Rev. 12/2/2010

REPQRT OF GRO INTRA-KENTUCKY BUSS

Web Site: E-Mail:

Primary Regulatory Contact: (Name) (Title)

(1) Gross Revenues of Electric Utility .......................... $

LLI Oz (3) Gross Revenues of Water Utility $

(5) Other Operating Revenues .................................. .$ * TOTAL GROSS REVE UES ....................... $

(2) Gross Revenues of Gas Utility.. ............................. $ a UJ 2! - ,$3 z IT- UJ

............................ “-a :> 0 (4) Gross Revenues of Sewer Utili ty... ......................... $ io, -729

c a WG: : 05 z 2“

13 00 2 0 a. - OATH

-*

3

State of-..K&z.Iyc.!+.+ ...... ) ss.

County o f . .E !~ f i+ . !~~ .?I ..... )

being duly sworn, states that helshe is

I ‘ [ 2 / ) e ; r E . r & ~ i ; L - / f i ~ ~ ~ P s a K o f t h e H&&hW& 4FCeG 071Ll7IE5, LLC thatthe

(Official‘iitle) (Utility Reporting)

above report of gross revenues is in exact accordance with fd oQbbn rub GL fVT5 U f 1‘’ TIE? cL6

and that such books accurately show the gross revenues of: dk=bLWb &FL;I U71L\Sf b-:.

derived from intra-Kentucky business for the calendar year ending December y4 20 f i .

(Utility Reporting)

, (Utility Reporting)

\

2- -2-2- I J

(Notary Public) (County) (Commission Expires) 2-/%2-!, J (Commission Expires) ” (Notary Public) (County)

NOTE: ANY DIFFERENCE BETWEEN THE AWUNT OF THE GROSS WWE THE ANNUAL REPORT AND THE AMOUNT APPEARING QN THIS STATEMENT MUST BE RECONCILED ON THE REVERSE OF THIS REPORT

Revised 9/7/2005

Annual Report

Of

Qgao iCS 4Lq 4-01 act" (Address of Utility)

TO THE

PUBLIC SERVICE COMMISSION

OF THE + 1

MONWEALTH OF KENTUCKY

FOR THE CALENDAR YEAR ENDED DECEMBER 31,20 0 9

F E YEA

0 1. Amount of Principal Payment during calendar year $

2. 1s Principal Current? (Yes) t~/h (No)

3. Is interest Current? (Yes) dj4 (No)

4. Has all long-term debt been approved by the Public Service Commission? Ves) (No) PSC Case No.

Are your financial statements examined by a Certified Public Accountant?

N O i f Yes

If yes, which service is performed?

Audit

Compilation

Review

Please enclose a copy of the accountant's report th the annual mport

Contact Person JiE HQzP&y

Contact Person’s E-Mail Address

Utility’s Web Address

lease c

_- I___

-

\ -

\

-

\ \ \ \

0 .-.I

m

\ \

2

Date Of Order I temExplana tion -- ----

1. Exact name of utility making this report. (Use the words "The",

"Company" or "Incorporated" only when a part of the corporate name. ) WG c-OiqnaQ s d?t Li TiL -5 u C -- __-p1_-__7__-

2. Give the location includi.ng street, zip code and telephone number

of the principal office in Kentucky. -- -9 Rt?cFG-s'''fk%J Cri2cX.E - @3RG%.:_S , ldf fa109

3. Give name, title, address and TELEPHONE NUMBER of the officer to whom correspondence concerning this report should be addressed.

~ ~ i 7 m q P~ESIQWY- ~ q d G .C)S AWL ---

4 . Name of State under the laws o f which respondent is incorporated

-.- 1 -- and the date of incorporation. gLEPhY.W.t&

5.

6 .

7 .

