12
f/ sec news di est Issue 94-63 April 5, 1994 ERFORCEIIER'l' PllOCEEDIRGS CEASE AND DESIST ORDER ENTERED AGAINST DWIGHT LUNDELL The Commission announced the issuance of an Order pursuant to Section 21C of the Securities Exchange Act of 1934 (Exchange Act) against Dwight C. Lundell (Lundell) requiring him to permanently cease and desist from committing or causing any violation of or any future violation of Section l6(a) of the Exchange Act and Rules l6a-2 and l6a-3 promulgated thereunder. Lundell, without admitting or denying the allegations in the Commission's Order, consented to its entry. The Order finds that Lundell, who is a director and the beneficial owner of more than ten percent of the common stock of Audre Recognition Systems Inc. (Audre), failed to timely report his beneficial ownership of Audre securities on Form 3 (two years and four months late) and failed to timely report changes in his ownership of such securities on Forms 4 and 5 (twenty- four Forms 4 and 5 from one week to six years late). Lundell's late filed Form 4 Reports involved transactions with a value of approximately $2.8 million. (ReI. 34- 33861) CIVIL ACTION AGAINST FIDELITY MEDICAL, INC., ET AL. The Commission today announced the filing of a complaint in the United States District Court for the District of New Jersey seeking permanent injunctions against Fidelity Medical, Inc. and Efraim E. Landa, the former Chairman of the Board, President, Chief Financial Officer and Treasurer of Fidelity Medical. The complaint seeks to permanently enjoin both defendants from directly violating Section l7(a) of the Securities Act of 1933, Sections lO(b), l3(a), l3(b)(2)(A) and l3(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules lOb-5, 13a-1, 13a-13, and 13b2-1 thereunder, and additionally to enjoin Landa from violating Exchange Act Rule 13b2-2. The complaint also seeks civil penalties against Landa. The Commission's complaint alleges that Fidelity Medical improperly recognized income for non-existent sales in its annual and quarterly reports, a registration statement, and in a press release during fiscal years 1989 through 1992.

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Page 1: sec news di est · actuii perriiiwice oos lie aji 184 00493310 lai fer laiice et ai.. 130 3/16/94 20.6 0.0 lev airikjrie fght ixirp aji 259 00926610 mitsui m ltd 130 31z3/94 1.3 8.9

f/ sec news di est

Issue 94-63 April 5, 1994

ERFORCEIIER'l'PllOCEEDIRGS

CEASE AND DESIST ORDER ENTERED AGAINST DWIGHT LUNDELL

The Commission announced the issuance of an Order pursuant to Section 21C of the Securities Exchange Act of 1934 (Exchange Act) against Dwight C. Lundell (Lundell)requiring him to permanently cease and desist from committing or causing any violation of or any future violation of Section l6(a) of the Exchange Act and Rules l6a-2 and l6a-3 promulgated thereunder. Lundell, without admitting or denying the allegations in the Commission's Order, consented to its entry. The Order finds that Lundell, who is a director and the beneficial owner of more than ten percent of the common stock of Audre Recognition Systems Inc. (Audre), failed to timely report his beneficial ownership of Audre securities on Form 3 (two years and four months late) and failed to timely report changes in his ownership of such securities on Forms 4 and 5 (twenty-four Forms 4 and 5 from one week to six years late). Lundell's late filed Form 4 Reports involved transactions with a value of approximately $2.8 million. (ReI. 34-33861)

CIVIL ACTION AGAINST FIDELITY MEDICAL, INC., ET AL.

The Commission today announced the filing of a complaint in the United States District Court for the District of New Jersey seeking permanent injunctions against Fidelity Medical, Inc. and Efraim E. Landa, the former Chairman of the Board, President, Chief Financial Officer and Treasurer of Fidelity Medical. The complaint seeks to permanently enjoin both defendants from directly violating Section l7(a) of the Securities Act of 1933, Sections lO(b), l3(a), l3(b)(2)(A) and l3(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules lOb-5, 13a-1, 13a-13, and 13b2-1 thereunder, and additionally to enjoin Landa from violating Exchange Act Rule 13b2-2. The complaint also seeks civil penalties against Landa.

The Commission's complaint alleges that Fidelity Medical improperly recognized income for non-existent sales in its annual and quarterly reports, a registration statement,and in a press release during fiscal years 1989 through 1992.

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Simultaneous with the filing of the complaint, and without admitting or denying the allegations contained therein, Fidelity Medical consented to entry of a final judgment of permanent injunction covering all provisions for which the Commission complains.[SEC v. Fidelity Medical Inc., et al., USDC, D. NJ] (LR-1404l; AAE ReI. 546)

CORRECTION

The article in the March 18th issue of the Digest referring to LR-140l5 inadvertentlydescribed LR-13973, which previously appeared in the February 23rd issue. The following text accurately summarizes LR-140l5:

PRELIMINARY INJUNCTION ORDERS OBTAINED AGAINST AMERICAN MORTGAGE FUND, INC., STEVEN JONES AND JUDITH JONES

On March 16, the United States District Court for the Southern District of California issued orders preliminarily enjoining American Mortgage Fund, Inc. (AMP) of San Diego,California, and Steven R. Jones (S. Jones), AMP's President, from further violations of the registration and antifraud provisions of the federal securities laws and preliminarily enjoining his wife, Judith M. Jones (J. Jones), AMP's Comptroller and Treasurer, from further violations of the antifraud provisions of the federal securities laws. The Court also ordered immediately frozen all funds and assets of S. Jones and J. Jones. S. Jones and J. Jones consented to the entry of the preliminary injunction and asset freeze without admitting or denying the Commission's allegations.

