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Real and Complex Dynamical Systems edited by Bodil Branner and Poul Hjorth Mathematical Institute, The Technical University of Denmark, Lyngby, Denmark Springer-Science+Business Media, BV.

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Page 1: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

Real and Complex Dynamical Systems edited by

Bodil Branner and

Poul Hjorth Mathematical Institute, The Technical University of Denmark, Lyngby, Denmark

Springer-Science+Business Media, BV.

Page 2: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

NATO ASI Series Advanced Science Institutes Series

A Series presenting the results of activities sponsored by the NA TO Science Committee, which aims at the dissemination of advanced scientific and technological knowledge, with a view to strengthening links between scientific communities.

The Series is published by an international board of publishers in conjunction with the NATO Scientific Affairs Division

A Life Sciences B Physics

C Mathematical and Physical Sciences D Behavioural and Social Sciences E Applied Sciences

F Computer and Systems Sciences G Ecological Sciences H Cell Biology I Global Environmental Change

PARTNERSHIP SUB·SERIES

1. Disarmament Technologies 2. Environment 3. High Technology 4. Science and Technology Policy 5. Computer Networking

Plenum Publishing Corporation London and New York

Kluwer Academic Publishers Dordrecht, Boston and London

Springer·Verlag Berlin, Heidelberg, New York, London, Paris and Tokyo

Kluwer Academic Publishers Springer-Verlag / Kluwer Academic Publishers Kluwer Academic Publishers Kluwer Academic Publishers Kluwer Academic Publishers

The Partnership Sub-Series incorporates activities undertaken in collaboration with NA TO's Cooperation Partners, the countries of the CIS and Central and Eastern Europe, in Priority Areas of concern to those countries.

NATO-PCO·DATA BASE

The electronic index to the NATO ASI Series provides full bibliographical references (with keywords and/or abstracts) to more than 50000 contributions from international scientists published in all sections of the NATO ASI Series. Access to the NATO-PCO-DATA BASE is possible in two ways:

- via online FILE 128 (NATO-PCG-DATA BASE) hosted by ESRIN, Via Galileo Galilei, 1-00044 Frascati, Italy.

- via CD-ROM "NATO-PCG-DAT A BASE" with user-friendly retrieval software in English, French and German (© WTV GmbH and DATAWARE Technologies Inc. 1989).

The CD-ROM can be ordered through any member of the Board of Publishers or through NATO-PCO, Overijse, Belgium.

Series C: Mathematical and Physical Sciences - Vol. 464

Page 3: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

Proceedings of the NATO Advanced Study Institute on Real and Complex Dynamical Systems Hiller/IJd, Denmark June 2o-July 2, 1993

A C.I.P. Catalogue record for this book is available from the Library of Congress

ISBN 978-90-481-4565-2 ISBN 978-94-015-8439-5 (eBook) DOI 10.1007/978-94-015-8439-5

AII Rights Reserved @ 1995 Springer Science+Business Media Dordrecht Originally published by Kluwer Academic Publishers in 1995 Softcover reprint of the hardcover 1 st edition 1995 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical, includ ing photo-copying, recording or by any information storage and retrieval system, without written permission from the copyright owner.

Page 4: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

TABLE OF CONTENTS

Preface vii

List of participants ix

Viviane BALADI: Dynamical Zeta Functions 1

Chris BUDD: The Global Dynamics of Impact Oscillators ............... 27

Chris BUDD: Grazing in Impact Oscillators ..................... 47

Adrien DOUADY: Topological Entropy of Unimodal Maps .......... 65

John H. HUBBARD and Ralph W. OBERSTE-VORTH: H enon Mappings in the Complex Domain . . . . . . . . . . . . . . . . 89

Bruce KITCHENS: Symbolic Dynamics, Group Automorphisms and Markov Partitions

Silvina P. DAWSON, Roza GALEEVA, John MILNOR and Charles TRESSER: A Monotonicity Conjecture for Real Cubic Maps

Colin SPARROW: Dynamics of Ordinary Differential Equations

Sebastian van STRIEN: Real Bounds in Complex Dynamics

Marcelo VIANA: Homoclinic Bifurcations and Strange Attractors

Jean-Christophe YOCCOZ: Introduction to Hyperbolic Dynamics

Lai-Sang YOUNG: Ergodic Theory of Differentiable Dynamical Systems

Index ................... .

133

165

185

211

231

265

293

337

Page 5: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

PREFACE

This volume contains edited versions of 11 contributions given by main speakers at the NATO Advanced Study Institute on lReal and Complex Dynamical Systems in Hiller0d, Denmark, June 20th - July 2nd, 1993.

The vision of the institute was to illustrate the interplay between two important fields of Mathematics: Real Dynamical Systems and Complex Dynamical Systems. The interaction between these two fields has been growing over the years. Problems in Real Dynamical Systems have recently been solved using complex tools in the real or by extension to the complex. In return, problems in Complex Dynamical Systems have been settled using results from Real Dynamical Systems. The programme of the institute was to examine the state of the art of central parts of both Real and Complex Dynamical Systems, to reinforce contact between the two aspects of the theory and to make recent progress in each accessible to a larger group of mathematicians.