156ne OF S D i k X CriLl 'W -----

Name of City, Town, Community, Sub-Division and County in which respondent furnishes

Number of employees: Full time 0 , Parttime 0

-1-

PRINCIPAL OFFICERS

Title

- IA-

Line No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50

$ $ $ $

ASSETS AND OTHER DEBITS ._I_

UTILITY PLANT

$ $

:I--

Utility Plant (101-109) ....................... And Amortization o f Utility Plant (110) .....

Net t7tility Plant ............................. Less: Accumulated Prov. For Depreciation

OTHER PROPERTY AND INVESTMENTS

$ $ $

Nonutility Property (121) ..................... Of Non-utility property (122) ..........

Net Nonutility Property .................... Other Investment (124) ........................ Special Funds (125) ...........................

Less: Accum. Prov. For Depr. And Amort.

$ $ $

Total Other Property & Investments. ...... CURRENT AND ACCRUED ASSETS

Cash and Working Funds (131) .................. Temporary Cash Investments (132) .............. Notes Receivable (141) ........................ Customer Accounts Receivable (142) ............ Other Accounts Receivable (143) ............... Accum. Prov. For Uncollectible Accts.-Cr.(l44) Notes Receivable From Assoc. Companies (145).. Accounts Receivable From Assoc. Companies(l46)

Prepayments (166) ............................. Other Current and Accrued Assets (170) ........ Materials and Supplies (150) ..................

Total Current and Accrued Assets ......... DEFERRED DEBITS

Unamortized Debt Discount and Expense (181) ... Extraordinary Property Losses (182) ........... Other Deferred Debits (183) ...................

Total Deferred Debits. ...................

TOTAL ASSETS AND OTHER DEBITS

Balance Balance- First O f Last Of

Year -

$ ;2 230-7 $ s $ s

-2-

BALANCE SHEET

-I-

.ine No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50

- LIABILITIES AND OTHER CREDITS

EQUITY CAPITAL

zommon Capital Stock (201) .................... Preferred Capital Stock (204) ................. Discount on Capital Stock (213) ............... Zapital Stock Expense (214) ................... Unappropriated Retained Earnings (216) ........ Non--Corporate Proprietorship (218) ............

3ther Paid-In Capital (207) ...................

Appropriated Retained Earnings (215) .........

Total Equity Capital .................... LONG TERM DEBT

Bonds (221) ................................... Other Long Term Debt (224) .................... Advances From Associated Companies (223) ......

Total Long Term Debt .................... CUI?.RENT AND ACCRUED LIABILITIES

Notes Payable (231) ........................... Accounts Payable (232) ........................ Notes Payable to Associated Companies (233) ... Accounts Payable to Assoc. Companies (234). ... Customer Deposits (235) ....................... Taxes Accrued (236) ........................... Interest Accrued (237) ........................ Other Current and Accrued Liabilities (238) ...

Total Current and Accrued Liabilities ... DEFERRED CREDITS

Advances for Construction (252) ............... Other Deferred Credits (253) .................. Accum. Deferred Investment Tax Credits (255)..

Total Deferred Credits .................. Operating Reserves (261-265) .................. Contributions in Aid of Construction (271) ....

ACCUMILATED DEFERRED INCOME TAXES

Accum. Def. Income Taxes - Accel. Amort (281). Accum. Def. Income Taxes - Lib. Amort (282) ... Accum. Def. Income Taxes - Others (283) .......

Total Accum. Deferred Income Taxes ..... TOTAL LIABILITIES AND OTHER CREDITS

- Balance First O f Year -

$ $

$ s

$

$

Balance Last Of Year

; *q 3 s7 ?

