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School Marg, W. E. A., Karol Bagh, Delhi - 110 005 · PDF file Company Secretaries SECRETARIAL COMPLIANCE REPORT OF KAPIL RAJ FINANCE LTD FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020

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  • KAPIL RAJ FINANCE LIMITED CIN : L65929DL1985PLC022788

    July 30, 2020

    To,

    The BSE Limited

    Phiroze Jeejeebhoy Towers

    Dalal Street,

    Mumbai- 400 001

    Sub: Annual Secretarial Compliance Report for the year ended March 31, 2020

    under Regulation 24A of SEBI ( Listing Obligation & Disclosure Requirements),

    2015 read with SEBI circular No. CIR/CFD/CMD1/27/2019 dated February 08, 2019.

    Dear Sir/Madam,

    Pursuant to Regulation 24A of SEBI (Listing Obligation & Disclosure Requirements),

    2015 read with SEBI circular No. CIR/CFD/CMD1/27/2019 dated February 08, 2019; we

    are enclosing herewith Annual Secretarial Compliance Report for the year ended March

    31, 2020 issued by M/s. Amit R. Dadheech & Associates, Practicing Company Secretary,

    Mumbai.

    Kindly take this on your records and acknowledge the same.

    For Kapil Raj Finance Limited

    KAPIL RAJ FINANCE LIMITED sania: A DOL

    Meehir Doshi DIRECTOR DIRECTOR DIN: 08536239

    Regd. Office ; 8/33, III Floor, Satbhrava School Marg, W. E. A., Karol Bagh, Delhi - 110 005 Admn. Office : 204-B, Platinum Mall, Jawahar Road, Ghatkopar (East), Mumbai - 400 077 T : 91-22-6127 5175 » W : www.kapilrajfinanceltd.com + E : kapilrajfin@gmail.com

  • A\ Omit R. Dadheech 5 Associates Company Secretaries

    SECRETARIAL COMPLIANCE REPORT OF KAPIL RAJ FINANCE LTD FOR THE

    FINANCIAL YEAR ENDED MARCH 31, 2020

    To,

    Kapil Raj Finance Ltd., (CIN: L65929DL1985PLC022788)

    23-B, First Floor, Chirag Delhi,

    Opposite Satrang Bhawan,

    New Delhi - 110017

    We, Amit R. Dadheech & Associates, Practicing Company Secretary, have examined:

    a) all the documents and records made available to us and explanation provided by Kapil Raj Finance Ltd. (“the listed entity”),

    b) the filings/ submissions made by the listed entity to the stock exchanges, c) website of the listed entity,

    d) any other document/ filing, as may be relevant, which has been relied upon to make

    this certification,

    for the year ended March 31, 2020 (“Review Period”) in respect of compliance with the provisions of :

    a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the

    Regulations, circulars, guidelines issued thereunder; and

    b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and

    the Regulations, circulars, guidelines issued thereunder by the Securities and

    Exchange Board of India (“SEBI”);

    The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:-

    a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;

    b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (Not Applicable to the Company during the financial year under review)

    c) Securities and Exchange Board of India (Substantial Acquisition of Shares and

    Takeovers) Regulations, 2011;

    d) Securities and Exchange Board of India (Buyback of Securities)

    Regulations, 2018; (Not Applicable to the Company during the financial year under review)

    e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations,

    2014; (Not Applicable to the Company during the financial year under review)

    f) Securities and Exchange Board of India (Issue and Listing of Debt Securities)

    Regulations, 2008; (Not Applicable to the Company during the financial year under review)

    g) Securities and Exchange Board of India (Issue and Listing of Non- Convertible and Redeemable Preference Shares) Regulations, 2013; (Not Applicable to the Company during the financial year under review)

    h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations,

    2015;

    and circulars/ guidelines issued thereunder; and based on the above examination,

    Mumbai-400 053. | Add, : B-15/16, Sth Floor, Shri Siddhivinayak Plaza, Next to T-Series Business

    Park, Off New Link Road, Andheri (W),

    ona Mob. r91-9484944943 144 © E-mail: info@amitrdadheech.com « Web. : www.amitrdadheech.com

  • A\ Ait Fe Company Secretaries

    We hereby report that, during the Review Period:

    a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

    Compliance Requirement Deviations Observations/ Remarks of the Sr. | (Regulations/ circulars / Practicing Company No guidelines including Secretary

    specific clause)

    1. | As per Regulation 46 of |The Website of the | The Website of the Company

    SEBI (LODR) Reg. 2015 | Company is not updated | is not updated as per the

    the listed entity shall | as specified in Regulation | provisions of Regulation 46 of maintain a functional | 46 of Listing Regulations, | Listing Regulations, 2015 website containing the | 2015

    basic information about the listed entity.

    b) The listed entity has maintained proper records under the provisions of the above

    Regulations and circulars/ guidelines issued thereunder insofar as it appears from our examination of those records.

    c) The following are the details of actions taken against the listed entity/ its promoters/

    directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under

    the Standard Operating Procedures issued by SEBI through various circulars) under the

    aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

    Sr. |Action taken by | Details of, Details of action taken | Observations/ INo. violation E.g. fines, warning | remarks of the

    letter, debarment, etc. Practicing

    Company

    Secretary, if any.

    1. [MSEI Limited [Non Compliance | Imposition of penalty for]The Company has with the | non appointment of | filed a reply to the

    provisions of | whole time Company| letter received by Regulation 6 of | Secretary for the quarter] stock exchange for

    SEBI (Listing | ended March 31, 2019] seeking the waiver

    Obligation and | vide letter dated May 14,] of the penalty Disclosure 2019 imposed on_ the Requirement) Company.

    Regulation, 2015

    1. [MSEI Limited [Non Compliance | Imposing of penalty of Rs.|The Company is

    with the | 1,13,280/- for default in] taking the

    provision of SEBI | compliances with the] necessary steps to

    (Listing provisions of SEBI| find out the non Obligation and | (Listing Obligation and| compliances, if any

    Off. Add, : B-15/16, 5th Floor, Shri Siddhivinayak Plaza, Next to T-Series Business Park, Off

    Mob, : +91-9484941943 / 44 « E-mail : info@amitrdadheech.com « We

    New Link Road, Andheri (W), Mumbai-400 053.

    b. : www.amitrdadheech.com

  • JAA Lint Re Dedbowch § Aasoints Company Secretaries

    Disclosure Disclosure Requirement) | and take necessary

    Requirement) Regulation, 2015 actions in this Regulation, 2015 regard.

    d) The listed entity has taken the following actions to comply with the observations made

    in previous reports: Not Applicable

    For Amit R. Dadheech & Associates

    Amit R. Dadheech Sa 3A ACS No. 22889, COP No. 8952

    Date: July 30, 2020

    Place: Mumbai

    UDIN: A022889B000531188

    Mumbai-400 053. | Add, : B-15/16, Sth Floor, Shri Siddhivinayak Plaza, Next to T-Series Business

    Park, Off New Link Road, Andheri (W),

    On. AaB Mob. r91-9484944943 144 © E-mail: info@amitrdadheech.com « Web. : www.amitrdadheech.com

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