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Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording in Conformal and IMRT A Progress Report Paul M. DeLuca, Jr. 1 , Ph.D., Vincent Gregoire 2 , M.D., Ph.D., Thomas R. Mackie 1 , Ph.D., André Wambersie 2 , M.D., Ph.D., Gordon Whitmore 3 , Ph.D., Reinhard Gahbauer 4 , M.D. 1 University of Wisconsin, Madison, WI, USA 2 Université Catholique de Louvain, Brussels, Belgium 3 University of Toronto, CA 4 Ohio State University, OH, USA

Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

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Page 1: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and

Recording in Conformal and IMRT A Progress Report

Paul M. DeLuca, Jr. 1, Ph.D., Vincent Gregoire2, M.D., Ph.D., Thomas R. Mackie1, Ph.D., André Wambersie2, M.D., Ph.D., Gordon

Whitmore3, Ph.D., Reinhard Gahbauer4, M.D. 1University of Wisconsin, Madison, WI, USA

2Université Catholique de Louvain, Brussels, Belgium3University of Toronto, CA

4Ohio State University, OH, USA

Page 2: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Members• Wilfried De Neve MD PhD, Gent,

Belgium• Mary Gospodarowicz MD, Toronto,

Canada• Andrzej Niemierko PhD, Boston, USA• James A. Purdy PhD, Sacramento, USA• Marcel van Herk PhD, Amsterdam, The

Netherlands

Consultants• Anders Ahnesjö PhD, Uppsala, Sweden• Michael Goiten PhD, Windisch,

Switzerland• Nilendu Gupta PhD, Colombus, USA

ICRU committee for 3D-CRT and IMRTSponsors• Paul DeLuca PhD, Madison, USA• Reinhard Gahbauer MD, PhD,

Columbus, USA• André Wambersie MD, PhD,

Brussels, Belgium• Gordon Whitmore PhD, Toronto,

Canada

Chairmen• Vincent Grégoire MD PhD, Brussels,

Belgium• T. Rock Mackie PhD, Madison, USA

Page 3: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Why is IMRT so dramatically different? • Tight relationship between 3D volume imaging and 3D volume

therapy!

• Essentially infinite beam directions and intensity choices!

• Result is generally dramatic dose gradients and highly irregular treatment volumes => much greater flexibility available!

• Treatment team needs to delineate numerous volumes, a set of hard/soft constraints, treatment objectives, ….

• In effect, treatment optimization requires computational assistance and guidance, in effect an independent third party!

Page 4: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Overview of Report → Report Outline

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

Page 5: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Overview of Report → Report Outline

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

Page 6: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Optimized Treatment Planning for IMRT

Problem Bounded by Two Types of Constraints:

First – Hard Constraints => Feasible Solutions

• Such constraints limit solutions to ensure NO violation occurs.

• The set of hard constraints defines a feasible but not necessarily ideal or optimized result.

• All feasible solutions are consider equally acceptable by algorithm!

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Page 8: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Optimized Treatment Planning for IMRT

Second: Soft Constraints – Treatment Objective Function

• For every goal, a set of possible solutions

• There are many goals!

• Interrelationship between goals may not be defined!

• Solution space large with potentially multiple local extrema

• Solutions are hierarchal in nature!

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Page 10: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Optimized Treatment Planning for IMRT

Optimal Solutions – Clinical Judgment

• Optimization algorithm now has deterministic and stochastic elements

• Results may depend on initial conditions.

• Unique results not likely, but range of acceptable solutions likely.

• Clinical judgment final arbitrator and absolutely essential

Page 11: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording
Page 12: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Overview of Report → Report Outline

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

Page 13: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

• Gross Tumor Volume: GTV

• Clinical Target Volume: CTV

• Internal Target Volume: ITV

• Planning Target Volume: PTV

• Organ at Risk: OAR

• Planning Organ at Risk Volume: PRV

Target volumes in Radiation Oncology:ICRU 50 and 62:

The arrow illustrates the influence of the organs at risk on delineation of the PTV (thick, full line).Gross Tumor Volume (GTV)Subclinical InvolvementInternal Margin (IM)Set Up Margin (SM)

Page 14: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Target volumes in Radiation Oncology

Before Rx-CH

46 Gy (Rx-CH)

CT MRI T2 FS FDG-PET

Right piriform sinus(ICDO-10: C12.9)SCC grade 2TNM 6th ed: T4N0M0

Fiberoptic examination

Page 15: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Target volumes in Radiation Oncology

PTV1 : dose1

CTV1

PTV2 : dose2

GTV1 (pre-RxTh CT+ iv contrast)

Example 1: Boost during treatment

CTV2 = GTV1

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Target volumes in Radiation Oncology

PTV1 : dose1

CTV1

GTV1 (pre-RxTh CT+ iv contrast)

Example 2: Active tumor volume change

CTV2 = GTV2

PTV2 : dose2

GTV2 (FDG-PET @ 46 Gy)------------------------------

Page 17: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Normal tissues in Radiation Oncology

• Distinction between “serial-like” (e.g. spinal cord) and “parallel-like organs” (e.g. parotid gland),

• For “tubed” organs (e.g. rectum) wall delineation,

• Remaining Volume at Risk (RVR): optimization and late effects (e.g. carcinogenesis).

