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    The Historian Encounters Film: A Historiography

    Author(s): Robert Brent Toplin and Jason EudySource: OAH Magazine of History, Vol. 16, No. 4, Film and History (Summer, 2002), pp. 7-12Published by: Organization of American HistoriansStable URL: http://www.jstor.org/stable/25163542.

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    Robert

    Brent

    Toplin

    and

    Jason

    Eudy

    The

    Historian

    Encounters

    Film:

    A

    Historiography

    It

    is

    not

    surprising

    that

    in

    recent

    decades

    historians have

    become

    increasingly

    interested

    in

    examining

    the

    presentation

    of

    history

    through

    film. Historians

    recognize

    the

    power

    ofthe

    medium

    and understand

    that

    students

    and

    the

    public

    get

    many

    of

    their ideas

    about

    the

    past

    from

    movie

    and television

    screens.

    Popular

    feature films like Braveheart

    (1995),

    Schindlers

    List

    (1993),

    and

    Titanic

    (1997)

    impressed

    viewers

    with

    their

    partisan interpre

    tations

    of

    events,

    personalities,

    and

    controversies.

    Well-received

    television

    documentaries

    such

    as

    Ken

    Burns's

    The

    Civil

    War,

    helped

    to

    shape

    the

    public's

    attitude

    regarding

    an

    important

    historical

    subject.

    Historians are also aware that

    opportunities

    to

    view

    history

    on

    the

    screen

    have

    become

    more

    abundant

    in

    recent

    decades

    than

    ever

    before.

    History

    is

    available

    everyday

    on

    televi

    sion

    through

    programming

    on

    The

    History

    Channel,

    the Public

    Broadcasting

    System,

    and

    a

    variety

    of

    other

    information-based

    channels.

    History-based

    movies

    are

    also abundant

    on

    television

    through

    movie

    channels

    like

    Home Box

    Office,

    American

    Movie

    Classics,

    and

    the

    Turner Classic Movies Channel.

    A

    modern

    enthusiast of

    history

    can

    easily spend

    more

    time

    examining

    screened

    history

    than

    studying

    interpretations

    of the

    past

    pre

    sented

    in

    lectures

    or

    books.

    Historians

    have

    addressed

    numerous

    questions

    about the chal

    lenges

    of

    incorporating

    a

    study

    ofthe

    media

    into

    their

    professional

    work.

    They

    have asked:

    How

    does the

    presentation

    of

    history

    on

    the

    screen

    differ from

    its

    presentation

    in

    print

    ?

    o what

    degree

    can

    film

    instruct

    audiences

    and stimulate

    the

    public's

    thinking

    about

    the

    past?

    Can

    film deliver

    new

    and different

    insights?

    In

    which

    ways may

    film

    grossly simplify

    or

    misrepresent

    the

    past?

    Does

    the

    popularity

    of

    film

    represent

    a

    serious

    challenge

    to

    traditional

    modes of

    interpreting

    history

    in

    teaching

    and

    writing?

    Which

    analytical

    skills do historians need

    to

    develop

    in

    order

    to

    work

    more

    effectively

    with film?

    John

    E. O'Connor made

    some

    of the

    most

    impressive

    early

    efforts

    to

    promote

    the

    study

    of film and television

    in

    the

    history

    classroom. Because

    of these

    pioneering

    activities,

    the American

    Historical

    Association

    created the

    John

    E. O'Connor

    Award,

    its

    first

    prize

    devoted

    to

    some

    outstanding

    achievement

    in

    filmmak

    ing.

    In

    the

    early

    1970s,

    John

    E. O'Connor and his

    associate,

    Martin

    A.

    Jackson

    created

    the

    journal,

    Film &

    History,

    and

    organized

    the

    Historians' Film

    Committee,

    which

    attempted

    to

    promote

    the

    thoughtful

    use

    of

    film

    and

    television

    in

    historical

    research

    and

    teaching.

    These

    historians

    hoped

    their efforts would

    demonstrate

    that

    investigation

    of

    the

    mass

    media constituted

    serious

    and

    important scholarship. Eventually

    the

    independent

    committee became an affiliated society of the American Histori

    cal Association and

    began

    to

    regularly

    sponsor

    sessions

    on

    film

    and

    television

    at

    each annual

    meeting

    of

    the

    AHA. O'Connor

    also

    wrote

    and edited

    many

    important

    publications

    that dealt

    with

    the

    use

    of

    film

    for

    the

    study

    of

    history.

    O'Connor obtained

    a

    substantial

    grant

    in

    the

    1980s

    from

    the

    National Endowment

    for the

    Humanities

    that

    supported

    his effort

    to

    bring

    both

    historians and

    cinema

    scholars

    together

    for

    a

    conference that

    addressed the

    challenges

    that

    film

    created

    for the

    history

    profession.

    Several

    presentations

    at

    that

    conference later

    appeared

    in

    O'Connor's edited

    book,

    The

    Image

    as

    Artifact:

    The

    Historical

    Analysis of

    Film and Television

    (1990).

    O'Connor estab

    lished

    an

    organizational

    structure

    for the

    authors' discussions

    in

    a

    lengthy

    introduction

    to

    the collection

    of

    essays.

    He

    suggested

    that

    historians

    could

    examine

    film

    in

    four fundamental

    ways.

    First,

    they

    could

    study

    the

    moving image

    as a

    "Representation

    of

    History."

    Movies and documentaries often

    portrayed

    and

    inter

    preted

    the

    past,

    and

    their

    treatments

    of

    history

    deserved critical

    attention.

    Secondly,

    students

    could

    view

    film

    as

    "Evidence for

    Social and Cultural

    History."

    The

    stories

    presented

    in

    movies

    and

    documentaries

    sometimes

    revealed the "values" ofthe filmmakers

    and

    the

    concerns

    of

    society

    at

    the

    time

    of

    production,

    O'Connor

    noted.

