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ROCK SLOPE RATING PROCEDURE GEOTECHNICAL ENGINEERING MANUAL GEM-15 Revision #2 AUGUST 2015

ROCK SLOPE RATING PROCEDURE - NYSDOT Home...If rock does fall and reaches the roadway, a vehicle is threatened with impact by two separate mechanisms: 1) the falling rock will hit

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ROCK SLOPE RATING PROCEDURE

GEOTECHNICAL ENGINEERING MANUAL

GEM-15 Revision #2

AUGUST 2015

EB 15-025 Page 1 of 17

GEOTECHNICAL ENGINEERING MANUAL:

ROCK SLOPE RATING PROCEDURE

GEM-15

Revision #2

STATE OF NEW YORK

DEPARTMENT OF TRANSPORTATION

GEOTECHNICAL ENGINEERING BUREAU

AUGUST 2015

EB 15-025 Page 2 of 17

TABLE OF CONTENTS

I. INTRODUCTION................................................................................................................3

II. RATING PROCEDURE ......................................................................................................4

A. Risk Assessment Model ...........................................................................................4

B. Assumptions and Limitations ..................................................................................9

C. Risk Reduction .......................................................................................................10

III. FIELD EVALUATION ......................................................................................................11

IV. DATABASE AND REPORTING .....................................................................................12

A. Computer System and Database ............................................................................12

B. Reports ...................................................................................................................12

V. PROGRAMMING OPTIONS ...........................................................................................13

VI. UPDATING THE DATABASE ........................................................................................15

REFERENCES ..............................................................................................................................16

APPENDIX ....................................................................................................................................17

A. Derivation of the Active and Passive Condition Human Exposure Factors ....... A-1

B. Field Procedures for Rating Rock Slopes ............................................................ B-1

C. Guidelines for Determining Risk Reduction ........................................................C-1

D. Sight Distance Tables (from NYSDOT Highway Design Manual) .................... D-1

EB 15-025 Page 3 of 17

I. INTRODUCTION

In the winter of 1988, NYSDOT resident maintenance engineers were asked to send the

Geotechnical Engineering Bureau lists of rock slope locations in their areas of responsibility that

might conceivably be considered potential rockfall problem sites, screening them by the

following criteria (listed in order of importance):

1. Areas with rockfall histories,

2. Posted rockfall zones,

3. Obviously unstable rock masses,

4. Overhanging rocks,

5. Highly fractured and jointed oversteepened slopes (those higher than the setback from

the shoulder edge),

6. Areas of ice buildup on slopes,

7. Fallen rock in ditches,

8. New cracks or gaps in the rock,

9. Areas with soil deltas at the toes of rock slopes, and

10. Rock slabs on slopes inclined toward the roadway.

A total of 1741 sites were identified and then evaluated by geologists from the Geotechnical

Engineering Bureau, using an initial rating system based on a procedure originally developed for

the Federal Highway Administration (FHWA) by Duncan C. Wyllie of the geotechnical

consulting firm of Golder Associates. This procedure was considered state-of-the art at the time,

and was included in FHWA's Rock Slopes manual1. Although the Department used this system

in developing a rock slope ranking, no implementation policy was established. Also,

identification of potential rockfall sites is an open-ended process, because sites may be added at

any time. NYSDOT has now devised a revised system believed to have these three distinct

advantages:

It isolates three components of a possible rockfall-vehicle accident as independent

factors,

It more objectively addresses the question of how much risk is associated with a

falling rock hitting a vehicle, as well as the risk of a vehicle hitting a fallen rock,

and

It considers not only risk posed by an existing rock slope, but level of risk

remaining after remediation.

The proposed rating procedure for rock slopes was presented to the Assistant Commissioner and

Chief Engineer, approved, and a working draft issued in May 1993.

EB 15-025 Page 4 of 17

II. RATING PROCEDURE

This procedure outlines the creation of "factors" -- geologic, section, and human exposure -- for

computing relative risk of a rockfall-related accident occurring at any site listed in the statewide

rock slope inventory. The product of these factors is defined as "total relative risk." The risk

assessment model computes relative -- not absolute -- risk of rockfall accidents occurring along

various rock slopes adjoining state highways. That is, the values created by this model do not

actually establish how much risk is posed at a particular site, but indicate only whether risk at a

given rock slope is more or less than that posed by other rock slopes.

The rating system does not indicate risks associated with rock slopes as roadside hazards, nor

does it provide a means of comparing risks posed by rockfalls with other dangers to traffic. It

does not consider possible catastrophic slope failures -- when predictable, those situations are

addressed and treated with appropriate urgency.

A. RISK ASSESSMENT MODEL

This rating procedure has been developed to establish appropriate relationships among the

following three separate factors in assessing comparative risks of accidents being caused by

rockfalls:

1. Geologic properties of the rock slope,

2. Ditch configurations and slope offset from the pavement edge (or shoulder edge

where one exists) and

3. Traffic volume and stopping sight distance on the highway approaching the site.

The following analysis of relative risk to the public at any particular rock slope site is based on

the concept that geologic, cross-sectional, and traffic-related factors at a particular site can

increase or reduce risk. Each factor is assumed to be independent of the others. The factors can

be combined (multiplied) to create a number representing total relative risk of a rockfall causing

a vehicular accident at each rock slope on the statewide inventory.

For the following discussion, these factors are defined as follows:

1. Geologic Factor (GF)

This number represents the risk of rock(s) falling, based on the slope's specific

geologic and physical characteristics.

2. Section Factor (SF)

This number represents the relative risk of fallen rocks reaching the highway's

travel lanes. It is related to ditch and shoulder geometry and to rock slope offset.

EB 15-025 Page 5 of 17

3. Human Exposure Factor (HEF)

This number represents the relative risk of a traffic accident occurring, given that

a rockfall occurs and rock comes to rest on the roadway.

Definitions and procedures to be used in establishing the numerical values are as follows:

1. Geologic Factor (GF)

This is a factor representing risk of a consequential rockfall occurring. "Consequential"

means one of a size that may reasonably be expected to cause personal injury if it reaches the

pavement, landing on or in front of an approaching vehicle.

The numerical value for GF consists of the sum of points assigned to each of the following

categories divided by 10. The division by 10 is done solely to reduce its numerical value.

Each category is scored on a scale ranging from 1 to 81, with 1 the lowest risk and 81 the

highest (see Appendix B):

Geology of fractures in the rock structure,

Geology of bedding planes,

Block size,

Rock friction,

Water and ice conditions,

Rockfall history, and

Condition of the backslope above the rock cut.

