Regional Lighting Efficiency Strategy in Central America

Embed Size (px)

Citation preview

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    1/120

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    2/120

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    3/120

    Regional Lighting Efciency

    Strategy in Central America

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    4/120

    Regional Lighting Efciency Strategy in Central America

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    5/120

    Table of ContentsIntroduction ................................................................................................................................................. 7Acronyms ................................................................................................................................................. 9

    Executive Summary .......................................................................................................................................... 11

    1. Background/Justication ............................................................................................................................... 15

      1.1. Potential benets of the transition .......................................................................................................... 15

      1.2. Current situation of efcient lighting in the region ............................................................................... 16

      1.3. Goals of the Regional Lighting Efciency Strategy .............................................................................. 24

    2. Minimum Energy Performance Standards .................................................................................................... 25

      2.1. Current situation ..................................................................................................................................... 25

      2.2. Logical framework  ................................................................................................................................. 27

      2.3. Detailed process to implement minimum standards in the region ......................................................... 31

      2.4. Progress indicators ................................................................................................................................. 36

    3. Support Mechanisms and Policies ................................................................................................................ 37

      3.1. Current situation and legal framework  .................................................................................................. 37

      3.2. Logical Framework  ................................................................................................................................ 38

      3.3. Detailed process to implement priority activities .................................................................................. 42

      3.4. Progress indicators ................................................................................................................................. 49

    4. Monitoring, verication and enforcement .................................................................................................... 51

      4.1. Current situation and existing legal framework  ..................................................................................... 51

      4.2. Logical Framework  ................................................................................................................................ 52

      4.3. Detailed process to implement priority activities in the areas of monitoring, verication and

    enforcement ............................................................................................................................................ 55

      4.4. Progress indicators ................................................................................................................................. 60

    5. Environmental Sound Management .............................................................................................................. 61

      5.1 Current situation ...................................................................................................................................... 61  5.2 Existing legal framework in the countries .............................................................................................. 61

      5.3 Logical Framework  ................................................................................................................................. 63

      5.4 Detailed Process to Implement Environmental Sound Management ..................................................... 66

      5.5 Progress indicators .................................................................................................................................. 70

    6. Impact Indicators .......................................................................................................................................... 71

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    6/120

    Regional Lighting Efciency Strategy in Central America

      6.1. Impact indicators for the application of the comprehensive transition strategy to

    efcient lighting ............................................................................................................................................ 71

      6.2. Reducing consumption and demand of residential consumers .............................................................. 71

      6.3. Reducing electricity bills of subsidized residential consumers as a result of the transition  residenciales como resultado del reemplazo .............................................................................................. 72

      6.4. Reducing electricity generation and fuel consumption to reduce overall consumption ........................72

      6.5. Savings in fuel purchases through reduced consumption ...................................................................... 73

      6.6. Reducing nancing necessary for new generation capacity by reducing demand in peak hours ..........74

      6.7. Reducing greenhouse gas emissions (CO2) from a reduction in fuel consumption used

    for generation ......................................................................................................................................... 74

      6.8. Reducing the environmental impact of the small amount of mercury in uorescent

      lighting that has been or will be installed to replace incandescent lighting ........................................... 75

    7. Financial Framework  .................................................................................................................................... 77

      7.1. Budget and period .................................................................................................................................. 77

      7.2. Considerations when constructing cash ows based on savings in fuel purchases ...............................77

      7.3. Considerations when constructing cash ows based on savings in subsidies .......................................78

      7.4. Scenario with savings in unused fuel by country ................................................................................... 79

      7.5. Scenario with savings in subsidies by country ...................................................................................... 80

      7.6. Opportunities for Financing ................................................................................................................... 81

      7.7. Social Benets ....................................................................................................................................... 82

    8. Appendices ............................................................................................................................................... 83

      Appendix 1. Regional initiatives ................................................................................................................... 83

      Appendix 2. Regional legal framework on lighting efciency ..................................................................... 85

      Appendix 3. References to international free trade agreements related to transitions to

    efcient lighting ............................................................................................................................................ 88

      Appendix 4. Global MEPS for efcient lighting .......................................................................................... 89

      Appendix 5. Proposed communications plan for the regional strategy on transitioning to

    efcient lighting ............................................................................................................................................ 92

      Appendix 6. Preliminary proposal to be evaluated by experts on sanctions that should be applied

    when supervising compliance with approved minimum standards .............................................................. 96  Appendix 7. Budget ...................................................................................................................................... 98

      Appendix 8. Regional scenarios using nancial resources ......................................................................... 100

      Appendix 9. Scenarios by country, using nancial resources ..................................................................... 101

      Appendix 10. Minutes of meeting of Energy Ministers of Mesoamerica ................................................... 109

      Appendix 11. Minutes of approval of the strategy ...................................................................................... 114

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    7/120

    List of Illustrations

    Illustration 1. Electric energy consumption 1970 - 2011, Central America and the Dominican Republic .............17

    Illustration 2. Types of general lighting installed  ...................................................................................................18

    Illustration 3. Label design  .....................................................................................................................................43

    Illustration 4. Countries with efcient lighting regulations .................................................................................... 89

    List of Tables

    Table 1. Principal actions and schedule of forecasted compliance in the implementation of the

     proposed strategy .................................................................................................................................... 13

    Table 2. Investment requried by the region to implement the strategy ................................................................. 13

    Table 3. Financial evaluation from fuel savings by country ................................................................................. 14

    Table 4. Financial evaluation from subsidy savings by country ........................................................................... 14

    Table 5. Benets of the transition to efcient lighting .......................................................................................... 15

    Table 6. Installed capacity by type of plant .......................................................................................................... 16

    Table 7. Regional electricity consumption ............................................................................................................ 17

    Table 8. General lighting installed in the region ................................................................................................... 18

    Table 9. General lighting installed for subsidized consumers .............................................................................. 19

    Table 10. Environmental legislation for waste in the region ................................................................................ 21

    Table 11. Obstacles in the region .......................................................................................................................... 23

    Table 12. Minimum energy performance standards for 18 to 20 W CFL lightbulbs ............................................ 25

    Table 13. CFL efciency ....................................................................................................................................... 32

    Table 14. Power factor and harmonic distortion values ........................................................................................ 33

    Table 15. Efciency levels needed for the Mesoamerica Award .......................................................................... 44

    Table 16. Requirements for small and large collectors ......................................................................................... 67

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    8/120

    Regional Lighting Efciency Strategy in Central America

    6

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    9/120

    7

    The United Nations Environment

    Programme (UNEP) and the Global

    Environment Facility (GEF), together

    with the private sector, have launched the

    en.lighten initiative as the umbrella organization

    to promote lighting efciency around the world.The main goal of this initiative is to transform

    the world’s current lighting market to efcient

    lighting by promoting energy efcient and high

     performing lighting and eliminating sources of

    inefcient lighting.

    To develop the regional strategy, UNEP, together

    with its regional partners: the Mesoamerica

    Project, the Central American Integration

    System, the Central American Commission for

    Environment and Development and the Mexican

    Electric Power Saving Trust Fund, agreed to a

    work plan that included four stages: a) planning

    and preparing activities; b) launch workshops; c)

    developing the regional strategy document; and

    d) completion and adoption.

    In the rst quarter they elaborated a document

    that established the baseline of lighting in the

    Central American region. This was launched at a

    workshop held in February 2013 in San Salvador,

    El Salvador. The study presented detailed

    information about the current status of lighting

    in the region; it included the region’s strengths,

    which contribute to the transition process to

    efcient lighting, as well as opportunitiesto resolve the main obstacles that have been

    identied in the region.

    In particular, one of the main nancial obstacles

    that was identied was the high cost of Compact

    Fluorescent Lamps (CFL) in the local and

    regional market when compared to incandescent

    lighting. Another obstacle was the lack of tax

    incentives or nancing mechanisms for energy

    efciency or lighting efciency initiatives. One

    technical obstacle was having no verication

    standards for lighting products.

    This document presents the Regional Lighting

    Efciency Strategy, which sets forth the

    logical steps needed to transition to efcient

    lighting systems. This strategy was approved

     by the Ministers of Energy of Mesoamerica on

    December 6th, 2013, in Panama City, Panama.

