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Pure & Appi. Chem., Vol.55, No.5, pp.833—844, 1983 0033—4545/83/050833—12$03.OO Printed in Great Britain. Pergamon Press Ltd ©1983 IUPAC THE NATURE OF DEFECTS AND THEIR ROLE IN LARGE DEFORMATION AND FRACTURE OF ENGINEERING THERMOPLASTICS H.H. Kausch Polymer Laboratory, Swiss Federal Institute of Technology Lausanne, 32, chemin de Bellerive, CH—1007 Lausanne Abstract — In this paper molecular defects (chain scission, weak bonds), network irregularities (mostly concerning entangle— ments), flaws and inclusions and production related defects are discussed with respect to crazing, large deformations and rup— ture of Dolymers. I NTRODUCTI ON Plastic materials are made up of long chain molecules which are intercon— nected by chemical crosslinking points (thermosetting resins, vulcanized rubbers), crystalline regions (semi—crystalline thermoplastics), and physi— cal entanglements (practically all polymers). The networks formed in this way are often modified (stabilized, plasticized, filled and/or reinforc— ed). An average commercial plastic material, therefore, is a heterogeneous system. Even if it is perfect, it contains quite differer't structural ele- ments. Depending on their mode of interaction (slippage or elastic load- ing), a variety of responses occurs (e.g. viscoelastic deformation, craz- ing, yielding, brittle or ductile failure). In a previous presentation (1) the molecular mechanisms leading to different failure patterns have been discussed. In this paper prime consideration will be given to material de- fects on a molecular, microscopic and macroscopic level. In order to eluci- date their role, the "normal behavior" of stressed polymers will briefly be introduced in the following section. STRUCTURAL ELEMENTS AND THEIR RESPONSE TO LOAD In a defect-free amorphous polymer such as PS, PMMA, or PC one would have to consider as structural elements the chain ends, the statistical chain segments (0.4 to 1 nm in length), the chain sections between entanglement points (2 to 10 nm), and the statistically coiled molecules. Depending on the production technique, a distinct globular superstructure may also be present (as for instance in PVC). In the case of crystalline polymers evi- dently the presence of lamellar crystalline regions and of spherulites has to be taken into account. The normal response of a thermoplastic material to increasing loads will be an anelastic widening of the "lattice", bond rotation in the main chain leading to a change of conformation and creep, segment rotation and craze initiation (where appropriate), and a brittle (fracture) or ductile insta- bility (segment slip and yielding followed by large scale chain orientation and either strain hardening or flow). In the presence of a superstructure these phenomena will preferentially develop at the intergranular or inter- spherul itic boundaries. An apparent paradox should be noted. Whereas it has become quite clear that chain scission plays no significant role in the deformation and fracture of isotropic polymers (2), chain length is a quite important parameter. This is well demonstrated by a plot of fracture surface energy GIc vs molecu- lar weight (Fig. 1). Short chains with a molecular weight smaller than the entanglement molecu- lar weight Mc are easily - and practically individually - seperated, thus the fracture surface energy Gic is of the order of the surface work para- meter y. With growing chain length entanglements are being formed which establish a physical network. At I < Tg entanglements are stable. If, therefore, in the course of a fracture process a chain has to be seperated from such a network, this can only be done after considerable deformation of several chains, i.e. after a certain plastic deformation. Thus, fracture energy and generally strength and thoughness as well increase with the volume effected by the plastic deformation. 833

Pure & Appi. Chem., Vol.55, No.5, pp.833—844, 1983 0033

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Pure & Appi. Chem., Vol.55, No.5, pp.833—844, 1983 0033—4545/83/050833—12$03.OOPrinted in Great Britain. Pergamon Press Ltd

©1983 IUPAC

THE NATURE OF DEFECTS AND THEIR ROLE IN LARGE DEFORMATION ANDFRACTURE OF ENGINEERING THERMOPLASTICS

H.H. Kausch

Polymer Laboratory, Swiss Federal Institute of TechnologyLausanne, 32, chemin de Bellerive, CH—1007 Lausanne

Abstract — In this paper molecular defects (chain scission, weakbonds), network irregularities (mostly concerning entangle—ments), flaws and inclusions and production related defects arediscussed with respect to crazing, large deformations and rup—ture of Dolymers.

