Rhesa H Barksdale Financial Disclosure Report for 2009

8/3/2019 Rhesa H Barksdale Financial Disclosure Report for 2009

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I A o t 0 ] FI NANCI AL DI SCLOS URE REPOR T R e p o r t R e q u i r e d b y th e Ethicsin Government Act of 1978I~ . t/2oto [ FOR CALENDAR YEAR 2009 0 u.s.c, app. ~ lo t-rio

I M P O R T A N T N O T E S : ~e instruc~ion~ accornmnylne this form m ust be followe ,t Co mplete all parts,checMng the NO NE box fo r ear.h part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . c R , ~ , ,n , g i , . ~ i ~ ,, a o , , i ., ,: s , ,m . ~ - t 3 , , f f it i , ,gN O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI.2.

3.

5.

. : 2 ;I

I1. AGREEMENTS. (R wom.~ ~.~a.,t o.~y; ~,~ t4-t~ of filing instructions.) .... ,~ N O N E ( N o reportable agreements.) " . . . -

D A T E P A R T IE S A N D T E R M ~I.


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FINANCIAL DISCLOSURE REPORT N.=, of r, ,~o, R,~,= V.t, ot Iage 2 of 11 ~=~d =~ ~h = . H .I II . N O N -IN V E ST ~ N T IN C O M E . (~ m . ~ ~ .,~ ,po ~ ; ~,, ~ ~z-u o~a~A. Fliers Non-lnv~tment Income

N O N E (No reporeable non-inves~ent income.)~ATE SOURCE A~ ~PE (you~, not

1.2.3.4,

g. Spou ses Non-lnves~ent Income -/f~o~ ~,, m=~ d ~g any po~on of t~ r~poran$ y ear. 0~11~(~llar amoum aot ~u~ed ~ce~for honor~la.)

~ N 0 ~ ~ o reportable non-investment income.)S O U R C g A N D

I. 2009 ~e Eye.day Gou~t - p~ ~ sal~2 .3.4.

I V . R EI MB U R S EM EN T S -,,o,,po,,.ao,.(Includes thoat to spouse and d ependent children," see pp. 2J-2 7 of filing instructions.)

N O N E ( N o reportable reimbursem enCs.)S _ S _ _ Q U R C E DATES L O C A T I O N PU R PO SE ITE MS PA ID O R PR O V ID E D

I.2 .3.4.5.


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FINANCIAL DISCLOSURE REPOR TPage 3 of 1 1 B a r l ~ d a l e , R h e s a I ! . 0 4 / 2 8 / 2 0 1 0

~ NO~ ~o reportable gi~s.)~CE DESCR~ON

1.2.3.4.5.

D N O N E (No reportable liabilities.)

I. USAA Credit Card J2. Citi Credit Card J3. Capital One Credit Card N o ne4. Chase Credit Card J5. UB S Credit Card M6. First Commercial Bank Loan L7.8.9,


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FINANCIAL DISCLOSURE REPOR T NPage 4 of 1 1 B a r k a d a l e , R h e s a H .

[04/28/2010

VII. INV ESTMENTS and TRUSTS - ~,co.+, ~t. . , , , .=oct. , a.aa. ,~,e of ~ .~ ~,~,~ .~##~; ~,~ ~ ~o 0 / ~ , . , ~ . ~N O ~ ~o repomable income, ~sets, or ~a~actiom.)

& B. ] C. D.~fipti~ of~sc~ I~o~ during(incl~ing ~st ~) ~ng ~

, GrinPI~"(X)" ~ffer each a~et Am~t T~ (*.~, [ Value VaI~ T~ (e.g., ~te V a l u e IdentiW of

I.

4. Pecan Lane Apts. Ltd (See section VIII) A Dis~bution J R

7. UBS Fin. Sty. Resource Mgmt Acct None J T

8. ---] IRA: UBS Fin. Srv. Rtmnt Mny FD N o n e J T

9. ~ IRA: Amer. Fds Growth Fd of Amer. A D i v i d e n d K TM u t . F u n d C 1 A

1 0 .

I1 .

1 2 .

1 3 . Amer. Fds. Growth Fd. of Amer. Mut. Fund A D i v i d e n d K TcI A1 4 . ~IRA: Time W arner, Inc. New, Cmn. A D i v i d e n d J TS t k . ( S e e S e c t i o n V I I I )

1 5 . Pickwick Group, L.P. N o n e J T

1 6 .1 7 . "~] IRA: UB S Fin_ Srv. R.tmnt Mny Fund N o n e J T


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Name of Person Report~n~ [ D~te o f ReportFINANCIAL DISCLOSURE RE PORT a.md~, ~ h ~ . n. ~ ~o~oage 5 of 1 1VII. INVESTMENTS and TRUSTS - i~,. ~,, ~,~ a.~.~ ~

N O N E ~ o reportable income, assets, or w~actiom.)A. ~ B. C.

