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Rome and the Barbarians At height, 2nd century C.E., Roman Empire contained 70100 million people in an empire reaching 2,700 miles east to west and 2,500 miles north to south Rome enforced Pax Romana across empire Contemporaries praised it for promoEng peace and prosperity while criEcs claimed Pax Romana was brute military conquest

!Rome!and!the!Barbarians! - Mr. Waddellmrwaddell.com/world/romelecture.pdf!Rome!and!the!Barbarians! • Atheight,!2nd!century!C.E.,!Roman!Empire! contained!70=100!million!people!in!an!empire!

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  •  Rome  and  the  Barbarians  

    •  At  height,  2nd  century  C.E.,  Roman  Empire  contained  70-‐100  million  people  in  an  empire  reaching  2,700  miles  east  to  west  and  2,500  miles  north  to  south  

    •  Rome  enforced  Pax  Romana  across  empire  •  Contemporaries  praised  it  for  promoEng  peace  and  prosperity  while  criEcs  claimed  Pax  Romana  was  brute  military  conquest  

  • From  Hill  Town  to  Empire  

    •  The  Founding  of  the  Roman  Republic  –  Founded  in  753  B.C.E.  [in  legend]  –  Ruled  for  250  years  by  Etrurians  [Etruscans]  –  Republic  created  in  509  B.C.E.  when  upper-‐class  Romans  drove  Etruscans  out  of  city  

    –  New  republican  government  had  two  consuls  and  a  Senate  using  a  system  of  checks  and  balances    

  • From  Hill  Town  to  Empire  

    •  The  Conquest  of  Italy  – Army  established  on  Greek  model  of  phalanx  – Drove  Etruscans  out  of  central  Italy,  396  B.C.E.  – Controlled  all  Italy  south  of  Po  Valley,  264  B.C.E.  

    – Offered  opponents  the  choice  of  alliance  or  conquest  

    – Republic  was  a  society  geared  for  war    

  • From  Hill  Town  to  Empire  

    •  Conquest  of  Carthage  and  Western  Mediterranean  –  Carthage  controlled  North  Africa  and  was  a  rival  to  Rome  in  commerce  

    –  Rome  and  Carthage  fought  three  Punic  Wars  from  264  to  146  B.C.E.  

    – Wars  included  invasion  of  Rome  by  Hannibal  using  elephants  

    –  Romans  destroyed  Carthage  and  sold  ciEzens  into  slavery  at  end  of  war  

  • From  Hill  Town  to  Empire  

    •  Subsequent  Expansion  – Annexed  Spain,  197  B.C.E.  – Series  of  wars  led  to  annexaEon  of  Gaul  (France)  by  49  B.C.E.  

    – Moved  into  successor  states  of  Alexander’s  empire  at  invitaEon  of  the  Greeks  

    – Rome  applied  “new  wisdom”  of  harsh  treatment  to  conquered  areas  

  • From  Hill  Town  to  Empire  

    •  InsEtuEons  of  Empire  – Support  of  conquered  people  achieved  by  •  SelecEve  offers  of  full  ciEzenship  to  non-‐Romans  •  Others  could  get  parEal  ciEzenship,  right  to  marry  Roman  ciEzens,  and  freedom  from  arbitrary  arrest  

    •  CiEzenship  offer  directed  toward  upper  classes  

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  – An  ancient  form  of  relaEonship  where  strong  protected  weak  and  received  obedience  and  support  in  return  

    – Patrons  were  patricians;  clients  were  plebeians  who  helped  pay  patron  expenses  and  showed  submission  by  ritual  visit  to  patron’s  house  

    – RelaEonship  present  in  Republic  and  Empire    

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  [cont.]  – The  Roman  Family  •  Paterfamilias  (father)  had  life  and  death  control  •  Control  of  daughters  did  not  pass  to  husbands  • Women  had  no  formal  rights  but  some  control  in  pracEce    

    •  Marriages  were  arranged  •  RestricEons  did  not  apply  to  lower  classes  

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  – Class  and  Class  Conflict  •  Existed  despite  patron-‐client  relaEonship  •  Plebeians  and  patricians  forbidden  to  intermarry  under  Etruscans  