2. Section Factor (SF)

This represents the risk that fallen rock(s) would actually reach the pavement, by comparing

actual ditch geometry and rock slope offset with the widely accepted "Ritchie Ditch Criteria"

(Fig. 1). Ditch geometry meeting these criteria will reduce the number of rocks escaping the

catchment area to a maximum of 15 percent.

SF is computed as the ratio of the required Ritchie criteria to actual dimensions, yielding a

number representing the risk that a rock, if it falls, will reach the pavement. The SF

numerical value is computed as follows:

SF = (DR + WR)/(DA + WA); where (1)

DR = ditch depth in feet (meters) (from the Ritchie graph),

WR = ditch width in feet (meters) (from the Ritchie graph),

DA = actual ditch depth in feet (meters), measured in the field, and

WA = actual offset distance in feet (meters), (minimum value of 3 ft. (1 m)) from

the toe of the rock slope to the pavement edge (or shoulder edge where one

exists).

EB 15-025 Page 6 of 17

This numerical value ranges from 1 or less in the best circumstances, to about 11 in the worst,

such as a curbed section with a high rock slope immediately adjoining the curb. The Ritchie

criteria do not take massive rockfalls into consideration -- a voluminous rockfall could overfill a

ditch meeting or exceeding the referenced Ritchie criteria.

Figure 1a. Ritchie ditch criteria – Ditch Design Chart [Figure 12.10 from FHWA's

(US Customary Units) Rock Slopes manual1].

For example, for a 50 ft. high, 3V/1H cut slope (71.6 slope angle), the Ritchie criteria would call for a

6 ft. deep, 18 ft. wide ditch.

EB 15-025 Page 7 of 17

Figure 1a. Ritchie ditch criteria – Ditch Design Chart [Figure 12.10 from FHWA's

(International System Rock Slopes manual1] converted by New York State D.O.T.

of Units)

For example, for a 15.2 m high, 3V/1H cut slope (71.6 slope angle), the Ritchie criteria would call for a

1.8 m deep, 5.5 m wide ditch.

Figure 1b. Ritchie ditch criteria – Rock Falls on Slopes [Figure 12.10 from FHWA's Rock Slopes

manual1]

EB 15-025 Page 8 of 17

3. Human Exposure Factor (HEF)

If rock does fall and reaches the roadway, a vehicle is threatened with impact by two separate

mechanisms: 1) the falling rock will hit a vehicle or land so close to an approaching vehicle

that it runs into the rock, or 2) the vehicle will hit a previously fallen rock that has come to

rest on the roadway. The rock in the first situation may be considered to be in an "active"

condition, because it is falling as the vehicle approaches or passes under the point of impact.

The second situation could be termed a "passive" condition, because the rock has landed

before the vehicle approaches, and is then hit by the vehicle.

a. Active Condition

This is defined as the situation occurring when the approaching driver either has no

perception of the rock falling, or perceives it only as being in the process of falling.

Two conditions exist.

The first is when a moving vehicle is hit by falling rock. In the second, an

approaching vehicle runs into rock that has just fallen. The driver sees the rock

falling but is unable to stop the vehicle in time to avoid a collision.

It can be demonstrated (see Appendix A) that for these two active condition cases, the

probability of a vehicle being hit by a falling rock or running into one can be

expressed by this equation:

Fa = AADT x [(L + SSD)/(V x 24,000)]; where (2)

Fa = active condition factor,

AADT = average annual daily traffic (two-way for two-lane undivided

highways, or one-way for divided highways).

L = length of rockfall zone in feet (meters),

SSD = stopping sight distance in feet (meters) [from the NYSDOT

Highway Design Manual2],

V = travel speed in mph (km/h),

b. Passive Condition

This passive condition analysis applies for a single accident, and does not address the

possibility of subsequent vehicles colliding with the first vehicle or the fallen rock.

The rockfall has occurred and come to rest in the travel lane at some time before any

vehicle approaches the rockfall zone. If the highway section has adequate stopping

sight distance (SSD) as defined by tables in Chapter 2 of the NYSDOT Highway

Design Manual (reproduced here in Appendix D) it is assumed that no accident would

occur. A driver may perceive the problem, and react to avoid hitting the rock.

Conversely, if SSD is less than adequate, collision with the fallen rock is likely. The

governing factors in this situation are taken as the SSD required, as compared to that

available. From an engineering viewpoint, this situation is objective for analysis

purposes, because both the available decision sight distance (DSD) and required SSD

EB 15-025 Page 9 of 17

can be confidently determined by the established AASHTO method3 and the

NYSDOT Highway Design Manual. If SSD is adequate, an accident will probably not

occur (passively). If SSD is inadequate, however, an accident probably will occur

when the next vehicle enters the rockfall area.

It can be demonstrated (see Appendix A) that for the passive condition, relative risk

of a vehicle hitting an already-fallen rock can be expressed by the following equation:

Fp = log10 (AADT) x log10 (L)[a/(SSD - a)]; where (3)

a = max [(SSD - DSD),0], and

Fp = passive condition factor.

The HEF number is then defined as the sum of the active and passive risk values

divided by 3, representing total relative risk of an accident occurring if a

consequential rockfall reaches the highway, or

HEF = (Fa + Fp) /3

The sum is divided by 3 solely to reduce its numerical value.

The following information is then needed to compute HEF values for each rock slope

site:

Average Travel Speed: This value will be established by the regional

staff.

AADT: these values are readily available.

DSD: actual available sight distance must be measured in the field for each

site. Record plan information often does not suffice, because in many

instances vertical sight distance will control.

4. Total Relative Risk

Relative risk of an accident occurring at a rock slope site can now be established. If the

Section Factor is 1 or less, Total Relative Risk is set at 1. Otherwise, it is equal to the

product of the three factors:

Total Relative Risk = GF x SF x HEF

B. ASSUMPTIONS AND LIMITATIONS

Several assumptions and simplifications have been made in this analysis. Raters should be aware

of them, and gage their effects on ratings computed for actual field situations:

EB 15-025 Page 10 of 17

1. First, the analysis assumes that falling rock will come to rest on both travel lanes of a

two-lane, two-way highway, or on all lanes in one direction on a multi-lane highway. If,

in the latter case, a rockfall does not come to rest on all the lanes, the analysis model

would be faulty because traffic volume is assumed to be equally distributed over all lanes.

Simply assuming that the rockfall would in all cases extend across all travel lanes

probably induces less error, and is certainly less complicated than analyzing the

probability of the outer travel lanes being occupied.

