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Role-dependent Language Patterns in e-Negotiations
Marina Sokolova Marina Sokolova Vivi NastaseVivi Nastase
Stan SzpakowiczStan Szpakowicz
School of Information Technology and EngineeringSchool of Information Technology and EngineeringUniversity of Ottawa, CanadaUniversity of Ottawa, Canada
May 18th 2004 CORS/INFORM 2
Our Goals!! ExploreExplore how electronic means influence the how electronic means influence the
process and results of bilateral process and results of bilateral negotiations.negotiations.
!! AnalyzeAnalyze how texts of messages exchanged how texts of messages exchanged by negotiators reflect such influences.by negotiators reflect such influences.
!! BuildBuild a NLP system applicable to the text a NLP system applicable to the text data of electronic negotiations.data of electronic negotiations.
!! InvestigateInvestigate applicability of ML and applicability of ML and statistical methods to estatistical methods to e--negotiation data. negotiation data.
May 18th 2004 CORS/INFORM 3
The Web-based NSS Inspire
"" PurposePurpose: to teach users from different : to teach users from different countries how to take part in international countries how to take part in international negotiations.negotiations.
"" UsersUsers: more than 5000 university and : more than 5000 university and college students and trainees from 53 college students and trainees from 53 countries. countries.
"" Online supportOnline support: manuals, evaluation of : manuals, evaluation of offers, history of negotiations.offers, history of negotiations.
"" DataData: pre: pre--negotiation and postnegotiation and post--negotiation negotiation questionnaires, negotiation records, offers, questionnaires, negotiation records, offers, messagesmessages, and history., and history.
May 18th 2004 CORS/INFORM 4
Characteristics of the Negotiation Process Supported by Inspire
"" BB--22--BB: purchase of bicycle parts by a : purchase of bicycle parts by a manufacturing company. manufacturing company.
"" BilateralBilateral: one buyer : one buyer (Cypress)(Cypress) and one and one seller seller (Itex).(Itex).
"" ToolsTools: compulsory formal offers : compulsory formal offers without text and without text and optional text optional text messagesmessages..
"" OutcomeOutcome: completed : completed (purchase (purchase happened)happened) or uncompleted.or uncompleted.
May 18th 2004 CORS/INFORM 5
The Inspire Text Data
# 2557 negotiations, 1,514,623 word tokens, 27,055 word types.
# 1434 completed negotiations; the average length is 746 tokens.
# 413 negotiations where only one participant was active.
# 710 uncompleted negotiations; the average length is 583 tokens.
May 18th 2004 CORS/INFORM 6
Formal offers
Price: $3.47, $3.71, $3.98, $4.12, $4.37
Delivery: 20 days, 30 days, 45 days, 60 days
Payment: upon delivery,30 days after delivery, 60 days after delivery
Returns: full price, 75 % with 5% spoilage allowed, 75 % with 10% spoilage allowed
There are 180 different offers.
May 18th 2004 CORS/INFORM 7
Inspire Users – Language Diversity
15.515.5Others Others (French, (French, Polish, Arabic, Polish, Arabic, Slovenian…)Slovenian…)
9.79.7Spanish Spanish 3.43.4FinnishFinnish12.112.1Chinese (all)Chinese (all)3.83.8RussianRussian22.822.8GermanGerman4.64.6HinduHindu28.128.1EnglishEnglish
%%First languageFirst language%%First languageFirst language
Data extracted from pre-negotiations questionnaires
May 18th 2004 CORS/INFORM 8
Inspire Users – Occupation Diversity
0.20.2ExecutivesExecutives0.40.4ProfessorsProfessors0.60.6TeachersTeachers1.11.1EngineersEngineers1.81.8ManagersManagers
13.113.1ProfessionalsProfessionals82.882.8StudentsStudents
%%OccupationOccupation
The data extracted from pre-negotiations questionnaires
May 18th 2004 CORS/INFORM 9
Roles in Interpersonal Communications
roles, or sets of roles, or sets of rights, rights, obligations, and obligations, and normative normative expectations expectations attached to attached to social positionssocial positions
May 18th 2004 CORS/INFORM 10
Roles of Buyers and Sellers
"" The buyer's or seller's role The buyer's or seller's role affectsaffectsthe relationship between a negotiator's the relationship between a negotiator's initial offer and final profits.initial offer and final profits.
"" In intercultural negotiations, buyerIn intercultural negotiations, buyer--seller roles are seller roles are better predictorsbetter predictors of of work strategies than national and work strategies than national and educational background.educational background.