The orders resulted from the Commission's filing of an emergency action on February17. 1994 against AMP, S. Jones and J. Jones alleging the ongoing fraudulent offer and sale of unregistered securities in two funds that raised over $8 million from over 550 investors (LR-13973). [SEC v. American Mortgage Fund, Inc., Steven R. Jones,Judith M. Jones. Eastview Properties and 44th Ltd., CV 94-0252K, S.D. Cal.] (LR-14015)

SELF-REGULATORY ORGANIZATIONS

!MMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

The National Association of Securities Dealers filed a proposed rule change (SR-NASD-94-16) to add a $200.00 surcharge on broker-dealers that are made a party to an arbitration proceeding involving an intra- industry or clearing controversy. The proposed rule change became effective upon filing. Publication of the notice is expected in the Federal Register during the week of April 4. (ReI. 34-33842)

PROPOSED RULE CHANGE

The Cincinnati Stock Exchange filed a proposed rule change (SR-CSE-94-01) to eliminate the use of autoquoting and narrow the maximum allowable quotation spread. Publication of the proposal is expected in the Federal Register during the week of April 4. (ReI.34-33849)

NEWS DIGEST, April 5, 1994 2

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APPROVAL OF PROPOSED RULE CHANGE

The Commission approved a proposed rule change filed by the Philadelphia Stock Exchange (SR-PHLX-93-53) to adopt Rule 708, Acts Detrimental to the Interest or Welfare of the Exchange. (Rel. 34-33850)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission approved on an accelerated basis a proposed rule change (SR-PSE-94-09) extending the expiration of the PSE's Lead Market Maker System Pilot Program.Publication of the order is expected in the Federal Register during the week of April4. (Rel. 34-33854)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security: Title and the number and/or face amount of the securities being offered: Name of the managingunderwriter or depositor (if applicable): File number and date filed: Assigned Branch: and a designation if the statement is a New Issue.

S-3 IfAQM CXJIPER co, 7400 I ow:LE RD STE 200, T1JCS(JI, AZ 85704 (602) 575-5600 - 3,320,600 ($53,365,362.60) CDIUI STOlX. (FILE 35-52857 -MR. 29) (HR. 6)

S-8 TRU lie, 1900 RICIIUI) RD, CLE\IEI.AII), CII 44124 (216) 291-7000 -1,124,361 (157,500,000) CDIUI STOlX. (FILE 35-52859 - MR. 29) (HR. 4)

S-3 SAFECOaJH>, SAFECOPlZ, SEATTLE, \M 98185 (206) 545-5000 - 200,000,000(1200,000,000) STRAIGHTII(II)S. (FILE 35-5286J - lIAR. 29) (HR. 10)

S-8 TRU lie, 1900 RICIIUI) RD, CLEVELAII),CII 44124 (216) 291-7000 - 16,354($825,000) CDIUI STOlX. (FILE 35-52865 - MR. 29) (HR. 4)

S-8 GRIJIWI aJH>, 1111 STE\MRTAVE, BETIFAGE, IT 11714 (516) 515-0574 -1,150,000 ($112,765,625) CDIUI STOlX. (FILE 33-52867 - lIAR. 29) (HR. 12)

S-8 IDE SIIOPPIIG IIE11DtIC lie, 11831 30TI autT _TI, ST PEIEItSIiIIG, FL33716 (813) 572-8585 - 1,104,876 ($14,108,662) CDIUI STOlX. (FILE33-52869 - lIAR. 29) (HR. 2)

S-8 BARRETTBUSIIESS SERVICESlie, 4724 S U MCADM AVE, PCltTLAll), CIt 97201 (503) 220-0988 - 60,000 ($1,762,500) CDIUI STOlX. (FILE 33-52871 -MR. 29) (HR. 6)

S-3 CITIZEIS UTILITIES co, HIGII RIOGEPiC BlDG 3, PO .. 3801, STMRIID, CT06905 (203) 329-8800 - 5,000,000 ($15,937,500) CDIUI STOlX. (FILE35-52873 - MR. 30) (HR. 7)

S-3 HEALTH& REHABILITATICIIPRCPEITiES TRUST, 400 CEITRE ST, iiEUTCII, 1M02158 (617) 332-3990 - 11,500,000 ($119,687,500)CDIUI SHARESOF BElEFiCIAL IITEREST. (FILE 35-52875 - MR. 30) (HR. 6)

NEWS DIGEST, April 5, 1994 3

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REGISTRATU.5 alIT.

