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Format of Holding of Specified securities 1. Name of Listed Entity:GREAVES COTION LTD. 2. Scrip Code/Name of Scrip/Class of Security:501455,GREAVESCOT ,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c) a. if under 31(1)(b) then indicate the report for quarter ending 31/12/2018 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration :The Listed entity is required to submit the following declaration to the extent of submission of information· a b c d e Particulars Whether the Listed Entity has issued any partly paid up shares Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository recei pts are issued? Whether the Listed Entity has any shares in locked-in? - Whether any shares held by promoters are pledge or otherwise encumbered? *if the Listed Entity selectes the option •No• for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is •No• declared by Listed entity in above table the values will be considered as •zero• by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows: YES* NO* NO* NO* NO* NO* NO*

Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

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Page 1: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Format of Holding of Specified securities

1. Name of Listed Entity:GREAVES COTION LTD. 2. Scrip Code/Name of Scrip/Class of Security:501455,GREAVESCOT ,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c)

a. if under 31(1)(b) then indicate the report for quarter ending 31/12/2018 b. if under 31(1)(c) then indicate date of allotment/extinguishment

4. Declaration :The Listed entity is required to submit the following declaration to the extent of submission of

information·

a b c d e

Particulars Whether the Listed Entity has issued any partly paid up shares Whether the Listed Entity has issued any Convertible Securities or Warrants? Whether the Listed Entity has any shares against which depository receipts are issued? Whether the Listed Entity has any shares in locked-in?

-

Whether any shares held by promoters are pledge or otherwise encumbered?

*if the Listed Entity selectes the option •No• for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is •No• declared by Listed entity in above table the values will be considered as •zero• by default on submission of the format of holding of specified securities.

5 The tabular format for disclosure of holding of specified securities is as follows:

YES* NO* NO* NO* NO* NO* NO*

Page 2: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Table I- Summary St~tement holdln1 of speclfted 5eeurltles

c.atq:ory Cateaory of Shareholder Not~f Nooffullypak'up No of Partfv p.;111d- NoofSharn TotaiNoofStrmts Shart!holdln& as a Number ofVotlna Rljhts held In each dns of SHUrltfes No of .shares Sharehaldlna as a" NUmbff of i.ot.ltcd In Number of stn!RS plHtJ~ Number of equity Shilreholders equity shares held up equity shar~ Unckutylns Held (VII) • " of total no af Underlylnt: OUtst.andlfli assumln1 full Shares or ottl.rwlse encumbered shares held In

held Depo~tory (IV)+(V)+(VI) shares lAs a " of con\lerttlble securltl•s conversion of dem.aterlall~:ed

Receipts (A+B+C2)) (lncludlnl Warrants) convertible Securities form [as a pertenta11e of diluted ihare capital)

No of Voting Rights Total as a" No. Asa"of No. Asa"of of(A+B+C) total total Shares

Shares held

Class X ClassY Total Ill (Ill IIIII (IV) (VI (VI) (VII) (VIII) (IX) lXI (XI) lXIII XIIII (XIV}

(A) Promoter & Promoter Group 3 126125139 0 0 126125139 51.65 126125139 0 126125139 51.6!; 0 51.65 0 0.00 0 0.00 126125139

Bl Public 87053 118081656 0 0 U8081656 48,35 U808165& 0 118081656 48.35 0 48.35 0 0.00 NA NA U5180161 Cl Non Promoter-Non Public

Cll Shares underlvinR DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0 (C2) Shares held by Employes 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Trusts

Total: 87056 244206795 0 0 244206795 100.00 244206795 0 244206795 100.00 0 100.00 0 0.00 a o.oo 2413053001

Page 3: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Table II -Statement showing shareholding pattern of the Promoter and Promoter Group

Category Category & Name of the PAN No of No offully No of No of Total No of Shareholdi Number of Voting Rights held In each class of No of Shares Shareholdlng as a Number of Locked In Number of Shares Number of

Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying % assuming full Shares pledged or otherwise equity shares

ers shares held paid-up Underlying (IV+V+VI) oftotal no Outstanding conversion of encumbered held in

equity Depositor of shares converttible convertible dematerialize

shares y Receipts (calculate securities Securities (as a dform

held d as per (Including percentage of

SCRR, Warrants) diluted share

1957 (VIII) capital) (VII)+(X)

Asa%of Asa%of

(A+B+C2) (A+B+C2)

No of Voting Rights Total as a No. Asa%of No. As a %of total

%of total Shares held

Class X ClassY lrotal I (I) 1111 IIIII II VI lVI lVI) lVII) (VIII) lno (X) (XI) (XII) XIII) (XIV)

11 lodian

(a) Individuals/Hindu undivided Family 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 o.oo 0 0.00 a

(b) Central Government/State 0 0 0 0 0 0.00 0 0 () o.oa a 0.00 0 0.00 a 0.00 ()

Governmentlsl c) Financial Institutions/Banks 0 0 0 0 (} 0.00 0 0 0 0.00 0 0.00 0 0.00 a 0.00 a

ldl Anv other 3 126U5139 0 0 126125139 51.65 126125139 0 126125139 5L65 a 5L65 0 0.00 a 0.00 1261251391

DBH INTERNATIONAL PVT. LTD. AAACD0085D 1 98746790 0 Q 98746790 40.44 98746790 0 98746790 40,44 0 40.44 0 0.00 0 0.00 98746790

KARUN CARPETS PVT. LTD. AAACK2331D 1 13602484 0 0 13602484 5.57 13602484 0 13602484 5..57 0 5.57 0 0.00 Q 0.00 13602484

BHARAT STARCH PRODUCTS AABCB0232D 1 13775865 0 0 13775865 5.64 13775865 0 13775865 5.64 0 5.64 0 0.0() 0 0.00 13775865

PRIVATE LIMITED Sub-Totai(AI(1) 3 126125139 0 0 126125139 51.65- 126125139 0 126125139 51.6S a 51.65 0 0.00• 0 0.00 126125-139

21 ForeiRn (a) Individuals (Non-Resident 0 0 0 0 0 0.0() 0 0 0 o.oa 0 0.00 0 0.00 a 0.00 0

lndivid.uals/ForeiRn Individuals I b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 Oo

c) Institutions 0 0 Q 0 0 0.00 Q 0 0 0.00 0 0.00 0 0.00 0 0.00 Qo

(d) Foreign Portfolio Investor 0 0 0 0 .o 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 Qo

e) Anv Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0,00 0 o.oo Qo 0.00 0

Sub-TotaiiA)(2) 0 0 0 0 0 0.00 0 a 0 0.0() 0 0.00 0 0.00 0 O.Otl 01

Total Shareholdlng of Promoter 3 126125-139 0 0 126125139 51.65 126125139 0 126125139 51.65 0 51.65 0 0.00 0 0.00 1261251391 and Promoter Group

Al=lAlll)+IAlf2l ~

~ ~

Page 4: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Table Ill -Statement showing shareholdlng pattern ofthe Public shareholder

Catego Category & Name of the Shareholder PAN No of No of fully No of Partly No of Total No of Shareholdi Number of Voting Rights held in each class of No of Shares Shareholding as a Number of Lotkod Number of Shares Number of

ry Shareholde paid up paid-up Shares Shares Held ng as a% securities Underlying %assuming full in Shares pledged or otherwise equity shares

rs equity equity Underlying (IV+V+VI) of total no Outstanding conversion of encumbered held in

shares held shares held Depository of shares converttible convertible dematerialized

Receipts (A+B+CZ) securities Securities (as a form (Including percentage of

Warrants) diluted share

capital)

No of Voting Rights Total as a No. As a% of No. Asa%of

%of total total Shares

Class X ClassY Total I I (I ) (Ill (Ill) (IV) (VI (VI) (VIII (VIII) (IX) (XI (XII (XIII XIIII (XlVI