(work of L. E. Drake)
May 18th 2004 CORS/INFORM 11
Roles in Inspire Negotiations
"" A buyer A buyer (Cypress Cycles).(Cypress Cycles)."" A seller (A seller (Itex ManufacturingItex Manufacturing).)."" A negotiation is completed only if an offer A negotiation is completed only if an offer
has been accepted and acceptance has been accepted and acceptance registered by Inspire within three weeks; registered by Inspire within three weeks; it is uncompleted otherwise.it is uncompleted otherwise.
"" In completed and uncompleted In completed and uncompleted negotiations there arenegotiations there are
21132113 buyers,buyers,21142114 sellers.sellers.
May 18th 2004 CORS/INFORM 12
Occurrences of Unigrams
May 18th 2004 CORS/INFORM 13
Buyers and Sellers Data
"" BuyersBuyers--completed (completed (BCBC) ) —— 1424 1424 entries, 544,961 tokens;entries, 544,961 tokens;
"" SellersSellers--completed (completed (SCSC) ) —— 1426 1426 entries, 525,049 tokens;entries, 525,049 tokens;
"" BuyersBuyers--uncompleted (uncompleted (BUBU) ) —— 689 689 entries, 209,025 tokens;entries, 209,025 tokens;
"" SellersSellers--uncompleted (uncompleted (SUSU) ) —— 688 688 entries, 205,524 tokens.entries, 205,524 tokens.
May 18th 2004 CORS/INFORM 14
Indicative Words
Comparing corpora:Comparing corpora:
words are indicative for a corpus if words are indicative for a corpus if they are frequent in it and rare in the they are frequent in it and rare in the other corpus.other corpus.
LL(w) =
2 * (a * log( a * (a+b)c ) + b * log(b * (a+b)d ))
May 18th 2004 CORS/INFORM 15
Common Negotiation Techniques and Indicative Words
"" Common negotiation techniques: Common negotiation techniques: substantiation, argument, substantiation, argument, persuasion, appeal, threat.persuasion, appeal, threat.
"" Indicative words can be the seeds Indicative words can be the seeds of language patterns: of language patterns: best, can, must, will.best, can, must, will.
May 18th 2004 CORS/INFORM 16
Substantiation and Persuasion
SUSUBUBUSCSCBCBCPatternPattern
++--++--Noun Noun is the best is the best PrepPrep++--++--the bestthe best Noun PersPron Noun PersPron cancan VerbVerb
Noun = offer/price/deal
Verb = make/do/give
Prep = that/for
The best offer we can makePrice is the best for
May 18th 2004 CORS/INFORM 17
Argument and Appeal (I)
--++====it can it can VerbVerb--++++--you can you can VerbVerb++--++--I/we I/we can can VerbVerb
SUSUBUBUSCSCBCBCPatternPattern
Verb ≠ be We can give you can send it can wait it can be
Possibility and Ability of Doing Something
May 18th 2004 CORS/INFORM 18
Argument and Appeal (II)
--++====it must it must VerbVerb++--====you must you must VerbVerb--++--++I/we I/we must must VerbVerb
SUSUBUBUSCSCBCBCPatternPattern
I must say you must consider it must give It must be
Verb ≠ be
Requirement or Logical Necessity of Doing Something
May 18th 2004 CORS/INFORM 19
Argument and Appeal (III)
--++====it will it will VerbVerb++--====you will you will VerbVerb--++--++I/we I/we will will VerbVerb
SUSUBUBUSCSCBCBCPatternPattern
we will change you will pay it will take It will be
Verb ≠ be
Prediction or Volition
May 18th 2004 CORS/INFORM 20
Reaction to a Move
--++--++PosPron PosPron latest latest NounNoun--++--++the latestthe latest Noun PersPronNoun PersPronSUSUBUBUSCSCBCBCPatternPattern
the latest offer I your latest price
May 18th 2004 CORS/INFORM 21
Work in Progress:Prefixes
"" Relate language patterns to the process Relate language patterns to the process and history of negotiations:and history of negotiations:
negotiation = prefix + closurenegotiation = prefix + closure
"" The politeness hypothesis did not held on The politeness hypothesis did not held on the prefix data.the prefix data.
"" Hypothesis about the starting phase holds Hypothesis about the starting phase holds on the prefix data.on the prefix data.