5-1 REDROOFIIIIIS IIIC. 4355 DAVIDSCIIRD. HILLIARD. 01143026 (614) 876-3200- 200,000,000 ($200.000.000) STRAIGHTBal)S. (FILE 33-76848 - lIAR. 25)(HR. 12 - lIEU ISSUE)

S-1 PEJOfFEDFINANCIALSERVICESINC. 6Z2. EAGlE ROCK AVE. WESTawIGE. IJ07052 (201) 669-8265 - 6,188,000 ($61,88D.000) COMJI STOCK. (FILE33-76854 - lIAR. 25) (HR. 1 - NE\I ISSUE)

S-1 IKIlTHFIELDLABORATORIESIIC /DEI. 1560 SHERIWI AVE. STE 1000. EVAlSTOII.u, 60201 (708) 864-3500 - 2,875,000 ($40.250.000) COMJI STOCK. (FILE33-76856 - lIAR. 25) (HR. 4 - lEV ISSUE)

1-2 VAl KAMPEII JERRITI lEW YORICCIUAlITY... ICIPAL TRUST II.OIIE PARICYIEVPlAZA. ~ TERRACE. IL 60181 (BOO) 225-2222 - 460.000(16.900.000) COlD! SHARESOF BENEFICIALINTEREST. (FILE 33-76858 -MR. 25) (HR. 18 - lIEU ISSUE)

1-2 VAl KAMPEII MERRITTCALIFORIIAClJALITY... ICIPAL TRUST II.OlE PAKYIEV PlAZA. OADRQOK TERRACE. Il 60181 (800) 225-2222 - 460.000(16,900,000) COlD! SHARESOF BEllEFICIAL INTEREST. (FILE 33-76860 -MAR. 25) (HR. 18 - NEIl ISSUE)

S-1 ATRIA SOF1\IARE IIIC /MAl. 24 PRIMEPARKYAY. NATICK. M 01760 (508) 650-5100 - 2,070,000 (124.840.000) COlD! STOCK. IJI)EJMtITER:ALEX BROWN & SCIIS IIIC, WESSELSARIOlD & HEJI)ERSCII. (FILE 33-76862 -MAR. 25, (HR. 9)

S-1 Mil WELLaJRP. Z3 IIVERJIESSYAY EAST. EJIGLE\DI). CO 80112 (303) 7'90-8023 - 124.565.000 (S105.000.000) STRAIGHTIICIIDS. (FILE33-76892 - MAR. 25) (HR. 8 - NEIl ISSUE)

1-11. PU.EER EMERGIIIGMARKETSIUIJ. 60 STATEST. BOSTOII.M 02109 (617) 742-7825 - IJI)EFIIlITE SHARES. (FILE 33-76894 - MAR. 25) (HR. 16- lIEU ISSUE)

S-1 US RADIOIIC. 1234 MARKETST. STE 1940, PHIlADElPHIA, PA 19107 (215) 563-2910 - 3,450,000 (148,300,000) COlD! STOCK. (FILE 33-76918 -lIAR. 25) (HR. 7 - lev ISSUE)

S-1 ABR IIIFORJIATlOIISERVICES IIIC. 34125 US HGIIIY 19 I. PAUl HARBOR. FL 34684 (813) 785-2819 - 1,610,000 (117.710,000) aJIQJ STOCK. lJI)ERIIUTER:BAIRDRCIIERT" & CO, RAYJDI) JNlES & ASSOCIATES. (FILE 33-76922 - MAR. 25)(U. 6)

S-1 ABR IIFORJIATlOIISERVICES niC. 34125 US HGIIIY 19 I. PAUl HARBOR, Fl 34684 (813) 785-2819 - 3,100,000 (S34.100,OOO) COlD! STOCK. (FILE 33-76924 -lIAR. 25) (HR. 6)

F-1 TIT TRAlSPCItTEUROPEPlC. RAllYAYST PO BOX99.IWIS80TTCII LAlCASHIREEIIGLAJI). XU (302) 658-7581 - 150.000.000($150.000,000) FOREIGNGO\IE~ All) AGENCYDEBT. CflLE 33-76928 -MR. 25) (HR. 4 - lEV ISSUE)

S-1 TElEIWIC FINANCiAl aJRP, 1200 "ILSCII BlW, ARlIIGTOII. VA 22209 (703) 525-7874 - 750,000 (14,968,750) COlD! STOCK. 20.000 (SZO.OOO,OOO)STRAIGHTBal)S. (FILE 33-76930 - lIAR. 25) (HR. 2 - lEW ISSUE)

S-1 WilFORD PllARJlACEUTICALS 6611 ST. II) 21221lit, TRIBUTARY BALTlIIIIE. -3,220.000 ($25,760,000) COlO! STOCK. 280.000 (S280)YARRAlTS.CPTlOIIS OR RIGHTS. 280,000 (12,912.000) aJIIII STOCK. (FILE33-76938 - MAR. 25) (HR. 4 - lIEU ISSUE)

4 NEWS DIGEST, April 5, 1994

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ACQUISITIONS OF SECURITIES

Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1).Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.

Below is a list of recent filings of Schedules 13D and l4D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (inOOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.

