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Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos Departamento de Física Aplicada, Universidad de Huelva, Huelva, Spain [email protected]

Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

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Page 1: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Quantum phase transitions in simple two-level systemsand Catastrophe Theory

José-Enrique García-Ramos

Departamento de Física Aplicada, Universidad de Huelva, Huelva, [email protected]

Page 2: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Index

Parte I: Phase transitionsI The Lipkin ModelI Mean field: an approach to the quantum problemI Phase transitions: a) Classic transitions, Landau theory. b) Quantum Phase

TransitionsI Phase diagram of the Lipkin model

Parte II: Catastrophe TheoryI Motivation: the Zeeman catastrophe machineI DefinitionsI Relevant theoremsI “The mathematical way.”I “The physical way.”I Application to the Lipkin modelI Misunderstandings of CT

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 2 / 33

Page 3: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Macroscopic/Classical Phase Transitions

Definition of phase and phase transitionPhase: state of matter that is uniform throughout, not only in chemicalcomposition but also in physical properties.

Phase Transition: abrupt change in one or more properties of the system.

The phase of the systemMost stable phase of matter is the one with the lowest thermodynamicalpotential Φ. This is a function of some parameters that are allowed tochange (F(T,V), F(T,B); G(T,p), G(T,M)).

Φ is analogous to the potential energy, V(x), of a particle in a onedimensional well. The system looks for the minimum energy going intothe bottom of the potential.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 3 / 33

Page 4: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Macroscopic/Classical Phase Transitions

Control parameter: variable that affects the system, it can be changedsmoothly and “arbitrarily”.

Order parameter: observable that changes as a function of the controlparameter and that defines the “phase” of the system.

Ordered and disordered phases correspond to a value of the orderparameter equal and different from zero, respectively.

Order of a phase transition: order of the first derivative of the Gibbspotential with respect to the control parameter that first experiences adiscontinuity: first, continuous (second order).

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 4 / 33

Page 5: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Examples of Macroscopic Phase Transitions

Tc

C

T

T

ρ∗

First order phase transition.Liquid-gas

Tc

mC

T

T

Second order phase transition.Paramagnetic-ferromagnetic

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 5 / 33

Page 6: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

What is happening at the phase transition point?

T <Tc

T >Tc

ρ∗

Φ

First order phase transition

T >Tc

T <Tc

Φ

m

Second order phase transition

Φ in the Landau theory

Φ = A(T , ...)β4 + B(T , ...)β2 + C(T , ...)β

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 6 / 33

Page 7: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

The variation of the order parameter

0 0.5Control parameter

0

0.5

1

1.5

Ord

er

para

mete

r

0

50

100

150

200

250

GS

energ

y (

arb

itra

ry u

nits)

1st orderSymmetric/Non-symmetric

0 0.5Control parameter

2nd order Symmetric/Non-symmetric

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 7 / 33

Page 8: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Quantum Phase Transitions

QPT occurs at some critical value, xc , of the control parameter x that controlsan interaction strength in the system’s Hamiltonian H(x). It is implicit a zerotemperature.

H = x H1 + (1− x) H2

At the critical point:The ground state energy is nonanalytic.

The gap ∆ between the first excited state and the ground state vanishes.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 8 / 33

Page 9: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Quantum Phase Transitions

E (x)0

∆ ( )x

β ( )x

xc

x (control parameter)

ground state energy

gap

order parameter

first order

continuous

continuous

first order

continuous

first order

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 9 / 33

Page 10: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

QPT: experimental example for an Ising chain

R. Coldea et al., Science 327, 177-180 (2010).J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 10 / 33

Page 11: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

QPT: Lipkin model

Figure: Energy spectrum (per boson) for a Lipkin model with N = 50, α = x andy = 0.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 11 / 33

Page 12: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

QPT: Lipkin model

Figure: Energy spectrum (per boson) for a Lipkin model with N = 50, α = x andy = 1/

√2.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 12 / 33

Page 13: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Phase diagram of the Lipkin model

Figure: Phase diagram and energy curves for selected values of the controlparameters.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 13 / 33

Page 14: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

QPT: Lipkin model

Figure: Comparison of exact (N = 1000) and mean-field results for y = 0 as afunction of x .

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 14 / 33

Page 15: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

QPT: Lipkin model

Figure: Comparison of exact (N = 1000) and mean-field results for y = 1 as afunction of x .

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 15 / 33

Page 16: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

The Zeeman Catastrophe machine

Figure: Schematic view of the Zeeman Catastrophe machine.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 16 / 33

Page 17: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Zeeman machine: energy curves

Figure: Parameter space and energy curves.J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 17 / 33

Page 18: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Cusp diagram

Figure: Equilibria pointsJ. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 18 / 33

Page 19: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

What is for Catastrophe Theory?

Some notesFirst reference: René Thom, Stabilité Structurelle et Morphogénèse(1972).

Catastrophe theory (CT) is framed in the theory of singularities fordifferentiable mappings and in the theory of bifurcations, therefore itdeals with singularities of smooth real-valued functions and tries toclassify such singularities.

CT attempts to study how the qualitative nature of the solutions ofequations depends on the parameters that appear in the equations(Gilmore 1981).

CT explains how the state of a system can change suddenly under asmooth change in the control variables.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 19 / 33

Page 20: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Definitions and background

Structural stability.

Codimension: number of essential parameters.

Corank: essential and non-essential variables.

k-jet/k-determinacy

Catastrophe germ.

Universal unfolding.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 20 / 33

Page 21: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Relevant theorems

Implicit function theorem for regular points.