    Introduction

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    10/120

    Regional Lighting Efciency Strategy in Central America

    8

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    11/120

    9

    AcronymsCATR Central Amer ican Technical Regulations

    CCAD Central American Commission for Environment and Development

    CDEEE Dominican Corporation of State Electricity Companies

    CFE Federal Electricity Commission (Mexico)

    CFL Compact Fluorescent Lamps

    CNE National Energy Council (El Salvador)

    CNEE National Electricity Commission (Guatemala)

    CNFL Compañía Nacional de Fuerza y Luz (Costa Rica)

    COGUANOR Guatemalan Standards Commission

    COMIECO Central American Council of Ministers for Economic Integration

    CONEE National Energy Efciency Council (Guatemala)

    CU Customs Union

    DSE Energy Sector Ofce (Costa Rica)

    ECLAC Economic Commission for Latin America and the Caribbean

    EDMP Executive Direction of the Mesoamerica Project

    EE Energy Efciency

    ENEE National Electricity Company (Honduras)

    FIDE Electric Power Saving Trust Fund (Mexico)

    GAUREE Autonomous Generation and Rational Use of Energy Project (Honduras)

    GEF Global Environment Facility

    GIZ German International Cooperation Agency (GIZ in German)

    ICE Costa Rica Electricity Institute

    INDE National Electrication Institute (Guatemala)

    MADS Ministry of Environment and Sustainable Development (Colombia)

    MARN Ministry of Environment and Natural Resources (El Salvador)

    MEM Ministry of Energy and Mining (Guatemala)

    MINAE Ministry of Environment and Energy (Costa Rica)

    MP Mesoamerica Project

    MSS Mandatory Salvadoran Standard

    NLTC National Lighting Test Centre of China

    OECD Organization for Economic Cooperation and Development

    OLADE Latin American Energy Organization

    PALCEE Energy Efciency for Central America and the Caribbean Program

    PNESER National Sustainable Electricity and Renewable Energy Program (Nicaragua)

    PESAE El Salvador Saves Energy Program

    PRONASE 2009-2012 National Sustainable Energy Program (Mexico)

    PROURE Rational Use, Energy Efciency and Non-Conventional Energy Sources Program (Colombia)

    SICA Central American Integration System

    UNEP United Nations Environment Programme

    USAID United States Agency for International Development

    WTO World Trade Organization

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    12/120

    Regional Lighting Efciency Strategy in Central America

    10

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    13/120

    11

    Executive SummaryBackground

    The countries in the region (Belize, Costa Rica, El Salvador, Guatemala, Honduras, Nicaragua, Panama and

    the Dominican Republic) have undertaken numerous initiatives, programs, regulations, communications

    campaigns and other actions to improve energy efciency, in general, and lighting efciency, in particular.

    Despite these actions to increase lighting efciency, results have been marginal when compared to existing

    savings potential due to a lack of systematic measures being adopted by the countries. Currently, many

    regulatory frameworks that are applied in the region are based on voluntary technical standards. Other gaps

    have to do with the high price of energy efcient lighting devices in the market and the low levels of verication

    and supervision of approved regulations.

    The United Nations Environment Programme’s (UNEP) en.lighten Initiative

    Given the high impact that transition to efcient lighting has on reducing greenhouse gas emissions, the

    UNEP has implemented the en.lighten initiative worldwide. The purpose of the initiative is to transition

    to efcient lighting globally using a toolkit to elaborate and implement projects that include best practices

    from projects that have been implemented with the short-term goal of completely eliminating the use ofinefcient lighting worldwide.

    Calculations done by en.lighten using information from international organizations and the eight countries

    in the region conclude that implementing the rst stage of a transition project in the region would result in

    the following:

    • A reduction in electricity generation by 2.576 billion kWh/year.

    • A reduction in electricity consumption by 4.8% and in energy consumption for lighting by 34.6%.

    • Demand for electricity during peak hours would be reduced by 360 MW, avoiding investments in new

    generation capacity equal to 450 MW.

    • CO2  emissions would be reduced by 942,000 tons annually, and collection and recycling of efcient

    light bulbs with a small amount of mercury would prevent 16.9 kg of mercury from being dumped into the

    environment.

    • A total benet for the region of $406.5 million annually.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    14/120

    Regional Lighting Efciency Strategy in Central America

    12

    Transition to Efcient Lighting Strategy for the Countries in the Region

    Using the UNEP’s toolkit methodology and with collaboration from the en.lighten initiative and other environmental

    institutions, in November 2012 a workshop led by the Mesoamerica Project was held for experts working

    in the energy and environment sectors of the eight countries, Mexico and Colombia; El Salvador’s National

    Clean Production Center; and experts invited by the UNEP to plan for the implementation of a strategy project to transition to efcient lighting. The workshop also was used to elaborate a proposal for the basic

    guidelines that should be established.

    A second regional workshop was held in February 2013, and national workshops were held through May 2013 with

    the participation of experts from the rst regional workshop, plus others (Customs ofcials, regulatory organizations,

     banks, lighting distributors, international cooperation agencies, civil society and others). Participants approved

    guidelines that had been developed for the proposed transition strategy. Finally, a technical workshop and closing

    workshop were held in October to validate the strategy that is presented here.

    Summary of the main actions included in the strategy proposal

    1. Establishing minimum standards for efciency, quality, safety and environmental impact that all lightingdevices must comply with in order to be imported and sold in the countries in the region. These standards

    must be the same for all countries and have an implementation plan with a timeframe that is the same for

    the entire region.

    2. The implementation of policies and support mechanisms that help put the transition project into practice

    smoothly, including:

    • Establishing a labeling system for lighting devices that helps consumers easily understand the devices’

    features.

    • A label awarded to lighting devices with the greatest efciency and quality in the market.

    • Tax breaks for companies that reduce the price of their devices.

    • A program to replace incandescent light bulbs with efcient lighting for low-income families by paying for

    the cost of turning in their incandescent light bulbs.

    3. A monitoring, verication and enforcement system to certify lighting devices and compliance requirements,

    a verication system that shows how devices have complied with requirements and a enforcement system

    to apply sanctions to those who have not complied.

    4. Implementation of a system to collect and recycle lighting devices at the end of their life to avoid contamination

    of small amounts of mercury into the environment.

    5. Approval of the mandatory Central American Technical Regulations for Lighting for the eight countries

    in the region that states all mandatory standards that have been established to comply with the applied

    transition strategy.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    15/120

    13

    Table 1. Principal actions and schedule of forecasted compliance in the

    implementation of the proposed strategy.

    Principal Actions Date of Compliance

    Approve proposed Transition to Efcient Lighting Strategy December 2013

    Approve Central American Technical Regulations for Lightingand all chapters

    December 2014

    Begin communications campaign and training for all actorsrelated to the approved strategy

    January 2015

    Finalize process to organize, concede, purchase and beginreceiving lighting devices that are necessary for the transition process for low-income families

    June 2015

    Begin process to certify lighting devices that could be sold inthe region

    June 2015

    Begin implementing program to replace lighting devices and

    collect replaced devices

    July 2016

    Finalize replacement program June 2016

    Prohibit the import of any non-certied devices January 2017

    Begin to apply monitoring and enforcement systems January 2017

    Prohibit the sale of any non-approved devices January 2018

    Begin implementing the system to collect devices with mercuryfor recycling

    January 2018

    Table 2. Investment required by the region to implement the strategy

    Component* Amount (US$)

    Year 1 Year 2 Year 3

    1. Awareness campaign 1,756,800 1,756,800 1,756,800

    2. Training 328,000

    3. Technical assistance 540,000

    4. Implementation of replacement programs

    17,481,366

    Total investment 20,106,166 1,756,800 1,756,800

    *The amount assigned to each component over the three years corresponds to funds from international cooperation agencies and each coun-

    try in the region.

    Indicators of the real impact that will be obtained from implementing the Transition to Efcient Lighting

    Strategy in the region

    • Reduction in energy generation by 3.09 billion kWh/year and in fuel consumption for that generation by

    679,747 tons, equal to $530 million at nominal rates.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    16/120

    Regional Lighting Efciency Strategy

    14

    • Reduction in CO2 emissions by 1,956,499 tons/year.

    • Avoid $660 million of investments in new generation capacity.

    • Eliminate the current environmental impact of 1.38 tons of mercury in lighting devices that are currently

    installed and avoid the impact of 0.14 tons of new devices that will be installed.