EVEIIT SIIRS(OOO)/ aJSlP/ FlUIGlIME All) a..ASS OF STOC!Cf(IIIER RIIIt DATE ~ PRICItX STAlUS

ACTUII PERRIIIWICE oos lie aJI 184 00493310LAI FER LAIICE ET AI.. 130 3/16/94 20.6 0.0 lEV

AIRIKJRIE FGHT IXIRP aJI 259 00926610MITSUI m LTD 130 31Z3/94 1.3 8.9 UPDATE

AUTOTOTE IXIRP a.A 1.942 05332310~IL A LOIIE 130 3/24/94 7.1 8.3 UPDATE

BADGERMETER lie aJI 139 05652510DIX IDIAI..D II 130 11/24/93 8.2 7.6 UPDATE

BADGERMETER lie aJI ~ 05652510WILEY EDIIII PACORD 130 11/24/93 17.4 ~.7 UPDATE

BADGERMETER lie aJI 435 05652510WRIGHT JAMES OliVER 130 11/24/93 25.5 34.2 UPDATE

tv RElY lie aJI 656 1~10CUlJ)IA IIIlSE EYAIIS FMILY TRU 130 3/10/94 9.1 0.0 lEV

CAJl)ELA LASER IXIRP aJI 410 13690710DCIIISJSII ROBERT EARL ET AI.. 130 3/21/94 7.9 7.1 UPDATE

CllERmEEIIe aJI geO 16444520MARCIAIO GEmtGES 130 3/21/94 19.6 20.6 UPDATE

FlSCIER & parTER m PA aJI 302 33769310IlElTCII PARTJERS LP 130 3/21/94 5.8 0.0 lEV

IIAIOVER DIRECT lie all 5.383 41078310ICRUTTSCIIIITT TIIE(I)(IIE III ETAI.. 130 31Z3/94 7.0 3.6 UPDATE

IIAIOVER DIRECT lie aJI 51.875 '107B510CI.IASIIA ALAI GRAIl ET AI.. 130 31Z3/94 67.8 67.5 UPDATE

HERITAGE FIlL svtS lie aJI 506 42199110MIDWEST BAIIIC All) LP ET AI.. 130 31Z3/94 6.5 7.8 UPDATE

NEWS DIGEST, April 5, 1994 5

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ACQUISITIONS CONT.

EVEIIT SIIRS(OOO)J CUSIPI FlLlIGlIME AJID a..ASS OF STO!:KJCMIER FORM DATE %OIlED PRIOtS STATUS

HI LCOo\STDEY aIlP cal 128 43131310CLAU)lA tDlSE EVANS FAMILY TRU 13D 3/ 7/94 12.1 0.0 lIEU

IITERllAlL CABlECASTIIG TECH cal 0 46799310SCIENTIFIC ATLAITA 13D 3/10/94 0.0 9.5 lJIDATE

JAaIIS EIIGRGR(lp lie cal 1,481 46981410WILSHIRE OIL CO/TEXAS ET AL 13D 31Z3/94 6.0 8.1 tJlDATE

MTHSOFT IIC cal 620 57679810MESIIBERGSNIJIEL 13D 3/17/94 8.8 7.7 tJlDATE

ISA IIlL lie cal 201 63899910SIIIII)LE FRED G 140-1 1J20/94 100.0 100.0 tJlDATE

lEU VALLEY aIlP PFD a. B tv S3 54 64908030VERITOVTRADEIIC ET AL 13D 3/14/94 1.8 0.0 lEU

PMRAPO BAllaIlP lie cal 123 69773810CAMPBELLWILLIAM J 13D 11/10/91 7.3 0.0 lEV

PETROLBII GEo-SVCS A/S SPOISCItED IIDR 1,808 71659710TIGER MGMTaIlP ET AL 13D 3/10/94 19.3 15.3 tJlDATE

PRAIRIE PAC EERGY CORP cal 177 73965110ElIlO SCOTIA RIm I NG LTO 13D 9/30/9l 4.2 0.0 lEU

PRAIRIE PAC ElERGY aIlP cal 500 73965110GMBIA LIMITED 13D 9/30/9l 11.8 0.0 lEV

PROVIDEIT LIFE I ACe lIS CO a.A 2,360 74388920IlEFFJIER CHARLOTTEMa.ELLAII 13D 2J 9/94 27.6 0.0 lEV

PROVIDElT LIFE I ACe lIS CO a.B 9,410 74388930IlEFFJIER CHARLOTTEMa.ELLAII 13D 2J 9/94 25.7 0.0 lEU

RJD)ES IIC lEU cal 5,159 76499410GREEII lIOLaJEE T ET AL 13D 31Z3/94 52.8 56.3 tJlDATE

SENWI FURJlIlURE CO IIC cal 968 81216l3OT ROE PRICE REaJllERY RIm LP 13D 11 3/94 20.1 0.0 lEV

SWTIIERI 1II CO lEU cal 4,210 84403010LlII)EJIAIIII GE(JtGE L ET AL 13D 3/24/94 80.2 35.9 tJlDATE

SlBIRIWI BAIICORP a.A 117 86434620MIDWESTBAIIICAM) LP ET AL 13D 31Z3/94 3.4 5.5 tJlDATE

VALUEYISUII IllL lit a.A 1,354 92099310KAIIARI ac: IRA 13D 6.5 9.1 tJlDATE

\FP GR(lp PLC COW all RED PREF 2,881 929.50498(J)YSSEY PARnERS 13D 31 4/94 1.2 1.6 lFDATE

\FP GRP PLC ORD SH 2,881 92930999(J)YSSEY PARnERS 13D 3/4/94 1.2 0.5 tJlDATE

NEWS DIGEST, April 5, 1994 6

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ACQUISITIONS CONT.

