Public Database ETIPs and ETIIs.final v2

8/20/2019 Public Database ETIPs and ETIIs.final v2

1/101

Database of Energy Technology Innovation Policies and Energy TecRuud Kempener, Laura D. Anadon, and Jose Condor, 8 November 2010

This database contains an overview of energy technology innovation policieand, #outh $frica and is up to date until %ove&ber '*

This database acco&panies the following paper+ e&pener, Ruud, -aura .*a2or E&erging Econo&ies+ Brazil, Russia, India, e!ico, "hina and #outh $and International $6airs, 7arvard ennedy #chool, 7arvard 8niversity, %oveclassi;cation of energy technology innovation policies and institutions in th

This database should be cited as+ e&pener, R*, -aura .* $nadon 9.atabasRussia, India, e!ico, "hina, and #outh $frica,9 Energy Technology Innovati

The authors encourage users to provide feedbac> or updates *


2/101

nology Innovation Institutions in Brazil, Russia, India, Mexico, China, and outh

s (ETIPs) and energy technology innovation institutions (ETIIs) in Brazil, Russia, India, e!ic

$nadon, /ose "ondor, 01overn&ental Energy Innovation Invest&ents, Policies and Institutifrica*3 Energy Technology Innovation Policy .iscussion Paper %o* '45, Belfer "enter for&ber '* The references for the ETIPs and ETIIs are provided in $ppendi! ' 9:verview aBRI"# countries9 and can also be found at the end of this database*

of Energy Technology Innovation Policies and Energy Technology Innovation Institutions inn Policy, /ohn


3/101

frica

o, "hina

ns in the#ciencend

Brazil,


4/101

Policies " Institutions

Petrobras Research "enter

EPE 4 Energy Research "o&pany


5/101

"onstruction of $ngra III

E!pansion plans for nuclear power

iranga


6/101

Resolution $%EE- 'C

Pro2eto Ribeirinhas

#ol Brasil

1lobal Reversion Reserve

8tility Energy EGciency :bligation

Electrical #ector $ct *DH=

Electric #ector odel F -aw *=D='D

-uz para todos 4 universalisation ofelectricity access

P%PB 4 %ational Progra& of BiodieselProduction and 8se

-aw *C 4 &andate for biodieselblending

-aw *5 4 $bate&ent of so&e or allfederal e!cise ta!es on biodiesel

":%#ERJE 4 EGciency in Energy 8seProgra&

PR:"E- 4 %ational Progra& for ElectricPower "onservation

":%PET 4 %ational progra& for theRational use of %atural 1as and :ilProducts

%ational Policy for "onservation andRational 8se of Energy F -aw no* ,'C

India4Brazil4#outh $frica .eclaration on"lean Energy


7/101

Descri#tion

CH

'D

C

C5

CD

CCD

'D

'H

C5

CC=

'D

"o4ordinating discussions on cli&ate changeK sets criteria for ". pro2ects (IE$ RE) CCC

CC

'

'=

tart$

Its purpose is to &eet Petrobras technological de&andsK e&ployeers, H pilotunits and H labs (petrobras*co&*br)

-aw *=DK ai& is to provide studies and research that supports planning of energysectorK authors of %ational Energy Plan and Ten Lear Plan for Energy (epe*gov*br)

agency of "T to pro&ote scienti;c and technological research and training of hu&an

resources (cnp@*br)

publicly owned co&pany subordinated to "TK provdes grants to non4pro;tableinstitutions and loans to co&panies M provides rei&bursable and non4rei&bursablefunds, as well as ;scal incentives, to induce innovation (;nep*gov*br)

$ssociated with Eletrobras, "E:E- is BrazilNs electricity RM. institutionsK conductsenergy studies in eGciency, T.# and renewables* Runs progra&s li>e PR:"E-,I%ETR:, -uz no "a&po, and rural electri;cation progra&s (cepel*br)

#ubdivision of "EPE-, which pro&otes the develop&ent of solar and wind throughdisse&ination of >nowledge, e!pansion of dialuge between sta>eholders andencouraging i&ple&entation of studies and pro2ects (cresesb*cepel*br)

#ubdivision of "EPE-, provides technical support for rural electri;cation by providingRM. services for networ> opti&ization, testing of &aterials, socio4econo&ic analaysis,i&ple&entationo of decentralized syste&s, support co4generation and apply re&otesensing and geo4refereing data (cepel*brOper)

Established by Eletrobras to coordinate and sti&ulate innovation through patenting andcooperation a&ong di6erent institutes, pro&ote basic RM., and e!port newtechnologies (cgtee*gov*br)

$Gliated to "TK &ission is to develop and deliver nuclear and related technologies*"%E% invests in RM., operates and &aintains reactors and provides training and>nowledge disse&ination (cnen*gov*br)

nowledge, create centers of e!cellences, pro&ote technological develop&ent and for&highly @uali;ed professionals ($l&eida 'K&ct*gov*br)

-aw C*CCK funded by of net sales electricity concessionaires* Electricity, nuclear,hydrogen, basic industry technology, renewables, hu&an resources, cooperation* $i&is to pro&ote RM., increase international e!change and train hu&an resources(&ct*gov*br)

policies on increasing energy eGciency, &aintain high levels of renewable electricitysupply, increase use of biofuels in transport and reduce deforestation (IE$ EE)


8/101

'5

'5

'C

'

'C

CD

CD

Ta! incentive for production of s&all engines (ARI) CCH

CCD

ey support policiesK ) re@uire&ents to buy a guaranteeda&ount of ethanol, ') low interest loans to ethanol distilleries, H) subsidized andregulated prices for ethanol to attract consu&ers and D) production @uota for sugar toestablish e!port controls (1olde&berg et al* 'D)* fro& 'H, ta! brea>s for e! fuel

vehicles and alcohol vehicles and a favorable ta! syste& (7ira and :liveira, 'C)

Progra& started in the Cs and died in C= due to lac> of ;nancial resources*Invigorated in ' with ta! incentives, e!tension of loan pay of periods, creating ofregulation, co&pulsory targets and procure&ent of biodiesel (ARIK #ousa /r* ')

Initiative to ta>e electric energy to agricultural co&&unitiesK the govern&ent procuresthe necessary e@uip&ent and distributes it to co&&unity develop&ent pro2ects(schools, health centers etc*)K in '5, BP #olar has installed PJ syste&s as part of this

progra& (ARIKapi*org)