We wish to express our sincere thanks to all lecturers and participants for having helped to make this ASI a success. We acknowledge the extensive amount of time the invited main speakers had to spend to prepare the expository lectures, and to prepare their manuscripts for publication. Special thanks go to Adrien Douady, Se-bastian van Strien and Lai-Sang Young for their efforts as members of the Scientific Organizing Committee; moreover, to the conference secretaries Lone Aagesen and Tove Densted for their competent management of all matters great & small during the conference; to the very professional staff at the Apotekerforeningens Kursuse-jendom (where the Institute was held); and to two local participants, Pia Willumsen and Dan S0rensen for assistance above and beyond the call of mere participation. We would also like to thank Jacob Dylander and acknowledge his patient and carefull work of formatting and assembling the manuscripts of this book.

The ASI was funded principally by NATO, with additional support from MIDIT (Modelling, Non-linear Dynamics and Irreversible Thermodynamics) at The Tech-nical University of Denmark, the Danish Natural Science Research Council, the Carlsberg Foundation, the Thomas B. Thrige Foundation, the Otto B. M0nsted Foundation, the Mathematical Institute at The Technical University of Denmark and the Danish Mathematical Society. We would like to thank all these organiza-tions for their support. For its efforts on behalf of this ASI we are most grateful to the Scientific Affairs Division of NATO, particularly to Dr. Luis V. da Cunha, the Director of the ASI programme.

vii

Bodil Branner, Scientific Director Poul Hjorth

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LIST OF PARTICIPANTS

Simonette ABENDA S.I.S.S.A. Via Beiruth, 4 1-34014 Trieste ITALY e-mail abenda<iltsmi19.sissa.it

Raphael ALBRECHT Inst. fiir Theor. Physik, Lehrstuhl E Physikalische Inst. der RWTH Aachen Sommerfeldstrasse D-52056 Aachen GERMANY e-mail raphael<il thphys.physik.rwth-aaehen.de

Ana Isabel ALONSO DE MENA E.T.S. Ingenieros Industriales Dept. Matematica AplicadaF a la In-genieria Paseo del Cauce In E-47011 Valladolid SPAIN e-mail etmat3<i1epd.uva.es

Jose FERREIRA ALVES Faculdade de Ciencias Grupo de Matematica Pura Praca Gomes Teixeira P-4000 Porto PORTUGAL e-mail jfaIves<ilfel.fe.up.pt

Pau ATELA Department of Mathematics Smith College Northhampton, MA 01063 UNITED STATES e-mail pateIa<ilsophia.smith . edu

ix

Viviane BALADI Laboratoire de Mathematiques Ecole Normale Superieure de Lyon 46, Allee d'Italie F -69364 Lyon Cedex 17 FRANCE and Math. Department - ETH Ziirich ETH Zentrum Ramistrasse 101 CH-S092 Ziirich SWITZERLAND e-mail baIadi<ilmath.ethz.eh

Krzysztof BARANSKI Institute of Mathematics Warsaw University ul. Banacha 2 PL-02-097 Warsaw POLAND e-mail baranski<ilmimuw.edu.pl

Julia A. BARNES Math. Dept. CB # 3250 University of North Carolina at Chapel Hill Chapel Hill, NC 27599 UNITED STATES e-mail barnes <ilmath . une . edu

Bodil BRANNER Mathematical Institute The Technical University of Denmark Building 303 DK-2S00 Lyngby DENMARK e-mail branner<ilmat.dtu.dk

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x

Jean-Yves BRIEND Ecole N ormale Superieure de Lyon 46, Allee d'Italie F -69364 Lyon Cedex 07 FRANCE e-mail ens-Iyon.:fr

Henk BRUIN Delft University of Technology TWI General Mathematics Mekelweg 4 NL-2600 GA Delft NETHERLANDS e-mail

Morten BR0NS Mathematical Institute The Technical University of Denmark Building 303 DK-2800 Lyngby DENMARK e-mail bronsCOmat. dtu. elk

Chris BUDD School of Mathematics University of Bristol University Walk GB-Bristol, BS8 1TW UNITED KINGDOM e-mail . uk

Xavier BUFF Ecole Normale Superieure 45 rue d'Ulm F-75005 Paris Cedex FRANCE e-mail bu:f:fIDens. ens.:fr

Manuel CHAVES Grupo de Matematica Pura Faculdade de Ciencias Praca Gomes Teixeira P-4000 Porto PORTUGAL e-mail machavesID:fc.up.pt

Amy CHIU Department of Mathematics Boston University 111, Cummington St. Boston, MA 02215 UNITED STATES e-mail olympiadIDmath. bu. edu

Adrien DOUADY Universite de Paris-Sud Departement de Mathematiques Batiment 425 F-91405 Orsay FRANCE e-mail adrien.douadylDens.fr

Jakob DYLANDER Mathematical Institute University of Copenhagen Universitetsparken 5 DK-2100 Copenhagen 0 DENMARK e-mail dylanderCOmath.ku.elk

Adam EPSTEIN Department of Mathematics Cal. Tech. Pasadena , CA UNITED STATES e-mail elagolDcunyvm . bitnet

Juan Francisco ESTRADA GARCIA Universite de Paris-Sud Departement de Mathematiques Batiment 425 F-91405 Orsay Cedex FRANCE