    Results of a nancial evaluation from fuel savings

    Table 3. Financial evaluation from fuel savings by country

    Country NPV IRR Payback  

    Belize US$1,078,339 69% 2.96 years

    Costa Rica US$230,229,179 909% 1.02 years

    El Salvador US$233,479,353 685% 1.04 years

    Guatemala US$272,688,009 557% 1.05 yearsHonduras US$2,264,295 63% 2.06 years

     Nicaragua US$121,036,849 638% 1.05 years

    Panamá US$33,277,407 263% 1.25 years

    Results of a nancial evaluation from subsidy savings

    Table 4. Financial evaluation from subsidy savings by country

    Country NPV IRR Payback  

    Belize* US$168,791 202% 1.69 years

    El Salvador US$27,976,287 249% 1.22 years

    Guatemala US$66,802,746 303% 1.15 years

    Honduras US$10,593,270 209% 1.37 years

     Nicaragua US$15,057,122 230% 1.29 years

    Panamá US$15,135,403 190% 1.38 years

    Dominican Republic US$12,862,067 124% 1.83 years

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    17/120

    15

    1. Background/Justication1.1. Potential benets of the transition

    The transition to efcient lighting in the region will bring potential environmental, social and economic benets.

    According to estimates from national assessments conducted for each country in the region by en.lighten, the

    environmental and energy benets of the transition will equal a total of 942.7 kt of CO2 not being released

    into the atmosphere with the implementation of efcient lighting in the countries, in addition to 16.9 kg of

    mercury savings. On average, all countries will decrease their national electricity consumption by 5% of totalconsumption with the transition. These savings will result from a decrease in energy consumption for lighting

     by 34%, on average, per country. These numbers represent energy savings of 2,576 GWh/year of electricity

    consumption for the region, or $406.5 million. At the same time, the savings in generated power will equal 360

    MW, or 18 small generators (20MW).

    Table 5 shows the benets of the transition for each country in the region except Belize because the country’s

    results were not calculated during the lighting evaluation process.

    Table 5. Benets of the transition to efcient lighting

    Country

    Savings

    in

    millions

    of US$/

    year

    Energy

    savings

    GWh/year

    Power

    savings

    MW

    Percent

    savings in

    national

    electricity

    consumption

    Percent

    savings in

    national

    electricity

    consumption

    for lighting

    Environmental

    benets

    kt of 

    CO2

    Environmental

    benets

    kg of mercury

    Costa Rica   58.9 453.9 60 5.20% 34.60%   28.4 0.3

    El Salvador    30.2 260.7 40 4.70% 34.50%   71.7 0.2

    Guatemala   120.5 529.9 80 6.40% 34.10%   196.5 5.3

    Honduras   23.0 195.1 20 3.60% 27.30%   72.7 0.5

     Nicaragua   27.2 144.4 20 5.30% 33.40%   73.1 0.2

    Panamá   53.4 311.4 40 5.00% 34.60%   93.7 0.2

    DominicanRepublic

      93.3 680.4 100 4.80% 34.60%   406.6 10.2

    Total   406.5 2575.8 360 942.1 16.9

      Source: en.lighten country lighting assessments.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    18/120

    Regional Lighting Efciency Strategy in Central America

    16

    1.2. Current situation of efcient lighting in the region

    1.2.1. Electric energy in the region

    Upon analyzing electricity generation by source, it is observed that in 2012 the hydroelectric plants in

    Central America and the Dominican Republic generated the most energy, followed by thermal energy,geothermal, solar and wind. Nuclear energy is not generated in the region, as shown in Table 6.

    Table 6. Installed capacity by type of plant

    Country Hydroelectric

    power

    MW

    Installed capacity by type of plant (MW)

    Hydro Thermal Nuclear Others1 Total

    Belize   900 53 91 0 0 144

    Costa Rica2 6,474 1,700   613 0 410 2,723

    El Salvador 2,165   472 871 0 204 1,547

    Guatemala 5,000   891 1,570   0 42 2,510

    Honduras 5,000   531 1,089   0 102 1,721

     Nicaragua 2,000   105 852 0 150 1,108

    Panamá 3,282 1,468   953 0 0.0 2,124

    Dominican Republic 2,095   600 2,318   0 85 3,003

    Source: Economic Energy Information System, OLADE, November 2012, corrected by Ministry representatives in 2013

    Elaborated by: CNPML technical team

    Table 6 shows the predominance of hydroelectric power in 2012. It is important to note the diversity of sources

    used to generate electricity. Even though biomass waste and wood have been used for years to generate energy,

    they have only recently been included in the analysis and are now becoming more important.

    The region’s historic consumption has increased drastically in recent years, especially since the 90s in the

    Dominican Republic, Costa Rica and Guatemala due mostly to electricity consumption.

     _______________1 Others: Geothermal + solar + wind2 Updated through December 2012

     

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    19/120

    17

    Illustration 1. Electric energy consumption 1970 - 2011, Central America and

    the Dominican Republic

    Source: Economic Commission for Latin America and the Caribbean (ECLAC)

     Note: Belize only has records available since 2001

    According to OLADE in an analysis of consumption by country in Central America and the Dominican

    Republic in 2011, 12.98 TWh are consumed by the Dominican Republic, followed by 8.6 TWh by Costa Rica;

    Belize and Nicaragua are the countries that consume the least amount of electricity in the region.

    Table 7. Regional electricity consumption

    Country Consumption in TWh

    Belize   0.56

    Costa Rica   8.6

    El Salvador    5.9

    Guatemala   8.49

    Honduras   6.94

     Nicaragua   3.75

    Panamá   7.17

    Dominican Republic   12.98

    Source: Economic Energy Information System, OLADE, November 2012, Version 22

    Elaborated by: CNPML technical team

    0.0

    5,000.0

    10,000.0

    15,000.0

    20,000.0

    25,000.0

    30,000.0

    35,000.0

    40,000.0

    45,000.0

    50,000.0

    1970 1975 1980 1985 1990 1995 2000 2005 2010

        G    W     h

    Consumo de energía eléctrica

    Costa Rica Belice Guatemala El Salvador Honduras Nicaragua Panamá República Dominicana

    Consumption of electric power

    Belize Panama Dominican Republic

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    20/120

    Regional Lighting Efciency Strategy in Central America

    18

    1.2.2. Lighting and electricity consumption in the region

    a) Estimated at the level of general lighting in the region

    Table 8. General installed lighting in the region

    County Incandescent CFL Other Fluorescents Total Installed

    Belize   0.05  N.D.   0.30 0.35

    Costa Rica   6.50 10.69 4.18 21.37

    El Salvador    6.65 17.63 4.24 28.52

    Guatemala   7.76 17.35 3.39 28.50

    Honduras   0.10 9.14 3.05 12.29

     Nicaragua   2.99 3.98 2.19 9.16

    Panamá   1.01 5.67 9.40 16.08

    Dominican Republic 8.59 49.09 4.31 61.99

    Total in the region   33.64 113.52 31.07 178.23

     Unit of measure = millions of units

    • 63.7% of general lighting in the region are compact uorescent; 18.9% are incandescent.

    • Countries that have made massive changes from incandescent (Panama, the Dominican Republic and Honduras)

    have a particularly high level of use of CFL within the total of general lighting used, but the lack of sustainability

     plans means that incandescent lights are becoming more present.

    • El Salvador and Guatemala have high levels of use of CFL over incandescent.