2. The model used to generate active and passive HEFs has been based on daylight stopping

sight distance.

3. It has also been assumed that all rockfall accidents would be equal in severity. No attempt

was made to distinguish non-injury situations from personal injury or fatal accidents. The

likelihood of serious personal injury or fatality was taken to be equal at all rockfall

locations.

4. Catastrophic rock slope failure, where an entire slope might fall and cover the highway, is

not modeled in this procedure. Where a massive failure is predicted, the Department

would take appropriate action.

C. RISK REDUCTION

Computation of total relative risk for a rock slope has just been described. The resulting values

are useful in gauging the risk posed by one rock slope as compared to others, but of limited value

as decision tools when addressing the issue of the possible benefit of undertaking a specific

treatment at a site. For that purpose, the concept of "risk reduction" is more useful, defined as the

benefit provided by one of several possible treatments applicable to a given rock slope. If the

amount of total relative risk expected after a slope is treated is called "residual risk," then

Risk Reduction = Total Relative Risk - Residual Risk

A residual risk target value can be computed by recalculating total relative risk, based on GFs,

SFs, and HEFs associated with a recut slope meeting the Ritchie ditch criteria. This level of

remediation can be viewed as the "optimum" residual risk. Improvements of total residual risk

beneath this optimum value would be impractical in most cases, unless the slope was completely

removed or the highway relocated. Optimum residual risk value should not be treated as a goal

that must be achieved, but as a gage of what can be accomplished. Other remedial treatments --

such as rock scaling, rock bolting, use of a rock catchment fence, etc. -- will result in some risk

reduction. These treatments will only reduce the risk associated with the geologic factor.

Guidelines for determining risk reduction for various remedial treatments are given in Appendix

C.

EB 15-025 Page 11 of 17

III. FIELD EVALUATION

All sites in the inventory and any subsequently identified will be rated according to this new

procedure. Appendix B is the field manual to be used in collecting required data.

Prime responsibility for rating sites lies with engineering geologists of the Geotechnical

Engineering Bureau. A site selected for re-evaluation will be inspected by a team including Main

Office engineering geologists and a designated regional representative. The first step will be

determining if the site should actually be considered "significant," based on determination by the

geologists as to whether a rockfall could reasonably be expected to come to rest on the pavement

(travel lane). This determination is based on the SF criteria presented earlier and on judgment of

the raters. If they find that a rockfall is unlikely to reach the pavement, the site would be deemed

"not significant."

If deemed "significant," the rating team will obtain all field data needed to compute total relative

risk. While at the site, they will also establish which specific remedial treatments are applicable.

Data needed will be obtained to compute residual risk associated with each applicable treatment.

In addition, Geotechnical Engineering Bureau staff will estimate quantities for slope-remediation

components of each applicable treatment, and the regional staff will estimate quantities of non-

rock slope components (traffic maintenance and protection, highway work, right-of-way, etc.)

associated with each treatment. The Regional Geotechnical Engineer will be responsible for

coordinating all required input. When necessary, the region will provide proper work-zone safety

equipment and/or personnel to protect the field evaluators.

The Geotechnical Engineering Bureau will use field data, along with current traffic volumes

supplied by the regions, to compute total relative risk at each significant site, and also to compute

risk reductions provided by remediation treatment(s). These values will be submitted to the

regions for their information.

EB 15-025 Page 12 of 17

IV. DATABASE AND REPORTING

A. COMPUTER SYSTEM AND DATABASE

The database listing of all required data will be maintained at one central location. The

Engineering Geology Section (called "Geology" here for brevity) of the Geotechnical

Engineering Bureau will maintain and have prime control and full responsibility for the

integrity of the data and the system.

1. Current Operations

Geology will obtain, input, and update data on a computer file, including site description,

geological rating, contract work history, and maintenance work history. The region will

provide records or summaries of relevant remedial work performed by maintenance

forces or other operations to Geology through the Regional Geotechnical Engineer.

Rockfall reports from the regions will be incorporated into the database. Reports

containing rock slope information may be obtained by any requesting group. The point of

contact for all regional groups will be the Regional Geotechnical Engineer, who in turn

will request data from the Highway Design and Construction Section of the Geotechnical

Engineering Bureau. Main Office groups may obtain reports through the same Bureau

section.

2. Future Operations

Eventually, the Geology computer will be tied into the Network Database Server (NDS),

allowing direct access for each region. Through the Regional Geotechnical Engineer,

regions will be able to access, input, and obtain reports from the NDS through their

computers. Only Geology will be able to change rating information. Both the regions and

Geology will be able to update information. The regions will update remedial work

records - both contract and maintenance.

B. REPORTS

These will be accessible in many formats. Information can include data sheets for specific

rock slope sites, date(s) last inspected, and the following:

1. Rock Slope Location Listing: by region or statewide, county, residency, and route.

2. Statewide, Region, County, Residency, and Route Listing: by total relative risk, residual

risk, risk reduction, and benefit/cost ratio (risk reduction divided by estimated cost).

EB 15-025 Page 13 of 17

V. PROGRAMMING OPTIONS

Sites having special or unique circumstances relating to human exposure may be subjectively

adjusted in ranking order at the Regional Director's discretion. In such cases, the region will

document the facts and reasons for adjustment. This allows consideration of conditions not

reflected in the model presented earlier in Chapter II, such as:

High volumes of pedestrian or bicycle traffic exposed to a rockfall hazard, or

Essential, high-volume highways where a detour might present more risk than the

disruption caused by a rockfall, or

Occupied dwellings/buildings or other public facilities exposed to risk.

No specific guidelines are proposed here regarding exact criteria for regional decision-makers in

programming rock slope remediation. Instead, various strategies are outlined, and the role of

decision tools presented in Chapter II is explained. The ability to quantify risk reduction

facilitates establishing goals. A region could base programming decisions on a goal of reducing

rockfall risk by a certain amount over some period of years. The following programming

strategies are suggested:

1. Target the Highest Total Relative Risk

This gives highest priority for repair work to rock slopes presenting greatest risk, without

considering the cost of remediation, risk reduction, or cumulative risk of other rock

slopes.

2. Target the Greatest Risk Reduction

This gives highest priority to sites where greatest amount of risk can be eliminated. In

many cases, this may give a ranking identical or similar to that based on total relative risk.

Sites would be ranked on the basis of greatest risk being eliminated. Costs of remediation

and cumulative risk reduction of other rock slopes would not be considered.