#ubsidy on fuel for re&ote diesel4based electricity syste& e!tended to include engineson vegetable oils to replace fossil fuel (ARI)

Re@uire&ents for registration andor authorization of theor&oelectric, wind or PJgenerating stations (ARI)

Progra& run by "EPE-K Electri;cation of &ln rural households with consu&erse!pected to pay full cost over nu&ber of yearsK supports electri;ciation through RM.support in networ> opti&ization and renewable technologies (ARI)

I&prove&ent of eGciency of public lightning by replacing ineGcient lightningK funds as&uch as were provided by Eletrobras and at least ' by local townships orinterested utilities (-eite 'C)

1overn&ent guaranteed bene;cial purchase of wind4generated electricity by Eletrobras(ARI)

Initially incentives and subsidies for renewable technologies followed up by greenenergy certi;cate sche&eK preferential loans, &andates and green certi;cate tradingKElectrobras buys renewable electricity at pre4set preferential prices for ' years and can;nance up to of capital costs* (IE$ REKARI)


9/101

'H

tari6 discount to wind and bio&ass energy (ARI) 'H

'D

'D

'

'

'=

C

C=

C=

CC

CC=

'

''

'D

'H

"oordinated by E and e!ecuted by EletrobrasK follows up on N-uz no "a&poN andPR:.EE progra&e with the ai& to electrify all household by '=* Process involvessigning co&&it&ents, liberation of ;nancial resources and ad&inistration of progra&s(IE$ RE)

.e&onstration pro2ects for hydro, bio&ass and PJ icrosyste&s for re&ote areasKprovision of PJ syste&s to households and gasi;cation syste&s based on woodserving ho&es (ARI)

The progra& was suggested in 'H to organize production chains, lines of credit,structre the technological base and edit the regulatory fra&ewor> (biodiesel*gov*br)

-aw re@uires ' biodiesel co&ponent blended into diesel oil in '= and in 'H(Rodrigues M $ccarini, 'CKbiodiesel*gov*brKIE$ RE)

$bates so&e or all federal e!cise ta!es on biodieselK the level is based on a co&binationof factors, such as feedstoc> used to product it, class of grower4seller and regionalorigin* To be eligible, biodiesel producers &ust re@uire lincenses (Rodrigues M $ccarini,'CK #ousa /r* ')

ar>eting sche&e (%:R$#:-), @uali;cation of installers (Sualisol Brazil), standards(PBE4Brazilian -abeling Progra&), and RM. support for #A7 co&panies ($PE"4E#I#')

-aw *55K Ta! designed to provide funds for i&porve&ent of energy public servicesthrough reversion, &ergers and e!pansion (ARI)

-ow4interest loans to industrial ;r&s for invest&ent in oil conservation andorsubstitution (ARI)

"onsu&ption labeling, support for RM. of eGcient technologies and progra&s toreplace old technologiesK developed national energy eGciency test procedures andprovides recognition and pro&otion of top4rated energy 4eGcient appliances (ARI)

8&brella legislation to obtain ' energy eGciency gain in fossil fuel useK includesproga&s to set energy eGciency inde!es, review technical standards, incentives toreduce fuel consu&ption and creating public awareness (ARI)

Enforced by $%EE-, who oblgies electric power distribution co&panies to invest inenergy eGciencye &easures allocated to low4inco&e energy eGciency progra&s (IE$EEKaneel*gov*br)

#tandards for energy eGciency of &achines and appliances &anufactured or sold inBrazil (ARI)

-egislation for diversi;cation of national energy portfolio with guaranteed power salescontracts for ;rst HH A of renewablesK also e!tends 1lobal Reservation Reserve(ARI)


10/101

Technology tage " !ctor *unction


11/101

%E .eploy4supply

%E "o-

%E 1o#


12/101

T.# .eploy4de&and RK"o-

RE .eploy4supply <

RE .e&o4supply

RE "o-

RE .eploy4de&and <

RE .eploy4support <

RE


13/101


.epart&ent of Energy

#cienti;c and Technical "ouncil Rosato&

urchatov Institue

Institute of 7igh Energy Physics

J%II% 4 $ll4Russian Inorganic aterialsResearch Institute

J%IIT 4 $ll4Russian "he&ical TechnologyResearch Institute

%IIE


14/101

Energy #trategy for Russia until 'H

Technology transfer on fast reactor

8pgrade of RB reactors

"onstruction and co&pletion of Rostov4'

8pgrade fast neutron reactor

%uclear energy develop&ent progra&

.esign of B%4= reactor for "hina

.epart&ent for #tate 1overnance of Tari6s, Infrastructural Refor&s andEGcient Energy 8se


15/101

.esign of generation IJ 1idopress

hnologii

Progra&&e for energy eGcient econo&y

.esign and testing of ;rst oatingnuclear power plant

Technology transfer to de&onstration offast neutron reactor

.esign and co&&issioning of third

generation standardised JJER4'reactor

.esign and construction of BRE#T lead4cooled fast reactor


16/101

#upercritical "


17/101

Descri#tion

'=

'

'

CC'

conduct funda&ental nuclear energy research (!4ato&*ru)



"onducts applied research (!4ato&*ru)


conducts applied researchK operates the $4 reactor (!4ato&*ruK A%$)


C5





'=

tart$

.rafts and i&ple&ents national policy and legal regulation in the oil and fuel sector,including electric power industry, renewable resources and petroche&ical industry(&inenergo*gov*ru)

"reated by


18/101

'

'C

'C

C=5

'

'

'5

'5

'=

C=

'5

'5

'C

'C

"oordinates policies to increase energy eGciency, develops and i&ple&ent co&&onapproaches to prices and carries out refor&s in natural &onopoly sector(econo&y*gov*ru)

.eveloped priority areas of the develop&ent of the Russian scienti;c M technologicalco&ple! with energy and energy eGciency being one of the areas (fasi*gov*ru)

.evelop&ent of &e&branes for aring gas, coatings of pipes, solar panels , lightning

syste&s and new insulation &aterials (rusnano*co&)

Provides research, technical e!pertise, infor&ation disse&ination, develops databases,shares Best Practices and develops institutional and organizational capacity onsustainable energy (IE$ RE)