    •  Plebeians  not  allowed  to  be  army  officers  in  early  Republic  

    •  Etruscan  king  had  protected  plebeians  from  patricians;  Republic  meant  loss  of  protecEon  

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  –  The  Struggle  of  the  Orders  

    •  Term  applies  to  plebeians’  long  struggle  for  rights  •  Boycoes  of  Rome  provided  leverage  in  struggle  •  Plebeians  had  no  economic  rights  •  First  plebeian  consul  was  360  B.C.E.  •  Fruits  of  imperial  expansion  went  to  patricians  •  Plebeian  soldiers  would  return  home  to  find  their  land  confiscated  for  debts  

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  – Urban  Splendor  and  Squalor  •  Rome  was  most  extreme  example  of  wealth  and  poverty  

    •  Newly  wealthy  patricians  relocated  to  Rome  and  built  stunning  mansions  •  Poor  flocked  to  Rome  in  search  of  work  and  food  and  lived  in  hovels    

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  –  Aeempts  at  Reform    

    •  Tiberius  Gracchus  clubbed  to  death  by  Senate  for  his  support  of  the  poor  (133  B.C.E.)  

    •  Gaius  Gracchus  (consul,  123  B.C.E.)  redistributed  land,  subsidized  grain  sales,  reseeled  some  poor  in  lands  won  in  Punic  Wars  (assassinated  in  121  B.C.E.)  

    •  Tax  farming  proposal  unpopular  •  Reforms  fail  but  lay  groundwork  for  later  permanent  reform  

  • From  Hill  Town  to  Empire  

    •  Patrons  and  Clients  – “Bread  and  Circuses”  •  New  soluEon  was  to  bribe  poor  in  form  of  free  daily  bread  raEon    

    •  Also  presented  many  free  public  entertainments  to  fill  idle  hours  of  the  poor  •  Threat  of  revolt  by  poor  conEnued  throughout  life  of  Roman  Empire  

  • From  Hill  Town  to  Empire  

    •  Slaves  and  Slave  Revolts  – Conquests  led  to  agricultural  and  mineral  wealth  that  required  an  enlarged  labor  force  

    – Millions  of  slaves  acquired  in  wars  – Rebellions  included  Great  Slave  War  (134-‐131  B.C.E.)  in  Sicily  and  Spartacus-‐led  gladiator  revolt  of  73-‐71  B.C.E.    

  • From  Hill  Town  to  Empire  

    •  Military  Power  – Roman  armies  were  central  to  the  state  – Willing  to  innovate:  Greek  phalanx,  small  maneuverable  units,  cavalry,  sophisEcated  warships,  walled  camps  

    – Service  in  army  made  men  free  but  involved  lengthy  enlistment:  16-‐25  years  under  Augustus  

    – Conquered  people  served  in  army  

  • From  Hill  Town  to  Empire  

    •  Generals  in  PoliEcs  – Military  experience  basis  of  poliEcal  power  – Control  by  Senate  and  Assembly  weakens  –  Julius  Caesar  a  model  of  how  military  success  leads  to  poliEcal  power  

    – Augustus  Caesar  (Octavian)  completed  process  with  creaEon  of  Empire  with  central  power  coupled  with  promoEon  of  tradiEonal  family  values      

  • From  Hill  Town  to  Empire  

    •  The  End  of  the  Republic  – Augustus  created  imperial  monarchy  – Military  expansion  conEnued  into  Switzerland,  Britain,  Mesopotamia  

    – Gains  consolidated  by  Trajan  (117-‐138  C.E.)  – CiEzenship  for  conquered  peoples  now  limited  – Created  internaEonal  law  (jus  gen(um)  to  deal  with  diverse  people  of  empire  

  • From  Hill  Town  to  Empire  

    •  Economic  Policies  of  the  Empire    –  Romans  worked  with  local  elites  in  provinces  –  Cost  of  empire  to  subjects  included  taxes  and  military  service  

    –  Prosperity  caused  some  to  worry  they  had  lost  the  simple  virtues  of  Republican  life  before  the  rise  of  military  leadership,  or  even  before  the  overthrow  of  the  Etruscans  

