11
SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter of the closed meeting scheduled for Wednesday, March 14, will be Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement' nature, and Formal order At times, changes in Commission priorities require alterations in the scheduhng of meeting items For further information and to ascertain what, if any, matters have been added, del, ted or postponed, please contact The Office of the Secretary at (202) 942- 7070 ENFORCEMENT PROCEEDINGS , CEASE AND DESIST ORDER ENTERED AGAINST THERMOTEK INTERNA TIONAL, INC. AND HAROLD MASSNER On March 6, the Commission issued a cease and desist order against Thermotek International, Inc (TTKI), a micro cap company headquartered in Burlington, Iowa, and Harold D Massner, its president TTKI claims to have developed technology that takes organic substances from waste and converts them into useable products such as fuel, charcoal, and electricity The Commission found that TTKI and Massner violated the registration provisions of the federal securities laws when it issued stock to Lloyd E Wollmersl <. .iser, the owner of an Internet web site and newsletter service Wollmershauser then used the stock to personally profit in an Internet pump-and-dump manipulation scheme The Commission found that in March 2000, TTKI sold Wollmershauser 16,000 shares of TTKI stock for $4,000 in cash, and in Jt.ne 2000 sold Wollmershauser an additional 2 million shares of TTKI stock for $80:J,000 pursuant to a promissory note The Commission found that Massner expected that Wollmershauser would have to sell TTKI stock when it started trading in the over-the-counter market on June 28, 21)00in order to pay the promissory note, and Wollmershauser did sell TTKI stock on June 28 and June

SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

  • Upload
    others

  • View
    4

  • Download
    0

Embed Size (px)

Citation preview

Page 1: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

SEC NEWS DIGESTr ~: Issue 2001-45 March 7, 2001

COMMISSION ANNOUNCEMENTS

CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M.

The subject matter of the closed meeting scheduled for Wednesday, March 14, will be Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement' nature, and Formal order

At times, changes in Commission priorities require alterations in the scheduhng of meeting items For further information and to ascertain what, if any, matters have been added, del, ted or postponed, please contact The Office of the Secretary at (202) 942-7070

ENFORCEMENT PROCEEDINGS

, CEASE AND DESIST ORDER ENTERED AGAINST THERMOTEK INTERNA TIONAL, INC. AND HAROLD MASSNER

On March 6, the Commission issued a cease and desist order against Thermotek International, Inc (TTKI), a micro cap company headquartered in Burlington, Iowa, and Harold D Massner, its president TTKI claims to have developed technology that takes organic substances from waste and converts them into useable products such as fuel, charcoal, and electricity The Commission found that TTKI and Massner violated the registration provisions of the federal securities laws when it issued stock to Lloyd E Wollmersl <..iser, the owner of an Internet web site and newsletter service Wollmershauser then used the stock to personally profit in an Internet pump-and-dump manipulation scheme

The Commission found that in March 2000, TTKI sold Wollmershauser 16,000 shares of TTKI stock for $4,000 in cash, and in Jt.ne 2000 sold Wollmershauser an additional 2 million shares of TTKI stock for $80:J,000 pursuant to a promissory note The Commission found that Massner expected that Wollmershauser would have to sell TTKI stock when it started trading in the over-the-counter market on June 28, 21)00in order to pay the promissory note, and Wollmershauser did sell TTKI stock on June 28 and June

Page 2: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

29, 2000. The Commission further found that no registration statement had been filed with the Commission or had been in effect with respect to the securities sold to Wollmershauser, and the securities were not exempt from registration

TTKI and Massner were ordered to cease and desist from committing or causing any violation and any future violation of Sections Sea) and S(c) of the Securities Act of 1933. TTKI and Massner consented to the entry of the Order without admitting or denying its findings (ReI 33-7962; File No. 3-10436)

SELF-REGULATORY ORGANIZATIONS

PROPOSED RULE CHANGE

The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-00-99) to .allow NSCC to process otherwise ineligible securities through NSCC's continuous net settlement, balance order, or other related system. Publication of the proposal is expected in the Federal Register during the week of March 5. (ReI 34-44032)