    • In the region there are still 33.64 million incandescent lights installed, which consume ve times more energy than

    their equivalent CFL

    b) Analysis of the specic type of general lighting used with respect to the total installed

    Illustration 2. Types of general lighting installed

    Elaborated by: CNPML technical team

    Incandescents

    19%

    CFL

    64%

    Other Fluorescents

    17%

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    21/120

    19

      c   )   A  n  a   l  y  s   i  s  o   f  g  e  n

      e  r  a   l   l   i  g   h   t   i  n  g  u  s  e   d   b  y  r  e  s   i   d  e  n   t   i  a

       l  c  o  n  s  u  m  e  r  s   t   h  a   t  p  a  y   f  o  r   t   h  e  s  e  r  v   i  c  e  w   i   t   h  a  s  u   b  s   i   d  y

       T  a   b   l  e   9 .   G  e  n  e  r  a   l   l   i  g   h   t   i  n  g   i  n  s   t  a   l   l  e   d   f  o  r  s  u   b  s   i   d   i  z

      e   d  u  s  e  r  s

       C  o  u  n   t  r  y

       R  a  n  g  e  o   f

      c  o  n  s  u  m  p   t   i  o  n

       k   W   h

       C

       l   i  e  n   t  s

      w   i   t   h

      s  u   b

      s   i   d   i  z  e   d

      r  a   t  e  s

       L   i  g   h   t  s  p  e  r

      c   l   i  e  n   t

       T  o   t  a   l   l   i  g

       h   t  s

      u  s  e   d   b

      y

      c   l   i  e  n   t  s

       %    i  n  c  a  n   d  e  s  c  e  n   t

       l   i  g   h   t  s  p  e  r  c   l   i  e  n   t

       T

      o   t  a   l

       i  n  c  a  n

       d  e  s  c  e  n   t

       l   i  g   h   t  s

       B  e   l   i  z  e   3

       0  –   6   0

       6 ,   7   8   9

       4

       2   7 ,   1   5   6

       5   0   %

       1   3 ,   5   7   8

       C  o  s   t  a   R   i  c  a   4

       0  –   2   0   0

       3   3   6 ,   5   0   5

       4

       1 ,   3   4   6 ,   0   2   0

       5   0   %

       6   7

       3 ,   0   1   0

       E   l   S  a   l  v  a   d  o  r   5

       0  –   9   9

       9   6   6 ,   0   6   0

       5

       4 ,   8   3   0 ,   3   0   0

       2   0   %

       9   6

       6 ,   0   6   0

       1   0   0  –   1   9   9

       3   4   3 ,   1   4   9

       1 ,   7   1   5 ,   7   4   5

       3   4

       3 ,   1   4   9

       G  u  a   t  e  m  a   l  a   6

       0  –   5   0

       1 ,   0

       7   6 ,   5   0   2

       5

       5 ,   3   8   2 ,   5   1   0

       2   0   %

       1 ,   0   7   6 ,   5   0   2

       5   1  –   1   0   0

       6   9   2 ,   0   3   7

       3 ,   4   6   0 ,   1   8   5

       6   9

       2 ,   0   3   7

       1   0   1  –   3   0   0

       6   4   0 ,   7   7   4

       3 ,   2   0   3 ,   8   7   0

       6   4

       0 ,   7   7   4

       H  o  n   d  u  r  a  s   7

       0  –   1   5   0

       5   2   4 ,   1   6   8

       5

       2 ,   5   5   0 ,   0   0   0

       2   0   %

       5   2

       4 ,   1   6   8

       N   i  c  a  r  a  g  u  a   8

       0  –   2   5

       7   0   0 ,   0   5   1

       4

       2 ,   8   0   0 ,   2   0   4

       2   5   %

       7   0

       0 ,   0   5   1

       2   6  -   5   0

       5   1  –   1   0   0

       1   0   1  –   1   5   0

       P  a  n  a  m  a   9

       0  –   1   0   0

       2   5   2 ,   7   2   9

       4

       1 ,   0   1   0 ,   9   1   6

       5   0   %

       5   0

       5 ,   4   5   8

       1   0   1  –   2   0   0

       2   7   9 ,   2   4   0

       1 ,   1   1   6 ,   9   6   0

       5   5

       8 ,   4   8   0

       D  o  m   i  n   i  c  a  n   R  e  p  u   b   l   i  c   1   0

       0  –   2   0   0

       5   1   1 ,   8   5   4

       5

       2 ,   5   5   9 ,   2   7   0

       8   0   %

       2 ,   0   4   7 ,   4   1   6

       2   0   1  –   3   0   0

       T   O   T   A

       L

       6 ,   3

       2   9 ,   8   5   8

       3   0 ,   0   7   3 ,   9

       7   6

       8 ,   7   4   0 ,   6   8   3

       3

       S  o  u  r  c  e  o   f   i  n   f  o  r  m  a   t   i  o  n  :   M   i  n   i

      s   t  e  r   i  o   d  e   E  n  e  r  g   í  a ,   C   i  e  n  c   i  a  y   T  e  c  n  o   l  o  g   í  a   i  n

       B  e   l   i  z  e ,   2   0   1   3 .

       4    C  o  s   t  a   R   i  c  a   d  o  e  s  n  o   t   h  a  v  e  a  r  a   t  e  s  u   b  s   i   d   i  z  e   d   b  y   t   h  e   G  o  v  e  r  n  m  e  n   t .   F  o  r   t   h   i  s

      s   t  u   d  y ,  c   l   i  e  n   t  s  w   h  o  c  o  n  s  u  m  e   d   l  e  s  s   t   h  a  n   2   0   0   k   W   h  w  e  r  e  u  s  e   d  a  s   l  o  w  -   i  n  c  o  m  e .   S  o  u  r  c  e  o   f   i  n   f  o  r  m  a   t   i  o  n  :   I  n  s   t   i   t  u   t  o

        C  o  s   t  a  r  r   i  c  e  n  s  e   d  e   E   l  e  c   t  r   i  c   i   d   d

      a  n   d   E  n  e  r  g  y   S  e  c   t  o  r   O   f     c  e ,   2   0   1   3 .

       5   S  o  u  r  c  e  :   C  o  n  s  e   j  o   N  a  c   i  o  n  a   l   d  e   E  n  e  r  g   í  a ,   2   0   1   3

       6   S  o  u  r  c  e  :  w  e   b  s   i   t  e  o   f   C  o  m   i  s   i   ó  n

       N  a  c   i  o  n  a   l   d  e   E  n  e  r  g   í  a   E   l   é  c   t  r   i  c  a ,   2   0   1   3

       7   S  o  u  r  c  e  :  w  e   b  s   i   t  e  o   f   E  m  p  r  e  s  a

       N  a  c   i  o  n  a   l   d  e   E  n  e  r  g   í  a   E   l   é  c   t  r   i  c  a ,   2   0   1   3

       8   S  o  u  r  c  e  :   M   i  n   i  s   t  e  r   i  o   d  e   E  n  e  r  g   í  a  y   M   i  n  a  s ,   I  n  s   t   i   t  u   t  o   N   i  c  a  r  a  g   ü  e  n  s  e   d  e   E  n  e  r  g   í  a ,   2   0   1   3

       9   S  o  u  r  c  e  :   A  u   t  o  r   i   d  a   d   N  a  c   i  o  n  a   l   d  e   S  e  r  v   i  c   i  o  s   P   ú   b   l   i  c  o  s ,   S  e  c  r  e   t  a  r   i  a   N  a  c   i  o  n  a   l

       d  e   E  n  e  r  g   í  a ,   2   0   1   3

       1   0   S  o  u  r  c  e  :   C  o  m   i  s   i   ó  n   N  a  c   i  o  n  a   l

       d  e   E  n  e  r  g   í  a ,   S  u  p  e  r   i  n   t  e  n   d  e  n  c   i  a   d  e   E   l  e  c   t  r   i  c   i   d

      a   d ,   2   0   1   3

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    22/120

    Regional Lighting Efciency Strategy in Central America

    20

    1.2.3. Initiatives in the region to transition to efcient lighting

    Several initiatives have been undertaken in the region to transition to efcient lighting, including national or

     pilot programs to hand out free CFL to substitute incandescent light bulbs for residential use, regulations that

     prohibit incandescent lighting that have been approved or are under consideration, the approval of technicalstandards that provide incentives for lighting efciency, actions to label products and the EnergICE label in

    Costa Rica to delineate CFL efciency and quality and agreements with international cooperation agencies for

    lighting efciency initiatives, among others. Appendix 1 presents greater detail about initiatives in the region

     by country.

    1.2.4. Legal framework for efcient lighting

    Several countries in the region, in addition to lighting efciency initiatives, have begun to create a legal

    framework to ensure the continuity and sustainability of lighting and energy efciency. However, there is still

    work left to be done to implement these frameworks since most countries have laws and regulations, but fewhave implementation mechanisms. The following lists include the main regulations found in each country.

    Belize: There are no approved regulations, nor any in process. In 2011 the Government of Belize published

    a proposal for a national energy policy that included priority areas of ensuring supply, protecting the

    environment and competitiveness and energy efciency.