  • From  Hill  Town  to  Empire  

    •  Economic  Policies  of  the  Empire  – Supplying  Rome  •  Feeding  Rome,  a  city  of  one  million  under  Augustus,  was  major  task  

    •  Empire  moved  a  large  variety  of  products  by  ship  within  empire  •  Trade  included  exoEc  animals  and  gladiators  for  public  entertainment  

  • From  Hill  Town  to  Empire  

    •  Economic  Policies  of  the  Empire  – Building  CiEes  •  Empire  was  largely  agricultural  but  managed  by  potent  urban  civilizaEon  

    •  Built  administraEve  ciEes  around  empire  including  ones  that  became  core  of  London,  Paris,  and  Lyons  •  Empire  contained  over  5,000  civic  bodies  (ciEes  and  towns)  

  • From  Hill  Town  to  Empire  

    •  Economic  Policies  of  the  Empire  – Luxury  Trades  •  Included  goods  transported  over  great  distances  including  Chinese  silks  

    •  Payment  for  luxuries  was  in  metal  (gold/silver)  •  Overland  routes  also  vital  (“all  roads  lead  to  Rome”)  •  Upper  classes  publicly  scorned  but  privately  parEcipated  in  commercial  acEvity  

    •  End  of  Pax  Romana  sharply  reduced  luxury  trade  in  the  late  2nd  century,  C.E.  

  • From  Hill  Town  to  Empire  

    •  Cultural  Policies  of  the  Empire  – Greco-‐Roman  Culture  •  Incorporated  Greek  ideas  and  language  through  conquest  and  spread  them  across  empire  

    •  Greek  was  the  language  of  high  culture;  LaEn  was  the  language  of  administraEon  •  Sense  of  Roman  triumph  a  key  element  of  Roman  sense  of  self  and  others  

  • From  Hill  Town  to  Empire  

    •  Cultural  Policies  of  the  Empire  – Stoicism  •  From  Zeno,  a  Greek  philosopher  (c.  300  C.E.)  • World  is  raEonal,  well-‐ordered  system  •  People  should  accept  events  without  joy  or  grief  •  Treat  all  people  with  decency  as  brothers  and  sisters  •  Stoics  sought  more  humane  treatment  of  slaves  •  Height  of  influence  under  Emperor  Marcus  Aurelius  (r.  161-‐180  C.E.)    

  • From  Hill  Town  to  Empire  

    •  Cultural  Policies  of  the  Empire  –  Religion  in  the  Empire  

    •  Accepted  religious  diversity  and  divinity  of  emperor  •  Mithraism  and  cult  of  Cybele  aeracted  women  •  Monotheism  of  Judaism  led  to  Jewish  revolts  and  Roman  suppression  

    •  ChrisEanity  seen  as  atheisEc  (ChrisEans  rejected  divinity  of  emperor)  and  treasonous  (refused  to  parEcipate  in  public  religious  fesEvals)  

  • From  Hill  Town  to  Empire  

    •  Cultural  Policies  of  the  Empire  – ChrisEanity  Triumphant  •  ChrisEans  gained  by  Eme  of  Marcus  Aurelius  •  Stoic  idea  of  orderly  world  and  concern  for  social  welfare  paralleled  ChrisEan  ideals  

    •  IniEally  aeracted  poor  and  women  •  Acceptance  in  Edict  of  Milan  (313  C.E.)  culminates  in  ChrisEanity  being  named  official  religion  of  empire  in  394  C.E.  when  polytheisEc  cults  are  banned  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Invaders  at  the  Gates  –  Celts  sacked  Rome  in  390  B.C.E.;  fomented  revolt  in  61  C.E.  led  by  Boudicca,  a  woman  

    –  Goths  (Germanic)  on  northern  border  from  50  B.C.E.  move  west  into  Empire  (under  pressure  from  Huns)  and  form  states  within  empire  

    –  Huns  pressure  late  Empire,  topple  dynasty  in  China  and  invade  India  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Decline/Dismemberment  of  Roman  Empire  – Roman  vulnerability  to  invasion  increased  by  plague  that  killed  one-‐quarter  of  Roman  populaEon  (165-‐180  C.E.)  