Nuria FAGELLA Department of Mathematics Boston University 111, Cummington St. Boston, MA 02215 UNITED STATES e-mail nuria<Dmath. bu. edu

Page 8: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

FANG Jinqing China Institute of Atomic Energy P.O. Box 275-27 Beijing 102413 P. R. of China

Jerome FEHRENBACH Ecole Normale Superieure 45 rue d'Ulm F -75005 Paris Cedex FRANCE e-mail fehrenbaCDclipper.ens.fr

Bj0rn FELSAGER Kildegard Gymnasium Kildegardsvej 87 DK-2900 Hellerup DENMARK e-mail felsagerCDmat.dtu.dk

Marguerite FLEXOR U niversite de Paris-Sud Departement de Mathematiques Biitiment 425 F-91405 Orsay Cedex FRANCE e-mail flexorCDmatups.matups.fr

Roza GALEEVA Department of Mathematics UWM P.O. Box 413 Milwaukee, WI 53201 UNITED STATES e-mail rozaCD archimedes.math.uwm.edu

Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425 F-91405 Orsay Cedex FRANCE e-mail dgerardCDmatups.matups.fr

Coby GEYSEL University of Amsterdam

xi

Faculty of Math.F and Computer Sci-ence Plantage Muidergracht 24 NL-1018 TV Amsterdam NETHERLANDS e-mail cobyCDfwLuva.nl

Aleksei Antonovich GLUTSUK Department of Mathematics Moscow State University Leninskie Gori 117234 Moscow RUSSIA

Kari HAG Department of Mathematics The Norwegian Institute of Technology N -7034 Trondheim NORWAY e-mail kariCDimf.unit.no

Peter HAISSINSKY Ecole Normale Superieure de Cachan 61, Avenue du President Wilson F -94230 Cachan Cedex FRANCE

Ernst HANSEN Mathematical Institute University of Copenhagen U niversitetsparken 5 DK-2100 Copenhagen 0 DENMARK e-mail erhansenCDmath.ku.dk

Kai HANSEN Niels Bohr Institute University of Copenhagen Blegdamsvej 15-17 DK-2100 Copenhagen 0 DENMARK e-mail khansenCDnbi vax. nbi

Page 9: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

xii

Jane HAWKINS Math. Dept. CB#3250 University of North Carolina at Chapel Hill Chapel Hill, NC 27514 UNITED STATES e-mail jmhawkGunc . bitnet

Sandra HAYES Mathematisches Institut der Technischen Universitat Munchen Arcisstrasse 21 D-8000 Munchen GERMANY e-mail hayesCl mathematik.tu-muenchen.de

Florent HIVERT Ecole Normale Superieure 45 rue d'Ulm F -75005 Paris Cedex FRANCE e-mail hivertClens.ens.fr

Poul HJORTH Mathematical Institute The Technical University of Denmark Building 303 DK-2800 Lyngby DENMARK e-mail hjorthClmat.dtu.dk

Jun HU Math. Dept. of CUNY Graduate Center 33, W 42nd Street New York, NY 10036 UNITED STATES e-mail huj Clcunyvmsl. gc . cuny. edu

John H. Hubbard Department of Mathematics White Hall Cornell University Ithaca, NY 14853 UNITED STATES e-mail hubbardClmath. cornell. edu

Pascal HUBERT Ecole Normale Superieure 46 Allee d'Italie F -69364 Lyon Cedex FRANCE e-mail hubertClens.ens-lyon.fr

Axel HUNDEMER Matematisches Institut der Technischen Universitat Munchen Arcisstrasse 21 D-8000 Munchen 2 GERMANY

Arne JAKOBSEN Department of Mathematics The Norwegian Institute of Technology N-7034 Trondheim NORWAY e-mail arnejaClimf.unit.no

Emmanuelle JEANDENANS Universite de Bourgogne Departement de Mathematiques Lab. de Topologie - URA 755, B.P. 138 F-21004 Dijon Cedex FRANCE e-mail topologCl satie.u-bourgogne.fr

Habib JELLOULI Universite de Paris-Sud Departement de Mathematiques Batiment 425 F-91405 Orsay Cedex FRANCE e-mail jellouliClmatups.matups.fr

Yunping JIANG Mathematics Department Queens College of CUNY 65-30 Kissena Bid. NY 11367 UNITED STATES e-mail j iangClmath. sunysb. edu

Page 10: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

Peter JONES Department of Mathematics Yale University New Haven CT 06520 UNITED STATES

Ross JONES University of Cambridge Department of Pure Maths and Math-ematical Statistics 16, Mill Lane GB-Cambridge CB2 1SB UNITED KINGDOM e-mail rpj12<Dcus. cam. ac . uk

Mattias JONSSON Matematiska Inst. 115 Kungl. Tekniska Hogskolan S-10044 Stockholm SWEDEN e-mail mjo<Dmath.kth.se

Jeremy KAHN Department of Mathematics University of California Berkeley, CA 94720 UNITED STATES e-mail kahnC!math. berkeley. edu

Bruce KITCHENS Mathematical Sciences Department IBM T.J. Watson Research Center Yorktown Heights New York 10598 UNITED STATES e-mail kitchC!watson.ibm.com