    Costa Rica: This country has a Regulatory on Rational Energy Use Act (Law. No. 7447) with regulations

    for practically every type of uorescent light and accessories (CATR 376:2000 year 2000). In addition,

    it has three technical standards regulating energy efciency for CFL and circline light bulbs (INTE 28-

    01-07-2008 year 2008), another for labeling (INTE 28-01-08-2008 year 2011) and a third about testing

    methodologies for the rst two (INTE 28-01-09-2008 year 2009).

    El Salvador: This country has standards on efciency and performance for FL tubes (MSS: 29.39.01:04

    year 2004) and CFL (MSS 29.47.01:09 year 2009). In addition, it has a regulation on testing methodologies

    to determine electrical measurements and photometrics of CFL and circline light bulbs, requirements for

    energy performance and labeling (NSR 25.47.05:09 year 2010).

    Guatemala: This country has a regulation on energy efciency for self-ballasted CFL light bulbs in

    the process of being approved (COGUANOR NTG 20003) and has approved a testing methodology to

    determine electrical measurements and photometrics of CFL and circline light bulbs (COGUANOR NTG

    21015). The country also has a voluntary labeling system.

    Honduras: This country has a technical standard for energy efciency of self-ballasted CFL, requirements

    and labeling (OHN 9:2011 and OHN 10:2011 year 2011) and a law that prohibits the import and sale of

    incandescent light bulbs and substitution for CFL (Decree 112-2007).

     Nicaragua: This country has two technical standards for self-ballasted CFL – one for energy efciency

    (NTON 10 008 – 08 year 2008) and the other for classication and labeling (NTON 10 009 – 08 year

    2008).

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    23/120

    21

    Panama: This country has Law No. 69 (October 12, 2012), which establishes a national policy for energy

    efciency. They are in the process of approving regulations needed for implementation of the Law.

    Dominican Republic: This country is contemplating the Energy Efciency and Resource Savings Act. It

    has two technical standards approved for CFL: one on efciency (NORDOM 29 003 – 02) and another

    for labeling (NORDOM 29 003 – 03).

    For more information see Appendix 2, which presents a summary of the region’s legislation.

    In addition to establishing a legal framework to promote and sustain energy efciency, most countries

    have environmental legislation for the appropriate use and disposal of waste products. The following

    Table presents legislation that regulates waste in each country

    .

    Table 10. Environmental legislation for waste in the region

    Country Type Name

    Belize Standard Standard for hazardous waste, 2009.

    Costa Rica LawRegulation

    Comprehensive Waste Management Act, Nº 8839.Regulation for Comprehensive Electronic Waste Management, Nº35933-S.

    El Salvador Regulation Special Regulation on Hazardous Substances, By-products and Waste,Decree 41 DO 107 T- 347, year 2000.

    Guatemala Law Waste and Special Solid Waste Management Act and Policy.

    Honduras Regulation Solid Waste Management, 378-2001.

     Nicaragua Standard NTON 05-014-02 Environmental technical standard for themanagement, treatment and nal disposal of non-hazardous solidwaste, NTON 05-0015-02, environmental technical standard for themanagement and elimination of hazardous solid waste and NTON05-013-01 environmental technical standard for the environmentalcontrol of landlls for non-hazardous solid waste.

    Panama Law General Solid Waste Act, 2013.

    DominicanRepublic

    Standard Hazardous and Non-hazardous Waste Management, Treatment andDisposal.

    Elaborated by: CNPML team

    As indicated above, environmental legislation on waste lacks specic regulations or standards for CFL

    waste. However, all countries have undersigned the Basel Convention controlling the transboundary

    movement of hazardous waste and their disposal and also have participated in the process to undersign

    the Minamata Convention on Mercury. Despite this fact, every country needs to work on creating and

    establishing regulations and standards for the proper disposal and management of efcient lighting devices

    at the end of their service life.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    24/120

    Regional Lighting Efciency Strategy in Central America

    22

    1.2.5. Free trade agreements

    In many cases free trade agreements are conditioned to countries improving best practices in environmental

    management, clean production, emissions reductions and energy efciency. Conditions must be established

     by pertinent national policies and standards. Countries that have made efforts to transition to efcient lighting

    can demonstrate that they have taken actions to improve their environmental conditions. Central Americancountries that have free trade agreements with the European Union, the United States, Mexico and others have

    advantages over those that have made no progress on improving national environmental quality.

    “Prohibition” mechanisms or the appropriately called mechanisms to transition to efcient lighting exist

     because of international trade agreements. For example, the World Trade Organization’s Agreement on

    Technical Barriers to Trade (TBT 11) responds to non-tariff barriers and technical requirements that products

    must comply with and their respective evaluation procedures. All member countries of the WTO (including

    Central America) have the right to elaborate technical requirements (e.g. minimum standards and labeling for

    lighting) and procedures to evaluate product quality (e.g. MVE) as long as they do not create unnecessary

     barriers to international trade. Technical requirements and procedures must be framed within what the WTO

    called “legitimate objectives,” such as harmonization and transparency, among others.

    With respect to harmonization, it is important to note that the TBT obligates WTO members to base their technical

    regulations, standards and evaluation procedures on international standards, directives and recommendations if

    available, except when countries believe they are inappropriate or inefcient. The idea behind harmonization

    is to avoid unnecessary duplications of technical regulations and evaluation procedures and to try to promote

    the use of international standards. Therefore, the harmonization of standards and labeling that Central America

    is attempting to do responds more to the free trade agreements, since they will facilitate the import/export of

    efcient devices with trade partners.

    Internationally, the European Union demands and supports that other countries approve new measures or

    reinforce existing ones to reduce greenhouse gases.12

     Therefore, any action taken to reduce emissions in CentralAmerica, including through transitions to efcient lighting, will be supported by the EU. Instead of being an

    obstacle to signing free trade agreements with the region, this transition will be a point in the region’s favor.

    Appendix 3 references other free trade agreements around the world.

    1.2.6. Current support mechanisms

    The region has experienced a good number of initiatives and support mechanisms to promote energy

    efciency. Based on a report of the current situation of lighting efciency in the region, all countries, with

    the exception of Belize, report having national programs to encourage energy efciency. All have received

    support from international cooperation agencies, such as GIZ (Germany), USAID (United States Agency for

    International Development) and OLADE (Latin American Energy Organization), among others, for energy

    efciency projects, including lighting efciency. Nicaragua and the Dominican Republic have proposals for

    laws to provide tax breaks for efcient lighting devices. In addition, El Salvador, Guatemala and Nicaragua are

    working on energy efciency policies. Beyond these efforts, one must also consider the initiatives mentioned

    above in section 1.2.2.

     ______________________11 More information can be found at: http://www.wto.org/spanish/docs_s/legal_s/17-tbt.pdf 12 More information on mitigating climate change can be found at: http://ec.europa.eu/clima/publications/docs/supporting_a_climate_for_

    change_en.pdf 

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    25/120

    23

    Costa Rica has an energy efciency laboratory owned by the ICE Corporation (Instituto Costarricense de

    Electricidad), which provides services for electrical measurements, photometrics, chromatic measurements

    and performance of lighting devices. ICE has an accredited testing methodology to evaluate self-ballasted

    CFL (IESNA LM-66-00) and electrical features (INTE 28-01-09-08) (current, real power, lm/W efciency,

    total harmonic distortion of the current and power factor), photometric characteristics (initial ow, color

    temperature, chromatic coordinates and color rendering index) and maturation evaluations.

    1.2.7. Identied barriers

    The transition to efcient lighting in the region could face several types of obstacles, including: nancial,

    market, regulatory, institutional, informational and awareness and environmental barriers. Table 11 presents

    obstacles found in the transition in the region.

    Table 11. Obstacles in the region

    Obstacles in the region

    Financial obstacles-

    High costs of CFL and LED lights in the local and regional market whencompared to incandescent lights.

    -  Not all countries have tax incentives or nancing mechanisms for energy orlighting efciency

    Market obstacles - Inhabitants lack a culture of conserving resources in the region, including energyefciency.

    - Little competition or diversication of products in the market.

    - Not all countries have an enforcement or monitoring system for lighting productsin the market. Of those that do have a system, not all have proactive institutions.

    - There is no lighting production in the region.

    - In the case of the Dominican Republic, there are local factories producingincandescent lighting that will have to change their technologies.

    Regulatory andinstitutionalobstacles

    -  Not all countries have policies, legislation, regulations or standards for energyefciency.