APPROVAL OF PRGPOSED RULE CHANGE.-

A proposed rule change filed by the National Association of Securities Dealers to amend NASD Rule 6230(b), one of the rules approved in connection with the NASD's Trade Reporting and Comparison Entry Service (TRACE), has been approved pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. The amendment requires both the buy-side and sell-side to submit transaction reports in member-to-member transactions that are subject to TRACE reporting Publication of the approval order is expected in the Federal Register during the week of March 12 (ReI 34-44039)

WITHDRAWAL SOUGHT

A notice has been issued giving interested persons until March 23 to comment on the application of Interchange Integrated Orthopaedics, Inc. to withdraw its Common Stock, $ 001 par value, from listing and registration on the American Stock Exchange. (ReI 34-44034)

WITHDRAWAL GRANTED

An order has been issued granting the application of Boulder Total Return Fund, Inc to withdraw its Common Stock, $.01 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on March 5, 200l. (ReI 34-44035)

2 NEWS DIGEST, March 7,2001

Page 3: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

DELISTING GRANTED

An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the Common Stock, $2.00 par value, of Heilig-Meyers Company, effective at the opening of business on March 5, 2001. (Rei. 34-44036)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows Form, Name, Address and Phone Number (if available) of the issuer of the security, Title and the number andlor face amount of the securities being offered, Name of the managing underwriter or depositor (if applicable), File number and date filed, A'.3.~ed Branch, and a designation if the statement is a New Issue

Registration str: ements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N W , Washington, DC 20549 or at the following e-mail box address <publicinfo@sec> In most cases, this information is also available on the Commission's website <www sec gov>

S-3 MOBILE MINI INC, 1834 W 3RD ST, TEMPE, AZ 85281 (602) 894-6311 -2,875,000 ($69,546,250) COMMON STOCK. (FILE 333-56288 - FEB. 28) (BR.

6)

S-8 CERIDIAN CORP, 3311 EST OLD SHAKOPEE ROAD, MINNEAPOLIS, MN 55425 (612) 853-8100 - COMMON STOCK. (FILE 333-56296 - FEB. 28) (BR. 3)

S-8 MARVELL TECHNOLOGY GROUP LTD, 2 CHURCH STREET CLARENDON HOUSE,POBOX HM 1022, HAMILTON HM DX BE~, DO (441) 299-4985 - 500,000($10,468,750) COMMON STOCK. (FIi~ 333-56322 - FEB. 28) (BR. 5)

S-8 GABLES RESIDENTIAL TRUST, 2859 PACES FERRY RD, STE 1450, ATLANTA, GA 30339 (770) 436-4600 - 50,695 ($1,358,879.48) COMMON STOCK. (FILE333-56334 - FEB. 28) (BR. 8)

S-4 CAREERTEK ORG INC, 6363 WOODWAY DRIVE SUITE 965, HOUSTON, TX 77057 -12,899,813 COMMON STOCK. (FILE 333-56342 - FEB. 28) (BR. 9 - NEW

ISSUE)

S-8 MGIC INVESTMENT CORP, 250 E KILBOURN AVE, MILWAUKEE, WI 53202 (414) 347-6480 - 3,000,000 ($170,700,000) COMMON STOCK. (FILE 333-

56346 -FEB. 28) (BR. 1)

3 NEWS DIGEST, March 7,2001

Page 4: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

3-8 ADC ~LECOMMUNICATIONS INC, 12501 WHITEWATER DR, MINNETONKA, MN55343

(952) 946-2324 - 1,602,300 ($18,526,593.75) COMMON STOCK. (FILE 333-56356

- FEB. 28) (BR. 7)

3-8 ADE CORP, 80 WILSON WAY, WESTWOOD, MA 02090 (617) 467-3500 - 900,000($11,369,520) COMMON STOCK. (FILE 333-56366 - FEB. 28) (BR. 5)

S-8 CH2M HILL COMPANIES LTD, 6060 s. WILLOW DR, GREENWOOD, CO 80111 (303) 771-0900 - 3,500,000 ($34,1~~,000) COMMON STOCK. (FILE 333-56370

MAR. 01) (BR. 6)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events.