EVEIT SIItS(ooo)/ aJSIP/ FlLlIG lIME All) ClASS OF STOCKICMIER F(JIIIJ DATE IIUIED PRIOU STATUS

ABEX lie aM 5.939 00338710 LIBRA IIIVEST & TRADE LTD 13D 3/24/94 30.1 30.1 lJIDATE

AlDUS CDtP aM 3.000 01443210 BRAIIERD PAUl 13D 3/15/94 22.8 26.1 lJIDATE

ALLiAIIT TECHSYSTEJIlit aM 502 01880410 SCJtOS GEORGEET AL 13D 3/22194 5.1 9.7 lJIDATE

BADGERMETER IIiC aM 5n 05652510 FORBESJNES L 13D 11/24/93 33.6 34.3 lJIDATE

BADGERIETER lie aM 570 05652510 WRIGHT JNES OLIVER 13D 11/24/93 33.5 34.2 RVSUII

BIG 0 TIRES lie aM PAR SO.10 305 08932420 BALBOA IIIVESTIEIIT GRP ET AL 13D 3J22J94 9.4 9.6 lJIDATE

EllGIIlEERIIIG IEASIJRBIEIITS CO aM 26B 29288010 IIIIILLER TIDtAS G 13D 3/17/94 9.1 5.4 lJIDATE

EXTECH CDtP aM 922 302Z3410

CElT I LIWI IIIIORT<IIL ET AL 13D 11/27/93 44.8 54.5 lJIDATE

FAIRFIELD DllTYS IIiC aM PAR SO.01 1.184 30423130PHYSICIAIIS IIISlIWICE CO 01110 13D 3/18/94 9.9 0.0 lIEU

FF IWICORP IIIC aM 739 30599'610

BYRD CHARLES H 13D 7/ 1/93 15.7 0.0 lIEU

FF BAIICDtP IIIC aM 819 30599'610

FORD FRAllCES R 13D 7/ 1/93 17.4 0.0 lEV

FARAH IIIC aM 248 30738710

IlllARCIAIIO PAUl ET AL 13D 3J25/94 3.1 0.0 lIEU

IEALTH IDIT SYS IIIC aM 409 42499210

ZS PARTIIERS ET AL 13D 3/21/94 7.2 8.1 lJIDATE

IIORlztII IWICORP 1110 aM 43 44040710

REED lARRY E 13D 2J24/94 5.1 0.0 lIEU

IIORIIBECI: OFFSHORESYtS IIIC aM 1.365 44054210

_T BRUCE ET AL 13D 3/18/94 10.7 11.1 lJIDATE

IDM SOF1lWIE 1110 lSI ORD 10.500 45151010

RIIIU..A aJFUT IIG C<IISUl. ET AL 13D 2J 1/94 37.9 42.8 lJIDATE

IIIUIEX CORP lIEU aM 21.204 45252810

AIEl I CAlI CTAIIAIIIIID CO 13D 3/24/94 54.9 54.8 lJIDATE

IIIIARICCTLS CDtP lIEU aM 0 57099310

IIJRCC ACQUISITI<II CORPET AL 140·1 3/24/94 0.0 0.0 lJIDATE

IIIIARICCTLS CDtP lIEU aM 0 57099310

nco IIITL LTD ETAL 140·1 3J29/94 0.0 0.0 lIEU

NEWS DIGEST, April 5, 1994 7

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ACQUISITIONS CONT.

lIME All) ClASS OF STCXXf(WR RIll! EVElY DATE

SlmCOOO)/ mIIED

aJSIP/ PRI_

flLlIG SIAM

IIIJTIIt CUll IllER UIlECIC III E .II ET AL

CDI 13D 3/1~

112 61982310 5.5 0.0 lEU

IATlOIW. JU.2ER

CITY IAllCSllARES EDGAR

IIC CDI 13G 3124~

218 63531310 5.8 5.8 RVSUII

MATtIW. YJI)ERS lie TREIl CAPITAL MGNT IIC

CDI ET AL 13D 3/16~

222 63901410 3.2 0.0 lEU

OCELOT EIIERGY IIC .\IIRNISOI HERBERT ET AI.

a. 8 SIll VTG 131) 3/17~

2.122 8.0

~ 6.5 IJIDATE

SAGE TEa.JLOGIES IIC TRllWII CXIIIIECTlaIT LP

all 13D 3/16~

1.181 25.3

78667810 11.3 IRATE

SIGlEY GR(Ut PLC EVEREST CAP L1J1ITED

$PI ADI PREF 13D

tv 3/3~

1.178 9.6

II2799V6O 8.0 IJIDATE

TELEBIT CXIH' CDI ZERO STAGE CAP LTD PART ET AL 13D 3/ 4J9'

23 0.2

87999910 8.4 IRATE

WIUIG LABS IIC lEU axPEIIIWI LECII G

all 13D 3/18J9'

