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Risk & Regulatory
Risk & Regulatory
At EisnerAmper Ireland, we design and deliver business and compliance solutions to make trade happen.
Risk & Regulatory
Specialist servicesREGULATORY AUTHORISATION SUPPORT REGULATORY ADVISORY SERVICES
COMPLIANCE & RISK MANAGEMENT BOARD SUPPORT AND TRAINING
• Assisting international groups setting up operations in Ireland to access European markets
• Providing authorisation application support to groups and investors seeking to enter the Irish and wider European markets
• Providing interim resources to operationalise the programme of operations following authorisation
• Supporting organisations throughout the regulatory engagement lifecycle
• Assessing of organisations’ current risk management frameworks
• Risk Mitigation Programme support• Designing and developing integrated risk and
compliance frameworks
• Fulfilling Pre-Approval Controlled Function (“PCF”) roles (PCF 11, 12, 13, 14, 15 and 39)
• Supporting PCF role-holders to meet their objectives
• Outsourcing of activities to fulfil:- Compliance function- Finance function- Internal Audit function
- Risk Management function
• Preparing compliance briefings for discussion with the board covering new / pending legislation, marketplace intelligence, regulatory sanctions and impacts thereof
• Supporting the board in responding to and implementing any changes required relating to evolving needs
• Supporting board members through regulatory engagements, e.g. PRISM interview preparation
• Providing support structures for boards to enable them to demonstrate their compliance with regulatory requirements and expectations
We are specialist accountants with a niche focus on three markets; Financial Services, International Trade and Government. Our focus on these markets, combined with our multidisciplinary and diverse team is what makes us unique.
Our specialist Risk & Regulatory team includes former regulators, senior business professionals, engineers and data scientists with experience across the insurance, banking, investment firms and funds industries.
Why us
Good compliance is good business.
Risk & Regulatory
Globalcapability
200 1,700partners professionals
Irish Banking Institution Global Reinsurer
EU Insurance and MiFID Group Global Aviation Group
Supporting the compliance and regulatory risk functions of one of Ireland’s pillar banks on the development and implementation of its regulatory engagement strategy.• Design and delivery of processes for responding
to and complying with risk mitigation programme issues.
• Conducting quality assurance reviews on the effectiveness and embeddedness of policy and process changes.
Working with the Irish Board, benchmarked the business’s governance and control framework against best practice and regulatory requirements.• Worked with management to enhance the full
policy and process suite. • Implemented revised system of governance
via cloud-based RegTech solution, thereby achieving demonstrable compliance.
• Governance and control RegTech solution is now licensed to, and used by, management.
Irish subsidiaries of a German insurance group looking to outsource its compliance function.• Outsourcing of all compliance function
activi ties for the MiFID firm and Asset Manager.
• PCF Head of Compliance role holder.• Preparation of risk based annual compliance
plan for board approval.• Implementation of monthly monitoring
activities.• Board reporting and attendance at board
meet ings on compliance matters.
One of the world’s largest independent aircraft leasing companies seeking advice and input on regulatory matters for the group’s MiFID entity.• Preparing compliance briefings for discussion
with the board covering new / pending legislation, marketplace intelligence, regulatory sanctions and impacts thereof.
• Project support – workstream lead on risk and regulatory policy aspects.
• Workflow and process enhancements via cloud-based solution delivery.
Case studies
Through EisnerAmper Global, we leverage the experience and expertise of 200 partners and 1,700 professionals across Ireland, Singapore, Cayman, London and the US.
Membership of Allinial Global and Premier International Associates provides our clients with access to accountants in virtually every country worldwide.
Risk & Regulatory
Key contacts
Dave MontgomeryPartner, Risk & Regulatory
DD: + 353 1 2933 [email protected]
Ray KellyPartner, Financial Services & Audit
DD: + 353 1 2933 [email protected]
Iwona CyranskaAssistant Manager, Risk & Regulatory
DD: + 353 1 2934 [email protected]
Tom BrennanPartner, Risk & Regulatory
DD: + 353 1 2934 [email protected]
Audrey Rigley-Smyth Manager, Risk & Regulatory
DD: + 353 1 2933 [email protected]
Yevgeniy PodkladnevRegulatory Compliance Executive
DD: + 353 1 2933 [email protected]
Your specialist team of regulatory and industry experienced professionals providing business and compliance solutions.
© EisnerAmper Ireland is an independent member of EisnerAmper Global Limited.For further information please visit our website www.eisneramper.ie
DUBLIN | NEW YORK | SAN FRANCISCO | MIAMI | DALLAS | CAYMAN | TEL AVIV | LONDON | SINGAPORE