Provides blueprint and target for develop&ent of energy syste&K targets are D ofenergy generated fro& gas, doubling capacity of nuclear and increase renewables toD* of total electricity production (IE$ EE)

written by inistry of Energy and setting critical priority technologiesK nuclear,hydrogen, new and renewable resources, power generation and fuel production fro&fossil, energy saving syste&s and energy eGcient engines and propulsion devices(#h&at>o 'CK ara>ov 'C)

:riginal design fro& C=5 after which constructed was delayedK construction co&pletein ' (A%$)K not included in overview, since original technology is fro) &+-,the technology is not classi.ed as /innovative/0

-ifeti&e e!tensions between 4' have been granted for ;rst4generation reactorsKe!tensive refurbish&ents are re@uired (A%$)* %ot included in overview, since theseare .rst$generation technologies these activities are not classi.ed as/innovative/

Russia helped the "hinese "I$E in ' to develop their fast reactor, the constructionhas ;nally started in ' (A%$)

#igni;cant design &odi;cations and refurbish&ents for operating RB reactors byRosato&K new designs allow D4year lifeti&e (A%$)K not included in overvie%,because E1 has conde)ned technology, u#grades are ex#ensive andtechnology is not further develo#ed

Twin of A Rostov, which build was started in CC and co&pleted in 'K buildof Rostov4' started in '5 and connected in ' (A%$)K not included in overview,since Rostov$2 is t%in$technology fro) &+3+, it is not classi.ed as /innovative/

"onstruction started in '= and the four units are to be co&&issioned in ''4'D(A%$)K not included in overview, since these are standard technology, it is notclassi.ed as /innovative/

"onstruction started in C= and set to co&plete in ''4'K the ;rst Beloyras> is thlargest fast neutron power reactor in the world (A%$)

8pgrade of fast neutron reactor with licence renewal to '4' and increased fuel burn

up fro& to *D (A%$)$nnounced in '5, RussiaNs nuclear energy develop&ent progra& is funded by thefederal budget (Q'5 bln) and Rosato& (Q'C bln), so no private invest&ents involved(A%$)

#t* Petersburg $to&energopoe>t has started design wor> on B%4= reactor for "hinawith highNlevel agree&ent signed in :ctober 'C (A%$)

The Rosato& #cience and Technology "ouncil has approved a B%4' reactor forBeloyars> with construction starting in '' (A%$)


19/101

'C

'C

.esign of supercritical JJER with higer eGciency and breeding ratio (A%$)

approved in ' (A%$) '

'C

'5

'

'C

'=

'C

'=4'

''

'=

Target and outline &easures for energy eGciency with '5 reduction in ' (IE$ EE) '

Based on construction plans by Rosato&, the %izhiniy %ovgorod achine EngineeringPlant (%U) has asse&bled and tested the ;rst oating reactor (A%$)

In 'C, Russia signed an agree&ent to help "hinaNs develop&ent of indigenous fastneutron reactor as a 5 A de&onstration plant (A%$)

-ead units with higher eGciencies, longer life and greater power are being built at

%ovovoronezh II and leningrad with operation e!pected in 'H4' (A%$)

ear&ar>ing RM. funding for nuclear (R*, for&ation of organizational structures, stuates support for invest&ents,public4private partnerships and infor&ation and educational support to i&prove energyeGciency (&inenergo*co&)

#trategic planning, regulation and i&prove&ent of &onitoring R.M.K the policyestablishes targets for RE, pro&otes the develop&ent of #Es in the energy powersector, provides a feed4in pre&iu& for RE sources, &andates wholesale electricitybuyers to purchase a particular volu&e, i&proves legal fra&ewor> for construction ofRE generating facilities and provides training for design and operation (IE$ EE)


20/101

'

-oans for nine hydropower stations (IE$ RE) '5

CC

#tandardised &ethods for buildings and structures (IE$ EE) 'H

CC5

'

Energy eGciency i&prove&ents to boiler houses and central heating points (IE$ EE) CC5

CCD

"o&&ercial develop&ent of RussiaNs ;rst supercritical " to energy audit and &onitor housing stoc> forde&onstration pro2ects and develop a database on energy eGciency &easures (IE$ EE)

-aw by inistry of $griculture to establish legal, econo&ic, ecological, social andorganizational principles for the production and use of biofuels (Pristupa, ol et al*')

not acceptedyet


21/101


1E RM.4supply

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%E 1o#

%E RM.4supply de

%E RM.4supply de

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%E RM.4supply de

%E RM.4supply de

%E RM.4supply de

%E RM.4supply .e

1E deploy4support


22/101

EE deploy4inter&* "o-

1E RM.4de&and

EE+ RE RM.4supply .e

RE


23/101

%E RM.4supply .e

%E .e&o4inter&*

%E .eploy4supply

%E RM.4supply .e

%E .eploy4supply

%E deK 1o#

RE .eploy4supply R

EE

EE .eploy4inter&*

EE "o-

RE

RE .eploy4supply <

RE .eploy4inter&* <

RE .eploy4inter&* "o-

EE "o-

RM.4supplyK RM.4de&and

RM.4supplyK.eploy4inter&*

RK "o-K.e

.eploy4supplyK

.eploy4inter&*K

.eploy4.e&and

E$K 1o#K"o-K


24/101


25/101


%-" 4 %eyveli -ignite "orporation

#ingrauli "ollieries "o&pany -td*

:I.B 4 :il Industry .evelop&ent Board

%17P 4 %ational 1as 7ydrate Progra&&e

7"< 4 7ydrogen "orpus


26/101

B7ER 4 Bharat 7eavy Electricals -td*

%ew Technology 1roup

#E" 4 #olar Energy "entre

$lternate 7ydro Energy "entre

%ational $ction Plan on "li&ate "hange

th


27/101

Electricity $ct 'H

I1"" de&onstration plant

8ltra ega Power Pro2ects 4 8PPs

I1"" de&onstration plant

Renewable Portfolio #tandard

%ew


28/101

#olar Power 1eneration Based Incentive

Energy "onservation $ct

Energy conservation building code

Rural Electricity #upply Technology(RE#T) ission

#AE# 4 Progra&&e on #&all wind Energyand hybrid syste&s

Research, .esign and .evelop&ent of#olar Ther&al Technologies

Pro&otion of 1rid Interactive Power1eneration Pro2ects

1eneration based incentives for windpower

1overn&ent $ssistance for wind powerdevelop&ent

Progra&&e on #&all wind Energy andhybrid syste&s 4 #AE#

1rid "onnected #olar PJ Power1eneration Pro2ects

.e&onstration and pro&otion of solarphotovoltaics devices in urban areas Mindustry