~D.

De~i~ of~ ~ ~m dudng G~ ~ at ~d T~nsacfio~ ~ng ~oing ~rlod~ 0) [ (2 ) (t) (2 ) .Place "~" a~er e~h ~et ~Am~nt j T~ (e.g, V a l u e VaI~

exempt f lora pr ior d iscl~u~ ~ ~e Ij ~v., r~L C~ 2 Me~ buy, sell, ~ C~e 2 ~ Code I ~yer/sl ler(A-H) or Mr.) (J-P) C~e 3 r~emption)~ (~~ ..... ~ ~ction)

19 .

2 0 .21 . Amer. Fds Inc. Fund of America CI A A Dividend J T22 .

2 3 .

2 4.

2 5 .

2 6. ~ IRA: Amer. Fds Growth Fund of A Dividend K TAmer. Mat. Fd. CI A : 2 7 .

2 8 .

2 9 .

3 0 .

31.3 2 .

3 3 .3 4 . "~] IP,.A: Time Warner, Inc. New, Cmn A Dividend J TStk. (See Section VIII)


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F I N A N C I A L DI SCL OS URE RE P ORTPage 6 of 11 o~n~oloV II. INV ESTMEN TS and TRUSTS-~,~.,.,~..,,. .... t~st(~c~d~s~h~t~o~s~r~us~nddepend~tchi~d~e~$ee~p.34~6~fdingi~r~cd~)

N O ~ (No repo~able income, ~sets, or~fipti~ of As~ [ n c o ~ ~ m g Gr~s~ (including~t ~) [ ~ng~fi~ ~ afr~gp~od

, P h c " ( ~ " ~ e a c h ~ t A ~ u n t I T~ (a.g., V alua V alue T~t (e.g., ~t ~ Valu~ Gain Identi~ of xempt ~m prior ~scl~e C o d a I ~., ~L Co~ 2 Me~ b u y , ~ 1 ~ , ~d ~yy ~ C~ 2 C~ I . buy~/~l ler

3 5 .

3 6 .

3 7 .

3 8 . UBS Fin. Sty Invstmt Acct N o ne J T3 9 .

4 0 .

4 1 .

4 5 . Amer. Fds Balanced Fund CI A B Dividend L T4 6 . A~ner. Fds Capital Inc. Builder Fund CI A C Dividend L T4 7 . Amer. Fds Inc. Fund of America CI A D Dividend M T4 8 . Fist Commercial Bank Cmn Stk N o ne L T4 9 . AIM Capital Dev. Fd CI A N o ne K T Sold 02/12/09 K(part)

5 1 . Amer. Fds Capital World Gwth & [n c, Fd C1 C Dividend M TA


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5 3 . -Zeni th Equi ty5 4 . -MetLife Su)ck Index5 5 . -MFS Total Return5 6 . -Fidelity V IP Eq Inc.

57 . -BR Legacy LC Growth

58 . -L/S Small Cap

5 9 . MassMutual Flexible Vaxiable Life Ins, N o ne K T6 0 . -MML Equity6 1 , -Oppenheimer Global Securities

6 2 . -Fidelity VIP Contrafund6 3 , -T. Rowe Price Equity Income6 4 . -American Funds Growth Income6 5 .

6 6 . -----I IRA.: Aim Basic Value Fd. Cl A A Dividend J T6 7 . "----] IRA: Aim Capital Dr. Fd. CI A N o ne J T6 8 .


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7 0 . ~ IR A : UBS Glob a l A l loca t ion F d CI A A Dividend J T7 1 . ~ IRA: AIM Capital Dv. Fd. CI C N o ne J T7 2 . ~ IRA: AIM Bas i c Value F d CI A N o ne Sold 02/I 2/097 3 . ~ IRA; AIM Capital Dv, Fd, CI A N o ne Sold 02/12/097 4 . AIM Small Cap F_.q ty FD CI A (See section N o ne Sold 02/I 2/09VIII) ( p a r t )

7 5 . Sold 0 2 1 2 5 / 0 97 6 . DWS ILR~EF R.L Est FD Inc. N o ne J T7 7 .