Item 1 Changes ill Control of Registrant Item 2 Acquisition or Disposition of Assets Item 3 Bankruptcy or Receivership. Item 4 Changes in Registrant's Certifying Accountant Item 5 Other Materially Important Events Item 6 Resignations of Registrant's Directors Item 7 Financial Statements and Exhibits. Item 8 Change in Fiscal Year Item 9 Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reportspreviously filed, responding to the item(s) 'of the form specified 8-K reports may be obtained in personor by writing to the Comrmssion's Public Reference Branch at 450 Fifth Street, N W., Washington, D C20549 or at the following e-mail boxaddress:<[email protected]>.Inmostcases.this information is also available on the Commission's website: <www.sec.gov>

STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 34567 8 9 DATE COMMENT ---------------~----------------------------------------------------------ACCESSTEL INC UT X 12/18/00 AMEND ADMIRALTY BANCORP INC DE X X 02/01/01ADVA INTERNATIONAL INC DE X X 03/02/01AEHR TEST SYSTEMS X 03/05/01AIRPLANES LTD DE X X 03/06/01AIRPLANES US TRUST DE X X 03/06/01ALABAMA POWER CO AL X 02/28/01ALLAIRE CORP DE X X 03/05/01ALLEN TEST INC NEW NAME 2 IN X 12/10/99ALLEN TEST INC NEW NAME 2 IN X 12/10/99ALLEN TEST INC NEW NAME 2 IN X 12/10/99ALLEN TEST INC NEW NAME 2 IN X 12/10/99ALLEN TEST INC NEW NAME 2 IN X 12/10/99ALLEN TEST INC NEW NAME 2 IN X 12/10/99AMCON DISTRIBUTING CO DE X 02/08/01

4 NEWS DIGEST. March 7,2001

Page 5: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

STATE BK ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT

AMERICAN COMMERCE SOLUTIONS DE AMERICANWEST BANCORPORATION WA AMERIPATH INC DE AREMISSOFT CORP /DE/ARRHYTHMIA RESEARCH TECHNOLOGY INC

DE DE

/DE/ASSET BACKED CERTIFICATES SERIES 20 DE

01-BCl ASSET BACKED FUNDING CORP DE ASTEA INTERNATIONAL INC DE ATLANTIC COAST AIRLINES HOLDINGS IN DE

C

AVIATION HOLDINGS GROUP INC/FLBA MORTGAGE SECURITIES INC MORT PS

DE DE

THR CERT SER 1998-4 BA MORTGAGE SECURITIES INC PASS THR DE

CERT SER 1998-5 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 1999-12 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 1999-12 BAMS MORTGAGE PASS THROUGH CERTIFIC NC

ATES SERIES 1999-6 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 1999-8 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES '999-9 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 1999-9 BAMS MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 1999-9 BANK OF AMERICA MORT SEC INC MORT P DE