    He

    warned, however,

    that scholars often make

    simplified

    judgments

    about

    the

    ways

    in

    which filmed

    stories

    reflected the

    OAH Magazine

    of

    History Summer 2002

    7

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    attitudes

    of

    an era.

    Thirdly,

    O'Connor

    suggested

    that students of

    film could consider

    "Actuality Footage

    as

    Evidence for

    History."

    He noted that sometimes material from film and television serves

    as

    the best evidence

    available

    for the

    study

    of

    specific

    historical

    events.

    Finally,

    O'Connor

    suggested

    that students could

    study

    "The

    History

    of the

    Moving

    Image

    as

    Industry

    and

    Art Form."

    In

    these

    investigations

    historians could

    profit

    from research

    in cin

    ema

    studies. Efforts

    to

    learn

    from these

    insights

    would

    require

    considerable

    effort,

    O'Connor

    pointed

    out,

    because historians

    need

    to

    understand

    the intellectual

    and

    theoretical

    concepts

    of

    modern

    film

    scholarship

    (1).

    books

    and articles

    (5).

    Film

    can

    work

    effectively

    for

    explorations

    into

    history,

    White

    asserted.

    Indeed,

    it

    could do

    some

    things

    well

    that writing does inadequately. David Herlihy offered a less

    receptive

    response

    to

    Rosenstone's

    generally

    positive

    commen

    tary

    on

    the

    possibilities

    of

    viewing

    history through

    film.

    Herlihy

    said

    film,

    unlike

    scholarship,

    did

    not

    reveal the

    source

    of

    its

    evidence

    and,

    therefore,

    often

    it

    did

    not

    allow the

    quality

    of

    criticism

    leveled

    against

    narratives.

    Nevertheless,

    Herlihy

    main

    tained

    that

    film

    has the

    potential

    to

    vividly

    convey

    a

    sense

    ofthe

    past

    and

    help

    to

    keep

    an

    interest

    in

    history

    alive?much

    like

    historical novels

    (6).

    John

    E.

    O'Connor

    stressed

    Film earned

    greater respect

    in

    the halls of

    academia

    during

    the

    1980s

    and

    1990s when

    some

    of the

    principal

    journals

    of record introduced

    an

    nually

    scheduled

    reviews

    of films. David

    Thelen

    established

    this

    innovation

    for The

    Journal

    of

    Ameri

    can

    History

    when he became

    general

    editor of

    the

    journal

    in

    the mid-1980s.

    "Movie Reviews"

    first

    appeared

    in

    the

    December,

    1986

    issue

    of the

    JAH

    and

    continued

    in

    subsequent

    December

    issues.

    The

    review

    section's

    editor,

    Robert

    Brent

    Toplin,

    announced

    in

    his introduction

    that

    reviewers

    would

    consider

    the

    way

    films

    made

    original

    contributions

    to

    understanding

    and

    addressed

    issues

    that

    were

    the

    subject

    of debate

    by

    historians

    (2).

    In

    1989

    The

    American

    Historical

    Review

    began

    reviewing

    films

    as

    well.

    Robert

    A.

    Rosenstone,

    the AHR's first

    film

    editor,

    announced

    that the

    journal

    would

    "see

    to

    what

    extent

    film

    can

    be used

    to

    represent,

    re

    create, talk

    about,

    and situate us with

    regard

    to the

    John E.

    O'Connor,

    former

    editor

    of

    Film

    &

    History,

    is

    professor

    of

    history

    at New

    Jersey

    Instituteof

    Technology

    and

    Rutgers

    University,

    Newark.

    the

    importance

    of

    film

    and television

    for the

    study

    of cultural

    history.

    He

    argued

    that students

    needed

    instruction

    in

    critiquing

    the visual

    media.

    History

    professionals

    also could

    profit

    from education

    in

    the

    production techniques

    of

    film,

    and

    they

    could

    benefit

    from

    cross-disciplinary

    cooperation

    with

    cinema

    scholars

    (7).

    Robert

    Brent

    Toplin

    sug

    gested

    that filmed

    history

    was

    becoming

    so

    ubiqui

    tous

    that

    it

    was

    appropriate

    to

    view

    filmmakers

    as

    historians. The filmmakers'

    interpretations

    are

    dif

    ferent

    from

    the

    work of

    print-oriented

    scholars,

    he

    noted,

    but their

    dramas and documentaries often

    provide

    quite

    useful

    inquiries

    into

    the

    past

    (8).

    Not

    surprisingly,

    in

    the later

    part

    of

    the

    twentieth

    century

    historians

    gave

    increasing

    at

    tention

    to

    Hollywood's

    treatments

    of

    history.

    Fea

    ture

    films

    were

    intriguing

    subjects

    for

    study

    because

    they

    attracted

    huge

    audiences

    and often excited

    considerable discussion of historical issues in the

    vanished

    world of

    the

    past."

    He

    emphasized

    that films

    presented

    arguments

    about the

    meaning

    of the

    past

    that

    operated by

    rules

    that

    were

    different from those

    found

    in

    written

    history

    (3).

    Rosenstone

    made

    an

    important

    contribution

    to

    that rethink

    ing

    in

    a

    provocative

    AHR

    article

    that introduced

    a

    special

    forum

    on

    film.

    In

    "History

    in

    Images/History

    in

    Words,"

    Rosenstone

    reviewed

    some

    ofthe

    historians'

    positive

    and

    negative

    reactions

    to

    film,

    pointing

    to

    disagreements

    about

    whether

    history

    on

    the

    screen

    could

    address historical

    questions

    with the

    sophistication

    of formal

    scholarship

    and with the

    attention

    to sources

    and

    historiographical

    debates

    that characterized

    much of the best

    academic research.

    Rosenstone

    suggested

    that

    film could

    stimu

    late thinking about history in intriguing ways. An appreciation of

    film's

    significance

    could

    not

    be advanced

    by simplistic

    compari

    sons

    with

    interpretations

    disseminated

    in

    books

    and articles.

    Film

    communicated

    in

    a

    unique

    manner.