3. Target the Greatest Reduction Per Unit Cost

This bases decisions on eliminating the greatest amount of rockfall risk at any funding

level. Sites would be ranked by benefit/cost ratio of remediation. (Regions may estimate

remediation cost based on quantities estimated by rating teams. Sites with highest total

relative risk might not have highest priority.)

4. Combine Rock Remediation With Other Highway Work

This would allow decision-makers to examine risk levels of all significant sites within

their region, and judge whether to include rock slope remediation in some future highway

project containing the site, saving the cost of administering a separate, smaller project.

EB 15-025 Page 14 of 17

5. Group Locations

This can be advantageous where several separate sites are within a given geographical

area. When combined as one project, lower unit costs can usually be obtained.

In the future, total relative risk values generated by this rating procedure may also be used to

gage when other actions are appropriate. Ranges of total relative risk values may be established

that correspond to various actions, such as:

Doing nothing.

Visual monitoring by maintenance patrols.

Re-inspection by geologists at various intervals.

Monitoring with instrumentation.

Repairing by contract 1) immediately, 2) by special contract, 3) by combining with the

next scheduled contract, or 4) by inclusion in the five-year program.

Closing the highway intermittently until repaired.

EB 15-025 Page 15 of 17

VI. UPDATING THE DATABASE

To meet program objectives, existing data must be updated periodically, with information

originating from the regions or the Geotechnical Engineering Bureau.

The regions may add new slopes to the program at any time by notifying the Geotechnical

Engineering Bureau. Adding a slope will prompt Geology to perform a rating. Any remedial

work to slopes already in the program -- by construction contract, maintenance contract, or

maintenance forces -- should be recorded by the region and reported, when completed, to the

Geotechnical Engineering Bureau through the Regional Geotechnical Engineer, triggering the re-

evaluation process. Actual rockfalls of any magnitude should be reported in a timely manner to

the Geotechnical Engineering Bureau on the Rockfall Report Form (completed by the

Transportation Maintenance Division) or other means.

The Geotechnical Engineering Bureau will periodically update cost of the work and traffic

information, and revise the database to include the new information.

EB 15-025 Page 16 of 17

REFERENCES

1. Rock Slopes (:) Design, Excavation, Stabilization. Seattle: Golder Associates, (for

the Federal Highway Administration, U.S. Department of Transportation), May 1988

(4th ed.).

2. "Design Criteria." Chapter 2 in the Highway Design Manual, Design Quality

Assurance Bureau, New York State Department of Transportation, July 1994.

3. A Policy on Geometric Design of Highways and Streets. Washington: American

Association of State Highway and Transportation Officials, 1984, pp. 158-59.

4. Manual of Uniform Traffic Control Devices. New York State Department of

Transportation, July, 1, 1983.

5. Barrett, R.K., Bowen, T., Pfeiffer, T., and Higgins, J. Rockfall Modeling and

Attenuator Testing. Report CDOH-DTD-ED3/CSM-89-2, Colorado Department of

Highways and Colorado School of Mines, March 1989.

6. Pfeiffer, T. Rockfall Analysis Using ROCKFALL Computer Simulations.

Geotechnical Services Unit, Oregon Department of Transportation, August 1993.

EB 15-025 Page 17 of 17

APPENDIX

APPENDIX A

EB 15-025 A-1

DERIVATION OF ACTIVE AND PASSIVE HUMAN-EXPOSURE FACTORS (HEFs)

HEF is the relative risk of an accident happening, after a rock actually falls onto the highway.

Because rockfall accidents have never been a specific category for routine reporting, historical

data are extremely limited. Derivation of the HEF formula as described here is thus based on

engineering judgment. To calculate HEF, consider two separate possibilities for a rockfall

accident -- the "active" and "passive" conditions.

The Active Condition

This involves a falling rock hitting a traveling vehicle, or landing so close to an approaching

vehicle that the driver cannot avoid striking the rock. It differs from the "passive" condition in

that the rockfall must occur while the vehicle is within a specific approach distance from the

rockfall. Calculation of the Active Condition Factor Fa is based on the time during which the

vehicle is at risk. To calculate time-at-risk, one separately analyzes two scenarios for an active-

condition accident:

1. A Moving Vehicle is Hit by a Falling Rock

A vehicle is at risk of being hit by a falling rock during the following time (in days):

ti = L/(V x 126,720) for US Customary Units (1a)

where L is length of the rock cut (in feet) from which a rock may fall and reach the pavement,

and V is the traveling speed limit (in mph) assumed to govern drivers in the zone. The coefficient

126,720 (conversion factor of 5280 ft./m x 24 hr/day) expresses the result in days.

ti = L/(V x 24,000) for International System of Units (1b)

where L is length of the rock cut (in meters) from which a rock may fall and reach the pavement,

and V is the traveling speed limit (in km/h) assumed to govern drivers in the zone. The

coefficient 24,000 (conversion factor of 1000 m/km x 24 hr/day) expresses the result in days.

2. A Moving Vehicle Strikes a Rock That Has Just Fallen

The driver sees it falling but cannot stop the vehicle in time to avoid collision. In this scenario,

the vehicle is already at risk once within the SSD (stopping sight distance) from the rockfall

zone. The time-at-risk (in days) thus is:

tii = (L + SSD)/(V x 126,720) for US Customary Units (2a)

tii = (L + SSD)/(V x 24,000) for International System of Units (2b)

It is assumed that the second scenario would occur much more often than the first, and one thus

finds a conservative value for time-at-risk by using Eq. 2. To find risk for an entire highway

section, one takes traffic volume into account by multiplying this time-at-risk by an AADT value.

(AADT should be the two-way value for a two-lane undivided highway, or the one-way value for

a divided highway.) The Active Condition Factor thus is equal to

APPENDIX A

EB 15-025 A-2

Fa = AADT [(L + SSD)/(V x 126,720)] for US Customary Units (3a)

Fa = AADT [(L + SSD)/(V x 24,000)] for International System of Units (3b)

The Passive Condition

This occurs after a rock has landed on the pavement, and sometime later a vehicle approaches.