AS THRU CERT SER 2000-A BANK OF AMERICA MORT SEC INC MORT P DF

ASS THR CERT SER 1999-1 BANK OF AMERICA MORT SEC INC MORT P DE

ASS THR CERT SER 1999-1 BANK OF AMERICA MORT SEC INC MORT P DE

ASS THR CERT SER 1999-2 BANK OF AMERICA MORT SEC INC MORT P DE

ASS THR CERT SER 2000-6 BANK OF AMERICA MORT SEC INC MORT P DE

ASS THRU CERTS SER 2000 8 BANK OF AMERICA MORTGAGE SEC MORT P DE

ASS THROU CERT SER 2000 5 BANK OF AMERICA MORTGAGE SECURITIES DE

INC BANK OF AMERICA MORTGAGE SECURITIES DE

INC BANK OF AMERICA MORTGAGE SECURITIES DE

INC BANK OF AMERICA 1999-10 NC BANK OF AMERICA 1999-11

x X X

X X

X

X X

X X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

X X

01/31/0103/01/0102/27/0103/05/0103/02/01

02/25/01

03/06/0102/28/0103/05/01

03/01/0102/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/25/01

02/2S/01

02/25/0102/25/01

5 NEWS DIGEST, March 7, 2001

Page 6: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

BANK OF AMERICA 1999-11 BANK OF AMERICA 1999-3 BANK OF AMERICA 1999-4 BANK OF AMERICA 1999-5 BETTER MINERALS & AGGREGATES CO BIGSTAR ENTERTAINMENT INC /NYBIOSPHERICS INC BRAZOS SPORTSWEAR INC /DE/BRIGHTCUBE INC BSD HEALTHCARE INDUSTRIES INC BUCKEYE OIL & GAS INC B2BSTORES COM INC CADENCE DESIGN SYSTEMS INC CARROLS CORP CELEBRITY ENTERTAINMENT GROUP INC CENTER TRUST INC CHANDLER INSURAHCE CO LTD CHANDLER USA INC CHARTER COMMUNICATIONS HOLDINGS CAP

ITAL CORP CHARTER COMMUNICATIONS HOLDINGS LLC CHRYSLER FINANCIAL CO LLC CIB MARINE BANCSHARES INC CLANCY SYSTEMS INTERNATIONAL INC /C

0/CLECO CORP CLEVELAND CLIFFS INC CMC SECURITIES CORP II COHERENT INC COMMUNITY BANK SHARES OF INDIANA IN

C

CONSTELLATION ENERGY GROUP INC CONTINENTAL INFORMATION SYSTEMS COR

P CONVERA CORP CREDIT SUISSE FIRST BOSTON MOR PASS

THR CERT SER 2000-9 CREDIT SUISSE FIRST BOSTON MORTGAGE

SECURITIES CORP CWABS INC ASSET BACKED CERTIFICATES

SERIES 2000 4 CWABS INC ASSET BACKED CERTIFICATES

SERIES 2000-5 CWMB INC CML MORTGAGE PASS THR TRUS

T 2000-8 CWMBS INC ALTERNATIVE LOAN TRUST 20

01-1 CWMBS INC CHL MORTGAGE PASS THROUGH

TRUST 2000 6 CWMBS INC CHL MORTGAGE PASS THROUGH

TRUST 2000-10 CWMBS INC CHL MORTGAGE PASS THROUGH

TRUST 2000-11

DE DE DE DE DE DE DE NV FL CO DE DE DE WY MD

OK DE

X

X

X X

X X X X X X X X

X X

X

X

X X X X X X X X X

X X X X

X X

X

02/25/0102/25/0102/25/0102/25/0102/22/0103/31/0102/16/0102/26/0112/20/0003/02/0103/06/0103/05/0103/02/0112/19/0012/20/0003/01/0103/05/0103/05/0102/28/01

AMEND

AMEND AMEND

DE MI WI CO X

X X X

X X X

02/28/0103/02/01

X 03/01/0103/31/01

LA OH DE DE IN X

X

X X

X

X X

X 03/06/0102/28/0101/25/0102/25/0103/01/01

MD NY

X X

X 03/05/0102/28/01

DE DE

X X X

03/05/0102/25/01

DE X 03/06/01

DE X X 02/25/01

DF X X 02/25/01

DE X X 02/25/01

DE X X 02/25/01

DE X X 02/25/01

DE X X 02/25/01

DE X X 02/25/01

6 NEWS DIGEST, March 7, 20(\1

Page 7: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

STATE BK ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT

CWMBS INC CHL MORTGAGE TRUST 2000-9

PASS THROUGH DE x x 02/25/01

CWMBS INC CHL MORTGAGE TRUST 2001-2

PASS THROUGH DE x x 02/25/01

DATAKEY INC DIALYSIS CORP Or'AMERICA DIAMOND TECHNOLOGY PARTNERS INC DIGEX INC/DEDIGITAL BRIDGE INC DIGITAL VILLAGE WORLD TECHNOLOGIES