I NTRODUCTI ON

Plastic materials are made up of long chain molecules which are intercon—

nected by chemical crosslinking points (thermosetting resins, vulcanizedrubbers), crystalline regions (semi—crystalline thermoplastics), and physi—cal entanglements (practically all polymers). The networks formed in thisway are often modified (stabilized, plasticized, filled and/or reinforc—

ed). An average commercial plastic material, therefore, is a heterogeneoussystem. Even if it is perfect, it contains quite differer't structural ele-ments. Depending on their mode of interaction (slippage or elastic load-

ing), a variety of responses occurs (e.g. viscoelastic deformation, craz-ing, yielding, brittle or ductile failure). In a previous presentation (1)the molecular mechanisms leading to different failure patterns have beendiscussed. In this paper prime consideration will be given to material de-fects on a molecular, microscopic and macroscopic level. In order to eluci-date their role, the "normal behavior" of stressed polymers will briefly beintroduced in the following section.

STRUCTURAL ELEMENTS AND THEIR RESPONSE TO LOAD

In a defect-free amorphous polymer such as PS, PMMA, or PC one would haveto consider as structural elements the chain ends, the statistical chainsegments (0.4 to 1 nm in length), the chain sections between entanglementpoints (2 to 10 nm), and the statistically coiled molecules. Depending onthe production technique, a distinct globular superstructure may also bepresent (as for instance in PVC). In the case of crystalline polymers evi-dently the presence of lamellar crystalline regions and of spherulites hasto be taken into account.

The normal response of a thermoplastic material to increasing loads will bean anelastic widening of the "lattice", bond rotation in the main chainleading to a change of conformation and creep, segment rotation and crazeinitiation (where appropriate), and a brittle (fracture) or ductile insta-

bility (segment slip and yielding followed by large scale chain orientationand either strain hardening or flow). In the presence of a superstructurethese phenomena will preferentially develop at the intergranular or inter-spherul itic boundaries.

An apparent paradox should be noted. Whereas it has become quite clear thatchain scission plays no significant role in the deformation and fracture of

isotropic polymers (2), chain length is a quite important parameter. Thisis well demonstrated by a plot of fracture surface energy GIc vs molecu-

lar weight (Fig. 1).

Short chains with a molecular weight smaller than the entanglement molecu-lar weight Mc are easily - and practically individually - seperated, thusthe fracture surface energy Gic is of the order of the surface work para-meter y. With growing chain length entanglements are being formed whichestablish a physical network. At I < Tg entanglements are stable. If,therefore, in the course of a fracture process a chain has to be seperatedfrom such a network, this can only be done after considerable deformationof several chains, i.e. after a certain plastic deformation. Thus, fractureenergy and generally strength and thoughness as well increase with thevolume effected by the plastic deformation.

833

Fig. 1. Fracture surface energy

(Gic or G10) vs molecular weightfor PNMA (own measurements) andPS (literature values).

From these remarks it can be deduced that a plastic material will mostlikely be damaged if the molecular chains are degraded or weakened, if thenetwork is disentangled, plasticized or embrittled, and if local stressconcentration occurs through inclusions, flaws or internal tensions.

In the following a number of examples for each of these defects will be

given.

