Regd. Off: Hsg Soc., New Link Road, Near Oshiwara … · PAN (II) ZZZZZ000 1 Z , Total No. of fully paid up equity shares held (IV) 1402871 1402871 No. Of Partly paid-up equity shares

AXON VENTURES LIMITED (Formerly Axon Finance Limited) CIN : L65999MH1982PLCO27945

Regd. Off: Shop No. 26, Meera Co.-Op. Hsg Soc., New Link Road, Near Oshiwara Police Station, Andheri (West), Mumbai - 400053 Tel: 022 - 65368222 Email: [email protected] Website: www.axoninfotech.in

Date: 19/01/2016

To, Corporate Services Bombay Stock Exchange Ltd. Corporate Relationship Dept,

1st Floor, New Trading Ring,

Rotunda Building, P. J. Towers,

Dalal Street, Fort, Mumbai — 400 001

Ref: BSE Code: 505506

Sub: Submission of Shareholding Pattern for the Quarter ended 31.12.2015

Dear Sir/Ma'am,

In terms of regulation 31 of the new listing obligation and disclosure regulation (i.e. LODR 2015),

we are enclosing herewith Shareholding Pattern in the prescribed format for the quarter ended

31st December, 2015 for your reference and record.

Kindly acknowledge the receipt.

Thanking you,

Yours faithfully, For Axon Ventures Limited

,.)

Shruti Shah (Company Secretary)

End: a/a

AXON VENTURES LIMITED (Formerly Axon Finance Limited) CIN : L65999MH1982PLCO27945

Regd. Off: Shop No. 26, Meera Co.-Op. Hsg Soc., New Link Road, Near Oshiwara Police Station, Andheri (West), Mumbai - 400053 Tel: 022 - 65368222 Email: [email protected] Website: www.axoninfotech.in

Scrip code 505506

Name of the company Axon Ventures Ltd (Formerly Axon Finance Limited)

Class of Security Equity Shares

Type of report Quarterly

Quarter Ended 31-12-2015

' Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date

Shareholding pattern filed under Regulation 31 (1) (b)

Director put

Sr. No. Particular Yes/No

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities ? No

3 Whether the Listed Entity has issued any Warrants ? No

4 Whether the Listed Entity has any shares against which deposit)ry receipts are issued? No

5 Whether the Listed Entity has any shares in locked-in? No

6 Whether any shares held by promoters are pledge or otherwise encumbered? No

7 Whether company has equity shares with differential voting rights No

For AXON \IE 'TURES LIMITED

wised Signatory

Table I - Summary Statement holding of specified securities

Category (I)

.

Category of shareholder (II)

Nos Of shareholders (III)

No of fully paid up equity shares held (IV)

No. Of Partly paid- up equity shares held (V)

No Of shares underlying Depository Receipts (VI)

Total nos. shares held (VII) -=(IV), (V)- (VI)

S iareholding a! a % of total Ili). of shares (calculated as p.:r SCRR. P)57) (VIII) As a % of . (A+13÷C2)

Number of Voting Rights held in each class of securities (IX)


No of Voting (XIV) Rights

a % of Total as

(A+B-K.7) Class eg: X

Class eg:y

Total

(A)

Promoter & Promoter Group

3 1070179 1070179 11.008 1070179 1070179 1070179 14.008

(B) Public 2744 6569821 6569821 83.992 6569821 6569821 6569821 85.992

i C) Non Promoter-Non Public

(C1) Shares underlying DRs

•

(Co)

Shares held by Employee Trusts

Total 2747 7640000 7640000 100 7640000 ; 7640000 7640000 100

For AXON \ VE URES LIMITED ;;%

Director I 16orised Signatory

Table 1 - Summary Statement holding of specified securities

Category (I)

Category of shareholder (II)

No Of Shares Underlying Outstanding convertible securities (X)

No. Of Warrants (Xi)

No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Sharehclding , as a % assuming full conversion of convert ble securities ( as a per ;entage of diluted ,hare capital) (XI)= (vII)+(X) As a % of (A+E+C2)

Number of Locked in shares (XII)

,

Number of Shares

pledged or otherwise encumbered (XII )

Number of equity shares held in dematerialized form (XIV)

No. (a)

As a % of total Shares l- eld (b)

No (a)

. As a % of total Shares held (b)

(A) Promoter & Promoter Group

14.01 0 0 0 0 1070179

(B) Public 85.99 0 0 6569817

(C) Non Promoter-Non Public

(Cl) Shares underlying DRs

.. , ..