INC

MN FL DE DE NV NV

x

x x x x x

x

x x x x

02/20/0102/08/0103/05/0103/05/0103/02/0112/18/00 AMEND

DOSKOCIL MANUFACTURING CO INC DOUBLE EAGLE PETROLEUM & MINING CO DUKE ENERGY CORP EASYRIDERS INC EB2B COMMERCE INC /NY/EL PASO ENERGY PARTNERS LP ENTERTECH MEDIA GROUP INC ENVIRONMENTAL SAFEGUARDS INC/TXENVIRONMENTAL SOLUTIONS WORLDWIDE I

NC

TX WY NC DE NJ DE

NV FL x x

x

x x

x

x

x

x

x x

x x x

X

02/28/0102/28/0112/31/0003/01/0101/26/0103/06/0110/05/0003/01/0102/06/01

EPICEDGE INC EQUALNET COMMUNICATIONS CORP EQUITY MARKETING INC EXACT SCIENCES ~ORP E4L INC FAIRFAX GROUP INC FIFTH THIRD BANCORP FINDEX COM INC FIRST CINCINNATI INC FIRST CONSOLIDATED SECURITIES

NV INC /

TX TX DE DE DE FL OH NV OH NV

x

x

x

x x x x

x x x x x

x x x x x x x x x

x

02/07/0102/20/0103/05/0103/05/0103/05/0103/06/0111/20/0002/22/0103/06/0102/28/01

FIRST HORIZON TRUST 2000

MORTGAGE H

PASS THROUGH NY x x 02/25/01

FIRST HORIZON TRUST 2000

MORTGAGE 1

PASS THROUGH NY x x 02/25/01

FIRST HORIZON TRUST 2000

MORTGAGE 2

PASS THROUGH NY x x 02/25/01

FIRST HORIZON TRUST 2000

MORTGAGE 3

PASS THROUGH NY x x 02/25/0}

FIRST HORIZON TRUST 2000

MORTGAGE 4

PASS THROUGH NY 02/25/01

FIRST HORIZON TRUST 2000

MORTGAGE 5'

PASS THROUGH NY x x 02/25/01

FIRST NATIONAL BANCORP INC /IL/FIRST REAL ESTATE INVESTMENT TRUST

OF NEW JERSEY

IL NJ

x x

x 03/01/0103/01/01

FIRST SECURITY 998-A

AUTO GRANTOR TRUST 1 UT x 01/23/01

FIRST 8-1

SECURITY AUTO OWNER TRUST 199 DF x 01/22/01

FIRST SECURITY AUTO OWNER TRUST 199 UT x 01/25/01

9 1

7 NEWS DIGEST, March 7,2001

Page 8: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

STATE 8K ITEM NO.NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT

FIRST SECURITY AUTO OWNER TRUST 199 9-2

FIRST SECURITY AUTO OWNER TRUST 200 0-1

FIRST SECURITY AUTO OWNER TRUST 200 0-2

FIRST SOUTHERN BANCSHARES INC/DEFIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC FNB CORP/PAFORTUNE NATURAL RESOURCES CORP FRANKS NURSERY ~ CRAFTS INC FREDERICK BREWING CO FRITZ COMPANIES INC FULL MOON UNIVERSE INC GALAXY TELECOM LP GATX CAPITAL CORP GATX CORP GENERAL CONSUMER PRODUCTS INC GEORGIA POWER CO GLOBAL TELEMEDIA INTERNATIONAL INC GRAND ADVENTURES TOUR & TRAVEL PUBL

ISHING CORP GREATER BAY BANCORP GREEN MOUNTAIN POWER CORP GREENHOLD GROUP INC GSV INC GULF POWER CO HALLIBURTON CO HIGH SPEED NET SOLUTIONS INC HOT JOBS COM LTC HOUSEHOLD CREDIT CARD MASTER NOTE T

