I\MEND

S 2000-}


--------------------------------------------------------------------------

~.STATE BK ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT

HUMAN GENOME SCIENCES HYDROGIENE CORP/NYHYDROGIENE CORP/NYlMAGEMAX INC IMPSAT FIBER NETWORKS INACOM CORP INFORMATION MANAGEMENT

NC

INC

INC

ASSOCIATES I

DE FL FL PA

DE CT

X X

X X

X

X X

X X X X X

X

X X

X X X X

X

02/29/0012/13/9912/13/9902/15/0003/01/0002/16:/00 02/28/00

AMEND AMEND

INPRISE CORP INSILCO CORP/DEIINSILCO HOLDING CO INTEGRATED COMMUNICATION

NC NETWORKS I

DE DE DE NV

X X X

X

X X X X

02/17 /00 02/17/0002/17/0002/24/00

INTERNATIONAL BANCSHARES CORP ISHOPPER COM INC ITC DELTACOM INC IVI CHECKMATE CORP JAMES RIVER BANKSHARES INC JDA SOFTWARE GROUP INC KIMBELL DECAR CORP LABORATORY CORP OF AMERICA HOLDINGS LADISH CO INC LANVISION SYSTEMS INC LASERS COPE LCA VISION INC LEAR CORP /DE/

"-LEE ENTERPRISES INC LENNOX INTERNATIONAL INC LEXINGTON GLOBAL ASSET MANAGERS INC LIFEF X INC LONG ISLAND PHYSICIAN HOLDINGS CORP LUCENT TECHNOLOGIES INC M&T BANK CORP MANUGISTICS GROUP INC MAXIM PHARMACEUTICALS INC MB SOFTWARE CORP MEDAREX INC MEDIZONE INTERNATIONAL INC MEDSCAPE INC MERITAGE CORP MICHAEL FOODS INC /MNMISSISSIPPI POWER CO MUSTANG COM INC /CA/NATIONAL INFORMATION CONSORTIUM NEFF CORP NEOGEN CORP NETIVATION COM INC NETIVATION COM INC NEWELL RUBBERMAID INC NFO WORLDWIDE INC NIELSEN MEDIA RESEARCH INC NORTECH FOREST TECHNOLOGIES INC NORTHWEST EQUITY CORP

TX UT DE DE VA DE CO DE WI DE CA DE DE DE

DE NV NY DE NY DE DE CO NJ NV

DE MD MN

MS CA CO DE MI DE DE DE DE DE DE WI

X

X

X X

X

X

X

X X

X

X

X

X

X X X X

X X X X

X X X

X X X X X

X

X X X

X

X

X

X

X

X

X

X

X X X X

X

X

X

X

X X

X X

X X

X X

X

X

X

X

X

03/02/0002/22/00 AMEND 02/28/0002/24/DO"02/27/0002/24/0003/02/0002/15/0003/01/0002/14/00 AMEND 03/01/0002/23/0003/01/0005/11/9902/28/0003/02/0012/14/99 AMEND 12/29/9903/01/0003/01/0002/25/0002/25/0003/01/0002/29/00 AMEND 02/08/00 AMEND 02/21/0002/08/0002/17 /00 02116/0002/28/0002/16/0012/17/99 AMEND 02/17/0010/18/99 AMEND 10/18/00 AMEND 03/01/0003/01/0001/04/00 A,'1END 02/03/0003/31)'00


--------------------------------------------------------------------------STATE BK ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

NORWEST ASSET SECURITIES PASS THR CERT SER 2000

CORP 1

MORT DE X X 01/28/00

OCCIDENTAL PETROLEUM· CORP /DE/OIS OPTICAL IMAGING SYSTEMS INC OLD KENT FINANCIAL CORP /MI/OLD NATIONAL BANCORP /IN/ONLINE POWER SUPPLY INC ONLINE POWER SUPPLY INC ONYX PHARMACEUTICALS INC ON2COM INC OPTICARE HEALTH SY~TEMS INC OPTION ONE MORT LN TR ASSET BACKED

CERT SER 1999-3

DE DE MI IN NV NV DE CO DE NY

X X

X X X

X X

X X

X X

X

X

X X

03/01/0012/21/99 AMEND 03/02/000Z-/2~/0002/291,8P 02/29/0010/13/9903/01/0003/02/0001/26/00

OSI PHARMACEUTICALS INC OXFORD AUTOMOTIVE INC OXFORD HEALTH PLANS INC PACIFIC WEBWORKS INC PAINE WEBBER CMJ PROPERTIES LP PAPERCLIP SOFTWARE INCE PEAPACK GLADSTONE FINANCIAL CORP PEEKSKILL FINANCIAL CORP PEN HOLDINGS INC PENTASTAR COMMUNICATIONS INC PERFICIENT INC PHARMANETICS INC PLAY BY PLAY TOYS & NO~LTIES INC POET HOLDINGS INC POWERSOURCE CORP PREMIER LASER SYSTEMS INC PROTEIN DESIGN LABS INC/DEPROVINCE HEALTH CARE CO PUBLIC S~RVICE CO OF NEW MEXICO PURINA MILLS INC RECKSON SERVICES INDUSTRIES INC RECKSON SERVICES INDUSTRIES INC REGENESIS HOLDINGS INC REMIC MORT PASS THROUGH-CERT SERIES