Oliver KNILL Mathematik Departement ETH Zentrum CH-S092 Zurich SWITZERLAND e-mail knill<Dmath.ethz.ch

Carsten KNUDSEN Physics Department

xiii

The Technical University of Denmark Building 309 DK-2S00 Lyngby DENMARK e-mail carsten<Dchaos.fl.dtu.dk

Bernd KRAUSKOPF Department of Mathematics University of Groningen P.O. Box SOO NL-9700 AV Groningen NETHERLANDS e-mail bernd<Dmath.rug.nl

Hartje KRIETE Lehrstuhl II fur Mathematik RWTH Aachen D-52056 Aachen GERMANY e-mail kriete<D math2.rwth-aachen.de

Harbir LAMBA School of Mathematics University of Bristol University Walk GB-Bristol B58 1TW UNITED KINGDOM e-mail h.lambaC!bristol.ac . uk

J ens Christian LARSEN Mathematical Institute The Technical University of Denmark Building 303 DK-2S00 Lyngby DENMARK e-mail maijcl<Dvm.uni-c.dk

Laurent LE FLOCH Laboratoire de geometrie analytique UFR de Mathematiques Universite de Rennes I F -35042 Rennes Cedex FRANCE

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xiv

LI Weigu Department of Mathematics Moscow State University Leninskie Gori 117234 Moscow RUSSIA

Frank LORAY Laboratoire de geometrie analytique UFR de MatMmatiques Universite de Rennes I F -35042 Rennes Cedex FRANCE

LUO Jiaqi Department of Mathematics Cornell University Ithaca, NY 14853 UNITED STATES e-mail j iaqi<Dmath. cornell. edu

Stefano LUZZATTO Int. School for Advanced Study Via Beirut 4 1-34014 Trieste ITALY e-mailluzzatto<Dtsmi19.sissa.it

Lawrence MA Inst. des Hautes Etudes Scientifiques 35, route de Chartres F-91440 Bures-sur-Yvette FRANCE e-mail ma<Dfrihes61. bitnet

Stefano MARMI Dipartimento di Matematica U. Dini Universita di Firenze Viale Morgani 67/ A 1-50134 Firenze ITALY e-mail marmi<Dfirenze. infn. it

John MILNOR Institute for Mathematical Sciences SUNY Stony Brook, NY 11794-3651 UNITED STATES e-mail j ack<Dmath. sunysb. edu

Fernando Jorge Soares MOREIRA Faculdade de Ciencias Grupo de Matematica Pura Praca Gomes Teixeira P-4000 Porto PORTUGAL e-mail fsmoreir<Dfcl.fc.up.pt

Pierre MOUSSA Service de Physique Theorique Orme des Merisiers C.E.-SACLAY F-91191 Gif-sur-Yvette Cedex FRANCE e-mail moussa<Damoco.saclay.cea.fr

Shizuo N AKANE Tokyo Institute of Polytechnics 1583 liyama, Atsugi-shi Kanagawa /243-02 JAPAN e-mail snakane<D tansei.cc.u-tokyo.ac.jp

Vincent NAUDOT Universite de Bourgogne Departement de MatMmatiques Laboratoire de Topologie - URA 755 B.P.138 F-21004 Dijon Cedex FRANCE

Alec NORTON Mathematics Department UT Austin Austin, TX 78712 UNITED STATES e-mail alec<Dmath. utexas . edu

Ralph W. OBERSTE-VORTH University of South Florida Department of Mathematics Tampa, FL 33620-5700 UNITED STATES e-mail ralph<Dmath. usf . edu

Page 12: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

Christopher Shaun PENROSE School of Mathematical Sciences Queen Mary & Westfield College University of London Mile End Road GB-London E1 4NS UNITED KINGDOM e-mail csp<Drnaths.qrnw.ac . uk

Ricardo PEREZ-MARCO Universite de Paris-Sud Departement de Mathematiques Biitiment 425 F-914050rsay FRANCE

Marie-Christine PEROUEME Ecole Normale Superieure de Lyon 46 Allee d'Italie F -69364 Lyon Cedex FRANCE e-mail rncperoue<Dumpa.ens-lyon.fr

Carsten LUNDE PETERSEN Mathematical Institute Arhus University Ny M unkegade DK-8000 Arhus C DENMARK e-maillunde<Dfrihes61. bitnet

Kevin M. PILGRIM Department of Mathematics University of California Berkeley, CA 94720 UNITED STATES e-mail pilgrirn<Drnath. berkeley. edu

Alberto A. PINTO Faculdade de Ciencias Grupo de Matematica Aplicade U niversidade do Porto Rua das Taipas P-Porto PORTUGAL

Julio E. POISOT MACIAS U niversite de Paris-Sud Departement de Mathematiques Biitiment 425 F-91405 Orsay Cedex FRANCE

James T. ROGERS, Jr. Department of Mathematics Tulane University New Orleans, LA 70118 UNITED STATES e-mail rnt1damf<Dvrn. tcs. tulane. edu

Hans Henrik RUGH Ecole Normale Superieure de Lyon 46, Allee d'Italie F -69364 Lyon FRANCE e-mail hhrugh<Dumpa.ens-lyon.fr