May 18th 2004 CORS/INFORM 22
Work in Progress: Language Patterns
Find flexible collocations corresponding to Find flexible collocations corresponding to negotiation moves.negotiation moves.
agree with the price agree with the price in the offerin the offer
Offer I will agree Offer I will agree withwith
agree with the latest agree with the latest offeroffer
agree with the agree with the offeroffer
May 18th 2004 CORS/INFORM 23
Work in progress:Domain-Dependent Semantic Categories
"" NegotiationNegotiation--relatedrelated: offer, price, delivery, : offer, price, delivery, agreement, dealagreement, deal
"" StudiesStudies: school, class, exercise, project : school, class, exercise, project "" ProcessProcess: Inspire, system, server, Internet, : Inspire, system, server, Internet,
send, receivesend, receive"" InformalInformal: speech imitation, abbreviations: speech imitation, abbreviations"" HobbiesHobbies:: game, play, trip, politicsgame, play, trip, politics"" Personal names, email addresses,Personal names, email addresses,
place namesplace names"" Function wordsFunction words"" Others: Others: thanks, hope, live, fiancéthanks, hope, live, fiancé
May 18th 2004 CORS/INFORM 24
Distribution of Categories Among 100 most Common Words
57.957.936.736.7
5.45.40000000000
NegotiationNegotiation--relatedrelatedOthersOthersInspire Inspire processprocessEmail addressesEmail addressesHobbiesHobbiesInformal (CMC) wordsInformal (CMC) wordsPlace addressesPlace addressesStudiesStudies
% of words% of wordsCategoryCategory
(function words are excluded)
May 18th 2004 CORS/INFORM 25
Work in Progress: An Ontology
"" Semantic based clustering of the 1000 Semantic based clustering of the 1000 most frequent words in Inspire most frequent words in Inspire negotiationsnegotiations
"" Structure the clusters into an ontologyStructure the clusters into an ontology
"" Purpose: a semantic analysis of the Purpose: a semantic analysis of the messages exchangedmessages exchanged
May 18th 2004 CORS/INFORM 26
Work in Progress:Use of the DataCombining textual and numerical informationCombining textual and numerical information
Returns: 75% with 10% Returns: 75% with 10% spoilagespoilage
Payment: 30 days after Payment: 30 days after deliverydelivery
Delivery: 30 days Delivery: 30 days
Price: $3.98Price: $3.98Dear Sirs, Thank you for your Dear Sirs, Thank you for your letter of 25th of May 2001. letter of 25th of May 2001. We regret to inform you that We regret to inform you that we would be unable to accept we would be unable to accept your offer in any details. You your offer in any details. You will be pleased to hear that we will be pleased to hear that we would agree to the terms of would agree to the terms of payment, 30 days after payment, 30 days after delivery would be acceptable delivery would be acceptable for us. for us.
May 18th 2004 CORS/INFORM 27
Future Work: Culture in Context
"" Culture is “…d) the predominating Culture is “…d) the predominating attitudes and behaviour that attitudes and behaviour that characterize the functioning of a group characterize the functioning of a group or organization”.or organization”.
"" Cultural differences reflected in eCultural differences reflected in e--negotiations, dependences between the negotiations, dependences between the negotiation behaviour and cultural negotiation behaviour and cultural background.background.
May 18th 2004 CORS/INFORM 28
References"" L. E. Drake (2001)L. E. Drake (2001) The CultureThe Culture--Negotiation linkNegotiation link. . Human Human
Communication ResearcCommunication Research, h, 2727(3), 317(3), 317--349.349."" J. Brett (2001) J. Brett (2001) Negotiating Globally: How to Negotiate Deals, Resolve Negotiating Globally: How to Negotiate Deals, Resolve
Disputes and Make Decisions Across Cultural BoundariesDisputes and Make Decisions Across Cultural Boundaries. San . San Francisco, Francisco, JosseyJossey--Bass.Bass.
"" G. E. Kersten and G. Zhang (2003) G. E. Kersten and G. Zhang (2003) Mining Inspire Data for the Mining Inspire Data for the Determinants of Successful Internet NegotiationsDeterminants of Successful Internet Negotiations. . Central European Central European Journal of Operational Research,Journal of Operational Research, 1111(3), 297(3), 297--316.316.
"" M. Sokolova, S. Szpakowicz, V. Nastase (2004) M. Sokolova, S. Szpakowicz, V. Nastase (2004) Using language to Using language to Determine Success in Negotiations: A Preliminary StudyDetermine Success in Negotiations: A Preliminary Study. Proc . Proc Seventeenth Conference of the Canadian Society for ComputationalSeventeenth Conference of the Canadian Society for ComputationalStudies of Intelligence, to appear.Studies of Intelligence, to appear.
"" M. Sokolova, S. Szpakowicz, V. Nastase (2004) M. Sokolova, S. Szpakowicz, V. Nastase (2004) Automatically Automatically Building a Lexicon from Raw Noisy Data in a Closed DomainBuilding a Lexicon from Raw Noisy Data in a Closed Domain..InterNeg Working Paper INR01/04. InterNeg Working Paper INR01/04. http://interneg.org/interneg/research/papers/http://interneg.org/interneg/research/papers/
Thank you!