RUST I HUNTER E L INC HYPERTENSION IJC VENTURES

DIAGNOSTICS CORP

INC /MN

IMMUNEX CORP /DE/IMPAC MORTGAGE HOLDINGS INC INCHORUS COM INDYMAC MBS INC RESIDENTIAL ASSET S

ECURITIZATION TR 2000-A8 INETVISIONZ INC INFONAUTICS INC INTEGRATED INFORMATION SYSTEMS INC INTERNATIONAL RECTIFIER CORP /DE/INTERNET GOLF ASSOCIATION INC INTERWEST HOME MEDICAL INC INTEST CORP JAMES CABLE FINANCE CORP JAMES CABLE PAR'l'NERSLP /DE/JANUS HOTELS & RESORTS INC

UT x 01/25/01

UT

UT

x

x

01/23/01

01/23/01

DE NC

NC

GA DE MI DE DE WA DE DE NY FL GA DE OR

x

x x

x x

x

x

x x x x

x x x x

x x x x x

x x x x

x 03/06/0102/20/01

02/20/01

03/06/0103/05/0102/19/0102/26/0102/28/0102/26/0103/31/0103/05/0103/05/0102/28/0102/28/0112/21/0003/05/01

AMEND

CA VT FL DE ME DE FL DE DE

x x

x

x

x

x

x

x

x

x

x x x x x x x

X

x

03/02/0103/05/0112/21/0003/01/0102/28/0101/31/0102/16/0103/01/0102/15/01

AMEND

AMEND

MN FL WA MD NV

x x x x

x x

x x x

x x

X

02/28/0103/05/0102/27/0103/02/0103/05/0102/28/0102/25/01

DE PA DE DE CO UT DE MI DE DE

x

x

x x

x x x x x

x

x

x

x x x

02/26/0102/21/0102/09/0103/05/0102/28/0103/05/0102/27/0103/02/0103/02/0103/05/01

AMEND

8 NEWS DIGEST, March 7,2001

Page 9: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

I,,' STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 34567 8 9 DATE COMMENT:1 --------------------------------------------------------------------------

j;

i JAYARK CORP DE X 02/27/01 ~ JDS UNIPHASE CORP /CA/ DE X 03/06/01~ KEYCORP STUDENT_LOAN TRUST 1999 B DE X X 02/26/01~ ~ KINDER MORGAN ENERGY PARTNERS L P DE X X 03/05/01I KINDER MORGAN INC KS X 02/20/01 .;t

' .... At KROGER CO OH X X 03/05/01<! KUPPER PARKER COMMUNICATIONS INC NY X X 02/23/01i LAIDLAW GLOBAL CORP DE X 02/22/014- LEHMAN ABS CORP DE X X 03/01/01

LEHMAN ABS CORP DE X X 03/02/01I LEINER HEALTH PRODUCTS INC DE X X 02/28/01<'f1-. LIFE ENERGY & TECHNOLOGY HOLDINGS I DE X 03/05/01

NC! LIGHTNING ROD SOFTWARE INC DE X X 03/06/01t I MARGO CARIBE INC PR X X 03/05/01j MARINE DRILLING COMPANIES INC TX X X X 03/05/01-" MATTHEWS STUDIO EQUIPMENT GROUP CA X 01/31/01~ ! MAVERICK TUBE CORPORATION DE X 03/05/01

~, MECHANICAL DYNAMICS INC \MI\ MI X 12/18/00 AMEND ;: i MEDCARE TECHNOLOGIES INC DE X X 03/01/01., 1 MEDI HUT CO INC DE X 03/01/01

MEDICAL ADVISOF<Y SYSTEMS INC DE X 03/05/01~ t MEREDITH CORP IA X X 01/31/01

MERILUS INC NV X X 02/28/00

t MERRILL LYNCH & CO INC DE X 03/05/01

~ MINNESOTA CORN PROCESSORS LLC CO X X 02/20/01~ MlRANT CORP DE X 12/31/00i MISSISSIPPI POWER CO MS X 02/28/01~ '. MONTANA POWER CO /MT/ M'I X 03/ 01 ~, NATIONAL AUTO CREDIT INC /DE DE X X X 01/,_ 01 AMEND ~ NATIONAL HEALTH & SAFETY CORP UT X 02/08/01 AMEND