Gustav RYD Matematiska Inst. 115 Kung!. Tekniska Hogskolan S-10044 Stockholm SWEDEN e-mail gustav<Drnath.kth.se

Eliane SALEM Laboratoire Topologie et Geometrie URA CNRS 1408 U niversite Paul Sabatier 118 route de Narbonne F-31062 Toulouse Cedex FRANCE e-mail salern<Dcict.fr

Duncan SANDS University of Cambridge

xv

Department of Mathematics and Math-ematical Statistics 16, Mill Lane GB-Cambridge CB2 1SB UNITED KINGDOM e-mail sands<Ddrni.ens.fr

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xvi

Bahtiyar Ozgiir SARIOGLU Bilkent University Department of Mathematics Bilkent 06533 Ankara TURKEY e-mail sozgurtlltrbilun. bitnet

R. Phil SCHAFER The University of Texas at Austin Department of Mathematics Austin, Texas 78712-1082 UNITED STATES e-mail philiptllmath. utexas. edu

Dierk SCHLEICHER Department of Mathematics Cornell University Ithaca, NY 14853 UNITED STATES e-mail dierktllmath. cornell. edu

Pierrette SENTENAC Universite de Paris-Sud Departement de Mathematiques, Bat. 425 F-91405 Orsay Cedex FRANCE e-mail sentenactllmatups.matups.fr

Mitsuhiro SHlSHlKURA Department of Mathematics Tokyo Institute of Technology Ohokayama, Meguro Tokyo 152 JAPAN e-mail mitsutllmath.titech.ac.jp

Jan SKRZYPCZAK Institute of Mathematics Warsaw University ul. Banacha 2 PL-02-097 Warsaw POLAND e-mail janskrztllmimuw.edu.pl

Colin T. SPARROW Department of Mathematics and Math-ematical Statistics 16, Mill Lane GB-Cambridge CB2 1SB UNITED KINGDOM e-mail c. t. sparrowtll statslab.cam.ac.uk

Sebastian VAN STRIEN University of Amsterdam Faculty of Math. and Computer Sci-ence Plantage Muidergracht 24 NL-1018 TV Amsterdam NETHERLANDS e-mail strienClfwi.uva.nl

Dan S0RENSEN Mathematical Institute The Technical University of Denmark Building 303 DK-2800 Lyngby DENMARK e-mail dantllmat.dtu.dk

TAN Lei Ecole Normale Superieure de Lyon 46, Allee d'Italie F -69364 Lyon Cedex 07 FRANCE e-mail tanleitllfrens161. bitnet

Hans THUNBERG Matematiska Inst. 115 Kungl. Tekniska Hogskolan S-10044 Stockholm SWEDEN e-mail hassettllmath.kth.se

Shigehiro USHIKI Graduate School of Human and Envi-ronmental Studies Kyoto University 606-01 Kyoto JAPAN e-mail ushikitll platon.kula.kyoto-u.ac.jp

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Marcelo VIANA Departamento de Matematica Pura Faculdade de Ciencias do Porto P-4000 Porto PORTUGAL and Instituto de Matematica Pura e Apli-cad a Est. D. Castorina 110 22460 Rio de Janeiro Brasil e-mail viana«limpa.br

Fabienne VUILLEMIN Universite de Bourgogne Departement de Mathematiques Laboratoire de Topologie - URA 755 B.P. 138 F-21004 Dijon Cedex FRANCE e-mail topolog«lfrccubl1. bitnet

Marysia T. WEISS Hofstra University Hempstead, New York 11550 UNITED STATES e-mail matmtw«lhofstra. bitnet

Anne Marie WILKINSON Department of Mathematics University of California Berkeley, CA 94720 UNITED STATES e-mail wilkinso<Omath. berkeley. edu

Pia WILLUMSEN Mathematical Institute

xvii

The Technical University of Denmark Building 303 DK-2800 Lyngby DENMARK e-mail piabat.dtu.dk

WUHe Math Group Int. Centre for Theoretical Physics P.O. Box 586 1-34100 Trieste ITALY e-mail wuhe«lictp.trieste.it

Jean-Christophe YOCCOZ Universite de Paris-Sud Departement de Mathematiques Batiment 425 F-914050rsay FRANCE

Lai-Sang YOUNG Department of Mathematics University of California Los Angeles, CA 90024 UNITED STATES e-maillsy«lmath. ucla. edu

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INDEX

A a priori bounds absolute continuity

of a foliation . of the WS-foliation

222

327 331

absolutely continuous conditional measures on

unstable manifolds315, 328, 331 invariant measure 255, 321

accesible boundary . . 121 accounting scheme 190, 205 aCim ...... 321, 323 adapted norm 268 admissible solutions 198 amalgamation 139 analytic map

hyperbolic . 16 anti-monotonicity 193 approximate

contractive directions 261 261 261

critical set . . . critical values. .

area-conservative case area-dissipativeness attraction

basin of . attractor ...

Axiom A . periodic . strange

of Henon type prevalence of

automorphism toral

automorphism of subshift of finite type .

autonomous system averaging

method of ..