    It

    presented

    a

    distinct

    chal

    lenge

    to

    historians.

    History

    in

    images

    suggested

    a

    new

    "analytic

    structure" for

    thinking

    about the

    past

    (4).

    Four

    scholars

    offered

    responses

    to

    Rosenstone's

    analysis. Hayden

    White

    argued

    that

    historical

    interpretation

    involves

    the

    arrang

    ing

    and

    shaping

    of

    stories,

    not

    the

    objective

    representations

    of

    truth.

    All historical

    explanations

    involve

    considerable

    exercise

    of

    creative

    license,

    even

    traditional modes

    of

    interpretation through

    national

    media. Controversial

    movies?such

    as

    Oliver

    Stone's

    Platoon

    (1986)

    and

    JFK

    (1991)?or

    emotionally powerful

    mov

    ies?like

    Steven

    Spielberg's

    Schindler's

    List and

    Saving

    Private

    Ryan

    (1998)?received

    considerable

    attention

    in

    the

    press

    and

    on

    television

    programs.

    A

    blockbuster,

    such

    as

    James

    Cameron's

    Titanic,

    could

    promote

    the sale of

    numerous

    books about

    an event

    depicted

    in

    the

    movies.

    History-oriented

    films

    represent

    only

    a

    small

    portion

    of

    Hollywood's

    releases,

    but

    they

    receive

    a

    great

    deal of critical

    reception.

    From

    1986 until

    2001,

    one or more

    ofthe

    five

    motion

    pictures

    nominated for

    Best Picture

    featured

    a

    story

    set

    in

    the

    past.

    In eleven of these fifteen

    years

    a

    history-oriented

    movie

    won

    the

    Oscar for Best Picture. The eleven history films varied greatly in

    the

    seriousness of

    their

    treatments.

    In

    some

    cases

    the dramas

    related

    only loosely

    to

    conditions

    in

    the

    past,

    while

    in

    other

    cases

    the films

    portrayed specific

    people

    and historical

    situations

    in

    considerable detail.

    History-based

    films

    that

    won

    the

    top

    prize

    included

    Platoon,

    The Last

    Emperor

    (1987),

    Driving

    Miss

    Daisy

    (1989),

    Dances WithWolves

    (1990),

    Unforgiven

    (1992),

    Schindler's

    List,

    Braveheart,

    The

    English

    Patient

    (1996),

    Titanic,

    Shakespeare

    in

    Love

    (1998),

    and

    Gladiator

    (2000).

    The

    year

    that

    Shakespeare

    in

    Love

    won

    the award

    was an

    especially

    notable

    one

    for

    cinematic

    history.

    All five

    nominees

    for

    Best Picture of

    1998 dealt with

    8

    OAH

    Magazine

    of

    History Summer 2002

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    historical

    subjects

    (the

    other

    nominees

    were

    Saving

    Private

    Ryan,

    The Thin

    Red

    Line,

    Life

    is

    Beautiful,

    and

    Elizabeth).

    Some observers have registered sharp complaints

    about

    artis

    tic

    abuses

    prevalent

    in

    Hollywood

    films.

    Articles

    by

    Richard

    Bernstein

    of The

    New

    York

    Times

    and Richard

    N.

    Current,

    a

    Civil

    War

    historian,

    provide

    a

    suggestive

    sampling

    of

    some

    of the

    criticisms leveled

    by

    journalists

    and academicians.

    In

    an

    essay

    entitled,

    "Can

    Movies

    Teach

    History?",

    Bernstein noted that

    many

    of

    Hollywood's

    historical

    treatments

    were

    quite

    disappoint

    ing.

    Moviemakers often

    got

    minor

    details

    right

    in

    their

    depiction

    of

    costumes

    and

    settings,

    but

    their

    stories

    about the

    past

    were

    greatly

    distorted

    (9).

    Bernstein focused

    on

    errors

    committed

    in

    the

    making

    of

    Fat Man and Little

    Boy,

    a

    1989

    movie

    about

    American

    efforts

    at

    Los

    Alamos

    to

    produce

    the

    first

    atomic

    bomb. The

    movie's

    falsehoods

    diminished

    its

    value

    as

    history,

    Bernstein

    concluded.

    Richard Current

    leveled his

    complaints

    in

    "Fiction

    as

    History:

    A Review

    Essay", published

    in

    the

    Journal

    of

    Southern

    History.

    Current

    observed

    that historical

    dramas

    "take

    liberties

    with the

    facts,

    or

    at

    best,

    select

    those

    that have the

    greatest

    visual effect." Real

    ity

    and

    fantasy

    "blend

    more

    and

    more

    into

    an

    inseparable

    mix"

    in

    television and

    Hollywood

    productions,

    he

    complained

    (10).

    Most

    scholars, however,

    have been less scold

    ing

    in

    their

    perspective.

    While

    they

    recognize

    that

    commercial

    films often

    simplify

    informa

    tion,

    manipulate

    evidence,

    and distort the his

    torical

    record,

    they

    maintain

    that

    many

    Hollywood

    movies

    are

    worthy

    of

    professional

    study. These scholars find motion pictures in

    triguing

    not

    only

    for their

    representations

    of

    history

    but also

    for

    other

    insights

    that

    yielded

    from these

    investigations.

    Edited

    works have demonstrated

    a

    variety

    of

    ways

    that

    scholars work with

    Hollywood

    movies.

    John

    E.

    O'Connor

    and

    Martin

    A.

    Jackson

    edited

    an

    important

    anthology

    in

    this

    regard

    in

    1979.

    American

    History

    I

    merican Film

    showed that

    a

    study

    of

    popular

    cinema

    can

    throw

    light

    on

    impor

    tant

    issues

    related

    to

    American

    history.

    O'Connor's

    and

    Jackson's

    anthology

    featured

    essays

    on

    fourteen commercial films.

    Some of

    the

    chapters

    focused

    on

    period

    or

    historical

    movies,

    such

    as

    The

    Big

    Parade

    (1925)

    and

    Viva

    Zapata

    (195

    2).