NATIONAL STEEL CORP DE X X 03/06/011 NATIONWIDE COMPANIES INC X 01/08/01 AMEND ~ ! NETOBJECTS INC DE X 03/05/01.;; ~ NORTH BAY BANCORP/CA CA X 03/02/01

~ NORTHEAST UTILITIES SYSTEM MA X 03/05/01

i NOVA NATURAL RESOURCES CORP CO X X X X X 09/30/01

NRG ENERGY INC DE X X 03/05/01J NS GROUP INC KY X X 03/06/01

NTELOS INC VA X 03/06/0::'1 NUCENTRIX BROAJ3AND NETWORKS INC DE X X 02/02/01

1

NUl HOLDING CO NJ X X 03/02/01i OCTUS INC CA X 03/05/01

ii OMNICARE INC DE X X X 03/06/01

PERRIGO CO MI X 03/06/01111PETSMART INC DE x 12/20/0C AMEND

PHOENIX INTERNATIONAL LTD INC FL X X X X 02/22/01

PHOENIX INTERNATIONAL LTD INC FL X X 02/28/01

JPHOENIX MEDICAL TECHNOLOGY INC DE X X 02/19/01

PLASTIC SURGERY CO GA X 03/05/01 ANEIJD

PROFESSIONAL BENEFITS INSURANCE CO TX X 01/31101

PROMETHEUS INCOME PARTNERS CA X X 02/26/011 DE X X 02/22/01I PROVIDENT FINANCIAL HOLDINGS INC

9 NEWS DIGEST, March 7, 2001

Page 10: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

--------------------------------------------------------------------------STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 34567 8 9 DATE COMMENT

QLOGIC CORP RECKSON ASSOCIATES REALTY CORP RECKSON OPERATING PARTNERSHIP LP RED HAT INC REGIONS FINANCIAL CORP RENAISSANCERE HOLDINGS LTD RES CARE INC /KY/RESIDENTIAL ACCREDIT LOANS INC RESIDENTIAL ASSET MORTGAGE PRODUCTS

INC

DE MD DE DE DE

KY DE DE

X

X

X

X X

X X X X X X

X X

X

X

03/06/0103/05/0103/05/0102/26/0103/06/0103/05/0103/05/0102/26/0102/05/01

RESIDENTIAL INC

ASSET MORTGAGE PRODUCTS DE X 02/26/01

RESIDENTIAL ASSET SECURITIES RESIDENTIAL FUNDING MORTGAGE

TIES I INC

CORP SECURI

DE DE

X X

02/26/0102/26/01

RESIDENTIAL FUNDING TIES II INC

MORTGAGE SECURI DE X 02/20/01

RIVIERA HOLDINGS CORP ROUSE COMPANY SAFEGUARD HEALTH ENTERPRISES INC SAFEWAY INC SAFEWAY INC SALISBURY BANCORP INC SALOMON SMITH BARNEY HOLDINGS INC SAPIENT CORP SATTEL GLOBAL NETWORKS INC SAVANNAH ELECTRIC & POWER CO SEACOR SMIT INC SEARS CREDIT ACCOUNT MASTER TRUST

I I

NV MD DE DE DE CT DE DE CO GA DE IL

X X

X

X

X

X X

X

X X

X

X

X

X X

X X X

X X X

X

03/05/0101/02/0103/05/0103/05/0003/06/0102/26/0103/01/0103/02/0102/21/0102/28/0102/23/0103/06/01