    - Countries that have technical policies, legislation, regulations or standards forenergy efciency have not standardized them across borders.

    -  No country in the region has a label for energy efciency, except Costa Rica,which has the EnergICE for different types and brands of CFL.

    Technical obstacles - Most countries, except Belize, Honduras and the Dominican Republic haveMinimum Energy Performance Standards (MEPS). However, every country,except Costa Rica, lacks a system to verify the standards.

    - Institutions that verify those standards do not have technical expertise to verifylighting products properly, such as accredited laboratories or trained personnel.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    26/120

    Regional Lighting Efciency Strategy in Central America

    24

    Obstacles in the region

    Informational andawareness obstacles

    - Little programming and dissemination of the benets of efcient lighting.

    - Lack of nancial resources to promote efcient lighting.

    Environmental

    obstacles

    -  No inventory of light bulbs in the region.

    -  No treatment plants for light bulb waste, and specically, mercury waste.

    - Belize, El Salvador, Nicaragua, Costa Rica and the Dominican Republic havelegislation and regulations for hazardous and special waste management, butimplementation has been inconsistent.

    -  No country has appropriate nal disposal practices for light bulbs, since mostend up in landlls and open dumps.

    Source: Situación actual de iluminación eciente en Centroamérica, Mesoamerica Project. 2013.

    1.3. Goals of the Regional Lighting Efciency Strategy

    The purpose of the en.lighten  initiative is to transform the current global lighting market to one of lighting

    efciency by promoting efcient and high-performing lighting technologies and eliminating sources of

    inefcient lighting.

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    27/120

    25

     

    2. Minimum EnergyPerformance Standards

    2.1. Current situation

    The countries in the region have established some minimum standards that can be found in their regulations. The

    following Table presents a sample of minimum standards established by three countries that have regulations

    for 18 to 20W CFL. For other powers and models (with a cover, reector, etc.) there are no standards in the

    current regulations. Honduras does prohibit the import and sale of incandescent lighting in its regulatory

    framework.

    Table 12. Minimum energy performance standards for 18 to 20 W CFL light bulbs

    SpecicationCosta Rica

    (INTE 2801)

    El Salvador

    (MSS 2947)

    Nicaragua

    (NTON 10 008)

    Efcacy. 52 lm/W 52 lm/W 52 lm/W

    Lifetime. 10,000 h N/A 6,000 h

    Continuity of light ow

    over the service life. N/A N/A

    90% de nominal (100

    h), 80% (2000 h)

    Color rendering index

    (CRI). N/A N/A N/A

    Power factor.   0.5 0.5 0.5

    Maximum mercury

    content in the bulb.

     N/A N/A N/A

     N/A: Does not apply to this parameter in the standard

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    28/120

    Regional Lighting Efciency Strategy in Central America

    26

    2.1.1. Legal frameworks in the countries

    Most countries have voluntary standards that include minimum energy performance standards as mentioned in

    section 2.1. For more information on existing legal frameworks, see Appendix 2.

    2.1.2. International context for lighting standards

    During the last two decades, several countries have adopted policies to improve product energy efciency. One

    of the most common policies relates to minimum energy performance standards.

    Several evaluations have been done around the world that conclude that MEPS have produced substantial

     benets at a low cost, which has led many countries, including most developed countries, to pass regulations

    about minimum standards. Other countries have passed legislation and are already implementing it.

    Appendix 4 shows a map that highlights countries in red that have established minimum standards or are

    implementing those standards. The Appendix also has a summary of the main implementation actions taken

     by those countries.

    .

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    29/120

    27

       2 .   2 .   L  o  g   i  c  a   l   f  r  a  m

      e  w  o  r   k

       O   b   j  e  c   t   i  v  e   [   i  n  p  r   i  o  r   i   t  y  o  r   d  e  r   ]

       E  x  p  e  c   t  e   d   R  e  s  u   l   t  s

       P  r   i  o  r   i   t  y   A  c   t   i  v   i   t   i  e  s

       R  e  s  p  o  n  s   i   b   l  e

       P  a  r   t  y

       T   i

      m  e   f  r  a  m  e

       A  p  p  r  o  v  e  m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s   t  o

       b  e  e  s   t  a   b   l   i  s   h  e   d   i  n  c  o  u  n   t  r   i  e

      s   i  n   t   h  e

      r  e  g   i  o  n

       T   h  a   t   t   h  e  m   i  n   i  m  u  m  s   t  a

      n   d  a  r   d  s

      e  s   t  a   b   l   i  s   h  e   d   f  o  r  g  e  n  e  r  a

       l

       l   i  g   h   t   i  n  g   d  e  v   i  c  e  s  g  u  a  r  a

      n   t  e  e  a

      r  e   d  u  c   t   i  o  n   i  n  e   l  e  c   t  r   i  c   i   t  y

      c  o  n  s  u  m  p   t   i  o  n  a  n   d  a  s  s  o

      c   i  a   t  e   d

       C   O   2  e  m   i  s  s   i  o  n  s  a  n   d   t   h  a   t   t   h  e

      s   t  a  n   d  a  r   d  s ,  c  o  n   d   i   t   i  o  n  s   f  o  r

      a  p  p   l   i  c  a   t   i  o  n  a  n   d  p  e  r   i  o   d

      o   f

      v  a   l   i   d   i   t  y   b  e   d  e   f   i  n  e   d  s  o

       t   h  a   t   t   h  e

      m  a  r   k  e   t   h  a  s  c  o  n   t   i  n  u  o  u  s

      s  u  p  p   l  y .

       2 .   3 .   1 .   R  e  v   i  e  w  a  n   d  s   t  u

       d  y

      s   t  a  n   d  a  r   d  s  a  n   d  e  x  p  e  r   i  e

      n  c  e  s

       i  n   t   h  e  a  r  e  a  a  n   d  o   t   h  e  r

      r  e   l  e  v  a  n   t   b  a  c   k  g  r  o  u  n   d

       i  n   f  o  r  m  a   t   i  o  n .

       C  o  n  s  u   l   t   i  n  g   t  e  a  m   /

     

       O  c

       t  o   b  e  r   2   0   1   3

       2 .   3 .   2 .   P  r  o  p  o  s  e  m   i  n   i  m

      u  m

      e   f   f   i  c   i  e  n  c  y ,  q  u  a   l   i   t  y ,  s  a

       f  e   t  y

      a  n   d  e  n  v   i  r  o  n  m  e  n   t  a   l   i  m

      p  a  c   t

      s   t  a  n   d  a  r   d  s .

       C  o  n  s  u   l   t   i  n  g   t  e  a  m   /

     

       O  c

       t  o   b  e  r   2   0   1   3

       2 .   3 .   3 .   D  e  v  e   l  o  p  a  p  r  o  p

      o  s  a   l

       t  o  a  p  p   l  y  a  n   d  u  p   d  a   t  e

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s  a

      n   d

       t   h  e   i  r  p  e  r   i  o   d  s  o   f  v  a   l   i   d   i   t  y .

       C  o  n  s  u   l   t   i  n  g   t  e  a  m   /

     

       O  c

       t  o   b  e  r   2   0   1   3

       2 .   3 .   4 .   P  r  o  p  o  s  e

       i  m  p   l  e  m  e  n   t  a   t   i  o  n  s  c   h  e   d  u   l  e

       f  o  r  p  r  o  p  o  s  e   d  m   i  n   i  m  u  m

      s   t  a  n   d  a  r   d  s .

       C  o  n  s  u   l   t   i  n  g   t  e  a  m   /

     

       O  c

       t  o   b  e  r   2   0   1   3

       2 .   3 .   5 .   A  p  p  r  o  v  e  p  r  o  p  o

      s  a   l   t  o

      a  p  p   l  y  a  n   d  u  p   d  a   t  e  m   i  n

       i  m  u  m

      s   t  a  n   d  a  r   d  s  a  n   d   t   h  e   i  r  p  e  r   i  o   d  s

      o   f  v  a   l   i   d   i   t  y ,  a  s  w  e   l   l  a  s

       t   h  e

       i  m  p   l  e  m  e  n   t  a   t   i  o  n  s  c   h  e   d  u   l  e .