$ccelerated develop&ent anddeploy&ent of #A7 syste&s in do&estic,industrial and co&&ercial sectors


29/101

E":$R sche&e

%ational energy labeling progra&&e

Pre4pay&ent electricity &eter

Energy "onservation for Tea Production

EBP 4 Ethanol Blending Progra&

Biofuel Policy Biofuel #che&e

Bio&ass Power 1eneration

$uto fuel policy

Ra2iv 1andhhi 1ra&in -P1 Jitra>

#upport for ass Rapid Transit #yste&

%ational 7ydrogen Energy Road &ap

India F 2apan Energy


30/101

India4Brazil4#outh $frica .ecleration on"lean energy


31/101

Descri#tion

largest RM. research institute at the .epart&ent of $to&ic Energy (barc*ernet*in) CDD

C

C5

#tate4owned enterprise with RM. facilities (nlcindia*co&) ='=

#tate4owned enterprise with RM. facilities (sccl&ines*co&) ==5

CD

CC

'5

'D

C=

C=

state4owned enterprise with RM. facilities (oilindia*nic*in) ==C

#tate4owned enterprise with RM. facilities (gailonline*co&) C=D

#tate4owned enterprise with RM. facilities (hindustanpetroleu&*co&) C'

#tate4owned enterprise with RM. facilities (ongcindia*co&) C5

C5

'

Aithin inistry of Power+ designated institute for training (npti*in)

tart$

RM. research institute at the .epart&ent of $to&ic EnergyK &ainly involved in researchon fast breeder reactors as part of #tage ' of IndiaNs %uclear Progra& (igcar*ernet*in)K

Part of inistry of "oalK plans, progra&s, budgets, and oversees i&ple&entations ofresearch pro2ects and to see> application of the ;ndings of the RM. wor> done(coal*nic*in)

Research organization of the largest state4owned coal co&pany "oal India -td* ("I-),which coordinates research activities (c&pdi*co*in)

Part of inistry of Petroleu& and %atural 1as+ created to address the need of self4reliance in petroleu& and petroleu&4based productsK provide loans and grants fro RM.pro2ects (oidb*gov*in)

-iaised to the :I.B, the pro2ect to &ap out gas hydrates as a future alternative energysourceK consisted of co&prehensive analyses M sa&pling (oidb*gov*in)

-iaised to :I.B, the institute is established as a single training and education institutionthat can render e!pert training to the petroleu& industry (oidb*gov*in)

-iaised to :I.B, it is a nodal agency to establish hydrogen as a future energy source forthe transport sector* "7T coordinates and funds research wor> in re;ning and &ar>etingarea, e!change of infor&ation and assessing technology re@uire&ents (oidb*gov*in)

Part of inistry of Petroleu& and %atural 1as+ i&ple&ents scienti;c and technologicalprogra&sK it also establishes RM. action plans with its &e&bers and identifyares&ission where technological develop&ent is needed (cht*ind)

Part of inistry of Petroleu& and %atural 1as+ for&ulates strategies and pro&ote&easures for accelerating conservatoin of petrloiu& productsK conducts sectoral energyeGciency and conservation progra&s and ad&inisters RM. pro2ects (pcra*org)

assive &ulti4&edia awreness and ca&pains on biofuels, &obilizing sta>eholders andproviding ;nancial support during the period between plantation to yield ti&e (pcra4biofuels*org)

"reated as a centre for applied research assisiting the electrical industry in productdevelop&entK it supports technology deploy&ent as well as RM. e!penditure (cpri*in)

Aithin inistry of Power+ #tandards and labeling progra&, accrediation of energyauditors, national energy conservation awards and ca&paings (bee4india*nic*in)


32/101

C'

CC'

'C

C=

'

C='

CC=

C='

'

'=

'

'5

state4owned enterprise with RM. facilitiesK has e!peri&ented with uidized bed coalgasi;ers since 'H (#hac>ley and Jer&a '=K bhel*co&)

The inistry of %ew and Renewable Energy (rena&ed in '5) covers the followingareas of RM.+ () #olar Energy Progra&&e, (') Biogas Progra&&e, (H) Aind EnergyProgra&&e, (D) Bio&ass Progra&&e, () :thers #ources of Energy, 5) #&all 7ydelProgra&&e, and () %ational Institute of Renewable Energy (&nre*gov*in)

"onducts state4of4the4art research, design and develop&ent activities for renewableenergy, energy needs in rural areas and hu&an resource develop&ent (&nre*gov*in)

Pro&otes, develops and e!tends ;nancial assistance (through loans) to renewableenergy and energy eGciency pro2ects (ireda*in)


33/101

'H

C==

'=

'=

'=

'C

'C

'C

'=

'=

'=

'C

'

Initiated in 'H, establishes the develop&ent of a %ational Electricity Policy, providesliberty to operate and &aintain generation stations without obtaining a license if itco&plies to technical standardsK the act was a&ended in ' (ARIKpower&in*nic*in)

B7E- runs a 5*' A I1"" de&onstration plantK it will be converted to generate powerto the grid (1hosh '=K IE$ """)

%TP" co&&issioned ' ! = A supercritical boilers, which are going to be developedand delivered by the #:E Bharat Electrical -td* (#hac>ley and Jer&a '=)

"o&&issioning of public4private partnerships to develop D A of power pro2ectsKregulation for increased power load factors (P


34/101

''

'5

'5

'5

'=

Ta! reduction and e!e&ptions and accelerated depreciation (IE$ REKIRE.$) 'H

'

'=

'=

'

'

'

'

Electri;cation of rural household through develop&ent of indigenous technologies andoperationalise the sche&es on co&&ercially feasible sche&es (innovative ;nancing,grassroot institutional arrange&ents) (power&in*nic*inruralXelectri;cationrestX&ission)

The ob2ective of the progra& is to develop technology and pro&ote applicationsKactivities consist of ;nancial support for setting up water pu&ping wind &ills andaerogeneratorswind solar hybrid syste&s, ;eld trials M perfor&anc evaluation, gridconnected #AE# on de&onstration basis and RM. (&nre*gov*inad&4approvalswind4

hybrid4syste&*pdf)