(C2) by

Shares held

Employee Trusts

• Total 0 0 0 0 7639996

For AXO VE TURES LIMITED

Director 1 uthorised Signatory

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr. Category & Name of the Shareholders (I)

Nos. Of shareholders (III)

No. of fully paid up equity shares held (IV)

No Of Partly paid- up equity shares held (V)

No. Of shares underlying Depository Receipts (VI)

Total nos. shares held (VII) = (IV)+ (V)+ (VI)

Shareholding as a % of total no of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)


No of Voting (XIV) Rights

Total a as %

of Total Voting rights

g X

Class eg:y

Total

A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

(1) Indian

(a) Individuals/Hindu undivided Family

I 106460 106460 1.39 106460 106460 1.393

(d) Any Other (specify)

.7 963719 963719 12.61 963719 963719 12.614

Sub-Total

(A)(1) 3 1070179 1070179 14.01 1070179 1070179 14.01

(2) Foreign

Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2)

3 1070179 1070179 14.01 1070179 1070179 14.01

B Table III - Statement showing shareholding pattern of the Public shareholder

(1) Institutions

( 3 ) Non-institutions

(a(i))

Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.

2648 14 02 87 1 1402871 18.36 1402871 1402871 18.362

(Oil))

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

17 3 2 0452 5 3204525 41.94 3204525 3204525 41.944

(e) Any Other (specify)

79 I 96 24 2 5 1962425 25.69 1962425 1962425 25.686

Sub-Total (B)(3)

2744 6569821 6569821 85.99 6569821 6569821 85.99

Total Public Shareholding (B)=(B)(1)+

(B)(2)+(B)

( 3 )

2744 6569821 6569821 85.99 6569821 6569821 85.99

C Table IV - Statement showing shareholding pattern of the Non Pro voter- Non Public shareholder

Total ( Ai-B+C2 )

2747 7640000 7640000 100 7640000 7640000 100

Total (A+B+C )

2747 7640000 7640000 7640000 7640000 100

For AXO VE\URES LIMITED

Director I Authorised Signatory

• Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.

No Of Shares Underlying Outstanding convertible securities (X)


No. Of Shares Underlying Outstanding convertible securities and

(Xi) (a)

No. Of Warrants

Shareholding. , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) pay. (VII)+(X) As a % of (A+B I-C2)


Number of Shares

pledged or otherwise encumbered (XII )


No (a)

As a ° of total Shares held (a)

No (a)

As a % of total Shares held (b)

A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

(1) Indian

(a) 1.39 0 C 0 0 106460

(d) 12.61 0 C 0 0 963719

Sub-Total (A) (1)

14.01 0 0 0 0 1070179

(/) Foreign

Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)

14.01 0 0 0 0 1070179

B Table III - Statement showing shareholding pattern of the Public shareholder

( 1 ) Institutions

( 3 ) Non-institutions

(a(i)) 18.36 0 0 1402867

(a(1 1 )) 41.94 0 0 3204525

(e) 25.69 0 0 1962425

Sub-Total (B)

(3) 85.99 0 0 6569817

Total Public Shareholding (B)B)(1)+ (B)(2)+(B)(3)

85.99 0 0 6569817

C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Total ( A+B+C2 )

100 0 0 7639996

Total (A+B+C

) 0 0 0 0 7639996

For AX N VENTURES LIMITED

Director / Authorised Signatory

Individuals/Hindu undivided Family

Searial No. I

Name of the Shareholders (I)