The driver may then avoid collision if the rock is spotted in enough time to stop or safely

maneuver around it. It thus is assumed that the driver and rockfall will not interact -- no accident

will occur -- if the driver has sufficient SSD (as defined in Chapter 2 of the NYSDOT Highway

Design Manual2). Conversely, if the available stopping sight distance - here called Decision Sight

Distance or DSD, and field-measured as outlined by AASHTO -- is inadequate, collision with the

fallen rock would be likely. The governing factor here is the SSD required, as compared to that

available (i.e., DSD). Derivation of Eq. 4 for the Passive Condition Factor Fp is much more

subjective than derivation of the Active Condition Factor, Fa, but the Fp values calculated for

rockfall zones in New York State seem consistent with sound engineering judgment. The

following formula is suggested for the Passive Condition Factor:

Fp = (log10 AADT) (log10 L) [a/(SSD -a)] (4)

where a is the larger of the two numbers: (SSD - DSD) or 0, and L is length of the rockfall zone

in feet (meters). Eq. 4 is meant to represent the influence of factors affecting relative risk of an

accident. Note that the factor a/(SSD - a) reflects the increased risk when the DSD is less than the

required SSD. Traffic volume AADT may seem inconsequential when determining risk for the

passive condition -- an accident will probably occur sooner or later when other vehicles enter the

rockfall area. However, the factor log10(AADT) reflects the limited possibility of maneuvering or

stopping safely in congested traffic, and also the limited time available for removing the rock

from the pavement once it is noticed. The factor log10(L) would be replaced by L if one could

assume that the measured DSD is relevant for the entire length of the rockfall zone. Data now

available include the DSD values measured at the worst areas of rockfall zones, which means

that significant portions of long rockfall zones may have adequate SSD. To suppress the

undesirable effects of large values of L, one uses the logarithm function log10(L).

The active and passive condition factors now are combined to calculate the Human Exposure

Factor:

HEF= (Fa + Fp)/3 (5)

APPENDIX B

EB 15-025 B-1

FIELD PROCEDURES FOR RATING ROCK SLOPES

These procedures establish a uniform statewide procedure for obtaining field information

required in determining total relative risk of a rock falling from a slope, reaching the pavement,

and hitting or being struck by a vehicle. Total relative risk is defined as the product of the

Geologic Factor, multiplied by the Section Factor, multiplied by the Human Exposure Factor.

All three factors require field observations or measurements, recorded on Form GE 470 MET

(see pages 29 & 30). In addition, possible remedial treatments must be determined while in the

field, and those generally acceptable are covered here. All field evaluators must be accompanied

by designated Regional representatives.

Safety

Rock slope rating surveys take place in potentially hazardous locations. Dense, high-speed traffic

areas are particularly dangerous. Consequently, attention to safety is essential when evaluating

rock slopes. Evaluators should assess the risks, and consult the appropriate Regional Safety

Coordinator to plan and arrange backup support where necessary.

Geotechnical Engineering Bureau employees often must work close to vehicular traffic. In some

instances, this work involves long-term operations and the Transportation Maintenance Division

forces should establish work-zone protection. At other times, work may take place at the roadside

for short periods, but these can be equally dangerous. When the work is of brief duration and the

crew may consist of only a few inspectors traveling in a passenger vehicle, it is not practical or

possible to set up a signed work zone as in maintenance operations. Nevertheless, several

guidelines should be followed to ensure safety while working on highways for short periods.

When work or inspection is to be completed on the shoulder or in an area adjoining the highway,

pull the vehicle as far off the road as possible and turn on the four-way flashers. If the evaluators

must be on the shoulder, station a lookout facing traffic to warn co-workers of approaching

vehicles.

If inspecting in the traffic lane, use extreme caution. A flagger should be stationed a substantial

distance preceding the operation at a location based on sight distance, speed limit, traffic volume,

road conditions, type of work, and the obstacle that the work presents. The flagger should be alert

at all times and stand facing oncoming traffic. Refer to MUTCD4 for specific information on

work-zone protection and traffic control procedure.

Equipment

1. Hard hats 2. State car with bubble light (may need Maintenance backup)

3. 100 ft. (30 m) cloth tape

4. Brunton compass or inclinometer

5. Range finder

6. Range/height finder

7. Measuring wheel

APPENDIX B

EB 15-025 B-2

8. Field rating sheets (laptop computer optional) and pertinent data

9. Clipboard

10. Camera

11. 6 in. (150 mm) sight-distance target and 3 ft. (1.0 m) rod [eye height according to

AASHTO Design Policy3]

Requirement:

Each site must be photographed during the field evaluation.

APPENDIX B

EB 15-025 B-3

FIGURE 2. CATEGORIES FOR GEOLOGIC FACTOR

1A

GEOLOGY

(Xtal.)

Massive, no

fractures

dipping out of

slope

Discontinuous

fractures, random

orientation

Fractures that

form wedges

Discontinuous

fractures dipping

out of slope

Continuous fractures

dipping out of slope

1B

GEOLOGY

(Sed.)

Horizontal to

slightly dipping

Raveling, occasional

small blocks

Small overhangs

or columns,

numerous small

blocks

Overhangs, some

large unstable

blocks, high

columns

Bedding or joints

dipping out of slope,

over- steepened cut

face 2

BLOCK SIZE

6 in. (150 mm)

6 in. to 12 in.

(150 mm to 300 mm)

1 ft. to 2 ft.

(0.3 m to 0.6 m)

2 ft. to 5 ft.

(0.6 m to 1.5 m)

5 ft. or more

(1.5 m or more) 3

ROCK

FRICTION

Rough,

irregular

Undulating

Planar

Smooth,

slickensided

Clay, gouge-faulted

4

WATER/ICE

Dry

Some seepage

Moderate seepage

High seepage/

brush

High seepage with

long backslope/brush 5

ROCK FALL

No falls

Occasional minor

falls

Occasional falls

Regular falls

Major falls/slides

6

BACKSLOPE

ABOVE CUT

Flat to gentle

slope

(up to 15 )

Moderate slope (15

- 25)

Steep slope

(25 - 35)

Very steep slope

(>35) or steep

slope (25 -35)

with boulders

Very steep slope

(>35 ) with

boulders

APPENDIX B

EB 15-025 B-4

THE GEOLOGIC FACTOR (GF)

Physical conditions directly affect stability of a rock slope. GF is determined by summing the

categories in Figure 2 numbered 1A or 1B and 2 through 6, and dividing by 10. Categories are

assigned 1, 3, 9, 27, or 81 points. The rater selects only from these values -- no intermediate

values may be used. Assigned 1 point to the best condition and up to 81 points to the worst. The

categories are 1A. Geology (crystalline) or 1B. Geology (sedimentary), 2 Block Size, 3 Rock

Friction, 4 Water/Ice, 5 Rockfall (history), and 6 Backslope Above Cut.