, institutional arrange&ents to save 'H energy in '' through )pilot progra&s in govern&ent buildings, ')develop&ent building codes, H) standards

and labeling progra&, D) de&and side &anage&ent through utility co&panies, )educational progra&s and 5) setting up awards* It also established BEE(ARIKpower&in*nic*inKIE$ EE)

Purpose of the code is to provide &ini&u& re@uire&ents for energy4eGcient design andconstruction of buildingsK the code is &andatory and applies to building envelopes,&echanical syste&s and e@uip&ent, service hot water heating, lighting and electricalpower M &otors (oP 'K IE$ EE)


35/101

CC

'5

'

'

'

#ubsidies for &aintenance and repairs of biogas plants (ARIK&nre*gov*in) C=

'H

'=

'D

'=

'

Enforce&ent of auto e&ission standards (&oef*nic*in) C=

#tandards for eGcient vehicles (ARIKaperc4biofuels*org) 'H

'C

CC

'5

'5

Joluntary non4binding labelling sche&e for environ&entally friendly productsK thepurpose of the sche&e is to increase consu&er awareness and to incentivise&anufacturers (ARI+cpcb*nic*in)

E!ectued by BEE, it includes a &andatory for electricity4consu&ing appliances in 'with 4 to 4star grading (IE$ EE)

Raising awareness on energy savings opportunities in industry, co&&erce, agricultureand households 4 through painting co&petitions at school (bee4india*nic*in)

Introduction of &etering syste& for govern&ent depart&ents to discourage powerusage (ARIKIE$ EE)

.e&onstration pro2ect in H tea processing units through procure&ent of energyeGcient e@uip&ent with awareness to other tea sectorsK nowledge sharing and the pro2ect is funded through1E< (ARI)

andate to use ethanol blend in petrol in 'H, in '= and targets ' in'K since '5 provides feed4in tarrif of '* rupeesliter* I&ple&entation deferreddue to short supply of sugarcane and sugar &olasses in '='C (gain*fas*usda*gov)

andatory law to increase blend of ethanol in gasoline fro& to in :ctober'=K provides indicative target of &in* ' ethanol4blended petrol and diesel in 'and sets up national Biofuel "oordination "o&&ittee and Biofuel #teering "o&&itteeand puts in place a cert;ciation &echanis& for blending e!ercises* A depending on the capacity and

li&ted to D of plant costK ;nancial assistance available to any organization,entrepreneur or institutionK ;nancial assistance for wor>shops on spec;ciation Mstandards, operation M &aintenance and training (&nre*gov*inad&4approvalsbiogaspowerXa*pdfK IE$ RE)

e to operate such agencies(indg*gov*in)

inistry of 8rban .evelop&ent supports RT#, including Bus Rapid Transit #yste&s(BRT#) with ;nancial assistance if the pro2ects are supported through a "o&prehensiveobility Plan (pib*nic*in)

.evelop&ent and de&onstration of hydrogen powered engines and power syste&sKtargets are &ln vehicles and A of power in ''* $ctivities are researchactivities for hydrogen production, storage and utilization (ARIK&nre*gov*in)

Energy policy, supply and conservation in industry by e!chaing infor&ation on nationalpolices and the industryYs status (ARIKteriin*org)


36/101

'H.evelop&ent, tradeinvest&ent, infor&ation e!change and cooperation to securesupply of safe, sustainable and non4polluting energy (ARI)


37/101


%E RM.4supply .e

%E RM.4supply .e


38/101

T.#K


39/101

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42/101

1E .iRM.4inter&*K.eploy4inter&*


43/101


"


44/101

1rid4"onnected wind power

%$.


45/101

1reen ortgage Progra&&e

andatory standards under the


46/101

Descri#tion

Public RM. institute associated with PEEZ, but funded by the govern&ent (i&p*&!) C5

Public RM. institute for nuclear energy (inin*gob*&!) CC

C

'=

'C

CC5

advises on how to provide energy supply in &unicipalities (7uacez ') ''

'

'

'

'=

'

'54'C

'D

'5

tart$

#tate4owned electricity co&pany, which in 'C ;nances a research pro2ect at arioolina "enter on I1"" using petco>e, with ":' capture and utilization of E:R and;nances feasibility studies on converting oil stations to coal including ":' capture(#antalo 'CK cfe*&!*gob)

#tate4owned oil M gas co&pany conducting energy RM.K in 'C PEEZ started apro2ect separating ":' at an $&&onia plant for E:R at 9"inco Presidentes9 (#antalo

'CK pe&e!*co&)

Public RM. institute for innovation in the electrical industryK research areas includeenergy sources (renewables, nuclear), control syste&s, electrical syste&s(trans&ission, distribution) and &enchanical syste&s (che&ical and ther&alprocesses)K started a :!yco&bustion furnace and postco&bustion capture pilotprogra& in '= and a pro2ect on e!ploring algae ;elds using ":' fro& Puerto -ibertad#tation to produce ethanolK (iie*org*&!K #antalo 'C)

provides infor&ation, certi;es bodies, veri;es accreditation and is responsible forlabelling (conuee*gob*&!)

Established in 'C, this co&&ission is responsible for creating technicalguidelines,infor&ation disse&ination, recording of policies and resolutions andevaluating operational eGciency (www*cnh*gob*&!)

analyzes i&ple&entation of renewable energy pro2ects, identi;es, pro&otes andcoordinates opportunities, &echanis&s, conditions and funding sources (conae*gob*&!)

#E%ER strategy docu&ent that &entions energy infrastructure, eGcient energy use anddiversity as pri&e drivers to tac>le poverty (pnd*presidencial*gob*&!)

#E%ER progra& that provides targets for energy eGciency savings (DH TAh), renewableelectricity sources (fro& 'H*5 to '5) and ":' e&ission reduction targets(tinyurl*co&prosener)

#E%ER progra& of energy infrastructure invest&ents through public4privatepartnerships (infraestructura*gob*&!)

#E%ER progra& providing strategies for science, technology and innovation progra&s inenergy RM. (7ic>s 'Ksener*gob*&!)

Policy docu&ent by inter&inisterial co&&ission on cli&ate change, which createdseveral incentives and institutions pro&oting energy R.M. (se&arnat*gob*&!)