STRENGTH EFFECTS OF MOLECULAR AND STRUCTURAL DEFECTS

Chain degradationThe principal consequences of production or service related chain degrada-tion are the reduction of molecular weight, plasticization through monomerformation, and/or embrittlement through crosslinking reactions or chainweakening. There are several potential mechanisms for the destruction oflong chain molecules as for instance mechanical rupture (2), thermal decom-

position and UV degradation. A given polymer is generally not equally sus-ceptible to all types of destruction since the mechanisms are different.The polysulfone (PSU) is an example in cause. Thus, it shows excellent me-chancal strength and thermal resistance at temperatures up to and beyond160 C. If exposed to UV irradiation, however, it degrades fairly rapidly.In the latter process main chain scission occurs at the phenyl-C, phenyi-Oand phenyl-S bonds (3), side group reactions involve the CH3-groups. Theformed free radicals react with oxygen leading to the appearance of new,oxygen containing groups such as —OH, —CHO or -COOH (Fig. 2). The molecularweight decreases notably during such an irradiation: from Mw 72 000 attirr = 0 to M = 19 000 at tirr = 75 h. Concurrently the tensilestrength and the extensibility of the irradiated film samples decrease

(Fig. 3).

Fig. 2. Part of the IR spectrum of UV irradiated poly-sulfone films of 17 pxn thickness; tirr indicates expo-sure time to accelerated aging in Xenotest 150; notabledecreases of transmission in the region of 0-H stretchand C=O stretch vibrations.

Fig. 3. Decrease of uniaxial strength b of 17 xm thickpolysulfone film strips exposed to accelerated aging inXenotest 150 (o indicate point of rupture).

834 H. H. KAUSCH

102

:1010

/0/,

80

60

40

30

b I MPct

tirr Oh

Psu

3500 3000 2500

10

Fig. 2

tirr 52h0

2000 1800 1600 0 1 2 3 4 5 6 7

7Icm-1 Cb//.Fig. 3

Nature of defects in engineering thermoplastics 835

An almost opposite behavior is shown by polymethylmethacrylate (PMMA). Ir-radiation by UV does not measurably influence the molecular weight and themechanical properties. However, it is well known that PMMA is susceptibleto depoymerization at high temperatures (T > 200 °C). The formed monomermay act as plasticizer and reduce yield and rupture stresses at tempera—tures just below Tg•

The influence of thermal oxidation on the mechanical behavior of polymershas been known for a long time. Understandably, processing is very oftenthe most critical moment because of the necessarily higher extrusion ormolding temperatures. If, for instance, the extrusion conditions of poly-ethylene pipes are not well controlled, layers of oxidized material areformed at the inside pipe surfaces (4—6). These layers, which are verybrittle, have been studied in detail by Gedde, Jansson and Terselius(4-5). Two mechanisms contribute to an embrittlement of the material: theweakening of the backbone chain by formation of carbonyl groups and thecrosslinking of neighboring chains by C-O-C bridges. The authors identifiedboth types of bonds (-C=O; -C-U-C-) by IR reflectance spectroscopy at theinside walls of some HOPE pipes extruded at 200 °C. The thoroughly oxidizedlayers exterded to a depth of some 20 to 160 tm. These layers were extreme-ly brittle and cracked upon drawing at strains of a few per cent. The timesto fracture in static loadinq of internally pressurized pipes (average hoop

stress & = 4.2 MPa, T = 80 °C) and of uniaxial creep samples, cut fromthe wall, were considerably shorter in the case of oxidized material. Thefinal cracks seemed to originate at a distance of 0.2 to 0.3 mm from the

oxidized layer (4).

On the basis of these investigations it may be suggested that one can dis—tinguish in the oxidized HDPE pipes four different layers (distances s arewith respect to the inner wall):

5 = 0 - 100 pin thoroughly degraded, brittle material, t() 0s = 150 — 250 pm somewhat degraded, readily creeping material, ot(S)

smalls = 300 - 500 pm slightly damaged zone, ot(s)s > 500 tm normal material

The slightly damaged zone still contains numerous defects which favorscreep craze initiation, and it also offers the required stress level. Thiscombination results in a high probability for an early crack initiation inthat zone. The cracks then propagate into the normal material. This mecha-nism explains well the observed shorter times to failure in oxidized

pipes. In fact, MUller and Gaube report (6) that by carefully removing theoxidized layer the times to failure could be considerably improved and wereequal to those of undamaged pipes.