(11 Institutions

al Mutual Fends 14 12166226 0 a 12166226 4.98 12166226 0 U166226 4.98 a 4.98 (J a.aa NA NA 1216622Ei

ADITVA BIRLA SUN LIFE TRUSTEE PRIVATE AAATB0102C 3 2899473 0 0 2899473 1.19 2899473 0 2899473 1.19 0 1.19 0 0.00 NA NA 2899473

LIMITED A/C ADITVA BIRLA SUN LIFE

DIVIDEND YIELD FUND

LANDT MUTUAL FUND TRUSTEE LTD-L AAATC4460E 3 7062512 0 0 7062512 2.89 7062512 0 7062512 2.89 0 2.89 0 0.00 NA NA 7062512

AND T INFRASTRUCTURE FUND

(bl Venture capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 a 0.00 0 0.00 NA NA 0

(c) Alternate Investment Funds 4 5245000 0 0 5245000 2.15 5245000 0 5245000 2.15 0 2.15 0 0.00 NA NA 5245000

VANTAGE EQUITY FUND AACTV5686P 1 3820000 0 0 3820000 1.56 3820000 0 3820000 1.56 0 L 56 0 0.00 NA NA 3820000

d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 o.oa 0 0.00 0 0.00 NA NA 0

e) Foreign Portfolio Investors 85 31727032 0 0 31727032 12.99 31727032 0 31727032 12.99 0 12.99 0 0.00 NA NA 3172703~

AMERICAN FUNDS INSURANCE SERIES AAATA5708K 1 4244540 0 0 4244540 1.74 4244540 0 4244540 1.74 0 1.74 () 0.00 NA NA 4244540

GLOBAL SMALL CAP IT

SMALLCAP WORLD FUND, INC AABCS3581L 1 16200000 0 0 16200000 6.63 16200000 0 16200000 6.63 0 6.63 0 0.00 NA NA 16200000

lfl Financial Institutions/Banks 19 202446 0 0 202446 0.08 202446 0 202446 0.08 0 0.08 0 0.00 NA NA 180451

1~1 Insurance Companies 7 21092755 0 0 21092755 8.64 21092755 0 21092755 8.64 0 8.64 0 0.00 NA NA 21082230

GENERAL INSURANCE CORPORATION OF AAACG0615N 1 5800000 0 0 5800000 2.38 5800000 0 5800000 2.38 0 2.38 () 0.00 NA NA 5800000

INDIA

LIFE INSURANCE CORPORATION OF INDIA AAACL0582H 1 5934813 0 0 5934813 2.43 5934813 0 5934813 2.43 0 2.43 () 0.00 NA NA 5934813.

THE NEW INDIA ASSURANCE COMPANY AAACN4165C 1 6680012 0 0 6680012 2.74 6680012 0 6680012 2.74 0 2.74 0 0.00 NA NA 6680012;

LIMITED h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 () 0.00 NA NA 0

I) Any Other

Sub Total (BUll 129 70433459 0 0 70433459 28.84 70433459 0 70433459 28.84 0 28.84 0 0.00 NA NA 70400939

12) Central Government/State 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA Cl Government(s)/President of India

Sub Total (B)(ZI 0 0 0 0 0 0.00 a a 0 a.ao 0 0.00 0 0.00 NA NA 0 (3) Non-Institutions

(a) i.lndividual shareholders holding nominal 83843 3665a141! 0 a 36650148. 15.Dl 3665a14s 0 3665a148 15.a1 a 15.01 a a.aa NA NA 34619293

share capital up to Rs.21akhs

ii.lndividual shareholders holding nominal 1a 2062063 0 a 2a62063 a.84 2062063 0 2a62a63 a.84 0 a.84 0 a.oo NA NA 2062a63 share capital in excess of Rs. 2 Lakhs

b) NBFCs Re~<istered with RBI 6 10105 0 a 10105 o.on 10105 0 10105 o.ao 0 o.ao 0 a.oo NA NA 1a105