>

s

s $ s

-3-

s OF UTILITY PLANT _. -- Line Acct. No. No. Amount Item

1

3 4 5 6 7 a 9 10 11 12 13 14

16 17

- 2

-

-

---

- 15

ACCUMULATED PROVISION FOR DEPRECIATION AND APdtoaTIZaTIOEJ OF UTILITY PLAMT

UTILITY PLANT

In Service:

102 Completed Construction Not Classified 103

101 - Plant in Service Classified (from Page 5, Line 40)

106 Utility Plant Purchased OL Sold ' / 9+- .7G I -

- Utility Plant in Process of Reclassification

Total - In Service 143 7 c * l 104 105

Utility Plant Leased To Others Property Held For Future Use ---

107 Construction Work in Progress ---- 108 Uzlity Plant Acquis --- 109 Other Utility Plant Adjustments - .--

110 Accumulated Provision for Depreciation and .. iG;c '7L1

2,"i"ooo NET UTILITY PLANT (to Page 2, Line 7) --

- Total Utility Plant (to Page 2, Line 4) Less : .-

Amortization Of Utility Plant (=Page 2, Line 6) .- -

,

Line No. Item --- 1 Balance Beginning of Year 2 Accruals for Year: 3 Depreciation 4 Amortization

---

Amount

- Total Debit Adjustments for Year Balance End of Year

-I____- . ~ -

1 I 5

-4-

~-- -+ Other Accounts (details):

, a Total Accruals for Year 9 Credit Adjustments (describe)

11

13 14 Net Charges for Plant Retired:

10 ORibld& E&&.z' Ll.7 @-J-<w*r?2c / G 7 , ' 7 G i

12 Total Creditsfor year ___l

15 Book Cost of Plt. Ret. (same as Pg 5, Line 40) xxxxxxxxxxxxxxx 16 Add: Cost of - Removal

_.

17 Less: Salvage xxxxxxxxxxxxxxx

- -- --

- -

xxxxxxxxxxxxxxx I

---"__----- 18 Net Charges for Plant Retired 198 Debit Adjustments (describe) _ - _ _ _ _ _ _ _ ~ _ _ _ _ _ _ - -

I

Y 8

2 .- Y !

5 k

I i

f i

i

5

i

t c

!

-T-

W L T A L STOCK

Par Value No. O f Per Share Shares O f P a r

Class and Se r i e s of Stock Auth. Value Stk.

-

( a ) (b) ( C ) I --

--. Date Date

L i s t Each Original Issue Amt. O f Of Class & Series of Obligation I s s u e Maturity

( a ) (h) ( C )

~. .-.. ---.-- -____I.

--. -

Total

1 O u t s tanding P e r Balance Sheet

Outstanding Interest For The P e r Balance Year

Sheet Shares Amount (d) ( e ) ( f )

- _ - ~ - -

Stock

-I____-

Date of Date of I n t e r e s t Falance End N a m e of Payee Note Maturity Rate of year

( a ) (b) ( C ) (d) (e ) I_____-

--- -- 1 _ _ - - ~

-- -~

-- -- -_ -

Total

I I I

Description of Obligation ( a ) ----

LONG-TERM DEBT

I n t . A c c r . , I n t . A c c r .

F i r s t o f Y r . Year Balance During During Balance

End o f year ( b ) ( C )

NOTES PAYABLE

-6-

I Line I -I-.1

~

-.. 6 7 8 9

1 0 11 1 2 13 1 4 15 1 6 1 7

1 9 20

_-

- - --

”-

-. -. -

l 8 _.-- -I___-- ---.-

2 1 Total (Must agree with Page 3, Line 30, Account No. 238) --I

Balance Transferred From Income (435)

Appropriations of Retained Earnings (436):

_I 5 3-57

STATEMENT OF EPETXNED ELiliaaTINGS EQR THE YEXR

Balance End of Year

This Year L a s t Year

UNAPPROPRIATED RETAINED EARNINGS ( 2 1 6 )

- = q35-7 0

1-Balance Beginning of Year c3

- --- -. Dividends Declared - Preferred Stock (437)

Dividends Declared - Common Stock (438) t- Adjustments t o Retained Earnings ( 4 3 9 ) :