8pgrade by P% of #an /uan 1enerating #tation coal4;red power plant to reducee&issions by D &ega tons p*a* (IE$ """)K not included in classi.cation, becauseP4M is not state$o%ned0

Part of international $ction PlanK procure&ent of large scale renewable energy pro2ectsand foster research, technological develop&ent and capacity building in renewables toachieve D installed capacity in 'DK e!ican govern&ent is ;nancing new hydroand renewable energy plants (ARIKRE%')

1uidelines e!plaining ad&inistrative procedures for pro2ect developers of renewableenergy pro2ects, developed by for&er ":%$E but still in force (tinyurl*co&1uiaER)


47/101

'=

'C

'=

'=

Broad guidelines for govern&ent actions on renewable energy (tinyurl*co&REP&e!ico) 'C

'

'

"onstruction of wind far& facilitating technology and s>ills transfer (ARI) '

'=

'=

'5

'5

'

C=C

Public recognition for organization and co&panies with energy savings (ARI) CC

provides voluntary standards (%Z) for energy eGciency CC'

-aw for regulating the use of renewable energies for electricity generation, which &a>es#E%ER responsible for a #peical Progra& for the 8se of Renewable Energy (-$


48/101

CC'

CC

CCC

''

'5

'

'

andates energy eGciency standards (%:) for a range of appliances ranging fro& airconditioners ('5), lighting ('D), washers ('), insulation (CC) etc*(iee2*or*2paperc)

Joluntary label for &anufacturers that confor& to energy eGciency standards (ARIKIE$EEK;de*org*&!)

Protocol to establish a process of continued i&prove&ent of energy eGciency in realestate, vehicle eets and facilities of the depart&ents and agencies of the federalgovern&ent thorugh i&ple&entation of best practices and technological innovation and

the use of tools of operation, control and &onitoring (iee2*or*2aperc)

Progra&&e ;nances substition of old refrigerators and air conditions, provides ;nancialsupport for insulation and eGcien lighting* Progra& started in '' through


49/101



50/101

RE .eploy4inter&* "o-

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52/101


%ational Energy -eading 1roup

%E" 4 %ational Energy "o&&ission

%$" 4 %ational Energy $d&inistration

"$# 4 "hinese $cade&y of #ciences

%ational #cience


53/101

th


54/101

1reen1en pro2ect

deploy&ent of I1"" power plants

":' storage and usage de&onstration

"oal4to4-i@uid agree&ent

"oal4to4"he&icals plant

Bai&a "


55/101

Jalue $dded Ta! Returns ""

$ccelerated capital depreciation ""

ta! o6sets "" invest&ents

ta! o6sets RM. in ""

I&port duty e!e&ptions "" e@uip&ent

":' capture 8sing $&ine process

.eploy&ent of "andu45 reactors

"o&&issioning of ' EPR power stations

8ltra 7igh Joltage %etwor>

E!pansion of nuclear capacity

":$"7 4 "ooperation $ction within the""# "hina4E8 pro2ect

%UE" 4 %ear Uero E&issions "oalInitiative

"arbon .io!ide "aptuer and 7ydrogenProduction fro& 1aseous


56/101

PAR technology transfer

$dvanced fuel cycle technologies

.e&onstration of fast neutron reactor

Brightness Progra&

#unlight progra&

"leaner production pro&otion law

#upport for


57/101

Renewable energy law

Interi& ange&ent easures for

Renewable Power Tari6 and "ost$llocation

ediu& and -ong4Ter& Energy.evelop&ent Plan outline

ediu& and -ong4ter& Plan forRenewable Energy

Energy #aving Power 1eneration.eploy&ent ethod (trial)

Interi& easures on Renewable Power

surcharge "ollection and $llocation

Interi& Procedure for the .istribution ofRenewable Energy Power Price $dditionalInco&e

Regulatory easures on :64ta>ePurchase of Electricity fro& Renewableenergy #ources by 1rid "o&panies

Interi& easures for the $d&inistrationof the #pecial


58/101

Electricity generates electricity policy

.esign standards

Energy "onservation -aw

Retire&ent of IneGcient Plants

$lu&iniu& Industry Per&itting #tandards

Interi& &easures for the $d&inistrationof the


59/101

Energy "onservation Basic #tandards

-aw of the 7ighway

Jehicle fuel econo&y standards

Jehicle E!cise Ta! Rates

energy4eGcient and water4savinge@uip&ent directory of corporate inco&eta! concessions

End48se Energy EGciency Progra&(E8EEP)

Energy4eGciency retro;t for e!istingresidential buildings

Energy "onservation regulations forstate4funded institutions

:rdinance on Energy4#aving of "ivilBuildings

Energy EGciency labelling &anage&entapproach

Enhanced EGciency &onitoring andauditing+ develop&ent of eGciencycenters

Reduced e!port ta! high4energy4conu&ing products

Ta! incentive policy for high4energy FeGciency products

ini&u& Energy Perfor&ance #tandards

(EP#)

1overn&ent notice to encourageenviron&entally4friendly low4e&issionscars

$ustralia4"hina Bilateral cooperation oncli&ate change

$ustralia4"hina Bilateral cooperation oncli&ate change

ar>et Transfor&ation Progra&&e FPartnership with the 8


60/101

8*#*4"hina Bio&ass :8


61/101

Descri#tion

'4'C

'

'=

CDC

sets up regional de&onstration pro2ects (efchina*org) CCC

'=

'

'4'

'54''

funding of funda&ental RM. to &eet national strategic needs (CH*gov*cn) CC

C=5

C='

C==

C=5

'4'

'4''

'

'

tart$

leading and coordinating role to &anage energy sector (.owns '=K Bo 'K 1ao')

draft national energy develop&ent strategy and discuss energy security anddevelop&ent issues (Bo 'K 1ao ')

handles daily a6airs, &anages energy sector, draft energy policies, negotiate withinternational agencies and approves foreigh direct invest&ents (Bo 'K 1ao ')

RM. fundingK has developed #ustainable .evelop&ent #trategy #tudy 1roup, whichpublished sustainable develop&ent strategy report in 'C (english*cas*cn)

responsible for RM. funding for basic and applied scienceK aGliated to the state council(nsfc*gov*cn)


62/101

'=

'=

RM. e!penditure within the CH progra& (-iu 'CK"hen ') '54'

RM. e!penditure within the CH progra& ("hen ')



RM. e!penditure under =5H (Ziao ') '54'

'54'