3.113 9.7

933*10 0.0 lEU

AMERICAII TRAVELlERS CXIH' all POELL ALICE E ET AL TlUSTEES 13D 3/16J9'

1158 8.3

Il3029010 9.8 IJIDATE

AMERICAII TRAVELlERS CXIH' CDI POI:LL JOIII A ET AL. TRUSTEES 13D 3/16~

0 0.0

Il3029010 10.8 IJIDATE

BRYAII STEM CXIH' JlILLER IKIIERT

CDI 13D 12/ 2J93

24 6.4

11754710 0.0 lEU

aJIPI.IIAaE aJZP GEIERAL ATlAITlC

CDI PRTJIRS ET AL 13D 3/22194

3.350 9.2

20563810 14.2 IRATE

aJlTlIEIlAL STERRITT

IIVESTJIEIT aJZP R D 51 ET AL

CDI 13D 1/ 5J9'

6.060 89.9

21151510 6.6 IJIDATE

CRYSTAL OIL BAI RD BREIT D ET AL

.06 SEI allY 13D

VTG PFD 3/22194

5.851 32.2

22931530 31.1 IJIDATE

DMARIC IIlL DLH lie

IIC a.A 13D 3/16~

1.540 20.2

Z3569110 0.0 lEU

FARAH IIC JlARCIAIIO GEIltGES ET AL

CDI 13D 3!25J9'

2.174 21.3

30738710 32.1 IJIDATE

FRAllnI. NJV REAL ESTAT IJICII CDI JIASS ST TEACH & EJF RET SYS

SER A 13D 3/18J9'

1.405 44.8

35299210 44.7 IJIDATE

GOI..DEI ClLlAIL RES LTD TACIIJIIIIA JAJlES D

CDI 13D 3/18J9'

1.165 21.7

38092510 23.7 IJIDATE

IlIl.AII) RES IIC IMSII EVERTSCII BRUCE FETAL

CDI 130 2J2SJ9'

20 0.1

45746910 1S.1 IJIDATE

8 NEWS DIGEST, AprilS, 1994

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ACQUISITIONS CONT.

~ ·.SIIR$(OOO)/ WSIP/ F11111G lAME All) a.ASS OF STOCK!(UIEI FCIIR DATE toilED PRloa STATUS

IETIIAIEX CORP CDC 0 59299510NETAtlGESEllSCHAFT CORP ET At 130 3/10194 0.0 6.3 lJIDATE

_THLAII) CRAIIBERRIES lit a.ASS A 587 66649910SUEll)I9ISICI JOHII 130 3/ 4/94 13.8 14.8 lJIDATE

OPIII~ RESH CORP CDC 240 68375510ClMBERLAII) ASSOCIATES 130 3/18/94 5.7 0.0 lEV

REGAl IIlL lit CDC 26.000 75881910HARLEClJII IIYT HlOGS lTD ETAt 130 3!25194 27.4 27.4 lJIDATE

REPlBlIC AUT(JI(JTIVE PTS lit CDC 146 76028010GMCO IIVESTORS IIC ET At 130 3m194 5.0 6.1 lJIDATE

SAllEC Illl lit CDC 971 80584210HELlER ROIAlJ) I ET At 130 3/21194 20.1 20.1 lJIDATE

SCAlSOItCE IIC CDC 120 80603710ClICEIIDUI Ell 130 3/18194 6.0 0.0 lEV

SCAIISWRCEIIt CDC 130 80603710YXl)LAII) PARTIERS ET At 130 3/18194 6.5 0.0 lEV

SElVAC CORP CDC 1.768 81661310LE~ oWES J 130 3m194 11.3 10.0 lJIDATE

SISKIII GOlD CORP CDC lEU 340 82971520STItCJE SUSSlCIID HEDGECAPRJI) 130 3!25194 4.6 5.5 lJIDATE

SWTHERI SEC LIFE liS CO ClA 143 84380510FAIT GE(JtGE A 130 3/14194 7.7 0.0 lEV

TRAISTEXAS GAS CORP CDC tR.100 89389510STAIlEY JOIIII R 130 3/17194 93.4 0.0 lEV

TRAISTEXAS GAS alRP CDC tR.100 89389510TRAISAIERI CAlI IATlIW. CAS CORP 130 3/17194 93.4 0.0 lEV

UlR FDmS lit CDC 600 92928610TTSOIS FDmS lit 140-1 3/25194 5.5 5.5 lJIDATE

At TA EIIERGY alRP CDC 214 02121030FRAIIC lClJIS l 130 3/16194 5.7 0.0 lEU

MER I CAlI EXPl CO CDC 6.741 02576210 SIIYDER OIL CORP 130 3/29194 9.7 8.4 lJIDATE

MElleMA HOTELS & RlTT CORP CDC 476 03056210 EllIOTT ASSOCIATES 130 9mm 7.3 5.5 lJIDATE

NIlE IIC CDC n9 03215310 lEVI. RCIIERT 130 3/15194 5.6 7.1 RVSI~

C C X lit CDC 2.404 12500510PIIEIIX ASSOC II ET At 130 3/24194 61.4 61.4 lJIDATE

NEWS DIGEST, April 5, 1994 9

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ACQUISITIONS CONT.