The above explanation correlates also very well with an observation to bediscussed later, namely that the time to fracture of LDPE pipes turns outto be shorter than the average lifetime whenever the final crack had start-ed close to the inside or outside surface of the pipe wall (see further below).

Network defectsIt has been pointed out in the introduction that solid polymers can be con-sidered as networks of chain segments interconnected by entanglements,crosslinking points and/or crystalline regions. Whereas the elastic and an-elastic properties are very often determined by the interaction of the in-dividual segments, there is no doubt that the ultimate properties depend onthe network structure (1-2).

The characteristic parameters of an amorphous network are evidently packingdensity, orientation distribution and correlation of chain segments, dis-tribution of entanglement and crosslinking points and density of chainends. These parameters fluctuate in space and time. Since each of them in-fluences the mechanicsl response of a material, there will also be a fluc-tuation of the local strength of the network. This hypothesis is generallyaccepted. Nevertheless, there is a long and winding path between this hypo-thesis, and the statement that failure of a (or a few) volume elements willgive rise to the breakdown of the whole structure.

Some of the characteristic parameters can conveniently be measured by light

scattering. Studying polycarbonate (PC) Dettenmaier and Kausch (7) foundmodest density fluctuations with a correlation length of about 90 nm whichwere ascribed in part to holes, dust particles or additives. There was noevidence for orientation correlation between chain segments even after pro-

longed annealing below T. The annealing (150 h at 130 C) did, however,

836 H. H. KAUSCH

increase the yield stress by about 30 %. With respect to further detailsconcerning methods, molecular models and relevance of conclusions, referen-ce will be made to the comprehensive review article by Wendorff (8) on thestructure of amorphous polymers.

In this section, particularly one parameter will be discussed which hasturned out to be very important and which has attracted attention almostfrom the beginning of polymer science: the role of entanglements in the

ultimate deformation of polymers. Douglas and Stoopes (9) as early as 1936,Flory (10), Haward (11), and many later researchers (12—14) have found amostly linear relationship between uniaxial macroscopic strength, b'

of a network and i/Mn:

ab a(i2 Me/Mn) (i)

with Me being the average molecular weight of a chain segment between twoadjacent entanglement points. This treatment is equivalent to consideringthe influence of molecular weight only through the 'dangling chain ends'which do not contribute to the load carrying capability of the network. Im-portant deviations from this relationship have been noted (13—14) at lowand very hiah molecular weights. Drastically simplified theoretical calcu-lations of a,,, based on Bueche's model of the ideal brittle strength of

crosslinked rubbers (12) are, however, "within the ball park' (13-14). Inthese calculations it is assumed that the ideal strength of an isotropicentanglement network is given by the force nfb it takes to break those(n) chain segments which intersect a unit area oriented perpendicularly tothe stress axis:

N 2/3 2Mab=nfb=() b(1 ---i). (2)

Whereas n and b have been quite correctly estimated, it has completelybeen neglected that the chain segments in an isotropic polymer matrix havea statistically coiled conformation. Thus, before being loaded by forceof the order of b a chain segment with end-to-end.distance <re2>"2would have to be stretched by a draw ratio

x = (<re2> / L)1/2, (3)

where L5 is the extended length of the segment. The thus defined valuesof X range from about 2 to 5 for the most common amorphous polymers (15).This means that at least locally the network must deform heavily, possiblyin an unstable manner. In order to predict reliably the ideal brittle

strength of a polymer, it is therefore necessary to know the critical con-ditions for the onset of large deformations, to identify their limits (forinstance in terms of the natural draw ratio Xat) and to ascertain therole of the entanglement network. Work to do just this has been going on inLausanne for a number of years. Some results will briefly be presented here.