    Other

    chapters

    exam

    ined

    entertainment

    films that

    seemed

    important

    because

    their

    stories

    reflected

    concerns

    of the American

    people

    at

    the

    time

    of

    their

    production.

    These

    movies

    include

    Invasion

    of

    the

    Body

    Snatchers

    (1956),

    Dr.

    Strangelove

    (1964),

    and

    Rocky

    (1976).

    American

    History/American

    Film

    is

    a

    rather

    old volume

    in

    the fast

    growing

    field

    of

    historical

    scholarship

    on

    film,

    yet

    it continues to

    hold

    up

    well

    as a

    sophisticated

    presentation

    of the

    ways

    that

    historians

    can

    examine

    Hollywood

    as a source

    of

    insights

    on

    the

    American

    past

    (11).

    Pastlmperfect:

    History

    According

    to

    the

    Movies

    (1996)

    is

    another

    useful

    anthology

    on

    the

    subject

    of

    Hollywood

    and

    history.

    Editor

    Mark Carnes

    brought together

    sixty

    outstanding

    historians

    and

    writers

    for

    a

    wide-ranging

    discussion

    that covered

    more

    than

    one

    hundred

    popular

    motion

    pictures.

    In his

    introduction,

    Carnes

    points

    out

    that

    many

    of the authors first

    became

    attracted

    to

    history

    when

    they

    viewed

    movies

    as

    youngsters.

    He

    suggests

    that

    movies

    "often teach

    important

    truths

    about the human

    condi

    tion"

    (12).

    While

    the

    history depicted

    in

    motion

    pictures

    is

    certainly

    not

    accurate

    in

    every

    detail,

    it

    can

    stimulate useful

    dialogues

    about

    the

    past.

    The authors that

    Carnes

    assembled

    in

    this

    work

    evidently responded

    to

    his call

    for

    an

    open-minded

    view

    of

    popular

    film.

    Several contributors

    provided generally

    favorable

    reviews

    ofthe

    films

    they

    examined.

    Interestingly, though,

    some

    of

    the harshest

    criticism

    leveled

    in

    the

    book

    applied

    to

    motion

    pictures

    about

    the

    experiences

    of African

    Americans

    and

    Native

    Americans.

    The

    commentators

    objected

    to

    the

    movies'

    insensi

    tive

    portrayals

    of

    minorities.

    Robert

    Brent

    Toplin

    has also

    offered

    some

    generally

    appreciative

    assessments

    of

    Hollywood's

    treatment

    of

    history.

    Toplin

    recognizes

    many

    of the

    complaints

    about

    artistic

    license

    in

    History B31

    Hollywood:

    The

    Use

    and

    Abuse

    of

    the

    American Past

    (1996),

    but he also

    observes

    that,

    "filmmakers

    often

    approach

    histori

    cal

    subjects

    with

    genuine curiosity

    about

    the

    past"

    (13).

    As well

    as

    focusing

    on

    the filmmakers'

    interpretations

    of

    history

    as

    depicted

    in

    the

    final

    product, Toplin

    investigates

    the

    production

    histo

    ries

    and considers

    how

    producers,

    writers,

    and

    directors

    struggled

    and

    often

    disagreed

    as

    they

    attempted

    to

    shape

    stories

    for the

    movies.

    He also

    places films in the context of their times, observing

    that

    contemporary

    sociopolitical

    conditions

    some

    times

    made

    a

    significant

    impact

    on

    the filmmakers'

    storytelling. Toplin's

    edited

    work,

    Oliver

    Stone's

    USA

    (2000),

    features

    assessments

    ofthe

    controver

    sial

    Hollywood

    director's

    movies

    by

    scholars

    and

    journalists

    and

    includes

    Stone's

    two

    lengthy

    responses

    to

    his

    critics

    (14).

    In

    Reel

    History:

    In

    Defense ofHoRywood,

    scheduled

    for release

    in

    October

    2002,

    Toplin provides

    a

    rationale

    for the moviemakers'

    exercises

    in

    artistic

    license.

    Cinematic

    history

    is

    a

    genre,

    he

    argues,

    and

    filmmakers have

    developed

    a

    number of successful

    strategies

    over

    the

    years

    that

    help

    to

    make their

    history-oriented

    movies

    popular.

    Critics

    who

    fail

    to

    take

    account

    of these

    techniques

    can

    easily

    get

    bogged

    down

    in

    complaints

    about

    petty

    details

    and

    fictional

    flour

    ishes

    while

    failing

    to

    recognize

    the

    movies'

    broader contributions

    to

    the

    public's

    thinking

    about the

    past

    (15).

    Of

    course,

    many

    film scholars

    give

    less

    attention

    to

    the

    filmmakers'

    interpretations

    of

    history

    and

    express

    greater

    interest

    in

    the

    ways

    in

    which historical

    and/or

    period productions

    serve

    as

    commentaries

    on

    contemporary

    issues.

    Artists,

    they

    say,

    often

    use

    history

    to

    suggest

    judgments

    about modern

    economic,

    social,

    and

    political

    problems.

    Pierre Sorlin offered

    a

    particularly

    strong

    statement

    of

    this

    perspective

    in

    1980. He

    said

    filmed

    history

    is

    "a

    mere

    framework,

    serving

    as a

    basis

    or a

    counterpoint

    for

    a

    political

    Robert

    A.

    Rosenstone,

    author

    of

    several books

    on

    film,

    is

    film editor

    for

    the

    American

    Historical Review.

    OAH

    Magazine

    of

    History Summer 2002

    9

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    thesis.

    History

    is

    no more

    than

    a

    useful

    device

    to

    speak

    of

    the

    present

    time." A

    student

    of

    scholarship

    on

    historical

    film will

    find

    this poignant

    statement

    quoted

    in

    many

    books and articles.

    Sorlin's observation

    is

    provocative

    but

    too

    simplistic.