EVElY SMS(ooo)/ QJSIP/ FlLlIGJWIE ,., ClASS Of STOCXLqI!ER FC8 DATE IIUED PRlca STATUS

CASTLE EIERGY aJtP COl 5,069 14849930tETAlLGESELLSCIIAFT ala' 13D 3/9/94 43.2 38.4 UPDATE

CEJtTEX TELBIAIIAGEJIEIIT IIC COl 1,467 15231510MfS aJR.WICATUJlS ET Al 140-1 3J29/94 8.3 8.3 UPDATE

DBA STS IIC all 357 23303110EClSTEII UT.n A 13D 3/9/94 9.1 6.5 UPDATE

ELECTRIC RJEL aJtP all 491 28487110IIITECH SPA 13D 3/ 219' 5.8 0.0 RVSICII

FRAIInII NlERICAII aJtP COl 7,184 35299010IWXJIEY JOIII A, TRUSTEE 13D 9!30J9l 74.1 27.7 UPDATE

GRlIIWI aJtP COl 0 40018110OTIIRCP ACGUISITICII IIC 140-1 3rmJ94 0.0 0.0 UPDATE

IIE-RO GRP LTD COl 1,343 42204710AU CIDIG lIT STAILEY ET Al 13D 3J1~ 20.0 0.0 lEU

JOIII IINEEJI CO CLA 743 47B03510fRAIIICE RICHARD J 13D 3/21/94 1.9 0.0 lEU

JOIII IINEEJI CO CLA 714 47B03510SVEEII DCJIAI..D E 13D 3/21/94 2.0 0.0 lEU

JIARIC ClLS aJtP lEV COl 0 57OWl10TYCO lin LTD ETAl 140-1 3J29/94 0.0 0.0 UPDATE

MCIIfIL REAL ESTATE fill) IX lJIITS LTD PART lIT 6 582.Z7W4MCIIEIL PARTIIERS L P 13D 3/2B/94 5.2 100.0 UPDATE

lIEDleAL CARE MER IIC COl 1,462 58799210HEIle SEIl.IUTlES ala' ET Al 13D 3/17/94 4.0 6.3 UPDATE

lEV VAlLEY aJtP PFD CL • tv Sl 7711 64908030SPEAR lEEDS KELLOGG ET Al 13D 1/14J9( 27.9 27.9 UPDATE

POWERSOfT ala' COl 989 71999410.lOIII R IIlJIMER ET Al 13D 213J9l 10.7 0.0 lEU

SVI IIOlJ) IIGS IIC COl 9,000 78487210Cl.AlJ)AV HLDGS BY ET Al 13D 21 2J94 90.0 0.0 lEU

SCAIISWRCE IIC COl 140 80603710GATES DEIIIIIS 13D lJ22J94 7.0 0.0 lEU

SCAIISWRCE IIC WARRAIIT 50 80603711GATES DEIIIIIS 13D 3J22J94 11.2 0.0 lEU

SIll CITY 111)5 IIC COl 135 16666510TRIGIWI IIVESTJEIITS LP 13D lJ1~ 9.4 5.1 UPDATE

SIIISHIIE MIG CO PFD 111.94 527 867B3320ELLIOTT ASSOCIATES 13D 3/11J91' 7.4 7.3 UPDATE

REVS DIGEST, April 5, 1994 10

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ACQUISITIONS CONT.

lIME All) ClASS OF STOCK/IMlER F«B EV£IIJ DATE

SIIRS(OOO)/ tIMIED

aJSIP/ PRIOl%

FlLlIG STATUS

TYCO IIlll lTD TYCO IIV AUSTRALIA lTD

CDI 130 3JZ5/94

9,650 20.8

90212010 0.0 lIEU

WILEY JOIIII .. S(JIS lit BASS PERRY R ET Ai.

CLA 130 3J29/94

305 10.1

9682Z32O 7.5 lI'DATE

ADIA SYCS lit ADIA SA

CDI 130 3JZ2J94

10,Z32 81.4

00687410 SO.4 lI'DATE

AMES DEPT STORES lit CDI lIEU RESTRUC111UIG CAP ASSOC ET Ai. 130 3JZ5/94

HT 3.7

03078950 10.0 lI'DATE

ATARI IDP UARIIER CXIIIIII

CDI CATICItS ET Ai. 130 3fl.4/94

15,770 27.6

04651510 24.8 lI'DATE

BAIIKERS Il lit SUCHIIC MARTII S

CDI 130 1J29/94

2,m fD.6

06627910 n:« lI'DATE

BIOVAIL IDP Illl IELIYIC EUGEIIE ET Ai.

CDI 130 3J29/94

3,920 47.5

09899610 0.0 lIEU

CEITEIIIAi. HICDWt

CELLUI..ARIDP JMES W ET Ai.