-7-

FOR THE YE2kR

Account

--

__I--

---

-8-

SEWER OPERATION CE EXPENSES

-- Line Account Amount No. (a) (b) - 1 OPERATION EXPENSES

3 Owner /Manager - Management Fee (7 OO-A) 4 Other Expenses (700-B) 5 Labor and Expenses (701) : 6 Collection System - Labor, Materials and Expenses (701-A) 7 Pumping System - labor, Materials and Expenses (701-B)

9 Sludge Hauling 10 Utility Service - Water Cost 11 Other - Labor, Materials and Expenses 12 Rents (702) 13 Fuel and Power Purchased for Pumping and Treatment (703) i 6 8 3 14 Chemicals (704) - 15 Miscellaneous Supplies and Expenses (705): 16 Collection System (705-A) -- 17 Pumping System (705-B) 18 Treatment and Disposal (705- C)

20 MAINTENANCE EXPENSES 21 Supervision and Engineering (710)

23 Internal Supervision and Engineering (710-B) 24 Maintenance of Structures and Improvements (711) 25 Maintenance of Collection Sewer System (712) 26 Maintenance of Pumping System (713)

-- 2 Supervision .and Engineering (700) : ----

--

8 Treatment System (701-C) : __

__-_

1-

19 Total Operation Expenses -_.-.

t5 300G 22 Routine Maintensce Service Fee (710-A) - - ~ .

-__I

27 Maintenance of Treatment and Disposal Plant (714) -_._

28 Maintenance of Other Plant Facilities (715) ~~~

29 Total Maintenance Expenses 30 31 Supervision (901)

33 Customer Records and Collection Expenses (903):

CUSTOMER ACCOUNTS EXPENSES ”--

32 Meter Reading Expenses and Flat Rate Inspections (902) - -~ 34 Agency Collection Fee (903-A) p 58fy 35 Internal Labor, Materials and Expenses-3-B) --

38 Total Customer Accounts Expenses .-

41 Office Supplies and Other Expenses (921) ~-

36 Uncollectible Accounts (904) 37 Miscellaneous Customer Acoounts Expenses (905)

39 ADMINISTRATIVE AND GENERAZ, EXPENSES 40 Administrative and General Salaries (920)

42 __ Outside Services Employed (923) 43 Insurance Expense (924) 44 Employee Pensions and Benefits (926) 45 Regulatory Commission Expense (928) - _1-1___

46 Transportation Expenses (929) *“’ /*

-- --.. .

Total Administrative and General Expenses - 51 - TOTAL SEWER OPERATION & MAINT. EXP. (TO Page 8, Line 24) “55 372 -

-9-

TAXES OTHER THAN INCOME TAXES (408)

Line Item No. (a) -___________ -- 1 Payroll Taxes 2 Property Taxes

4 Other: 5 6

3 Utility Regulatory Commission Assessment .- ~-

- ____-

Amount (b) -

-- -

---- --

Acct . Account

409.1 Income Taxes - federal (a) --- No.

---- 409.1 Income Taxes - State - 409.1 Income Taxes - Other -- 410.1 Provisions for Deferred Indome Taxes - 411.1 Income Taxes Deferred in Prior Years - Credit 412.0 Investment Tax Credits - Net

Total Income Taxes - IJtility Operating Income - (to Page 8, Line 28 - _ - ~ -~

-- Amount ( b L -

- ~ -

----

Acct .

409.2 409.2 409.2 410.2 411.2 412.4

-

No -

Income Taxes - Federal Income Taxes - State Income Taxes - Other Provisions for Deferred Income Taxes Income Taxes Deferred in Prior Years - Credit Investment Tax Credits - Net Total Income Taxes - Non-Utility Operating Income -

-1 - (to Paae 8. Line 45

404

--I

Account -. - (a)

Amortization of Limited-Term Utility Plant

Amortization of Utility Plant Acquisition Adjustments Amortization of Property Losses Amortization of Rate Case Expense

Amortization of Other Utility Plant - ~-

-- -I

405 406 407 -- -

----- Amount (b) ___

-- __.