1A. Geology (Xtal. or crystalline)

Stability of rock slopes composed of hard, weathered, crystalline bedrock is determined

mainly by the structure of discontinuities. Fractures may be natural features or result from

past blasting effects. Joint orientations and inclinations must be considered in assessing

rock slope stability. Rock slopes exhibiting mostly wedge-type failures and flat-lying or

dipping into the slope should be rated 9. A slope with a prominent joint set dipping out of

slope (toward the road) with average length of less than 10 ft. (3 m) should receive 27

points. Any slope with a prominent joint set or sets greater than 10 ft. (3 m) should

receive 81 points. If a crystalline rock slope contains weak weathered zones causing

unstable conditions, sedimentary rock categories (1B) may be more appropriate for rating.

1 Point 3 Points 9 Points 27 Points 81 Points 1A

GEOLOGY

(Xtal.)

Massive, no

fractures

dipping out

of slope

Discontinuous

fractures,

random

orientation

Fractures that

form wedges

Discontinuous

fractures

dipping out of

slope

Continuous fractures

out of slope

Item 1B. Geology (Sed. or sedimentary)

Sedimentary rock slope stability is strongly influenced by rock type and bedding

orientation. Slopes containing different stratigraphic layers may have differential

weathering or erosional problems, leading to overhangs and unstable rock conditions

within the slope. Steeply dipping beds in any orientation also may pose problems when

joints and discontinuities are present. The rating for sedimentary rock slopes may be

higher in points if structural conditions are considered. If structural features dominate

slope stability, categories for crystalline rock slopes (1A) should be used.

1 Point 3 Points 9 Points 27 Points 81 Points 1B

GEOLOGY

(Sed.)

Horizontal

to slightly

dipping

Raveling,

occasional small

blocks

Small overhangs or

columns, numerous

small blocks

Overhangs,

some large

unstable

blocks, high

columns

Bedding or joints

dipping out of slope,

over- steepened cut

face

2. Block Size

These categories should be estimated by maximum dimension of the largest unstable

block on the slope, or the largest rocks in the ditch. Often a more massively bedded rock

APPENDIX B

EB 15-025 B-5

slope may receive a higher rating because of the potential for larger unstable blocks.

1 Point 3 Points 9 Points 27 Points 81 Points 2

BLOCK

SIZE

6 in.

(150 mm)

6 in. to 12 in.

(150 to 300 mm)

1 ft. to 2 ft.

(0.3 to 0.6 m)

2 ft. to 5 ft.

(0.6 m to 1.5 m)

5 ft. or more

(1.5 m or more)

3. Rock Friction

This is estimated by roughness of the surface of bedding and joint planes. Rockfall

potential may be greater for slickensided, clay-gouged, weathered rock, and mineralized

surfaces such as biotite or serpentine layers. Potential failure surfaces should be carefully

inspected because many of these features may not be readily apparent.

1 Point 3 Points 9 Points 27 Points 81 Points 3

ROCK

FRICTION

Rough,

irregular

Undulating

Planar

Smooth,

slickensided

Clay, gouge-faulted

4. Water/Ice

This category may fluctuate daily or seasonally, making a rating decision difficult, and the

slope should be examined with this variability in mind. Presence of ice and/or brush on

the slope indicates a potential water problem. A long backslope will bring a large quantity

of water to the slope even if none is apparent during inspection. A rock slope cut off and

isolated on all sides from higher slopes will have few water problems.

1 Point 3 Points 9 Points 27 Points 81 Points 4

WATER/ICE

Dry

Some seepage

Moderate seepage

High seepage/

brush

High seepage with

long backslope/brush

5. Rockfall

This category covers the history of rockfalls at the site. The rater should review the

rockfall history database currently maintained in the Engineering Geology Section's

computer. Examination of the ditch will reveal past rockfalls if it has not been cleaned.

Roadway and shoulder sections may also show evidence of rockfall damage. If

maintenance personnel are present during the evaluation, they may provide useful

historical information.

1 Point 3 Points 9 Points 27 Points 81 Points 5

ROCK

FALL

No falls

Occasional

minor falls

Occasional falls

Regular falls

Major falls/slides

APPENDIX B

EB 15-025 B-6

6. Backslope Above Cut

This is a slope existing above a rock cut. It may be composed of bedrock, bedrock and

soil, or soil and boulders. The backslope above the rock cut may contribute to rockfall

potential. Even if no rock is on the backslope, water cascading down the surface may

contribute to instability of the rock cut. The steeper the slope, the greater will be the

potential for water and debris to fall down the rock cut face.

1 Point 3 Points 9 Points 27 Points 81 Points 6

BACKSLOPE

ABOVE CUT

Flat to

gentle slope

(up to 15 )

Moderate slope

(15 - 25)

Steep slope

(25 - 35)

Very steep

slope (>35)

or steep slope

(25 -35)

with boulders

Very steep slope

(>35 ) with

boulders

APPENDIX B

EB 15-025 B-7

THE SECTION FACTOR (SF)

The section factor is obtained using parameters measured in the field.

Slope Height

Vertical slope height should be measured from the pavement to the highest point on the rock

slope from which rock is expected to fall. The highest point may be part of the cut face or the

natural slope. Slope height can be determined using a range/height finder or a range finder in

combination with a Brunton compass or inclinometer. Determine the angle to the top of the rock

slope from the edge of roadway and the distance (angled distance) to top of slope (from the same

point from which the angle was measured). Use these two values to calculate slope height as

follows:

Slope Height = angled distance x sin (angle to top of rock slope) + instrument height

Instrument Height = height of a standing raters eye

For example (US Customary Units):

If the angle to top of the rock slope = 30, the angled distance = 40 ft., and the instrument

height = 5 ½ ft., the slope height (SH) is 25 ½ ft.

SH = (40 x sin 30) + 5.5 ft.

SH = (40 x 0.5) + 5.5

SH = 20 + 5.5 = 25.5 ft.

For example (International System of Units):

If the angle to top of the rock slope = 30, the angled distance = 12 m, and the instrument

height = 1.68 m, the slope height (SH) is 7.68 m.

SH = (12 m x sin 30) + 1.68 m

SH = (12 x 0.5) + 1.68

SH = 6 + 1.68 = 7.68 m.

Slope Angle

Existing slope angle can be measured using an inclinometer or Brunton compass. Some slopes

have areas with near-vertical and/or near-horizontal sections. The rater should stand in the ditch

and measure average overall slope inclination to determine slope angle. For an existing presplit

slope, the instrument can be placed against several representative drill hole traces and the slope

angle determined from the average of these measurements.

Ditch Width

This is measured from the toe of the slope to the pavement edge or shoulder edge where either

exists.