    – Marcus  Aurelius  recognized  invaders  could  be  assimilated  

    – Some  invaders  took  ciEzenship,  others  wanted  plunder,  others  wanted  to  set  up  separate  states  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Decline/Dismemberment  of  Empire  [cont.]  – Crisis  of  the  3rd  Century  •  Repeated  invasions  along  Danube  and  Rhine  rivers  •  Invasion  of  Italy  thwarted  in  253-‐268  C.E.  •  Loss  of  territory  beyond  Danube  •  Persian  revolts  unsuccessfully  threaten  Roman  control  of  the  east  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Decline/Dismemberment  of  Empire  [cont.]  –  The  FragmentaEon  of  Authority  

    •  Warfare  required  decentralizaEon  of  power  to  regional  capitals,  including  use  of  ConstanEnople  as  home  to  a  second,  eastern  center  of  Roman  power  

    •  ValenEnian  (r.  364-‐375  C.E.)  last  emperor  able  to  defeat  invaders  

    •  AdministraEon  moved  to  Milan  and  Ravenna  [c.  400  C.E.]  •  Vandals  and  Huns  extended  power  into  west  •  Control  of  west  into  barbarian  hands    

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Causes  of  the  Decline  and  Fall  – Structural  problems  •  Class  conflict  conEnued  •  Cost  of  armies  drained  treasury  •  People  more  impoverished  over  Eme  •  Yeoman-‐farmer  class,  backbone  of  the  Republic,  was  ruined  although  wealthy  sEll  prospered  •  Support  of  idea  of  empire  faded  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  Causes  of  Decline  and  Fall  [cont.]  –  Quality  of  emperors  declined  –  Couldn’t  defeat  enemies  or  assimilate  them  –  ChrisEanity  criEcal  of  pursuit  of  earthly  power  –  Climate  change  and  epidemics  –  TradiEonal  list  includes  overextension,  military  and  financial  exhausEon,  leadership  failure,  new  values  systems,  infiltraEon  of  outsiders,  new  states  that  rejected  Roman  leadership  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  The  Empire  in  the  East  – Focus  on  ConstanEnople,  the  “New  Rome”  – Combined  Greek  culture,  Roman  law,  and  ChrisEan  faith  

    – ConstanEnople,  later  called  ByzanEum,  lasts  to  1453  C.E.  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  The  Empire  in  the  East  [cont.]  – Resurgence  under  JusEnian  •  ConstanEnople  impervious  to  Germanic  aeacks  •  JusEnian  recaptured  lost  porEons  of  western  empire  [r.  527-‐565  C.E.]  •  Created  legal  codes  known  as  JusEnian  Code  •  Suppressed  Monophysite  understanding  of  ChrisEanity,  the  basis  for  ongoing  religious  conflict  in  the  east  and  amenability  to  Islam  

  • Barbarians  and  Fall  of  Roman  Empire  

    •  The  Empire  in  the  East  [cont.]  –  Religious  struggles  

    •  Armies  of  Islam  launch  invasions  aqer  632  C.E.  •  Divisive  iconoclasEc  controversy:  is  there  a  place  for  icons  within  ChrisEan  religion  and  pracEce?  

    •  Ability  to  resist  invaders  declines  •  ByzanEne  emperor  asks  Pope  [western  ChrisEan  leader]  for  help  

    •  Result  is  start  of  the  Crusades      

  • Barbarians  and  Fall  of  Roman  Empire  

    •  The  Empire  in  the  East  [cont.]  – A  Millennium  of  ByzanEne  Strength  •  Ruling  classes  not  as  separated  from  rest  of  people  as  in  Rome  

    •  Less  geographical  overextension  •  Longstanding  urban  tradiEon  

  • The  Legacy  of  the  Roman  Empire  

    •  What  Difference  Does  It  Make?  –  Language  was  basis  of  many  European  languages  and  survived  in  liturgy  to  20th  century  

    –  Law  a  basis  of  and  inspiraEon  for  modern  law  –  Roman  towns  survive  to  present  day  –  Roman  Catholic  church  was  organized  along  Roman  imperial  lines  

    –  Remains  a  model  for  modern  empires