       C  o  u  n  c   i   l  o   f

       M   i  n   i  s   t  e  r  s  o   f

       E  n  e  r  g  y

       D  e

      c  e  m   b  e  r   2   0   1   3

       E   D   M   P

       E   D   M   P

       E   D   M   P

       E   D   M   P

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    30/120

    Regional Lighting Efciency Strategy in Central America

    28

       O   b   j  e  c   t   i  v  e   [   i  n  p  r   i  o  r   i   t  y  o  r   d  e  r   ]

       E  x  p  e  c   t  e   d   R  e  s  u   l   t  s

       P  r   i  o  r   i   t  y   A  c   t   i  v   i   t   i  e  s

       R  e  s  p  o  n  s   i   b   l  e

       P  a  r   t  y

       T   i  m  e   f  r  a  m  e

       A  p  p  r  o  v  e   C  e  n   t  r  a   l   A  m  e  r   i  c  a  n

       T  e  c   h  n   i  c  a   l   R  e  g  u   l  a   t   i  o  n  s   (   C

       A   T   R   )

       f  o  r   L   i  g   h   t   i  n  g   t   h  a   t  e  s   t  a   b   l   i  s   h

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s   f  o  r   2

       0   1   4 ,

      s  p  r  e  a   d  a  w  a  r  e  n  e  s  s ,   t  r  a   i  n  a  c   t  o  r  s

       d   i  r  e  c   t   l  y   i  n  v  o   l  v  e   d   i  n   t   h  e   i  r

      a  p  p   l   i  c  a   t   i  o  n  a  n   d   i  n  c  o  r  p  o  r  a

       t  e   t   h  e

       C   A   T   R   i  n   t  o

     

      r  e  g  u   l  a   t  o  r  y   f  r  a  m  e  w  o  r   k  s   t  o

      g  u  a  r  a  n   t  e  e   t   h  a   t  a   l   l   l   i  g   h   t   i  n  g

       d  e  v   i  c  e  s  s  o   l   d   i  n   t   h  e  r  e  g   i  o  n

       b  e  g   i  n  n   i  n  g   i  n   J  a  n  u  a  r  y   2   0   1

       8

      c  o  m  p   l  y  w   i   t   h   t   h  e  a  p  p  r  o  v  e   d

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s .

       T   h  e  a  p  p  r  o  v  a   l   i  n   2   0   1   4

      o   f   t   h  e

       C  e  n   t  r  a   l   A  m  e  r   i  c  a  n   T  e  c   h  n   i  c  a   l

       R  e  g  u   l  a   t   i  o  n  s   (   C   A   T   R   )  c   h  a  p   t  e  r

      e  s   t  a   b   l   i  s   h   i  n  g  m   i  n   i  m  u  m

      s   t  a  n   d  a  r   d  s ,  w   i   t   h   t   h  e   i  r

      a  p  p   l   i  c  a   t   i  o  n  r  e  g  u   l  a   t   i  o  n

      s  a  n   d

      p  e  r   i  o   d   i  c  u  p   d  a   t   i  n  g ,  s  o   t   h  a   t   i  n

       J  u   l  y   2   0   1   5  c  o  u  n   t  r   i  e  s  c  a  n   b  e  g   i  n

       t   h  e  c  o  m  p   l   i  a  n  c  e  p  r  o  c  e  s  s   f  o  r

       l   i  g   h   t   i  n  g   d  e  v   i  c  e  s .   I  n   J  a

      n  u  a  r  y

       2   0   1   7  n  o  n  -  c  e  r   t   i   f   i  e   d   l   i  g

       h   t   i  n  g

       d  e  v   i  c  e  s  w   i   l   l  n  o   t   b  e  a   l   l  o  w  e   d

       f  o  r   i  m  p  o  r   t ,  a  n   d   i  n   J  a  n  u  a  r  y

       2   0   1   8  a   l   l   d  e  v   i  c  e  s  s  o   l   d   i  n   t   h  e

      r  e  g   i  o  n  w   i   l   l   b  e  c  e  r   t   i   f   i  e   d   i  n

      c  o  m  p   l   i  a  n  c  e  w   i   t   h   t   h  e

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s .

       2 .   3 .   6 .   E   l  a   b  o  r  a   t  e  a  n   d

      p  r  e  s  e  n   t  a  n  e  x  p  r  e  s  s   i  o  n

      o   f

       i  n   t  e  r  e  s   t   t  o  c  r  e  a   t  e   t   h  e   C   A   T   R

       f  o  r  e   f   f   i  c   i  e  n   t   l   i  g   h   t   i  n  g  w   i   t   h  a

       j  u  s   t   i   f   i  c  a   t   i  o  n  a  n   d

       f  o  u  n   d  a   t   i  o  n  a   l  a  r  g  u  m  e  n   t  s  o

       t   h  a   t   t   h  e  y  a  r  e  a  p  p   l   i  e   d  a  n   d

      c  o  m  p   l   i  e   d  w   i   t   h   b  y  a   l   l

      c  o  u  n   t  r   i  e  s   i  n   t   h  e  r  e  g   i  o

      n  a  n   d

       i  n  c   l  u   d  e   d   i  n   t   h  e   A  c   t   i  o  n   P   l  a  n

       f  o  r   t   h  e   C  u  s   t  o  m  s   U  n   i  o

      n  a  n   d

       t   h  e   C  u  s   t  o  m  s   O   f   f   i  c  e  s   i  n

       B  e   l   i  z  e  a  n   d   t   h  e   D  o  m   i  n   i  c  a  n

       R  e  p  u   b   l   i  c .

       J  a  n  u  a  r  y   2   0   1   4

     

       2 .   3 .   7 .   E   l  a   b  o  r  a   t  e  a   t  e  s   t   i  n  g

      m  e   t   h  o   d  o   l  o  g  y  p  r  o  p  o  s  a   l   t  o

      v  e  r   i   f  y  c  o  m  p   l   i  a  n  c  e  w   i   t   h   t   h  e

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s  a

      n   d   t   h  e

      c   h  a  p   t  e  r  o  n  m   i  n   i  m  u  m

      s   t  a  n   d  a  r   d  s   i  n   t   h  e   C   A   T

       R  o  n

       L   i  g   h   t   i  n  g   i  n  c  o  n  s  u   l   t  a   t   i  o  n

      w   i   t   h  n  a   t   i  o  n  a   l  a  c   t  o  r  s   t  o

      r  e  a  c   h  c  o  n  s  e  n  s  u  s   i  n   t   h

      e

      r  e  g   i  o  n  a  n   d   b  e  a   b   l  e   t  o

      s   h  a  r  e

       t   h  a   t  c  o  n  s  e  n  s  u  s   i  n   t   h  e

      n  e  x   t

      r  o  u  n   d  o   f  m  e  e   t   i  n  g  s  w   i   t   h   t   h  e

       M  e  s  o  a  m  e  r   i  c  a

       P  r  o   j  e  c   t ,   L   i  g   h   t   i  n  g

       L  a   b  o  r  a   t  o  r  y   i  n

       C  o  s   t  a   R   i  c  a ,

       N  a   t   i  o  n  a   l

       R  e  g  u   l  a   t  o  r  y

       C  o  m  m   i   t   t  e  e  s  a  n   d

      e  n  e  r  g  y  a  u   t   h  o  r   i   t   i  e  s

       i  n   t   h  e  c  o  u  n   t  r   i  e  s   i  n

       t   h  e  r  e  g   i  o  n .

       J  a  n  u  a  r  y  -   A  u  g  u  s   t

       2   0

       1   4

       E   D   M   P

       t    h  e  r  e  g   i  o  n    ’  s

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    31/120

    29

       O   b   j  e  c   t   i  v  e   [   i  n  p  r   i  o  r   i   t  y  o  r   d  e  r   ]

       E  x  p  e  c   t  e   d   R  e  s  u   l   t  s

       P  r   i  o  r   i   t  y   A  c   t   i  v   i   t   i  e  s

       R  e  s  p  o  n  s   i   b   l  e

       P  a  r   t  y

       T   i  m  e   f  r  a  m  e

       C   U  a  n   d   C  u  s   t  o  m  s   O   f   f

       i  c  e  s

      o   f   B  e   l   i  z  e  a  n   d   t   h  e

       D  o  m   i  n   i  c  a  n   R  e  p  u   b   l   i  c

       t  o

       i  n  c  o  r  p  o  r  a   t  e   t   h  e   i  r

      c  o  n  s   i   d  e  r  a   t   i  o  n  s ,  r  e  c  e   i  v  e

       t   h  e   i  r  s  u  p  p  o  r   t  a  n   d  p  r  e  s  e  n   t

       t   h  e  r  e  g  u   l  a   t   i  o  n  s   f  o  r  a  p

      p  r  o  v  a   l

       b  y   C   O   M   I   E   C   O .