It should be measured at the location of maximum slope height. If ditch width at the maximum

height of cut exceeds average ditch width, average width should be recorded. Average ditch

width should be determined by sighting down the length of the rock cut and approximating the

distance from the average projected toe of slope to pavement edge or shoulder edge where either

exists.

APPENDIX B

EB 15-025 B-8

Ditch Depth

This may vary considerably along the length of the rock cut, as well as along the width of the

ditch. It should be measured at the location of maximum slope height, from the pavement edge

elevation to the ditch bottom about 3 ft. (1 m) out from the projected toe of slope. One way to

measure this depth is to extend a tape from the pavement edge to the toe of slope, level the tape,

and measure to the ditch bottom with a ruler. Another method is to use a hand level (or

inclinometer) and measure a ruler placed at the pavement edge and again when placed at the

ditch bottom. Subtracting these two readings will give ditch depth.

Ritchie Width and Ritchie Depth

First, determine slope height and overall slope angle. Based on those measurements, Ritchie

width and depth can be determined using the Ritchie design chart:

Figure 3a. Ritchie ditch criteria – Ditch Design Chart [Figure 12.10 from FHWA's

(US Customary Units) Rock Slopes manual1].

For example, for a 40 ft. high slope with a 3V/1H slope angle requires a ditch 17 ft. wide and 5 ft. deep

ditch.

APPENDIX B

EB 15-025 B-9

Figure 3b. Ritchie ditch criteria – Ditch Design Chart [Figure 12.10 from FHWA's

(International System Rock Slopes manual1] converted by New York State D.O.T.

of Units)

For example, for a 12 m high slope with a 3V/1H slope angle requires a 5.1 m wide, 1.5 m deep ditch.

APPENDIX B

EB 15-025 B-10

THE HUMAN EXPOSURE FACTOR (HEF)

Several field measurements are necessary to determine this factor.

Cut Length (L)

This is the measured length of the rock cut where a rockfall might occur that could reach the

pavement. It may be determined using a measuring wheel or measuring tape.

Decision Sight Distance (DSD)

This is the length of roadway where a 6 in. (150 mm) sight distance target located on the roadway

edge line first becomes visible to the approaching driver. Sight distance along a rock cut may

vary considerably, due to curves (horizontal) and rises (vertical) as well as trees, road signs, and

other objects. Referring to AASHTO standards3, a 6 in. (150 mm) sight distance target must be

placed along the roadway edge line, and sighted from the center of the lane at an eye height of 3

ft. (1 m). DSD is the measured distance to the point where the object disappears from sight, and

may be obtained using:

1. A 6 in. (150 mm) sight-distance target,

2. A 3 ft. (1 m) rod, and

3. A measuring wheel or measuring tape.

Target location may have to be adjusted and measurements taken at several points along the

slope before minimum distance can be determined. This length and any factors limiting sight

distance should be recorded. If sight distance is greater than 550 ft. (170 m) it need not be

measured, but should be recorded as "greater than 550 ft. (170 m)" on the field form.

Number of Lanes

Total travel lanes in one direction adjacent to the rock slope should be recorded, including

entrance ramps, exit ramps, and acceleration lanes, but not paved shoulders.

Stopping Sight Distance

The appropriate minimum adequate stopping sight distance can be determined from the

NYSDOT Highway Design Manual2.

APPENDIX B

EB 15-025 B-11

COMMON REMEDIAL TREATMENTS

The back of the site field evaluation sheet (Form GE 470 MET) lists typical rock slope problems

and possible remediation treatments. Before any remedial measures can be determined for the

rock slope, existing problems at the site must be understood. Mechanics of slope failure and

treatment are thoroughly analyzed in the FHWA Rock Slopes1.

Remedies

Some common rock slope remediation treatments are listed on the field sheet. Determine the

most appropriate treatment(s) based on sound engineering judgment. Sometimes a combination

of two or more treatments may be necessary. For example, a rock slope may require a recut and a

fence or barrier. A recut should be considered when a slope has a high SF or HEF. A scaling

contract for a slope having these characteristics will not reduce these factors, and the scaled slope

will still have a high relative risk. However, if a slope's high Total Relative Risk results mainly

from a high GF, it may be a good candidate for scaling. Recutting this slope may reduce its Total

Relative Risk little more than scaling. See Appendix C for guidelines on risk reduction.

After-Remediation Geologic Factors

The new GF can be estimated only after recommending treatment(s) for remediation. Based on

the character of the new remediated rock slope, a new GF can be determined using the rating

procedure. The new GF is the optimal GF that can be economically attained. For example,

recutting a slope might reduce its block size and rockfall-potential categories, but might not

affect the back slope above the cut.

Recutting

Once it has been decided that the appropriate remediation is to recut the slope, one must

determine the recut angle, recommended setback, and estimated quantity to be removed.

Recut Angle

This should be designed at the steepest possible angle that will result in a stable, maintenance-

free slope. A stable rock slope design may match the angle of major discontinuities or bedding

surfaces. Use a Brunton compass to measure orientation of bedding, foliation, fractures, and

joints. Consideration should be given to other factors that may affect the recut angle such as

right-of-way, required sight distance, or constructability.

Recommended Setback

The setback of the re-designed slope should conform to the currently accepted standard. The

plane of the new presplit slope should be located a minimum 5 ft. (1.5 m) behind the most

recessed part of the existing slope to provide sufficient burden for effective presplit blasting.

Scaling

Scaling quantities should be the estimated amount of rock (cubic meters) expected to be

removed, and not just the amount of loose rock on the slope. Removing a loose piece of rock

may undermine the slope, requiring that the upper part of the slope be scaled farther back. If

scaling with blasting is anticipated, this should be noted. Scaling volume can be roughly

estimated using the following formula:

APPENDIX B

EB 15-025 B-12

Surface area of existing rock cut face (ft2 (m

2)) x weathering depth (ft. (m))

For example (US Customary Units):

Given a rock slope surface area 20 ft. high and 500 ft. long, with an estimated 3 ft.

weathering depth (which is an appropriate weathering estimate for most rock slopes), the

following scaling quantity is estimated:

20 ft. x 500 ft. = 10,000 ft2 surface area

10,000 ft2 x 3 ft. = 30,000 ft

3 / 27 = 1111 yd

3 volume.

For example (International System of Units):

Given a rock slope surface area 6 m high and 152 m long, with an estimated 1 m

weathering depth (which is an appropriate weathering estimate for most rock slopes), the

following scaling quantity is estimated:

6 m x 152 m = 912 m2 surface area

912 m2 x 1 m = 912 m

3 volume.

Rock Bolting

This may be the sole treatment or may be used in combination with other remedial treatments.