GIRRAJ KISHOR AGRAWAL

PAN (II) AABPA4928N Total


106460 106460

No. Of Partly paid-up equity shares held (V)


Total nos. shares held (VII) = (1V)+ (V)+ (VI)

106460 106460

Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)

1.39 1.39

Number of Voting Rights held in each class of securities (1X)

Class eg:X 106460 106460

Class eg:y 106460 106460

Total 106460 106460

Total as a % of Total Voting rights 106460 106460

No. Of Shares Underlying Outstanding convertible securities (X)



Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (X1)= (V1I)+(Xi)(a) As a % of (A+B+C2)

1.39

•

1.39


No. (a) 0 0


0 0

Number of Shares pledged or otherwise encumbered (XIII)

No. (a) 0 0

Asa % of total Shares held (b)

0 0


106460 106460

For AXO E TURES LIMITED


J

Any Other (spec fy)

Searial No. 1 2

Category Other Other

Name of the Shareholders (I )

KAYAGtJRU HEALTH SOLUTIONS PVT LTD HANDFUL INVESTRADE PVT LTD

PAN (II) AADCK2585Q AAACH2OI8Q Total

No of the Shareholders (I)

1 1 2

No of fully paid up equity shares held (IV)

800000 163719 963719

No Of Partly paid-up equity shares held (V)

No Of shares underlying Depository Receipts (VI)

Total nos. shares held (VII) - (IV)+ (V)-I (V1)

800000 163719 963719

Shareholding as a % of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B+C2)

10.47 2.14 12.61


Class eg: X 800000 163719 963719

Class eg:y 800000 163719 963719

Total 800000 163719 963719

Total as a % of Total Voting rights

800000 163719 963719



No Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (X1)---

(V11)+(X) As a % of (A+B+C2)

10.47 2.14 12.61


No. (a) 0 0 0

As a % of total Shales held (b)

0 0 0

Number of Shares pledged or otherwise encumbered (XIII)

For AX N V\ NTURES LIMITED

Director/ Authorised Signatory

N' For AXON V URES LIMITED

,


Individuals - Undividual shareholders holding nominal share capital up to Rs. 2 lakhs.

Searial No. 1

Name of the Shareholders (1)

individual shareholding holding nominal share caital up to Rs. 2 lakhs.

PAN (II) ZZZZZ000 1 Z , Total


1402871 1402871




1402871

.

1402871

' Shareholding as a

of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)

18.36 18.36


Class eg: X 1402871 1402871

Class eg:y 1402871 1402871

Total 1402871 1402871


1402871 1402871




Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)

18.36 18.36


No. (a) 0 0


0 0


•

1402867 1402867

For AXON VNTURES LIMITED


VE TURES LIMITED

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No. 1 2 3 4 5 6


Less Than 1%

VIJAYKANT DEVIPRASAD MISHRA

SANGEETA ASHWIN SHAH

GANPAT DAMU SAVANT

MANGESH MADHUKAR DHOTRE

RAJESHRIBA LALIT JADEJA

DHIRENDRA KUMAR JHA

PAN (II) ZZZZZ0002Z AOJPM7655N BEGPS0874C EDEPS4540H AJPPD8297E ALLPJ06I6P ATRPJ5359D


393586 265579 280378 282923 717421 280378 322000

No Of Partly paid-up equity shares held (V)

.


Total nos. shares held (VII) = (1V)÷ (V)+ (VI)

393586 265579 280378 282'123 717421 280378 322000


5.15 3.48 3.67 3.7 9.39 3.67 4.21


Class eg: X 393586 265579 280378 282923 717421 280378 322000

Class eg:y 393586 265579 280378 282923 717421 280378 322000

Total 393586 265579 280378 282923 717421 280378 322000

Total as a % of Total Voting rights 393586 265579 280378 282'123 717421 280378 322000



No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) ()

Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share

(VII )+(X) Asa t% of (A+B+C2)

5.15

capital) (XI )=

3.48 3.67 3.7 9.39

•

3.67 4.21

Number of Locked in shares (X11)

No. (a) 0 0 0 0 0 0 0

As a()/0 of total Shares held (b)

0 0 0 0 0 0 0


393586 265579 280378 282)23 717421 280378 322000

For AXO


Individuals - ii. Individual shareholders holding nom inal share capital in excess of Rs. 2 lakhs.