CLA 130 2J 1/94

613 5.2

15299410 5.9 lI'DATE

CJIEII)ESIGI IDP ZETO ACQUISITUII

CDI CORP ET Ai. 140·1 3J29/94

0 0.0

16359410 0.0 lI'DATE

CXIFUT(IE IDP

JAaJAR lit ET Ai. CDI lEU

130 3JZ2J94 2,938 100.0

20599420 100.0 lI'DATE

FIRST FlD IIAIICDtPClRATUIl lEU BAIICO SAlTAJI)EJl S A

CDI 130 3J29/94

18,436 22.3

32019510 19.4 lI'DATE

HERITAGE lEOlA IDP GDI..DIWI SACHS .. CO

CL A lEU 130 3JZ2J94

810 7.6

42n412O 12.8 lI'DATE

IITEGRATED UASTE SYCS lit CDI T(JjEJlS Illl REIIlSURAllCE CORP 130 3/18/94

7fB 10.1

45795210 0.0 lIEU

ulwe PETIKllElII SIYDER Oil

lit CDlIEU 130 3/18/94

457 5.7

54150930 9.1 lI'DATE

l(IE STAR TECIIIIllOGIES lit RJI) MERICAI ElTR HLOGS

CDI 130 3/14/94

2,631 12.9

54231210 26.5 lI'DATE

JWtIC ClLS IDP CRAIE CO

lIEU CDI 140-1 3J30/94

664 13.2

51099310 13.2 lI'DATE

JWtIC ClLS IDP CRAIE CO

lEU CDI 140-1 3J30/94

664 13.2

51099310 13.2 lI'DATE

ClJTLET CXIIIIIICATlCItS lit SAJl)LER ASSOC ET Ai.

Cl A 130 3J29/94

575 8.9

69011110 7.9 lI'DATE

PETERSIIlIHi UIIG DI STAICE lit CDI IIARIIClII FIIIAIICE LTD ET Ai. 130 3/17/94

0 0.0

717'99230 0.0 lIEU

PIIOEIIX RESOJRCE COS lit GDI..DIWI SACHS .. CO

CDI PAR $0.01 130 3JZ5/94

0 0.0

71891320 30.4 lI'DATE

NEWS DIGEST, April 5, 1994 11

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ACQUISITIONS CONT.

EVElIl SHRS(OOO)J aJSIP/ FlUIGNAMEAll) CLASS OF STOCKf(UIER FORII DATE ZDIIIED PRICI!S STATUS

SOFTECH lilt COl 28 83402110RalEITsaI STEPHElS I CO 13D 12/10/93 0.8 6.1 lJIDATE

AlBUJI BAIIC alRP COl 14 0132.8910ICEElER JAMES H 13D 1/ 1!9' 5.5 0.0 lEV

AlB UJI .JAIIC catP COl 14 01328910n.OOT .iAROli) 13D 1/ 1!9' 5.S 0.0 lEV

CELLUlAR ~ IIrTL lilt COl 523 15091810I:INQ)(JI CAPITAl. MQIT alRP 13D 2/18!9' 7.9 5.8 IJIDATE

CHOICE DRUG SYS lilt COl 251 17037910BRClJS HOWARDD ET Al. 13D 3/15!9' 4.1 9.7 IJIDATE

CI TIlUS FEDERAl. SVGS ST JOE COl 9 17460099COSTIN CICEL G $I 13D 12/31/93 5.1 0.0 lEV

COREL IlJZP all 1.60Z Z186801 0CAllADAINC 13D 10/ 5/93 5.Z 0.0 lEV

EXEalTlVE lis( INC COl 7'08 30158610GERSCIIELPATIICK A 13D 3/23/94 6.9 0.0 lEV

HILaMST DEY IlJZP COl 51Z 43131310HAlPERIN BARRY'SETAl 13D 3/25/94 48.3 43.9 IJIDATE

II(J£ FEDERAl. SVGS 11M( N IIEX COl 14 4369Z7'99BILLIIGS GERALDU 13D 11/ 2J93 6.5 0.0 lEV

IITEI: DIVERSifiED IlJZP all 101 45813410SIJIDI)S ~ICATlIII LTD 13D 3JZ9/94 3.6 7.5 lJIDATE

Jln STAII)ARI)S GI(U» LTD COl lEV ZOO 460359ZOBlAJICO JOSE 1'D-1 3/31/94 Z.5 0.0 lEV

.... BAlCSHARES lilt COl 33 55310310ALfXAJI)ER PATIICK L 13D 11/17/93 7.0 0.0 lEV

JIAu: CTLS IlJZP lEV all 371 57099310SU FKA ALAI B 13D 3/21/94 7.4 0.0 lEV

SAL(KJI IIC all 7.618 19599110DART UILLliIM A ET At 13D 3mJ94 6.9 7.0 IJIDATE

SCAlI) IIAVIAI BROADCASTIIG SA ClIO 3,Z15 80590110CAPITAl. CITIES ABC lilt ET Al. 130 3/28/94 23.4 ZZ.7 IJIDATE

STU TFCIID NEil IlJZP all 51 86Z99010JlI SHICIN ALAI I 130 12J30/93 0.1 9.1 lJIDATE

UTI ENERGY'IlJZP COl 1.737 90338710BEAR STEARNS I CO 130 3/29/94 53.5 53.5 lJIDATE

lMlTROOE IlJZP COl 1.962 91328310AlLIED SiGNAl INC 130 3/30/94 15.6 19.6 IJIDATE

NEWS DIGEST, April 5, 1994 12