RM. e!penditure within =5H progra& (-iu 'CK"hen ') '=4'

RM. e!penditure within =5H progra& ("hen ')

'54'

CH progra& launced by :#T (Luan and -in ') '4'C

=5H progra& initiated by :#T (Luan and -in ') '4'

=5H progra& initiated by :#T (Luan and -in ') '4'

CC'

'D

'

In arch '=, the %.R" suggested that installed nuclear power capacity &ight evene!ceed 5 1we by '' due to faster than e!pected construction (Uhou ')


63/101

'5

'5

'5

'5

'5

'54''

'C

'C

'C

'C

'=

'

Published by insitry of ilowatt of surplus coal &ine &ethane electricity (Lang'C)


64/101

'5

'

International cooperation pro2ect with the E8 ("hen ') '54'C

International cooperation pro2ect with the E8 on regulation ("hen ') '=4'C

International cooperation and e!change with the E8 ("hen ') '=4'

International cooperation and e!change with $ustralia ("hen ') '=4'

CC

CCH

'D

'

'

'5

'5

'

'=

'=

Jalue added ta! levied fro& coal &ines developing coal &ine &ethane technologies torecover and utilize "" will be returned (Lang 'C)

Purchases and install&ent of coal &ine &ethane recovery and utilization e@uip&ent isallowed accelerated deprectiation (Lang 'C)

Ta! o6sets for capital invest&ents into "" pro2ects ;nanced via self e@uity or loans(Lang 'C)

"o&panies with RM. invest&ents are allowed o6set of invest&ent value fro&ta!able inco&e (Lang 'C)

I&port duty and i&port4related ta! and value4added ta! will be e!e&pt fro& coal &ine&ethane utilization e@uip&ent (Lang 'C)

international pro2ect with ' European and = "hinese partner to investigate the storagepotential of the Bohai basin ("hen ')

#ino48 pro2ect with ' "hinese partners to e!plore storage potential and e&issionsource assess&ents ("hen ')

Run by -eshan %uclear Power Institute of "hina, it was build in CC but converted in' to use low4enriched uraniu& (A%$)

-aunced in CCH at "I$E and with help of Russian technology in ', the constructionhas ;nally started in ' (A%$)

#tate "ouncil approved plans for pioneering 1eneration III nuclear technology fro&overseas in the #an&en and Lang2iangK the #tate %uclear Power Technology"orproration (#%PT") choose Aestinghouse $P reactor designs in ' (A%$)

Technology develop&ent agree&ent between "%%" and $to&ic Energy of "anada($E"-) to build new reactorsK since the technology is %ell understood, it is notclassi.ed as /innovative/

$gree&ent (renewed in 'C) between PBR Pty -td (#outh $frica), "hinerg "o* andI%ET to cooperate on de&onstration and co&&ercialisation of 7TR concept (A%$)

#tate "ouncil issued Nlarge szie advanced PARN and N7igh4te&perature gas cooledreactorN as two of the 5 special #MT pro2ects within the Nnational &ediu&4 and long4ter& progra& for science and technology develop&ent '54''N (A%$)

$nnounced by #tate "ouncil in '5, "ina 7uangeng 1roup lead a consortiu& to build a' Ae de&onstrationo 7TR4reactor (A%$)

$gree&ent between E.< and "1%P" to build two4unit EPR power stationsK contractedas 2oint venture with ownership by "1%P"K co&&issioning started in 'C (A%$)

The #tate 1rid "orporation is rapidly developing ultra high voltage linesK adding H 1Ain capacity by ''K total invest&ent of Q5 bln (A%$)

"%%" has plans to e!pand nuclear capacity to = 1A by '', ' 1A by 'H andD 1A by ' with an esti&ated "%L = Bln in invest&ents until '' (A%$)


65/101

'=

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'C

'C

CC5

CC5

CC5

CC5

''

''

''

'H

'H

'

2oint venture by "1%P" () and $reva to transfer PAR and EPR technology to otherplants in "hina (A%$)

Indigenous technology developed by "1%P" in cooperation with $JER$ and deployeddo&estically in nuclear power stations (A%$)

:perational research reactor build by "hina Institute of $to&ic Energy ("I$E)Kannounced in '= and currently under construction

"ooperation between #%PT" and Tsinghua 8niversity, the institute focuses on large4

scale advanced PAR technology (A%$)$gree&ent with %PI", $E"- ("anada), Third Sinshan %uclear Power "o&pany (TS%P")and "hina %orth %uclear


66/101

'5

'5

'

'

'

'

'

'

'=

'=

policy, which establishes the responsibility of the #ate "ouncilfor overall i&ple&entation, &anage&ent and utilization of renewable energy* It alsoestablishes a range of &easures (discount lending, ta! preferences, portfolio standards,education, standardization), which have subse@uently been wor>ed out in other9notices9,9interi& &easures9 and 9opinions9 (IE$ REKARIKRE%' 'C)

Issued by %.R" in '5 providing a ;!ed &echanis& for feed4in tari6s that provide a

reaonable price to assure wind industry develop&ent (RE%' 'CK -iu ')

Issued by %.R", it provides renewable power generation targets of in ', ' in'' and of overall energy consu&ption (IE$ REK en*ndrc*gov*cn)

Issued by %.R" in ' with re@uire&ents for &ini&u& renewable power generation of in ' and H in '' and also re@uire&ents for power co&panies to have H in' and = in '' of their installed capacity to be renewable (RE%' 'C)

Published by %.R", #tate Environ&ental Protection $di&istration, #ER" and Energy:Gce as>ing power utilities to prioritze renewable power supply (RE%' 'C)

Issued by %.R" in ' introducing a surcharge that provides a pre&iu& to renewable

energy proces (RE%' 'C)

Issued by %.R" in ' adding a surcharge to the power retail price to subsidize andshare the e!cess e!penses for purchasing renewable electricity (RE%' 'C)

regulation by the #tate Electricity Regulation "o&&ission (#ER") that wind power haspriority in dispatching to the power grid (RE%' 'CK -iu ')

#ubsidy to any @uali;ed enterprise for its ;rst wind power units by the standard of5 yan>A (RE%' 'C)

Issued by :< in '=, which e!tends special RM. funds for the develop&ent of newwind power e@uip&ent (RE%' 'C)

Issued by :< in 'C tha provides ta! incentives supporting localized production ofwind e@uip&ent (RE%' 'C)