    Obviously,

    filmmakers often

    summon

    history

    to

    fashion

    stories

    with

    meaning

    for the

    present,

    but

    their

    motivation

    for

    making

    movies

    is

    hardly

    as

    one-dimensional

    as

    Sorlin

    suggests.

    Teachers

    and scholars

    treat

    movies

    superficially

    if

    they briskly

    dismiss

    almost all of the

    filmmakers'

    perspectives

    on

    history primarily

    as

    metaphors

    that

    address

    current

    issues.

    Leger

    Grindon

    cites

    Sorlin

    and

    applies

    his

    perspective

    engag

    ingly

    in

    Shadows

    on

    the Past: Studies

    in

    theHistorical

    Fiction

    Film

    (1994).

    Historical

    movies

    are

    products

    of the

    times

    as

    well

    as

    attempts

    to

    represent

    the

    past,

    observes

    Grindon.

    In

    his

    study

    of

    Jean

    Renoir's 1938

    movie,

    La

    Marseillaise,

    for

    example,

    Grindon

    sees

    the

    movie

    as more

    than

    just

    an

    investigation

    of the French

    Revolution.

    The film's

    story

    also

    serves

    to

    present

    a

    passionate

    argument

    in

    behalf

    of the

    Popular

    Front

    in

    1930s France. Simi

    larly,

    Warren

    Beatty's

    Reds

    (1981)

    represents

    more

    than

    just

    a

    drama

    about

    an

    idealistic American

    who became

    involved

    in

    Russia's

    Bolshevik

    revolution. Grindon

    believes

    the movie's char

    acterizations

    speak

    to

    divisions and

    problems

    faced

    by

    representa

    tives

    ofthe American Left

    in

    the

    1970s

    (16).

    In

    some

    respects,

    Siegfried

    Kracauer deserves

    credit for stimulat

    ing

    historians'

    thoughts

    about

    opportunities

    to

    read

    subtle

    mean

    ings

    from the

    stories

    depicted

    in

    film. Kracauer

    published

    a

    provocative

    book

    shortly

    after the

    end of World

    War II

    that

    represented

    a

    psychological

    interpretation

    of German

    film.

    In

    From

    Caligari

    to

    Hitler

    (1947)

    Kracauer

    argued

    that

    films created

    during

    theWeimar Republic contained significant elements that pointed

    toward

    the totalitarian

    regime

    that

    materialized

    in

    Germany

    during

    the

    following

    decade.

    A

    study

    of

    movies,

    then,

    could reveal the

    psychological

    makeup

    of

    a

    society.

    Kracauer arrived

    at

    his conclu

    sion

    by

    examining

    motion

    pictures

    such

    as

    The Cabinet

    of

    Dr.

    CoIigan(1919),I>.Mahi5e:TheGaTrAkr(1922),Waxu;orks(1924),

    and The

    Last

    Laugh

    (1924).

    Many

    of these

    films,

    said

    Kracauer,

    presented

    viewers with

    a

    psychological

    choice between chaos and

    tyranny.

    Of

    course,

    Kracauer had

    the

    advantage

    of

    hindsight.

    He

    could

    select

    movies

    that fit

    into

    his

    image

    of

    a

    Germany

    destined for

    dictatorial

    rule

    (17).

    Not

    surprisingly,

    a

    number of

    film

    scholars

    have

    challenged

    his conclusions. Anton

    Kaes',

    in

    From Hitler

    to

    Heimat: The

    Return

    of

    History

    as

    Film

    (1989),

    offers

    a more

    sophis

    ticated

    analysis

    of German

    cinema

    that

    examines

    the

    ways

    in

    which

    Germans

    struggled

    with their

    identity

    in

    the

    post-war

    years

    through

    depictions

    of the

    Nazi

    past

    (18).

    Some

    scholars have

    attempted

    to

    move

    away

    from

    familiar

    discussions

    about

    the

    movies

    treatment

    of

    history by

    approaching

    film from

    a

    post-modern

    perspective.

    These

    investigators

    appreci

    ate

    movies

    that

    examine

    that

    past

    in

    innovative,

    provocative,

    and

    unorthodox

    ways.

    They

    enjoy

    films that break

    away

    from

    Hollywood's

    linear

    approach

    (the

    familiar

    structure in

    which

    stories

    have

    a

    recognizable beginning,

    middle,

    and

    end).

    Enthusi

    asts

    of

    a

    post-modern

    perspective appreciate

    motion

    pictures

    that

    raise

    more

    questions

    than

    they

    answer.

    They

    like

    motion

    pic

    tures

    that

    leave

    matters

    unre

    solved

    in

    the

    end

    (Hollywood,

    they

    argue,

    works

    too

    frequently

    toward

    closure,

    especially

    by

    com

    posing

    stories

    with

    happy

    end

    ings).

    Post-modernists also

    praise

    films that shock

    viewers

    with

    images

    that

    juxtapose

    references

    to

    both the

    past

    and

    the

    present.

    Sumiko

    Higashi

    and Robert

    A. Rosenstone demonstrate this

    kind of

    appreciation

    in

    connec

    tion

    with

    two

    films: Walker

    (1987)

    and

    JFK

    (1992).

    Walker

    deals with the adventures

    ofWil

    liamWalker

    in

    Nicaragua

    in

    the

    1850s,

    the adventurer

    who

    suc

    ceeded

    briefly

    in

    taking

    control

    of the small Central

    American

    country

    (later

    Walker

    was

    executed

    by

    Honduran

    authorities).

    The

    movie

    includes

    some

    modern references

    in

    its

    imagery?

    including

    a

    Mercedes-Benz,

    a

    Zippo

    lighter,

    a

    computer,

    a

    heli

    copter,

    and

    copies

    of

    Time,

    Newsweek,

    and

    People

    magazines.

    In

    these and other

    scenes

    Walker references both

    the

    Vietnam War

    and

    the

    Sandinista-Contra

    conflict

    in

    Nicaragua

    and

    suggests

    critical

    questions

    about the

    impact

    of

    U.S. economic

    and

    military

    interventions

    in

    Latin

    America

    and the world

    (19).