Blocks of unstable rock must be large enough to be bolted, and the rock slope composed of

sufficiently competent rock to provide a suitable anchor. Rock bolts should be installed a

minimum of 3 ft. (1 m) past the weathered zone or discontinuity into competent rock.

Mesh

A rock mesh screen may be considered for entire slopes, or only for areas containing numerous

small (6 in. to 10 in. (150 to 250 mm) diameter) loose rocks, or where recutting or scaling is not

feasible or may create right-of-way problems.

Fence

Rock fence installation may be considered for the top of slope, on a rock bench, or at the toe of

slope. Design of optimal height and fence location can be aided by using the Colorado

Rockfall/Simulation Program (CRSP)5, Oregon DOT Rockfall Program

6, or other suitable

rockfall programs. Accurate cross-sections are necessary for reliable results.

Barrier System

This may be the sole treatment or may be used in combination with other remedial measures. Barrier

systems commonly considered are 1) an earth or broken-rock berm, 2) gabions, or 3) Jersey barrier or

barriers with fence.

Estimating Recut Quantity

The recut estimate section on the field sheet (Form GE 470 MET) is for estimating the quantity of rock

for the proposed slope recut, including the ditch section. This information can be used to determine rock

removal volumes via computer programs.

APPENDIX B

EB 15-025 B-13

Site Evaluation Field Sheet – US Customary Units

APPENDIX B

EB 15-025 B-14

Site Evaluation Field Sheet – US Customary Units

APPENDIX B

EB 15-025 B-15

Site Evaluation Field Sheet – International System of Units

APPENDIX B

EB 15-025 B-16

Site Evaluation Field Sheet – International System of Units

APPENDIX C

EB 15-025 C-1

GUIDELINES FOR DETERMINING RISK REDUCTION

Risk Reduction

It is assumed that "optimal" Risk Reduction may be achieved by 1) presplitting the rock slope at

a properly designed angle, and 2) providing catchment in accordance with the accepted

NYSDOT criteria. To determine "optimal" risk reduction, the section factor is set equal to 1,

which represents equality with the currently accepted criteria. Typical rock slope remediation

measures are presented here with a guideline for Risk Reduction.

Recut with Presplitting

Presplitting the rock slope usually results in greatest risk reduction. This is normally the preferred

treatment for a hazardous rock slope with limited offset. Presplitting may potentially reduce risk

values for all three factors -- GF, SF, and HEF. The GF may be reduced in the categories of

geology, block size, rockfall, and backslope above the cut. The SF changes to reflect the new

ditch dimensions of the "as-built" slope. Recutting the slope to meet currently accepted criteria

makes SF equal to 1. The HEF may be reduced if there was formerly a sight-distance problem.

Rock Bolting

Areas of the rock slope may be stabilized by rock bolting to reduce the quantity of unstable

material. Bolting may reduce the point values assigned to geology, block-size, rock-friction, and

rockfall categories of the GF.

Rock Scaling

Scaling may be recommended for specific blocks or locations, or for an entire slope. Scaling may

reduce the point values assigned to the GF categories: geology, block size, rockfall, and

backslope above cut.

Mesh

Mesh may be recommended for rock slope remediation where small (< 2 ft. (0.6 m) diameter)

blocks are raveling off the slope. Mesh may reduce point values in the GF categories of geology

(sedimentary or crystalline with sedimentary characteristics) and block size.

Rock Catchment Fence

Rock catchment fences may be used on a slope, at its top, or at its toe. Depending on location,

catchment fences may reduce the point values of GF category "backslope above cut" as well as

the Section Factor (SF).

Risk Reduction Table

Table 1 shows Geologic Factor category reductions corresponding to specific remediation

treatments.

APPENDIX C

EB 15-025 C-2

TABLE 1. RISK REDUCTION

TREATMENTS:

P = RECUT WITH PRESPLITTING (Other than to improve the Section Factor)

B = ROCK BOLTING

S = ROCK SCALING

M = MESH

F = FENCE OR BARRIER

CATEGORY 1A -

GEOLOGY

(Xtal.)

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

Massive, no

fractures dipping

out of slope.

Discontinuous

fractures, Random

orientation

Fractures that

form wedges

Discontinuous

fractures dipping

out of slope

Continuous fractures

dipping out of slope

TREATMENT

B, S

B, S

B, S

B, S

CATEGORY 1B -

GEOLOGY

(Sed.)

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

Horizontal to

slightly dipping.

Raveling, Occa-

sional small

blocks.

Small overhangs

or

columns, Numer-

ous small blocks.

Overhangs,

Some large un-

stable blocks,

High columns

Bedding or joints dip-

ping out of slope,

Over steepened cut

face

TREATMENT

P, S, M

P, B, S, M

P, B, S

P, B, S

CATEGORY 2 –

BLOCK SIZE

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

6 in. (150 mm)

6 in. to 12 in (150 mm to 300 mm)

1 ft. to 2 ft. (0.3 m to 0.6 m)

2 ft. to 5 ft. (0.6 m to 1.5 m)

5 ft. or more (1.5 m or more)

TREATMENT

P, S, M

P, B, S, M

P, B, S

P, B, S

CATEGORY 3 -

ROCK

FRICTION

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

Rough,

Irregular

Undulating

Planar

Smooth,

Slickensided

Clay, gouge-

faulted

TREATMENT

B

B

B

APPENDIX C

EB 15-025 C-3

CATEGORY 4 -

WATER/

ICE

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

Dry Some seepage

Moderate seep-

age

High

seepage/brush

High seepage with

long backslope/

brush

TREATMENT

No change

No change

No change

No change

CATEGORY 5 -

ROCK

FALL

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

No Falls Occasional

minor falls

Occasional falls

Regular falls

Major falls/ slides

TREATMENT

P, B, S, F

P, B, S, F

P, B, S,F

P, B, S, F

CATEGORY 6 -

BACKSLOPE

ABOVE CUT

1 POINT

3 POINTS

9 POINTS

27 POINTS

81 POINTS

Flat to gentle

slope

(up to 15)

Moderate slope

(15-25)

Steep slope

(25 - 35)

Very steep (>35)

or steep (25-35)

with boulders

Very steep (>35)

slope with boulders

TREATMENT

P, F

P, F, S

P, F, S

P, F, S

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-1

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-2

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-3

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-4

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-5

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-6

APPENDIX D STOPPING SIGHT DISTANCE TABLES

From Chapter 2 : Design Criteria, Highway Design Manual NYSDOT

EB 15-025 D-7