Organ At Risk (OAR) andRemaining Volume at Risk (RVR)

Page 18: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Organ At Risk (OAR)Normal tissues in Radiation Oncology

PTV

Rectal wall

Rectum

Solid volume delineation

Tubular volume delineation

Page 19: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Normal tissues in Radiation Oncology

• PRV is a geometrical concept (tool) introduced to ensure that adequate sparing of OAR will actually be achieved with a reasonable probability,

• A positive OAR to PRV margin for serial organ.• Dose-volume constraints on OAR are with respect to the

PRV,• Priority rules when overlapping PTVs or PTV-

PRV(OAR),

• Dose is reported to the PRV.

Planning Organ at Risk Volume (PRV)

Page 20: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Overview of Report → Report Outline

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

• Introduction

• Optimized Treatment Planning for IMRT

• Special Considerations Regarding Dose and Dose Volume …

• Definitions of Volumes

• Planning Aims, Prescriptions, and Technical Data

• Conclusions and Recommendations

• Appendix A1: Physical Aspects of IMRT

• Appendix A2: Commissioning and Quality Assurance

• Clinical Examples: Three relevant cases

Page 21: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Absorbed dose in Radiation Oncology:ICRU 50 and 62:

Dose prescription:• Responsibility of the treating physician.

Dose reporting:• ICRU reference point,• Three-levels of dose reporting,• Point-doses: DICRU point , Dmin , Dmax , …

Dose recording.

Page 22: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Absorbed dose in Radiation Oncology:

• Level 1: not adequate for 3D-CRT – IMRT,

• Level 2: standard level for dose reporting,

• Level 3: homogeneity, conformity and biological metrics (TCP, NTCP, EUD, …) and confidence intervals.

Dose recording in 3D-CRT and IMRTLevel of reporting

Page 23: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU Reference Point Not A “Typical Point” for IMRT

Segment 1 Segment 2

Segment 3 Segment 8

Segments 4-7, 9-1313 segment IM Field

From Jatinder Palta, University of Florida

Page 24: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Absorbed dose in Radiation Oncology:

• Dose-volume reporting:- Dv : i.e., D50 (Dmedian ), D95- Dmean- “Near” minimum dose: D98 or D99- “Near” maximum dose: D2 or D1

• State the make, model and version number of the treatment planning and delivery software used to produce the plans and deliver the treatment.

Metrics for Level 2 reporting of PTV

Page 25: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Dose-Volume ReportingDose-Volume Histogram

0102030405060708090

100

0 5 10 15 20 25 30 35 40 45 50 55 60 65Dose (Gy)

Perc

ent

Volu

me

DifferentialCumulative

D95D98

D50

D2

D50 = 60 Gy

•D50 may best conceptually correspond to the DICRU-point

Absorbed dose in Radiation Oncology:

Page 26: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Dose-Volume Reporting

D95

D2

Dose-Volume Histogram

0102030405060708090

100

50 55 60 65 70Dose (Gy)

Perc

ent

Volu

me

D98=60GyD50=60Gy

•Dv with v≠50 may require a change in prescription value

Absorbed dose in Radiation Oncology:

D98D50 is closeto ICRU ReferenceDose at a Point

Page 27: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Absorbed dose in Radiation Oncology:

•“Serial-like” organs:- Dnear-min = D98% .

•“Parallel-like” organs:- Dmean (e.g. parotid) ,- Vd where d refers to dose in Gy (e.g. V20 Gy for lung).

Metrics for level 2 reporting of PRV

Page 28: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Absorbed dose in Radiation Oncology:Homogeneity and Conformity

Vol

Dose

Vol

Dose

Vol

Dose

Vol

Dose

Low Homogenenity – High Conformity

High Homogeneity – Low Conformity

High Homogeneity – High Conformity

Low Homogeneity – Low Conformity

Dose Dose

DoseDose

Vol

Vol

Vol

Vol

Page 29: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Absorbed dose in Radiation Oncology:

•Homogeneity:- Standard deviation in dose to the PTV.

•Conformity Index:- CI = TV/PTV,

•Dice Similarity Coefficient (DSC):- DSC = (TV∩ PTV)/(TV U PTV)

Examples of metrics for level 3 reporting of PTV

Page 30: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

Yet another clinical challenge!

Page 31: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording

ICRU report 62, 1999

Conclusions

• ICRU recommendations still needed even for 3D-CRT and IMRT to avoid unwanted treatment heterogeneity,

• New report based on ICRU foundations, e.g., volumes,

• Adjustments and modifications performed when necessary, e.g., dose-volume reporting,

• Final draft in production / publication in 2009-2010.

ICRU report on 3D-CRT and IMRT

Page 32: Report of ICRU Committee on Volume and Dose Specification for … · 2011-09-12 · Report of ICRU Committee on Volume and Dose Specification for Prescribing, Reporting and Recording