V (x)→ x

Morse lemma for isolated critical points.

V (x)→ x2

Thom theorem for degenerated critical points.

V (x)→ g(x) + unfolding

Splitting lemma for potential with several variables.

V (x)→ g(x) + unfolding + y2 − z2

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 21 / 33

Page 22: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

CT program

Let us assume a system described by a real family of potentials:

V (x, λ) ∈ <

where x ∈ <n are the state (order) variables and λ ∈ <r are the controlparameters.In this family one can find three types of points:

I Regular points: ∇V 6= 0.I Morse points (isolated critical points):∇V = 0 and |Hij | 6= 0.

I Non-Morse points (degenerated critical points):∇V = 0 and |Hij | = 0.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 22 / 33

Page 23: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

The mathematical way (Margalef-Roig, et al)

Definition of h(x, λ) = V (x + x0, λ+ λ0)− V (x0, λ0), where (x0, λ0)correspond to a degenerated critical point.

Definition of the germ: g(x) = h(x,0).

Calculation of the determinacy and the codimension of g(x) through thek-jet of g(x) (truncated Taylor expansion with k term).

Study the k-transversality of g(x) in order to establish the isomorphismbetween h(x, λ) and a canonical unfolding of g(x).

Note that it is only possible to prove the existence of an isomorphism butthis DOES NOT provides the necessary change of coordinates.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 23 / 33

Page 24: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

The physical way

Substitution of V (x, λ) by a truncated Taylor expansion V (x, λ)pol ,being the germ the higher order term (the order of the Taylor expansionis the determinacy...).

Establish the mapping between V (x, λ)pol and a canonical form througha nonlinear change of variables (it should be calculated thetransversality...).

Work out V (x, λ)pol for getting the bifurcation and the Maxwell set.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 24 / 33

Page 25: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

The seventh elementary catastrophe

Catastrophe germs and unfolding

Fold, A2: x3 + a1xCusp, A±3: ±x4 + a1x + a2x2

Swallowtail, A4: x5 + a1x + a2x2 + a3x3

Butterly, A±5: x6 + a1x + a2x2 + a3x3 + a4x4

Elliptical umbilic, D−4: x2y − y3 + a1x + a2y + a3y2

Hyperbolic umbilic, D+4: x2y + y3 + a1x + a2y + a3y2

Parabolic umbilic, D+5: x2y + y4 + a1x + a2y + a3x2 + a4y2

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 25 / 33

Page 26: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Application to the Lipkin Model

Lipkin energy surface:

E(x , y , β)

N= x

β2

1 + β2 −1− x

4

(1

(1 + β2)2 (2β + y β2)2)

Taylor expansion:

E(x , y , β)

N= (5x − 4)β2 + 4(x − 1)yβ3

+(

8− 9x + y2(x − 1))β4 + Θ(β5)

Why do we stop at β4?

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 26 / 33

Page 27: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Application to the Lipkin Model

Simple conclusion, but not trivialy = 0 implies second order phase transition.

y 6= 0 implies first order phase transition.

This is this while β4 coefficient remains positive.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 27 / 33

Page 28: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Phase diagram of the Lipkin model

Figure: Phase diagram.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 28 / 33

Page 29: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Two variables

Energy surface:

E(βπ, βν , χπ, χν , x) =x

2

(βν

2

1 + βν 2+

βπ2

1 + βπ2

)

−1− x

196(1 + βν 2)2 (1 + βπ2)2

(−14 βν

(1 + βπ

2)+ βπ

(−14 +

√14 βπ χπ

)+ βν

2(−14 βπ +

√14χν +

√14 βπ

2 (χν + χπ))2)

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 29 / 33

Page 30: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Two variables

Hessian matrix in βπ = βν = 0:

H =

(3x − 2 2x − 22x − 2 3x − 2

)Eigenvalues and eigenvectors:

λ1 = 5x − 4, β1 = 12(βπ + βν)

λ2 = x , β2 = 12(−βπ + βν)

β1 is the essential and β2 is the unessential variable.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 30 / 33

Page 31: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Two variables

Reduction of the energy to a polynomial:

Epol = xβ22 + (5 x − 4) β1

2

+ 4

√27

(1− x)χβ13 +

(9 x − 8− 2 (1− x)χ2

7

)β1

4,

Because of the cubic terms there exists a region where two minimacoexist→ first order phase transition.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 31 / 33

Page 32: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

Misunderstandings on Catastrophe theory

In many cases, CT cannot provide quantitative results and indeed needsthe help of numerical results to start with the CT program.About this Thom said: “...as soon as it became clear that the theory didnot permit quantitative prediction, all good minds ... decided it was of novalue...”

CT does not consist in getting the bifurcation and the Maxwell sets.

The interest of CT focus on the clasification of germs of a family ofpotentials and on giving universal unfoldings, i.e. general perturbations.

A numerical calculation is always very valuable.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 32 / 33

Page 33: Quantum phase transitions in simple two-level systems and ...Quantum phase transitions in simple two-level systems and Catastrophe Theory José-Enrique García-Ramos ... T. Poston,

References

R. Thom, Structural Stability and Morphogenesis, Benjamin, Reading,1975.

T. Poston, I.N. Stewart, Catastrophe Theory and Its Applications,Pitman, London, 1978.

R. Gilmore, Catastrophe Theory for Scientists and Engineers, Wiley,New York, 1981.

P.T. Saunders, An introduction to Catastrophe Theory, CambridgeUniversity Press, 1980.

J. E. García-Ramos (Univ. of Huelva, Spain) QPT/Lipkin model/CT 33 / 33