Searial No. 8 9


MEENA ARVIND RAMBHIA VISHAL SHIVAKANT MISHRA

PAN (II) AGIPR2486D BZJPM5682B Total


312500 34976( 3204525



Total nos. shares held (VII) = (1V)+ (V)-f- (VI)

312500 349761) 3204525

Shareholding as a % of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B+C2)

4.09 4.58 41.94


Class eg: X 312500 349764) 3204525

Class eg:y 312500 349760 3204525

Total 312500 349764) 3204525


312500 34976) 3204525




-

Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VI1)+(X) As a % of (A+B+C2)

4.09 4.58

,

4 I .94


No. (a) 0 0 0


0 0 0


312500 349760 3204525

For AXO V TURES LIMITED

Director I uthorised Signatozy

Any Other (spec fy)

Seariai No. 1 2 3 4 5 6 7

Category Other Other Other Other Other Other Other


Less Than I%

ISAIRIS TRADING PRIVATELIMITED

SAMSKARA SALES AGENCY PRIVATE LIMITED

RUPAK DEVELOPERS PVT LTD

FIRST CALL INDIA EQUITY ADVISORS PVT LTD

OLYMPIA MULTITRADING ?RIVATE .,..1mITED

UNISYS

SOFTWARES AND HOLDINGS INDUSTRIES LTD.

PAN (Ili ZZZZZ0003Z AADC10407P AATCS7717A AADCR6:141P AAACF9I96K AABC072621 AABCC1191Q

N. of the Shareholders (I)

72 I 1 I I 1 I


296670 140299 200000 118456 167800 160000 800000


No. Of shares underlying Depository Receipts ( VI)

Total nos. shares held (VII) :-. (1V)4-(V)— (VI)

296670 140299 200000 118456 167800 160000 800000

Shareholding as a 0 o of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B-i-C2)

3.88 1.84 2.62 1.55 2.2 2.09 10.47


Class eg: X 296670 140299 200000 118456 167800 160000 800000

Class eg:y 296670 140299 200000 118456 167800 160000 800000

Total 296670 140299 200000 118456 167800 160000 800000


296670 140299 200000 118456 167800 160000 800000



No Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Shareholding , as a °A) assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI )= (V11),(X) Asa % of (AeB+C2)

3.88 1.84 2.62 1.55 2.2 2.09 10.47

For AXO VE JRES LIMITED


VIL

Numner 01 Locked in shares (X11)

No. (a) 0 0 0 0 0 0 0


0 0 0 0 0 0 0


296670 140299 200000 118456 167800 160000 800000

For AXON E TURES LIMITED

.1


16/19

Any Other (specify)

Searial No. 8

Category Other

Name of the Shareholders (I )

ASHIRWAD LEASING AND FINVEST PVT. LTD.

. . PAN (11) AABCA8467H Total

No. of the Shareholders (1)

1 79


79200 1962425



*


79200 1962425


.

1.04 25.69


Class eg: X 79200 1962425

Class eg:y 79200 1962425

Total 79200 1962425


79200 1962425




.

Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)

1.04 25.69


No. (a) 0 0


0

. .

0

Number of equity

Of,

Director / Authorised . Signatory

shares hell. in dematerialized form (XIV)

79200 1962425

For AXON ,VEt4 URES LIMITED


Documents

Regd. Off: Hsg Soc., New Link Road, Near Oshiwara … · PAN (II) ZZZZZ000 1 Z , Total No. of fully paid up equity shares held (IV) 1402871 1402871 No. Of Partly paid-up equity shares