     

       2 .   3 .   8 .   A  p  p  r  o  v  e   t   h  e  c   h

      a  p   t  e  r

      o   f   t   h  e   C   A   T   R   t   h  a   t

      e  s   t  a   b   l   i  s   h  e  s  m   i  n   i  m  u  m

      s   t  a  n   d  a  r   d  s  a  n   d  e  v  e  r  y   t   h   i  n  g

      r  e   l  a   t  e   d   t  o   t   h  e   i  r  a  p  p   l   i  c

      a   t   i  o  n ,

      p  e  r   i  o   d  s  o   f  v  a   l   i   d   i   t  y  a  n

       d

      u  p   d  a   t   i  n  g  a  n   d  o   t   h  e  r   f  a

      c   t  o  r  s

      g  u  a  r  a  n   t  e  e   i  n  g   t   h  e   i  r

      c  o  m  p   l  e   t  e   i  m  p   l  e  m  e  n   t  a

       t   i  o  n .

       C   O   M   I   E   C   O

        D  e  c  e  m   b  e  r   2   0   1   4

       2 .   3 .   9 .   D  e  v  e   l  o  p  a  p   l  a  n

       t  o

      c  o  m  m  u  n   i  c  a   t  e   t   h  e  a  p  p

      r  o  v  e   d

      r  e  g  u   l  a   t   i  o  n  s  a  n   d  a   t  r  a   i  n   i  n  g

      p  r  o  g  r  a  m  o  n   t   h  e  m   f  o  r

      a   l   l

       d   i  r  e  c   t  a  c   t  o  r  s   (  p  r  o   d  u  c  e  r  s ,

       l  a   b  o  r  a   t  o  r   i  e  s ,   C  u  s   t  o  m  s

      o   f   f   i  c   i  a   l  s ,  r  e  g  u   l  a   t  o  r  s ,

      r  e   t  a   i   l  e  r  s ,  e   t  c .   )  a  n   d   d  e  v  e   l  o  p

      a  p   l  a  n   t  o  a   d   j  u  s   t  n  a   t   i  o  n  a   l

      r  e  g  u   l  a   t  o  r  y   f  r  a  m  e  w  o  r   k  s .

       N  a   t   i  o  n  a   l  e  n  e  r  g  y

      a  u   t   h  o  r   i   t   i  e  s  a  n   d

      n  a   t   i  o  n  a   l   t  e  c   h  n   i  c  a   l

      r  e  g  u   l  a   t  o  r  y

      a  g  e  n  c   i  e  s .

       J  a  n  u  a  r  y  -   J  u  n  e

       2   0

       1   5

       2 .   3 .   1   0 .   D  e  v  e   l  o  p   t   h  e

      p  r  o  c  e  s  s   t  o  c  e  r   t   i   f  y   l   i  g   h

       t   i  n  g

       A  c  c  r  e   d   i   t  e   d

       l  a   b  o  r  a   t  o  r   i  e  s

       J  u   l  y   2   0   1   5    – 

       D  e  c  e  m   b  e  r   2   0   1   6

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    32/120

    Regional Lighting Efciency Strategy in Central America

    30

       O   b   j  e  c   t   i  v  e   [   i  n  p  r   i  o  r   i   t  y  o  r   d  e  r   ]

       E  x  p  e  c   t  e   d   R  e  s  u   l   t  s

       P  r   i  o  r   i   t  y   A  c   t   i  v   i   t   i  e  s

       R  e  s  p  o  n  s   i   b   l  e

       P  a  r   t  y

       T   i  m  e   f  r  a  m  e

       d  e  v   i  c  e  s  c  o  m  p   l  y   i  n  g  w

       i   t   h   t   h  e

      a  p  p  r  o  v  e   d  m   i  n   i  m  u  m

      s   t  a  n   d  a  r   d  s .

      a  p  p  r  o  v  e   d   b  y   t   h  e

       C   A   T   R  a  n   d  r  e   t  a   i   l

      c  o  m  p  a  n   i  e  s   i  n   t   h  e

      c  o  u  n   t  r   i  e  s   i  n   t   h  e

      r  e  g   i  o  n .

     

       2 .   3 .   1   1 .   E  s   t  a   b   l   i  s   h   t   h  a   t

       b  e  g   i  n  n   i  n  g   i  n   J  a  n  u  a  r  y

       2   0   1   7

      a   l   l   i  m  p  o  r   t  e   d   l   i  g   h   t   i  n  g

       d  e  v   i  c  e  s  m  u  s   t   b  e  c  e  r   t   i   f   i  e   d ,

      a  n   d   b  e  g   i  n  n   i  n  g   i  n   J  a  n  u  a  r  y

       2   0   1   8 ,  a   l   l   l   i  g   h   t   i  n  g   d  e  v

       i  c  e  s

      s  o   l   d   i  n   t   h  e  r  e  g   i  o  n   b  e

      c  e  r   t   i   f   i  e   d   i  n  c  o  m  p   l   i  a  n  c  e

      w   i   t   h   t   h  e  a  p  p  r  o  v  e   d

      m   i  n   i  m  u  m  s   t  a  n   d  a  r   d  s .

       N  a   t   i  o  n  a   l  e  n  e  r  g  y

      a  n   d  e  c  o  n  o  m  y

      a  u   t   h  o  r   i   t   i  e  s .

       J  a  n  u  a  r  y   2   0   1   7  -

       J  a  n  u  a  r  y   2   0   1   8

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    33/120

    31

    2.3. Detailed process to implement minimum standards in the region

    2.3.1. Basis for the proposal

    a) Study on minimum standards established in different countries around the world, and in particular, those

    approved in Mexico, Colombia, Cuba, COPAM regulation for CFL, the United States and Ecuador.

     b) Compare results from verication studies on lighting devices from three countries in the region

    submitted by laboratories in Beijing and Costa Rica.

    c) Results from verication studies done by the laboratory in Costa Rica on lighting devices from different

    suppliers in the region between 2012 and the present.

    d) Recommendations collected on the topic presented in the transition plan to efcient lighting done by

    UNEP/en.lighten.

    e) Studying projects developed to transition to efficient lighting in Cuba, Australia, Argentinaand Ecuador. Analysis of transitions in Latin America that have not been sustainable and

    the reasons. Consideration of criteria and opinions from different manufacturers of efficient

    lighting devices

    2.3.2. Proposed minimum standards for efciency, quality, safety and environmental impact in the

    region

    General terms of the proposal

    a) Minimum standards are established for all general interior lighting devices for bedrooms, living rooms,

    ofces and retail stores, excluding those standards referring to environmental impacts that limit theamount of mercury in the light and that only apply to CFL.

    b) Lighting devices of any power and voltage between 12 and 277 volts, with frequencies of 50-60 hertz

    and any type of lamp and any color temperature that are manufactured, assembled, imported or sold in

    the countries in the region must comply with these standards.

    c) Lamps that incorporate control accessories within the body of the lamp, such as photocells, motion

    sensors, radio controls or dimmers, CFL with reectors and modular CFL are excluded from

    compliance given their specialized use, their limited use in the region and because those controls

    limit their lighting efciency and other technologies achieve very high efciency

    Proposed minimum standards

    a) The minimum values for efciency, quality, safety and environmental impacts that general lighting

    devices must register, except for the abovementioned exceptions, in order to be manufactured or

    assembled, imported and/or sold in the countries in the region are the following:

  • 8/17/2019 Regional Lighting Efficiency Strategy in Central America

    34/120

    Regional Lighting Efciency Strategy in Central America

    32

    I. Efciency

    Table 13. CFL efciency

    Power range

    (Watts)

    Lighting efciency (lumens/watts)

    Uncovered Covered

    7 or less   45 36

    Greater than 7 to 11 50 41

    Greater than 11 to 15 54 46

    Greater than 15 to 18 57 49

    Greater than 18 to 23 60 52

    Greater than 23 62 55

    • Average lighting efciency levels in samples of lighting devices in process of verication