Pro&ote use of PJ applications in do&estic buildings through a subsidy of ' yuanwp(RE%' 'C)


67/101

'C

'C

'C

'C

'C

'=

C5s

CC5

CC=

'

'D

'5

'5

'

'

PJ solar pro2ects connected to the power grip can receive a subsidy of of totalinvest&ents, with for PJ pro2ects in re&ote areas without powerK Target is at leastA of solar far&sK 'w per province (RE%' 'C)

pro2ect by #tate 1rid to invest in H A wind power pro2ect in Uhangbeei "ounty,7ebei provice, although it contradicts policies to separate power generation and gridenterprises (-iu ')

"hinaNs only state4level research center in advanced wind power technology ande@uip&entK supported by both %.R" and %ational Energy $d&inistration (-iu ')

Publication by :< that &a>es clear that "hina upholds solar roof plan and will useleverage e6ect of ;nancial policy (RE%' 'C)

Proposes standardized subsidy of RB'Ap to pro&ote do&estic PJ &ar>et in "hina(RE%' 'C)

Issued by %.R" in ' to build V A power station including feed4in tari6s (RE%''C)

-ow4interest loans and ta! incentives for new and renewable energy pro2ects, includingpolicies to pro&ote s&all hydropower (ARIK Tong 'C)

$ 5 ta! preference for #7P and pro;ts are used to build new #7PK levy on electricitygoes to W#7P develop&ent foundationY for soft loans (ARIK Tong 'C)

andatory building design standards for energy eGciencyK inlcuding testing &ethodsand &andatory re@uire&ents to reduce energy consu&ption with in H of all newbuildings and 5 for all buildings in '' (ARIK Uhou, -evine et al* ')

-ist of energy4intensive e@uip&ent that has to be ta>en out of service and speci;ctechnical goals for new technologiesK the was was revised in '= to provide basicsyste& re@uire&ents for enegy conservation &anage&ent (iee2*or*2papercK Uhou,-evine et al* ')

-aunched in ' by %.R", the plan reduces energy consu&ption by ' in 'co&pared to ' by building hydro and railway linesK also includes i&ple&entationplans for the '4' periodK plan includes energy conservation standards, &onitoringand technical services, and green lighting (IE$ EEK Uhou, -evine et al* ')

Policy within %.R"Ns th year plan, which replaces incandescent la&ps andelectro&agnetic ballasts, pro&otes high4eGciency lighting in public facilities andrenovates production and asse&bly lines of high4eGciency electronic appliances (IE$EE)

Establishing top4 of enterprise leaders in energy eGciencyK the progra& is lead by;ve govern&ent agencies, including %.R", Environ&ent and Resources, %ationalBureau of #tatistics and the %ational Energy -eading 1roup* It also includes an

infor&ation syste& and website (IE$ EEK Uhou, -evine et al* ')

.eveloped by inistry of


68/101

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Reduction in inco&e ta! for enterprises that purchase and use energy4eGcient devicesand @uip&ent (iee2*or*2papercK Uhou, -evine et al* ')

I&ple&ented by %.R" with support fro& 8%.P and 1Es for technology transfer into "hinaK co&&ercial cooperationon coal bed &ethane technology and policy assess&ents (IE$ ""Kccchina*gov*cn)

7ar&onizing and converging product perfor&ance standards for appliances (ARIK IE$EE)


69/101

'"ooperation on scienti;c, technical and policy aspects of biofuels to create uni;edstandards, share studies and e!change >nowledge (IE$ REKeere*energy*gov)


70/101


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75/101

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RE .eploy4supply <

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EE .eploy4de&and

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78/101

RE RM.4inter&* di


79/101


.epart&ent of #cience M Technology

Innovation


80/101

Integrated Energy Plan

%ational Energy $ct

Renewable Energy #ubsidy #che&e

Biofuel Industrial #trategy

#olar Aater 7eating Progra&&e

#olar TraGc -ights

RE


81/101

Energy EGcient otors Progra&&e

E"# 4 Energy "onservation #che&e

India4Brazil4#outh $frica .eclaration on"lean Energy


82/101

Descri#tion

#&all RM. budget for Nenergy resourcesN and Nenergy supplyN (dst*gov*za)

CCC4'C

'

CCD

'D

'4'C

'

'C

'C

'C

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CCC

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Provides funds for patent application, Nvalley of deathN and Nlater stage research wherproof e!istsN (innovationfund*ac*za)

%ewly crated agency to fund innovative activitiesK will ta>e over the activities of the

innovation fund (innovationfund*ac*za)

-evy on fuel to provide fund for research and pro&otion of appropriate energy solutionsin the areas of oil, gas electrical power, solar energy, low4s&o>e fuels, bio&ass, windand renewables (cef*org*zaKARI)

:rganization established as part of the "enteral Energy


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Re4enacted in '=K purpose is to ensure that diverse energy resources are available, insustainable @uantitites and at a6ordable pricesK provides for integrated energyplanning, appropriate energy infrastructure and establishes institutions for energyresearch (thabethe ')K Establishes %ational Energy $dvisory "o&&ittee, a %ationalEnergy .atabase and Infor&ation #yste& and re@uires integrated energy plans every;ve years (ARI)

Regulatory fra&ewor> to e!plore non4traditional funding &echanis&s, feed4in tari6s, REobligations and certi;cation through study tours, wor> shops etc* (ARIKRE%')

RM. funding provided by depart&ent of #cience and Technology and reviewed by theInnovation nowledges potentisl for energy eGciencyand lays out #ectoral I&ple&entation Plans(www*d&e*gov*zapdfsenergyeGciencyeeXstrategyX*pdf)

Joluntary progra& signed by .E and industry to co&&it to energy eGciency targetsKincludes de&and #ide anage&ent contracts, ;scal and other incentives, training&aterial, identi;cation of Best Practices and networ>ing to increase energy eGciencywith in ' (IE$ EE)


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provides a baseline for all targeted custo&ers (large users ;rst) based on 5 andthen develops energy saving targets for all custo&ersK the progra& is e!ecuted byEs>o& (a&eu*co*za)

.evelop&ent, tradeinvest&ent, infor&ation e!change and cooperation to securesupply of safe, sustainable and non4polluting energy (IE$ RE)


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91/101

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Category !bbreviation *ull descri#tion

Technology


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