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KAPIL RAJ FINANCE LIMITED CIN : L65929DL1985PLC022788
July 30, 2020
To,
The BSE Limited
Phiroze Jeejeebhoy Towers
Dalal Street,
Mumbai- 400 001
Sub: Annual Secretarial Compliance Report for the year ended March 31, 2020
under Regulation 24A of SEBI ( Listing Obligation & Disclosure Requirements),
2015 read with SEBI circular No. CIR/CFD/CMD1/27/2019 dated February 08, 2019.
Dear Sir/Madam,
Pursuant to Regulation 24A of SEBI (Listing Obligation & Disclosure Requirements),
2015 read with SEBI circular No. CIR/CFD/CMD1/27/2019 dated February 08, 2019; we
are enclosing herewith Annual Secretarial Compliance Report for the year ended March
31, 2020 issued by M/s. Amit R. Dadheech & Associates, Practicing Company Secretary,
Mumbai.
Kindly take this on your records and acknowledge the same.
For Kapil Raj Finance Limited
KAPIL RAJ FINANCE LIMITED sania: A DOL
Meehir Doshi DIRECTOR DIRECTOR DIN: 08536239
Regd. Office ; 8/33, III Floor, Satbhrava School Marg, W. E. A., Karol Bagh, Delhi - 110 005 Admn. Office : 204-B, Platinum Mall, Jawahar Road, Ghatkopar (East), Mumbai - 400 077 T : 91-22-6127 5175 » W : www.kapilrajfinanceltd.com + E : [email protected]
A\ Omit R. Dadheech 5 Associates Company Secretaries
SECRETARIAL COMPLIANCE REPORT OF KAPIL RAJ FINANCE LTD FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020
To,
Kapil Raj Finance Ltd., (CIN: L65929DL1985PLC022788)
23-B, First Floor, Chirag Delhi,
Opposite Satrang Bhawan,
New Delhi - 110017
We, Amit R. Dadheech & Associates, Practicing Company Secretary, have examined:
a) all the documents and records made available to us and explanation provided by Kapil Raj Finance Ltd. (“the listed entity”),
b) the filings/ submissions made by the listed entity to the stock exchanges, c) website of the listed entity,
d) any other document/ filing, as may be relevant, which has been relied upon to make
this certification,
for the year ended March 31, 2020 (“Review Period”) in respect of compliance with the provisions of :
a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the
Regulations, circulars, guidelines issued thereunder; and
b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and
the Regulations, circulars, guidelines issued thereunder by the Securities and
Exchange Board of India (“SEBI”);
The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-
a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;
b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (Not Applicable to the Company during the financial year under review)
c) Securities and Exchange Board of India (Substantial Acquisition of Shares and
Takeovers) Regulations, 2011;
d) Securities and Exchange Board of India (Buyback of Securities)
Regulations, 2018; (Not Applicable to the Company during the financial year under review)
e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations,
2014; (Not Applicable to the Company during the financial year under review)
f) Securities and Exchange Board of India (Issue and Listing of Debt Securities)
Regulations, 2008; (Not Applicable to the Company during the financial year under review)
g) Securities and Exchange Board of India (Issue and Listing of Non- Convertible and Redeemable Preference Shares) Regulations, 2013; (Not Applicable to the Company during the financial year under review)
h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations,
2015;
and circulars/ guidelines issued thereunder; and based on the above examination,
Mumbai-400 053. | Add, : B-15/16, Sth Floor, Shri Siddhivinayak Plaza, Next to T-Series Business Park, Off New Link Road, Andheri (W),
ona Mob. r91-9484944943 144 © E-mail: [email protected] « Web. : www.amitrdadheech.com
A\ Ait Fe Company Secretaries
We hereby report that, during the Review Period:
a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-
Compliance Requirement Deviations Observations/ Remarks of the Sr. | (Regulations/ circulars / Practicing Company No guidelines including Secretary
specific clause)
1. | As per Regulation 46 of |The Website of the | The Website of the Company
SEBI (LODR) Reg. 2015 | Company is not updated | is not updated as per the
the listed entity shall | as specified in Regulation | provisions of Regulation 46 of maintain a functional | 46 of Listing Regulations, | Listing Regulations, 2015 website containing the | 2015
basic information about the listed entity.
b) The listed entity has maintained proper records under the provisions of the above
Regulations and circulars/ guidelines issued thereunder insofar as it appears from our examination of those records.
c) The following are the details of actions taken against the listed entity/ its promoters/
directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under
the Standard Operating Procedures issued by SEBI through various circulars) under the
aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:
Sr. |Action taken by | Details of, Details of action taken | Observations/ INo. violation E.g. fines, warning | remarks of the
letter, debarment, etc. Practicing
Company
Secretary, if any.
1. [MSEI Limited [Non Compliance | Imposition of penalty for]The Company has with the | non appointment of | filed a reply to the
provisions of | whole time Company| letter received by Regulation 6 of | Secretary for the quarter] stock exchange for
SEBI (Listing | ended March 31, 2019] seeking the waiver
Obligation and | vide letter dated May 14,] of the penalty Disclosure 2019 imposed on_ the Requirement) Company.
Regulation, 2015
1. [MSEI Limited [Non Compliance | Imposing of penalty of Rs.|The Company is
with the | 1,13,280/- for default in] taking the
provision of SEBI | compliances with the] necessary steps to
(Listing provisions of SEBI| find out the non Obligation and | (Listing Obligation and| compliances, if any
Off. Add, : B-15/16, 5th Floor, Shri Siddhivinayak Plaza, Next to T-Series Business Park, Off
Mob, : +91-9484941943 / 44 « E-mail : [email protected] « We
New Link Road, Andheri (W), Mumbai-400 053.
b. : www.amitrdadheech.com
JAA Lint Re Dedbowch § Aasoints Company Secretaries
Disclosure Disclosure Requirement) | and take necessary
Requirement) Regulation, 2015 actions in this Regulation, 2015 regard.
d) The listed entity has taken the following actions to comply with the observations made
in previous reports: Not Applicable
For Amit R. Dadheech & Associates
Amit R. Dadheech Sa 3A ACS No. 22889, COP No. 8952
Date: July 30, 2020
Place: Mumbai
UDIN: A022889B000531188
Mumbai-400 053. | Add, : B-15/16, Sth Floor, Shri Siddhivinayak Plaza, Next to T-Series Business Park, Off New Link Road, Andheri (W),
On. AaB Mob. r91-9484944943 144 © E-mail: [email protected] « Web. : www.amitrdadheech.com