7 8 . ~ IR A : A me r . Fds Ca pi t a l W or ld Gwth A Dividend K T& Inc. Fd. CI A ;7 9 . ~ IRJk: Amer. Fd~. Balanced Fund C1 A A Dividend K T8 0 . "~] IR.A: AIM Moderate Allocation F d CI A Dividend J T Bu y 0~J12/09 J )ASI. --"] IRA: Time W arner Cable Inc . Cmn S d None J T(See Section VIII)8 2 . "----I IRA: AOL Inc. Cmn Stk (See Section None J TVIII8 3 . "--] IRA: Time Warner Cable Inc. Cran Stl N o ne J T(See Section VIII)8 4 . ----] IRA: AOL Inc. Cmn Stk (S~ Section N o ne J TV l l l )8 5 . AIM Mid Cap Core Equity Fd C1 A A Dividend K T Buy 02 tl2 /09 K


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FI NANCI AL DI SCLOS URE REPOR T ~ , ~ , o ~ , ~ ,~ o ~ ~ p o , x t , gPage 9 of 1 1 n = r k ~ d = l e , R h ~ , II. [0 4 / 2 8 / 2 0 1 0

VII . I N V E S T M E N T S a n d T R U S T S - ~. ..... t... ,..~.c~... a..t.~-~N O N E ~ o reportab& income, ~se~. or ~a~actions.)

A. B. [ C. D,~fiption of A~ lnco~ dunng j G~ss value at ~d T~ctio~ d~ng ~o~ng(including t~st as~) ~ng ~ of ~o~ng ~ [

Pl~e"~)~aere~et ~unt[ T~(e.g., Value [Value ! T~(e.g., } Date I Vduc G~in l a~i tyo fexempt ~om p6o~ di~lo~re U~e I div., ~n~ C~e 2 JMe ~ od I ~y, ~11, ]m~d~ [ c~e 2 level ] buyer f sl l e r( A - H ) o r i n t . ) (J-F) ~C~3 r e d e m p t i o n ) ~ , (J-p) ~ (ifpdv,tc, ~. j ~ ~tion)

: 8 6 . AIM Mode~te All .at[on F d CI A A Dividend K T Bu y 0~12 /09 J8 7 . Bu y 0~5/09 J


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FINAb/CIAL DISCLOSURE REPORT [ Barksdale, Rhesa H.04/28/2010Page 10 of 11

VI I I. ADDI TI ONAL I NFORM ATI ON OR EXPLANATI ONS .Continuation of Section VII:Line 4: Pecan Lane Apartnmnts, Ltd. - Invern~s, Mississippi; 1984; $13,980

l I R A with UBS Finan cial S.rviee*; Jackson, Mississippi] IRA with UBS Financial Services; Jackson, Mississippi

Lines 14, 34, 81, and 83: RHB IRA and CBB IRA- on 03/30t09, Time Warner Inc. common stock was exchanged for Time Warner Inc. New and Iime WarnerCable inc. was spun-offLines 14. 34, 82, and 84: RHB IRA and CBB IRA; on 1 2/10/09, AOL Inc. was spun-off from Time Warner Inc. N ewLines 74-75: Aim Small Cap Equity F d CI A was formerly at line 77


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FINANCIAL DISCLOSURE REPOR T N,m, ofP~n ~n~ng [ D . , . o t R , p o ,Page I 1 of 11 aark~dale, R h e s a H .I

04/28/2010

IX. CERTIFICATION.I cert ify that al l informat ion g~ven above ( including informat ion pertaining to my spouse and mino r or dependent children, If any) isaccurate, t rne, and complete to the be~t of my knowledge a nd bel ief, and that any informat ion not reported was w~thbeld becau se i t met appl icable statutoryprovisions permit t ing non-disclosure.I further era-li ly that earned income from ou t~ldc employment and h onoraria and the acceptance o f gifts which have bee n reported art incompliance with the provisions of 5 U.S.C. app. 501 eL se q. 5 U.S.C. 7353, and Judicial Conference regulat ions.

$1gna

NOTE: ANY INDIVIDUAL WHO KN OW INGLY AND WILFULLY FAL~ ~li~ OR tAIL~ TO~iLE Tills REPORT MAY BE SUBJEL-i" TO CIVILAND CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

F I L I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAd min is t ra t ive O ff ice o f t he Uni t ed S t a t e s C o ur t sSui te 2 -301One Columbus Circle, N.E.Washington, D.C. 20544

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Rhesa H Barksdale Financial Disclosure Report for 2009