242, 252 252, 253, 260

· . 253, 263 · ... 324 325, 327, 328

. . 242 · . 253, 254 254, 262, 263

262

146

145 186

188

337

Axiom A attractor diffeomorphism

B

325, 327, 328 ..... 9

baker transformation 294, 314 basic set . . . . . . . 286 basin of attraction 253, 263 Bernoulli shift 294, 297, 328, 332 Bernoulli transformation 295 bifurcation

border-collision . . . 52 discontinuous grazing . 35 gluing . . 198, 203, 207 grazing .......... 48 homoclinic . . . . 194, 232, 233

associated to a horseshoe 247 Shil'nikov 208

Hopf 188 period-doubling 243

. U4 period-multiplying 206 saddle-node 243

billiard balls . 27 billiards . . 301 bimodal map 166 Birkhoff Ergodic Theorem 294 block map . . . . . . . 134 "bones" . . . . . . . . 173 border-collision bifurcation . 52 bound period . . . . . . 256 bound time

total 257 bounded non-linearity 223 bounded type 212 Branner 213

C canonical system of conditional

probability measures . 298

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338 INDEX

Cantor set thickness of a set of curves

CaratModory loop cascade

250 237 .76

period-doubling 192, 193, 197 of period-doubling bifurcations244

Cech cohomology . . 121 center manifold . . . 244 chain recurrence 276, 284 chain-transitivity 286 chaotic behaviour 188 chaotic dynamics chattering coefficient of restitution cohomology equivalence relation

255 .30 . 28 . 7 212 296

complex bounds ...... . conditional entropy . . . . . . conditional probability measures

canonical system of cone

invariant. . . . over the solenoid

cone field invariant

conjecture Williams

conjugacy elementary . . . . . topological . . . . .

conservative Henon family conservative Standard family

298

301, 333 . . 118

98, 269 236

141

137 152,238

242 252 190 continuation . . . . . . .

continuation of a hyperbolic set 239 continuity

of entropy map . . 85 Continuum Theorists 130 contractive direction

approximate . . . . . . . 261 critical point . . . 254, 259, 260, 262 critical saddle-node cycle 244-246, 262 cri ti cal set

approximate critical subdivision critical value . .

approximate

261 .69 259 261

critically finite map cross-ratio . . . . cross-ratio distortion crossed mapping

degree of . cubic maps ..

D decomposition

spectral degree of <p. . dense polynomials . derivative

... 72 215, 216

. 217 94, 96

.97 . 165

284 143 125

exponential growth of 254, 255 142 diamond ....... .

diffeomorphism Axiom A . · 9

diffeomorphisms parametrized families of 232

differentiability intrinsic .

dimension Hausdorff

dimension formula dimension of a measure discontinuity set

251

discontinuous dynamical system discontinuous grazing bifurcation

248 319 317 .49 .27 · 35

dissipativeness sectional . . . . .

doubling map doubly transitive point dynamical argument. . dynamical stability dynamical zeta function

weighted ..... dynamics

chaotic symbolic

E efficient cardinal elementary conjugacy elliptic island . entropy

conditional metric . . topological

242, 252 · 66, 76 136, 152 · 66, 78 239, 246

1 · 1

255 238

65, 67 137

. 252 65, 314

· . 296 · . 295

3, 65, 156, 165

Page 17: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

INDEX 339

equilibrium states equivalence

shift .... ergodic decomposition

of invariant measures Ergodic Theorem . . .

Sub additive ergodic transformation . essential spectral radius expanding map . . . .

non-uniformly expansive homeomorphism expansive transformation expansivity. . . . . exponential growth

of the derivative exponential mixing external argument

F factor factor map ...

finite-to-one

4

141

321 294 303 294 . 4

12, 14,321 323 148 152 274

254, 255 .. 11

· 66,75

141, 152 141 143 143 infini te-to-one

Falkner-Skan equation Feigenbaum point Fibonacci

185, 198, 208

Fibonacci map fingers .... finite type

sub shift of automorphism of

finitely presented systems finite-to-one factor map folding period .... foliation

absolute continuity of invariant .....

regularity of . . stable and unstable

regularity of . strong-stable . .

Fredholm determinant generalized

frequency resonant

full n-shift .

· .. 86 · . 213 223, 225

.48

134 145 162 143 261

327 239 239

247 245

3, 13, 14 . 13

.34 134

G Gauss map . . . . . 15 generalized solenoid 151 generic ..... 330 generic hyperbolicity 177 generic unfolding . . 232, 241 GL(n,Z). . . . . . . . 147 global stable manifold 282, 312, 326 global unstable manifold . . 312, 326 gluing bifurcation 198, 203, 207 graph transform 310 graze . . . . . .47 grazing bifurcation . 48

discontinuous . . 35 grazing impact . . . 47 Grobman-Hartman Theorem 271 Grothendieck . . . . . .. . 14

H Hausdorff dimension . Hausdorff dimension of a measure Hausdorff dimension of a set

248 317 317 248 121

Hausdorff d-measure . Hawaiian earring Henon family

conservative Henon map Herman .... Hertzian law . . heteroclinic loop holonomy map . homeomorphism

...... 242 90, 185, 193, 332

221 · .. 28 194, 197 239, 251

expansive 148 topologically mixing. 291 transitive ..... 291

homeomorphisms infinite-dimensional space of 114

homo clinic bifurcation 194, 232, 233 Shil'nikov 208

homo clinic bifurcation associated to a horseshoe

homoclinic orbit Shil'nikov

homo clinic point transverse .