Entanglements and fractureIn a recent publication (16) Kausch and Dettenmaier have pointed out thatthe role of entanglements in glassy polymers evidently must be somewhatdifferent from that in polymer melts and concentrated solutions. In parti-cular the following aspects have to be taken into consideration:

- the lifetime and strength of an entanglement at a temperature below Tgmust be considered to be very large;

- at small deformations (below craze initiation) hardly anymolecularweight effects and consequently no entanglement effects become apparent;

— at larger deformations as for instance during crazing it is the presenceof entanglements which permits the formation of stable fibrils; entan-glement coupling is also the limiting factor in the orientational exten-sion;

- the ultimate strain and energy of fracture strongly depend on the pre-sence of entanglements; it is through this dependence that part of thecalculations of the theoretical strength of an entanglement network, asmentioned before (11—14), gave not entirely unreasonable values.

Nature of defects in engineering thermoplastics 837

Starting from the idea that the gradual disentanglement of molecules con..stitutes a major mechanism in the long time and fatigue failure of polymers(2,6) Kausch and Jud in 1978 began to develop a fracture mechanics methodwith which the mechanical effects of entanglement formation could be mea-sured quantitatively. Experimental details (17—19) and results (1,17—21) ofthis method have been published elsewhere. It seems to be sufficient,therefore, to recall the principal observations.

Compact tension specimens as shown schematically in Figure 4 permit the de-termination of the fracture toughness KIQ by propagating a crack throughthe material (17—19). The formed crack will gradually heal at temperaturesabove T0 by interdiffusion of molecular coils across the interface. Thus,a certan fracture toughness Ku is reestablished in the fracture zonewhich can be determined in a second fracture experiment. Some results forPMMA 7 H are represented in Figure 5.

Fig. .4. Schematic representation of molecular coilsat fracture surfaces before crack healing; the healing

process is brought about by the reptational diffusionof molecules across the interface at T > Tg.

Fig. 5. Crack healing in Pt1MA 7 H:Fracture toughness vs

1. T = 390 K 2. T = 385 K

3.T=382K 4.T=378KThese studies and also the recent experiments of Wool and collaborators(22) have clearly shown that there is a linear proportionality between thesquare of the fracture toughness Ku of the rehealed crack zone and thesquare root of the rehealing time t. It was quite possible to explainthe observed time— and temperature-dependence of Ku by a diffusion modelof chain interpenetration (18—22). Using additional IR experiments theLausanne group also succeeded to determine the absolute value of the longi-tudinal diffusion coefficient of reptating chain molecules. For PMMA 7 H

(Mw 130 000) they obtained at 390 K a tube diffusion coefficient Dtof 32.5.10_20 m2/s. At t = 60 000 s this leads to a longitudinaldistance travelled of 200 nm which corresponds roughly to the extendedlength of an average chain molecule (253 nm).

An analysis of the microscopic fracture process at the crack tip showed(19-20) that fracture proceeded through the formation and rupture of crazes(Fig. 6). The length s of the crazed zones observed at the crack tip in-creased linearly with the chain interpenetration previously achieved during

81

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844 H. H. KAUSCH

Moslé et al. (37) molded PC plates with two central holes. By simply chang-ing the stretching direction of these plates in subsequent tensile teststhey could either load their specimens parallel (a) or perpendicular (b) tothe weld lines. Their principal observation was that the yield stresseswere more or less identical within a range of molding temperatures v3ry5ngbetween 300 and 340 C. The post-yield strains, however, were drasticallysmaller in case b. The rapid disintegration of the weld line material dur-ing plastic deformation is also underlined by the lower rupture forces (a/b= 2 200/1 100). Once again it has been demonstratedthat strain hardening,a vital property for engineering thermoplastics, can only occur if the mo-lecules are reliably interconnected so that they do not disentangle at theonset of plastic deformation. .

Acknowledgement - The author would like to thank Drs. W. MUllerand E. Gaube, Frankfurt/M.-HOchst, for having provided some ofthe test specimens and for valuable discussions.

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