    Both Higashi and Rosenstone praise Oliver Stone's JFK, too,

    for

    its

    lively

    experimentation.

    Rosenstone

    acknowledges

    that the

    motion

    picture fudged

    some

    details about the

    Kennedy

    assassina

    tion,

    but he

    argues

    that

    it

    effectively questioned

    official "truths."

    He

    points

    out

    that

    the

    film confronted audiences with

    a

    provoca

    tive

    and

    important

    question:

    "Has

    something

    gone wrong

    with

    America

    since

    the

    sixties?" Whatever the

    movie's

    flaws,

    says

    Rosenstone, "JFK

    has

    to

    be

    among

    the

    most

    important

    works of

    American

    history

    ever

    to

    appear

    on

    the

    screen"

    (20).

    When

    writing

    more

    broadly

    about

    the historian's

    relationship

    to

    film,

    Rosenstone

    suggests

    that

    teachers and scholars need

    to

    see

    beyond

    small

    errors

    and

    distortions

    and observe the

    big

    picture. They

    should

    recognize,

    he

    writes,

    "that

    film will

    always

    include

    images

    that

    are at

    once

    invented

    and

    true: true

    in

    that

    they symbolize,

    condense,

    or

    summarize

    larger

    amounts

    of

    data;

    true

    in

    that

    they

    impart

    an

    overall

    meaning

    of the

    past

    that

    can

    be

    verified,

    documented,

    or

    reasonably argued"

    (21).

    Both

    Higashi

    and

    Rosenstone

    appreciate

    Walker,

    JFK,

    and

    other

    avante-garde

    movies

    that eschew

    traditional

    storytelling

    techniques.

    They

    applaud

    filmmakers'

    panache

    in

    mixing

    genres,

    presenting

    odd

    juxtapositions,

    incorporating

    sarcasm

    and

    humor,

    creating

    temporal

    jumps,

    and

    generally

    promoting postmodern

    perspectives

    (22).

    Movies that

    explore

    new

    modes of

    communica

    tion

    confront

    audiences with

    a

    "multiplicity

    of

    viewpoints,"

    says

    Warren

    Beatty's

    Reds

    demonstrates

    the

    problems

    faced

    by

    theAmerican Left

    in

    the

    1970s.

    10

    OAH Magazine

    of

    History Summer

    2002

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    Rosenstone.

    These films

    challenge

    audiences

    to

    think

    differently,

    to

    "revision"

    the

    past

    (23).

    There

    are

    numerous

    other issues related

    to

    Hollywood's role in

    American life that have

    intrigued

    historians,

    and these themes

    can

    only

    be

    addressed

    briefly

    in

    this

    introductory

    commentary.

    Students

    of

    film

    who wish

    to

    consider the

    importance

    of the

    Hollywood

    movie

    industry

    in

    American

    culture

    over

    the twentieth

    century

    will

    find Robert

    Sklar's Movie-Made

    America

    (second edition, 1994)

    a

    useful

    point

    of

    departure.

    Sklar's

    popular

    study

    traces

    the

    growth

    of

    the

    movie

    industry

    from

    its

    early

    days

    of

    appeal

    to

    immigrants

    and

    working-class

    Americans

    to

    its

    modern

    developments, including

    the

    rise

    of

    independent-minded

    directors who

    challenged

    the

    formulaic

    practices

    ofthe

    big

    studios

    (24).

    Neil Gabler's

    An

    Empire

    of

    Their

    Own:

    How the

    Jews

    Invented

    Hollywood

    (1989)

    provides

    a

    provocative

    and

    ultimately

    controver

    sial

    picture

    of the

    Jewish

    immigrants

    who

    eventually

    dominated

    much

    of

    the

    Hollywood

    studio

    system

    (25).

    In

    Hollywood's

    America:

    Social

    and

    Politi

    cal

    Themes

    in

    Motion Pictures

    (1996)

    Stephen

    Powers,

    David

    J.

    Rothman

    and

    Stanley

    Rothman

    argue, provoca

    tively,

    that

    many

    ofthe modern

    execu

    tives

    who dominate

    Hollywood

    are

    more

    liberal than

    many

    of their

    critics

    imagine

    (26).

    Historians have

    long

    been fasci

    nated with the

    issue

    of

    censorship.

    The

    subject

    is

    appealing,

    in

    part,

    be

    cause it connects social issues to

    poli

    tics.

    Historians

    and their

    colleagues

    in

    cinema

    studies

    have

    published

    numerous

    books

    and

    articles

    about

    the

    campaigns

    to

    regulate

    content in

    movies,

    particularly

    sexual

    material.

    Garth S.

    Jowett's

    Film:

    The

    Democratic Art

    presents

    a

    useful

    overview

    of

    the

    subject. Gregory

    Black's

    Hollywood

    Cen

    sored:

    Morality

    Codes,

    Catholics,

    and the

    Movies

    (1996)

    offers

    an

    informative

    review

    of

    principal developments

    that led

    to

    Hollywood's

    plan

    for

    self-regulation:

    the

    Production

    Code

    (27).

    Also,

    Kathryn

    H.

    Fuller,

    Ian

    C.

    Jarvie

    and Garth

    S.

    Jowett

    have

    compiled

    an

    instructive

    investigation

    of

    a

    particular

    controversy

    related

    to

    regulatory

    issues

    in

    Children and theMovies:

    Media

    Influence

    and

    the

    Payne

    Studies

    Controversy

    (1996)

    (28).

    Government's

    role

    in

    influencing

    the

    stories

    Hollywood

    presented

    to

    the

    public

    receives

    intelligent

    treatment

    in

    Clayton

    R.

    Koppes

    and

    Gregory

    D.

    Black,

    Hollywood

    Goes

    to

    War:

    How

    Politics and

    Propaganda

    Shaped

    World War

    11

    Movies

    (1990).