AMEND

SECURITY CAPITAL CORP/DEISILVER RAMONA MINING CO SJW CORP SOUTH STREET FINANCIAL CORP SOUTHERN CO SOUTHERN CO SOUTHERN CO SPHERION CORP SRFG INC STARBASE CORP STREICHER MOBILE FUELING INC STRUCTURED ASSET SECURITIES CORP STRUCTURED ASSET SECURITIES CORP SUNGLASS HUT INTERNATIONAL INC SUSQUEHANNA BANCSHARES INC SYMANTEC CORP SYSCO CORP SYSCO CORP TANGRAM ENTERPFISE SOLUTIONS INC TELETRAC INC /DETERAFORCE TECHNOLOGY CORP TEXOIL INC /NV/TRAVELOCITY COM INC

DE ID CA NC DE DE DE DE DE DE FL DE DE FL PA DE DE DE PA DE DE NV DE

X

X

X

X

X

X

X

X X

X X X

X X X X

X X

X X

X

X

X X X X X X X X X X X

X

X X

X

X

12/21/0003/06/0102/23/0102/21/0102/28/0103/02/0103/06/0103/05/0102/28/0102/20/0102/28/0102/26/0102/28/0103/05/0103/01/01.2/18/00{J3/01/0103/06/0103/01/0102/23/0103/05/0102/23/0103/05/01

AMEND

AMEND

AMEND

10 NEWS DIGEST, March 7, 2001

Page 11: SEC NEWS DIGEST · 2008. 2. 7. · SEC NEWS DIGEST r ~: Issue 2001-45 March 7, 2001 COMMISSION ANNOUNCEMENTS CLOSED MEETING - WEDNESDAY, MARCH 14,2001 - 2:00 P.M. The subject matter

STATE BK ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 B 9 DATE COMMENT

TRIPLE S PLASTICS INC MI x x 03/01/01U S REALTEL INC DE x x 02/16/01U S WIRELESS DATA INC CO x x 12/21/00 AMENDUACSC AUTO TRUSTS NY x x 03/05/01UGI CORP /PA/ PA x x 03/05/00UNION PLANTERS CORP TN x x 02/27/01UNITED ARTISTS THEATRE CIRCUIT INC MD x 03/06/01

/MD/UNITED ARTISTS THEATRE CO DE x 03/06/01UNITED PAN EUROPE COMMUNICATIONS NV x 02/23/01UNITED PAN EUROPE COMMUNICATIONS NV x 02/23/01 AMENDUNITED STATIONERS INC DE x 03/05/01UNITED STATIONERS SUPPLY CO IL x 03/05/01UNITED THERAPEUTICS CORP DE x 12/15/00 AMENDUNIVERSAL BEVERAGES HOLDINGS CORP FL x 03/01/01UNIVERSAL BROADBAND NETWORKS INC DE x 01/25/01US BANCORP \DE\ DE x x 02/27/01US DATA AUTHORITY INC FL x 03/06/01USA NETWORKS INC DE x X 03/06/01UTEK CORP x x 02/19/01VENTAS INC DE x x 03/01/01VESTA INSURANCE GROUP INC DE x x 03/01/01VIALOG CORP MA x x 03/05/01VIDEOLOCITY INTERNATIONAL INC NV x 12/22/00 AMENDVINA TECHNOLOGIES INC DE x 02/27/01VISTEON CORP DE x x 03/0'::: '01

VOICE MOBILITY INTERNATIONAL INC NV x 03/0_ o i WASTEMASTERS INC MD x x 12/31/00WATERS CORP /DE/ DE x 03/05/01WEBMD CORP /NEW/ DE x 03/05/01WENDYS INTERNATIONAL INC OH x 03/06/01WESTELL TECHNOLOGIES INC DE x x 03/01/01WIDECOM GROUP INC A6 x x 02/02/01WKI HOLDING CO INC DE x x 03/06/01WOMEN COM NETWORKS INC DE x x 02/22/01WORLD ACCESS INC /NEW/ DE x x 02/':: ~l. WORLD ACCESS INC /NEW/ DE x x 02,'::-=l WORLD WIDE VIDEO INC CO x 03/06/01WORLm'HDE EQUL?l'1ENTCORP FL x x 01/16/01 AMEN[WSB HOLDING CO PA x 03/05/01

11 NEWS DIGEST, March 7, 2001