247 188, 194 · . 194 · . 232 232-234

homo clinic tangency persistence of .

232, 234, 235 .... 251

Page 18: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

340 INDEX

Hopf bifurcation . . . . 188 horizontal-like . . . . . 99 horseshoe 188, 236, 314

homo clinic bifurcation associated to a

Hu Hubbard ..... hyperbolic analytic map hyperbolic automorphism hyperbolic continuation hyperbolic distance . hyperbolic map . . . hyperbolic polynomial hyperbolic set

continuation of thick

hyperbolicity generic

I impact

grazing low velocity

impact map P impact oscillator impact side inductive trick infinite stretching infinite-dimensional space

of homeomorphisms . infinitely renormalizable . infinite-to-one factor map initial conditions

sensitive dependence on intermittent behaviour . interval map

piecewise monotone intrinsic differentiability invariant cone invariant cone field invariant foliation

regularity of . invariant measure .

247 .75 213 · 16 266

270, 274 216

. . 266

. . 102 236, 247

239 251 266 177

.27

.47 · 51 .29 .27 .49 222 · 31

114 211 143

253,255 .48

· 18 251

301, 333 236 239 239 294

absolutely continuous 255 321 ergodic decomposition of. ' 321 for attractors 324 space of . . . . . . .. 320

invariant set isentrope . itinerary ..

J

268 168 238

Jakobson's Theorem. . .. Jiang . . . . . . . . .. Jordan form away from zero Julia set . . . . . . .

324 .75 141

17,95

K Keller . kneading .

angle invariant matrix. theory .

Kobayashi metric Koebe Lemma . Koebe Principle Krein-Milman Theorem

L Lakes of Wada . Lebesgue measure

positive . Levin .... limit capacity limit point . . limit set . . . line of tangencies local connectivity local ergodicity . local product structure local stable manifold . local stable set . . . . local unstable manifold local unstable set . locally maximal. . . . Lorenz equations . . . Lorenz geometric model low velocity impact Lyapunov chart . . Lyapunov exponent Lyubich ..

M magic word manifold

213, 223 · 172 66,79 · .66 · .23

192, 196, 208 .98 215 218 320

92, 125 214 214 213 248 289 289

247, 248 · . 213 · . 330

152, 282-284 281, 310, 326

· . 152 310, 326

152 · . 283

185, 187,208 196

· .... 51 · ... 306 299, 314, 333 · ... 212

· . . . 143

Page 19: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

INDEX 341

center . stable .

global local

strong-stable unstable ..

maps with singularities Markov

condition extension matrix .. partition.

Marstrand's theorem measure

dimension of . .

244 107,277

282 281 244 107 313

159 . 21 .72

72, 157, 162 250

Hausdorff dimension of 317 317

measure preserving transformation 294 meromorphic extension 5, 8, 9, 14, 19,

22 meromorphic function method of averaging . metric entropy Milnor ..... Misiurewicz point mixing

exponential topological . transformation

modulus of an annulus monotone

pIeceWIse monotonicity .

of entropy map mpt ...... .

N negative Schwarzian derivative n-itinerary . . . . . . . . . non wandering

point set

non-uniformly expanding map non-impact side. . . . . . . norm

11, 15 188 295 .66 .75

.11 135 295

99, 216

167 165 .85 294

.22

.67

290 290 323 .49

adapted . . . . . . . . . 268 normally contracting saddle-node 244 Nowicki . . . . . . . . . 213, 223

n-precritical point n-shift

full .... nuclear operator

a obstacle

rigid one-dimensional operator

nuclear Perron-Frobenius transfer

orbit following order type . oscillator

impact . Oseledec's Theorem . over-Markov packing

p packing

over-Markov parabolic point . parametrized families

of diffeomorphisms partition

Markov period-doubling

bifurcation

.69

134 · 14

.28

.48

· 14 323

2, 323 190 173

.27 299 .72

.72

.75

232

.72

243 cascade

periodic attractor periodic behaviour periodic orbit .

primitive ...

192, 193, 197, 244 242 255 186 · 1 289 periodic point

period-multiplying bifurcation Perron value . . . . . . . . Perron-Frobenius

206 136

operator . . . . . . . . . 323 theorems .......... 3

persistence of homo clinic tangencies251 Pesin's formula 314-316 Petersen . . 221 phase (Pi . . .30 phase space 186 I{)

degree of . 143

Page 20: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

342 INDEX

piecewise monotone interval map piecewise-monotone map

18 167 .86

95, 215 plateau Poincare metric polynomial

quadratic polynomial tuning pre-loaded . . pressure

.74 · 81 · 36

topological . . . . . . . prevalence of strange attractors prime-orbit theorem . . primitive periodic orbit

· 4 262

10 · 1

product structure local

projective limit pseudo-orbit . p-telescope . . Pustylnikov map

Q Q-orbits . . . . . . quadratic family quadratic polynomial quadratic tangency quadratic-like

282-284 · 90 275 · 95 · 27

. . 198, 200 240, 243, 245 ..... 74 232, 234, 241

family .. 240, 252, 254, 258 ..... 252 map ...

quasi-conformal homeomorphism map ..... .