(c) Employee Trusts 0 0 a 0 0 0.00 0 () 0 0.00 0 0.00 0 0.00 NA NA 0

(d) Overseas Depositories (Holding a a a 0 a a.aa a a 0 a.aa 0 a.oo a a.oo NA NA a

DRsl(BalancinR fiRurel

(e) Any Other

BENEFICIAL HOLDINGS UNDER MGT-4 1 7027 0 0 7027 a.aa 7027 0 7a27 a.oo 0 a.oo 0 0.00 NA NA 7a27 TRUSTS 13 50943 0 0 50943 0.02 5a943 a 50943 0.02 0 0.02 a 0.00 NA NA 5a843

NON RESIDENT INDIANS 1366 1323511 0 0 1323511 0.54 1323511 0 1323511 054 0 0.54 0 0.00 NA NA 1286796

CLEARING MEMBERS 105 206234 0 0 206234 0.08 2a6234 a 206234 0.01! 0 0.08 Q 0.00 NA NA 206234 NON RESIDENT COMPANIES 2 775aaa 0 0 7750ao a.32 775aaa 0 775aao a.32 0 0.32 0 a.aa NA NA 0 NRI NON-REPATRIATION 596 722504 0 0 722504 0.30 722504 0 722504 0.30 0.30 0 0.00 NA NA 722504

BODIES CORPORAlES 981 4933670 0 0 4933670 2.02 493367a 0 4933670 2.a2 /./. c.v c r,.,~ 2.02 0 o.aa NA NA 49a7365

IE P F 1 906992 0 0 906992 0.37 906992 0 906992 0.37 1/<t~/. () ""~" 0.37 0 a.oo NA NA 9a6992 Sub Total (8)(3) 86924 47648197 0 0 47648197 19.51 47648197 0 47648197 19.51 •..;:. rr---...\ o \.<"" 19.51 Q 0.00 44779222

Total Public Shareholding (B) = 87053 118081656 0 0 118081656 48.35 118081656 0 118081656 48.35.

"~i~ V')~ 48.35 0 0.00' 115180161

I IB)(1)+(B){2)+(B){3)

~~~ ~

Page 5: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Table IV- Statement showing shareholdlng pattern of the Non Promoter- Non Public Shareholder

eat..,rv Catosorv & Name of the Shareholder PAN No of No of fully No of Partly No of Shares Total No of Shareholdl NumbC!r of Voting RlBhts held In each clau of No of Shares Shoreholdln1as a Number of Locked Number of Shares Number of Shareholder paid up paid-up equity Underlying Shares Held naasa" securities Underlyinl II assuming full In Shares pledged or otherwise equfty shares s equity shares held Depository (IV+V+VI) of total no Outstanding conversion of encumbered held In

shares held Receipts of shores converttlble convertible dematerialize (A+B+CZ) securttles Securities (as a dform

(Including percentage of Warrants) diluted share

No of Voting Rights Total as i1 No. Asallof No. As a !I of !I of total total Shares

13 Class X ClassY Total I T I I II Ill IV (V VI VII VIII IX X llfll XII XIII (XIV)

1 Custodian DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0 .00 () 0.00 NA NA 0 (2) Employee Beneflt Trust (under SEBI(Share 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA a

based Employee Beneflt) Regulations l 7n14\

Total Non-Promoter-Non Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 Shoroholdln•ICl = IClfll+IClf21

Page 6: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Details of the shareholders acting as persons in Concert including their Shareholding:

Name of Shareholder Name of PAC No of shares Holding% I

I

Total: 0 ol ----·- _L__

Page 7: Format of Holding of Specified securities 1. Name of ... at 31st December, 2018.pdf · Shareholder Sharehold paid up equity Partly Shares Shares Held ngasa% securities Underlying

Details of Shares which remain unclaimed may be given here along with details such as

number of shareholders, outstanding shares held in demat/unclaimed suspense account

No of Shareholders No of shares I

0 ol ~

~ ~