    Franklin D.

    Roosevelt's

    administration worked

    closely

    with

    Hollywood

    executives

    and

    artists

    in

    an

    effort

    to ensure

    that

    commercial movies

    contributed

    to

    the

    American

    war

    effort

    (29).

    Todd Bennett

    provides

    a

    detailed examination

    of the

    Washington-Hollywood

    connection

    as

    it

    related

    to one

    movie

    in

    "Culture, Power,

    and Mission

    to

    Moscow:

    Film

    and

    Soviet

    American

    Relations

    During

    World War

    II."

    He

    shows

    that

    American audiences

    generally

    dismissed

    Mission

    to

    Moscow

    as

    unmitigated propaganda,

    but

    Joseph

    Stalin and other

    Soviet

    leaders embraced the movie

    as a

    flattering vision of their society.

    This

    positive

    reaction

    helped

    to

    bring

    a

    reintroduction of

    Hol

    lywood

    films

    into

    the

    Soviet Union.

    That

    development exposed

    Russian

    audiences

    to

    pictures

    of American

    prosperity.

    In

    the

    long

    run,

    Hollywood

    movies

    undermined Soviet

    arguments

    about the

    success

    of

    their

    communist

    system

    (30).

    Historians have

    devoted less

    scholarship

    to

    documentary

    films

    (including

    the

    many

    that

    appear

    on

    television),

    and there

    is

    certainly

    a

    need

    for

    greater

    professional

    assessment

    of

    the

    genre.

    Erik

    Barnouw

    offers

    a

    good

    starting

    point

    for

    examining

    major

    developments

    in

    documentary

    filmmaking

    in

    a

    classic

    study, Documentary:

    A

    History of

    theNon-Fiction

    Film

    (1993)

    (31).

    John

    O'Connor

    has

    edited

    a

    useful

    anthology

    that features stud

    ies

    of

    important

    documentary

    films:

    American

    History

    I

    merican

    Televi

    sion:

    Interpreting

    the

    Video

    Past

    (1983)

    (32).

    A

    detailed

    examination of

    an

    influential

    documentary

    program

    can

    be found

    in

    Robert

    Brent

    Toplin,

    editor,

    Ken Burns's

    The

    Civil

    War:

    Historians

    Respond

    (1996).

    The book

    features both

    praise

    and criticism of

    the

    popular

    television

    series

    from

    a

    group

    of

    prominent

    Civil War schol

    ars.

    At

    the

    end

    of

    the volume film

    maker

    Ken

    Burns

    and

    the

    TV series'

    writer, Geoffrey Ward, respond to

    the

    scholar's

    comments

    (33).

    These

    are

    just

    a

    few ofthe

    many

    books and

    articles

    that

    have drawn

    attention

    to

    the

    rel

    evance

    of

    film

    in

    the

    study

    of

    history.

    The

    outpouring

    of this

    scholarship

    in

    recent

    years

    has

    certainly

    been

    impressive.

    After

    years

    of

    relative

    neglect

    in

    the historical

    profession,

    a

    burst

    of interest

    and

    research

    occurred late

    in

    the twentieth

    century.

    Today,

    teachers

    and

    scholars

    no

    longer

    stand

    aloof

    from the

    moving

    image,

    as

    many

    of

    their

    predecessors

    did

    in

    previous

    decades. Historians of

    the

    twenty-first

    century

    recognize

    that film

    and

    television

    can

    project

    enormously

    influential

    visions

    ofthe

    past.

    Accordingly,

    they

    understand

    the

    value of

    incorporating

    a

    study

    of

    the

    moving image

    in

    their classroom

    instruction.

    Endnotes

    1.

    John

    E.

    O'Connor, ed.,

    Image

    as

    Artifact:

    The

    Historical

    Analysis

    of

    Film and

    Television

    (Malabar,

    FL: R.E.

    Krieger Publishing

    Company,

    1990).

    2

    Robert

    Brent

    Toplin, History B;y

    Hollywood:

    The

    Use

    and Abuse

    of

    the American

    Past

    (Champagne-Urbana:

    University

    of

    Illinois

    Press,

    1996).

    3

    Robert

    A.

    Rosenstone,

    "Film

    Reviews:

    Introduction,"

    American

    Teachers and

    scholars

    treat

    movies

    superficially

    if

    they

    briskly

    dismiss almost all of

    the

    filmmakers'

    perspectives

    on

    history

    primarily

    as

    metaphors

    that address

    current

    issues.

    OAH

    Magazine

    of

    History

    Summer

    2002

    11

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    7/7

    Historical

    Review

    94,

    no.4

    (October, 1989):

    1031-1033.

    4

    Robert

    A.

    Rosenstone,

    "History

    in

    Images/History

    in

    Words:

    Reflections

    of

    the

    Possibility

    of

    Really Putting History

    Into

    Film,"

    American

    Historical

    Review

    93,

    no.5

    (December,

    1988),

    1173-1185.

    5

    Hayden

    White,

    "Historiography

    and

    Historiophoty,"

    American

    Historical

    Review

    93,

    no.

    5

    (December,

    1988),

    1193-1199.

    6

    David

    Herlihy,

    "Am I

    a

    Camera? Other

    Reflections

    on

    Film

    and

    History,"

    American

    Historical

    Review

    93,

    no.

    5

    (December,

    1988),

    1186-1192.

    7

    John

    E.

    O'Connor,

    "History

    in

    Images/Images

    in

    History:

    Re

    flections

    on

    the

    Importance

    of

    Film and Television

    Study

    for

    an

    Understanding

    ofthe

    Past,"

    American

    Historical

    Review

    93,

    no.

    5

    (December,

    1988),

    1200-1209.

    8

    Robert

    Brent

    Toplin,

    "The Filmmaker

    as

    Historian,"

    American

    Historical Review

    93,

    no.

    5

    (December, 1988),

    1210-1227.

    9 Richard Bernstein, "Can Movies Teach

    History?"