R ramified covering lamination rational . . . . rational function real bounds rectangle. recurrence .

chain regularity of

invariant foliation the stable and unstable

221 115

117 · 3 · 9 215 161 289

276, 284

239

foliations. . . . .. 247 renormalization 18, 67, 240, 242, 244,

251 renormalization theory . repellor . . . . . . .

211 · 17

resonances . . . . resonant frequency restitution

coefficient of return ..... reversible system Riemann surface laminations Riemann zeta function rigid obstacle . . . rigidity result. . . Ruelle's inequality

S saddle-node

normally contracting bifurcation .

.11

.34

.28 256

201, 206 · 93 · 10 · 28 213

314, 315

244 244 243

cycle critical 244-246, 262 sawtooth

stunted 170 scaling laws 225 Schwarzian derivative 217

negative . . . . . 22 Schwarz's Lemma. 98, 215, 217, 218 sectional dissipativeness 242, 252 sensitive dependence

on initial conditions Shadowing Lemma Shannon-Breiman-McMillan

Theorem. shift

253, 255 275

297

Bernoulli. suspension of .

294, 297, 328, 332 · 7

shift equivalence problem shift map ...... . Shil'nikov homo clinic bifurcation

141 238 208 194 · 3

Shil'nikov homoclinic orbit . 0" A .. . . . . . . . . .

Sinai-Ruelle-Bowen measure 324, 328, 331-333

Sinai-Ruelle-Bowen measure singular map

315, 318,

.11

stable and unstable sets for. 245 singularity

square-root. . . size of U' in U smallest interval trick solenoid ..... .

.52

.99 220

120, 150

Page 21: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

INDEX 343

2-adic . . 150 generalized 151

Space Ball . . . 28 space of invariant measures . 320 spectral decomposition 284 spectral radius

essential . . . . . 4 splitting algorithm 259, 261 square-root singularity . . . 52 SRB measure. 315, 318, 324, 328,

s-rectangle . . stability

dynamical stable and unstable sets

for singular maps . stable and unstable foliation

regularity of . . . . . stable and unstable manifolds

for non uniformly

.. 237

239, 246

245

247

hyperbolic systems . . 311 stable disk . . 100, 112 stable manifold 107,312

global . . 282, 312, 326 local 281, 310, 326

Stable Manifold Theorem 277 for a Fixed Point 309

stable set 152 local 152

Standard family conservative

standard map state splitting Steenrod homology sticking region strange attractor .

of Henon type prevalence of

stretching infinite

strong-stable foliation strong-stable manifold stunted sawtooth . .

252 302 138 121 · 30

253, 254 254, 262, 263

262

sub resonant . . . . Subadditive Ergodic Theorem subadditive sequence

· 31 245 244 170 · 35 303 .67

subdivision. . . . . critical

subshift of finite type automorphism of

Sullivan . . . . . . Sullivan's renormalization result super resonant . . suspensions of shifts Swi<}tek . . . .. symbolic dynamics

T tangency

· 69 · 69

3, 134 145 212 220 .35 · 7 213 238

homoclinic persistence of .

line of .. quadratic

telescopes

232, 234, 235 .... 251 . . 247,248 232, 234, 241

tent map ... tesselation . . thick hyperbolic set

. .94 66,73

.71 251 250 .66

thickness of a Cantor set Thurston ..... topological conjugacy topological entropy . topological invariant . topological pressure . topological transitivity . topologically critical. . topologically

152, 238 3, 65, 156, 165

191, 208 ... 4 295, 326

mixing homeomorphism topologically

mixing transformation . topologically

transitive transformation . toral automorphism total bound time trajectory

.69

291

135

135 146 257 .29

transfer operator transition rule

2, 323 134, 150, 159

transitive doubly. . . . .. 136, 152

transitive homeomorphism 291 transitive transformation . .. 152 transitivity. . . . . .. .. 238

topological . . . . 135, 295, 326 transverse homo clinic point

Page 22: Real and Complex Dynamical Systemspeople.math.harvard.edu/~knill/history/hillerod/content.pdf · Daniele GERARD U niversite de Paris-Sud Departement de Mathematiques Biitiment 425

344

tuning . . . . . . by blowing up by modification polynomial

2-adic solenoid

U unfolding

INDEX

67, 80, 86 .80 · 81 · 81 150

generic .. . .. .. 232, 241 uniformly hyperbolic ... . 325 uniformly hyperbolic attractor 326 unimodal map . 73 unstable disk . . . . . . 100 unstable manifold. . .. 107, 312

absolutely continuous conditional measures on

global . local

unstable set local

u-rectangle .

V variational principle

W

315 , 328, 331 312, 326 310, 326

152 152 236

4, 65

wandering domains . . . . . . 108 weighted dynamical zeta function . 1 wild at tractors . . 212

existence of 214 Williams conjecture 141 word

magIc . . . . 143 W' -foliation

absolute continuity of 331

y Yoccoz Yoccoz puzzle

Z zeta function

dynamical weighted

Riemann.

75, 213 . . 213

136, 149 · 1 · 1 · 10