2000-3

DE MI DE NV DE DE NJ DE TN DE DE NC TX DE NV CA DE DE NM DE DE DE FL NJ

x

x x x

x

x

x

x

x x x x x

x x

x x x x x

x

x x x x x

x

x

x x

x x

x x x

x

x

02/25/0002/16/0002/29/0002/17/DO·02/15/0012/31/9902/29/0002/16/0003/01/0002/18/0002/07/0002/28/0002/23/0002/21/0002/25/0003/01/0002/15/0002/15/00

.02/17/00 AMEND 02/16/0002/28/0002/28/0002/29/0002/28/00

RESIDENTIAL INC

ASSET MORTGAGE PRODUCTS DE x x 02/22/00

RESIDENTIAL FUNDING TIES II INC

MORTGAGE SECURI DE x 02/17/00 AMEND

RESIDENTIAL FUNDING TIES II INC

MORTGAGE SECURI DE x x 02/17/00 AMEND

RESORT AT SUMMERLIN INC RESORT AT SUMMERLIN L P RIBOZYME PHARMACEUTICALS INC RISK CAPITAL HOLDINGS INC SAFEGUARD SCIENTIFICS INC ET AL SAUER INC SAVANNAH ELECTRIC & POWER CO SEARS CREDIT ACCOUNT MASTER TRUST

I I

NV NV CO DE PA DE GA IL

x x x x x x

x

x x

x x

x x

01/10/0001/10/0001/07/0003/02/0002/29/0003/01/0002/16/0002/13/00

AMEND


--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

SEARS I

CREDIT ACCOUNT MASTER TRUST I IL X X 02/14/00

SHIRE PHARMACEUTICALS GROUP PLC SKYMALL INC SMART CHOICE AUTOMOTIVE GROUP INC SMITH CHARLES E RESIDENTIAL REALTY

INC

NV FL MD

X X

X X

X

X

X X

02/29/0002/29/0002/28/00 AMEND 12-/21;/99 AMEND

SMITH LP

CHARLES E RESIDENTIAL REALTY DE x 12/21/"99 AMEND

SOUTHERN CO SOVEREIGN BANCORP INC SPECTRX INC STRATOSPHERE CORP SYNAPTIC PHARMACEUTICAL CORP TAMPA ELECTRIC CO TECHDYNE INC TECO ENERGY INC TELTRAN INTERNATIONAL GROUP LTD TGC INDUSTRIES INC TITANIUM METALS CORP TRANSAMERICAN ENERGY CORP TRANSAMERICAN REFINING CORP TREATS INTERNATIONAL ENTERPRISES

C

IN

DE PA DE DE DE FL FL FL DE TX DE DE TX DE X

X

X

x

X X

X

X X

X X X X

X

X X

X

X X X X X

02/16/0002/28/0002/23/0003/01/0003/02/0002/29/0002/09/0002/29/.00·02/03/00 AMEND03/01/0002/28/0001/28/0002/28/0003/01/00

TUT SYSTEMS INC UNITED NATURAL FOODS INf UNITRONIX CORP US CAN CORP VA LINUX SYSTEMS INC VANTAS INC VANTAS INC VERIDA INTERNET CORP VERIO INC VIALINK CO VIRTUAL TECHNOLOGY CORP VOICESTREAM WIRELESS CORP WALL STREET DELI INC WAVETEK WANDEL & GOLTERMANN INC WELLS ALUMINUM CORP WESTERN RESOURCES INC /KSWFS FINANCIAL 1999-A OWNER TRUST WHITE ROCK ENTERPRISES LTD WILLIAMS COMPANIES INC WORDCRUNCHER INTERNET TECHNOLOGIES WORKFLOW MANAGEMENT INC WORLD SHOPPING NETWORK INC/NVYORK RESEARCH CORP YOUTH STREAM MEDIA NETWORKS INC

DE DE NJ DE DE NV NV NV DE DE MN WA DE DE MD KS DE NV DE NV DE DE DE DE

X X

X

X

X

X

X

X

x

x

1: X

X

X X

X X

x x

x

x x

x

x x

X

X X X

X X X

1: X

x x x x x

02/26/0002/22/0002/24/00 AMEND 12/30/99 AMEND 02/24/0002/28/0002/28/0002/17/0003/01/0003/01/0012/17/99 AMEND 02/25/0002/16/0003/02/0002/23/0003/01/0002/20/0002/23/0002/08/0002/23/ 0002/27/0009/30/9903/02/0002/28/00


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