    New York

    Times,

    26

    November, 1989,

    sec.

    2,

    1.

    10 Richard

    N.

    Current,

    "Fiction

    as

    History:

    A Review

    Essay,"

    Journal

    of

    Southern

    History

    52,

    no.

    1

    (February,

    1986),

    77-90.

    11

    John

    E.

    O'Connor

    and

    Martin

    A.

    Jackson,

    eds.

    American

    History/

    American Film:

    Interpreting

    the

    Hollywood

    Image

    (New

    York:

    Ungar

    Publishing

    Co., 1979).

    12

    Mark

    C.

    Carnes,

    ed.,

    Past

    Imperfect:

    History

    According

    to

    the

    Movies

    (New

    York:

    Henry

    Holt and

    Co, 1995).

    13

    Toplin,History By

    Hollywood.

    14

    Robert

    Brent

    Toplin,

    ed.,

    Oliver

    Stone's USA:

    Film,

    History,

    and

    Controversy

    (Lawrence,

    KS:

    University

    Press

    of

    Kan

    sas,

    2000).

    15 Robert Brent Toplin, Reel History: In Defense of Hollywood

    (Lawrence,

    KS:

    University

    Press of

    Kansas,

    2002.

    (Scheduled

    fore

    lease

    in

    October, 2002)

    16

    Leger

    Grindon,

    Shadows

    on

    thePast:

    Studies

    in

    theHistorical

    Film

    (Philadelphia: Temple

    University

    Press, 1994).

    17

    Siegfried

    Kracauer,

    From

    Caliban

    to

    Hitler:

    A

    Psychological

    History ofthe

    German Film

    (Princeton:

    Princeton

    University

    Press, 1947).

    18 Anton

    Kaes,

    From Hitler

    to

    Heimat:

    The

    Return

    of History

    (Cambridge,

    MA:

    Harvard

    University

    Press,

    1989).

    19

    Sumiko

    Higashi,

    "Walker

    and

    Mississippi Burning:

    Postomodernism Versus

    Illusionist

    Narrative,"

    in

    Alan

    Rosenthal, ed.,

    Why

    Docudrama?

    Fact-Fiction

    on

    Film

    and

    Television

    (Carbondale,

    IL:

    Southern Illinois

    University

    Press,

    1999),

    351-352.

    20 Robert A.

    Rosenstone,

    "JFK:

    Historical

    Fact/Historical

    Film,"

    in

    Rosenthal,

    ed.,

    Why

    Docudrama?,

    339.

    21

    Robert

    A.

    Rosenstone,

    Visions

    ofthe

    Past:

    The

    Challenge

    of

    Film

    to

    Our Idea

    of

    History

    (Cambridge,

    MA:

    Harvard

    University

    Press, 1995),

    71.

    22

    Robert

    A.

    Rosenstone,

    "The

    Future

    ofthe

    Past: Film and the

    Beginnings

    of Postmodern

    History,"

    in

    Vivian

    Sobchack,

    ed.,

    The

    Persistence

    of

    History:

    Cinema,

    Television,

    and theModern

    Event

    (New

    York

    and London:

    Routledge,

    1996),

    205.

    23

    Ibid.,

    206.

    24

    Robert

    Sklar,

    Movie-Made America:

    A

    Cultural

    History

    of

    American

    Movies,

    second ed.

    (New

    York:

    Vintage

    Books, 1994).

    25

    Neil

    Gabler,

    An

    Empire of

    Their

    Own: How

    the

    Jews

    Invented

    Hollywood

    (New

    York:

    Crown,

    1988).

    26

    Stephen

    Powers,

    David

    J.

    Rothman,

    and

    Stanley

    Rothman,

    Hollywood's

    America:

    Social and Political

    Themes

    in

    Motion

    Pictures

    (Boulder,

    Col.:

    Westview

    Press, 1996).

    27

    Garth

    S.

    Jowett,

    Film:

    The Democratic

    Art

    (Boston: Little,

    Brown

    and

    Co., 1976).

    28

    Kathryn

    H.

    Fuller,

    Ian

    C.

    Jarvie,

    and

    Garth

    S.

    Jowett,

    Children

    and the

    Movies:

    Media

    Influence

    and

    the

    Payne

    Studies Contro

    versy

    (Cambridge,UK: Cambridge

    University

    Press, 1996).

    29

    Clayton

    R.

    Koppes

    and

    Gregory

    D.

    Black,

    Hollywood

    Goes

    to

    War: How

    Politics,

    Profits

    and

    Propaganda

    Shaped

    World

    War 11

    Movies (New York: The Free Press, 1987).

    30

    Todd

    Bennett,

    "Culture, Power,

    and

    Mission

    to

    Moscow:

    Film

    and Soviet-American

    Relations

    During

    World

    War

    II,"

    The

    Journal

    of

    American

    History,

    vol.

    88,

    no.

    2

    (September,

    2001),

    489-518.

    31

    Erik

    Barnouw,

    Documentary:

    A

    History

    ofthe

    Non-Fiction

    Film

    (New

    York: Oxford

    University

    Press,

    1993)

    32

    John

    E.

    O'Connor, ed.,

    American

    History,

    American Television:

    Interpreting

    theVideo

    Past

    (New

    York:

    Ungar

    Publising

    Co.,

    1983).

    33

    Robert

    Brent

    Toplin,

    ed.

    Ken

    Burns's The

    Civil

    War:

    Historians

    Respond

    (New

    York:

    Oxford

    University

    Press, 1996).

    Robert Brent Toplin isa professor of history at theUniversity ofNorth

    Carolina

    at

    Wilmington

    where he teaches

    film

    and United

    States

    history.

    Jason

    Eudy

    is

    a

    graduate

    student

    at

    the

    University

    of

    North

    Carolina

    at

    Wilmington.

    He

    is

    concentrating

    on

    the

    study

    of

    film.

    IBSIflRVI^RHiHMIHHIHHHHk

    12

    OAH

    Magazine

    of

    History Summer 2002

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