AMORTIZATION EXPENSE

-10-

SEWER PLANT STATISTICS ~-

PLANT VALUATION

1.

2 .

3 .

4.

What method of valuation was used with reference to Sewer Utility Plant in Service appearing on Page two, Line fou r : Original Cost, Estimated Cost, Original Cost Study?

What percentage of Sewer Utility Plant in Service was recovered by the developer of the subdi.vision, through the sale of lots?

I f less than one-hundred percent of the utility plant was recovered, please designate what portion (collection lines, treatment plant, etc.) of the plant that represents non-contributed plant ~ - -

By whom were the books of account audited? f?/k What was the date of the last audit? ,I/ a.4E I f unaudited in the past twelve months, when and by whom is the next audit anticipated? d&

PHYSICAL DATA OF' SEWER PLANT

3 . Date of additional. G . P . D . Capacity o f subsequent additions to plant pi i d c d 4 -

4. Population f o r which plant is designed including population equivalent if industrial waste load LJ lU")L(dC,ddC

--

TREATMENT PLANT OPERATING STATISTICS

1. Total gallons received during the year ~ . & n i E M ~

2. Total gallons received on maximum day ~d i L ~ ~ w ~ J

3 . Maximum G. P. D. Capacity of the sewage treatment plant

4. Routine maintenance service fee:

dKhrCb&

--- Cost per month $ G O 0 Contract expires

5 . Sludge Hauling:

- Cost per load $-

Average number o f gallons per load

Number of loads this year

- Bi-Monthly

Number of Or Monthly Type Cus tome2 Billing?

Number of Bill Pertaining to Each Type of Customer -

--. Residential : Single Family Apartments/Condominiums

Commercial ,____ -. Industrial Other (specify) :

Total -

-G, 9 4 31 r t4-fWL.P

--- --

c- I . Y 4

Metered or Name and Type of Industry Estimated Gals. Pretreatment o f Wastes

SERVICE LATERALS STUBS

Size of Motor

Number of service laterals owned by the utility, end of year

Number of stubs as of end of year I

I

Number of service laterals owned by others

Type of Capacity Motor Gals. Per Day

-12-

I I MAINS (FEET)

Kind of Pipe (Cast Iron, Vit. Diameter No. of Feet Removed or No. of Feet Clay, concrete) of Pipe 1st of Year Additions - Abandoned End of Year

-------__________ --- --- _ _ _ _ _ _ _ _ _ _ ~

-

/--

1, J r? .Gc jd R , hVR?il j / , having appeared before the

undersigned officer duly authorized to administer oaths and being duly sworn, state under oath of

CllbODLk\bD 4dFtx5 137-i L 1 7 - 1 6.5 . Lc L- ("Respondent"); that I have

supervision over the books of account and other financial records of the Respondent and have

control over the manner in which they are kept; that such books and records have, during the

period covered by the foregoing report, been maintained in good faith in accordance with the

accounting and other orders of the Public Service Commission of Kentucky; that I have carefully examined the foregoing report and to the best of my knowledge and belief the

information contained in this report is, so far as it relates to matters of accounts, in accordance

with the said books of account; that all other statements of fact contained in the foregoing

report are true; and that the foregoing report is a correct and complete statement of the

business and affairs of the Respondent in every respect and manner during the period of time from and including 5-cm-s-~Pei+L I

that I am /-- 18-6 i b l e 7 % R + E G ? L / f i ~ ~ ~ ~ ~ - - ~ T

Subscribed and sworn to before me, a , in and for the State and County named in the above this 2-3 T~ day of 5 r~ , 2 O E

(Apply Seal Here)

-

(Signature of officer authoriza to administer oath)

[Persons making willful false statements in this report may be pwnished by fine or imprisonment under KRS 523.04Q and 523.1 00.1